Pflug Koory, LLC
- SEC CIK
- 0001740063
- Latest filing
- Jul 21, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 458
- −21 vs. Q2 2021
- Portfolio value
- $182.9M
- −$8.09M (−4.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| REZIResideo Technologies, Inc. | Stock | 16 | $0 | 0.0% | 00.0% | Unchanged | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 7 | $0 | 0.0% | 00.0% | Unchanged | – |
| CVMCel Sci Corp | COM PAR NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| MDCSekisui House U.S., Inc. | COM | 5 | $0 | 0.0% | +5 | New | History |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 6 | $0 | 0.0% | 00.0% | Unchanged | – |
| Yellowstone Acquisition Co98566K204 | UNIT 10/22/2025 | 30 | $0 | 0.0% | 00.0% | Unchanged | – |
| DXCDXC Technology Co | Stock | 41 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell Midcap ETF464287499 | ETF | 7 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 12 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 13 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| GSHDGoosehead Insurance, Inc. | COM CL A | 6 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287192 | US TRSPRTION | 6 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| ROKURoku, Inc | COM CL A | 3 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DFTXDefinium Therapeutics, Inc. | COM | 520 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 168 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| KMIKinder Morgan, Inc. | Stock | 100 | $2.00K | <0.1% | −1,928−95.1% | Reduced | History |
| ACCAmerican Campus Communities Inc | COM | 45 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| CXHMFS Investment Grade Municipal Trust | SH BEN INT | 179 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 200 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| TLRYTilray Brands, Inc. | COM CL 2 | 204 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| CTVACorteva, Inc. | Stock | 70 | $3.00K | <0.1% | −14−16.7% | Reduced | History |
| CICigna Group | Stock | 15 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Core MSCI Europe ETF46434V738 | ETF | 50 | $3.00K | <0.1% | +50 | New | – |
| BABAAlibaba Group Holding Ltd | ADR | 17 | $3.00K | <0.1% | −57−77.0% | Reduced | History |
| AAAlcoa Corp | Stock | 66 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| ATIAti Inc | Stock | 200 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| LTCLTC Properties Inc | REIT | 90 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| OTTROtter Tail Corp | COM | 50 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 30 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| IPInternational Paper Co | COM | 60 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| CGCCanopy Growth Corp | COM | 200 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| TWTRTwitter, Inc. | COM | 42 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Paramount Global92556H206 | CL B | 70 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| GSGoldman Sachs Group Inc | Stock | 10 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| BOCBoston Omaha Corp | Stock | 100 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 38 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| NIONIO Inc. | ADR | 100 | $4.00K | <0.1% | +100 | New | History |
| Vanguard Industrials ETF92204A603 | ETF | 23 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 35 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| ZTSZoetis Inc. | Stock | 23 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 32 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 47 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 42 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 40 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| ONOn Semiconductor Corp | Stock | 85 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| BSXBoston Scientific Corp | Stock | 100 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 71 | $4.00K | <0.1% | −90−55.9% | Reduced | History |
| ACCOAcco Brands Corp | COM | 500 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| VREXVarex Imaging Corp | COM | 140 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 38 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| ALCAlcon Inc | Stock | 60 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| GXOGXO Logistics, Inc. | Stock | 70 | $5.00K | <0.1% | +70 | New | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 40 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| OLNOLIN Corp | Stock | 100 | $5.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286210 | EURO HIGH YIELD | 86 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287788 | U.S. FINLS ETF | 62 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 107 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 12 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287325 | GLOB HLTHCRE ETF | 58 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| LEALear Corp | COM NEW | 33 | $5.00K | <0.1% | +13+65.0% | Added | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 67 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| NEENextera Energy Inc | Stock | 76 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 8 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 70 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 182 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| TDToronto Dominion Bank | Stock | 90 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| GBXGreenbrier Companies Inc | Stock | 150 | $6.00K | <0.1% | −190−55.9% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 120 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| CPKChesapeake Utilities Corp | COM | 50 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| XPOXPO, Inc. | COM | 70 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| DANDANA Inc | COM | 265 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| LECOLincoln Electric Holdings Inc | COM | 45 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| PAGSPagSeguro Digital Ltd. | COM CL A | 120 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| WWayfair Inc. | CL A | 22 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Series Trust78464A490 | ST STR FTSE ETF | 102 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A151 | SST SPDR BLOOMBE | 163 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| ILMNIllumina, Inc. | COM | 16 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| LNCLincoln National Corp | COM | 86 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| MATWMatthews International Corp | CL A | 175 | $6.00K | <0.1% | 00.0% | Unchanged | History |
| VFCV F Corp | Stock | 100 | $7.00K | <0.1% | −162−61.8% | Reduced | History |
| NTAPNetApp, Inc. | Stock | 75 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| KDPKeurig Dr Pepper Inc. | COM | 215 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| WWWWolverine World Wide Inc | COM | 220 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| RFRegions Financial Corp | COM | 311 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| BRTBRT Apartments Corp. | COM | 340 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| CLMBClimb Global Solutions, Inc. | COM | 275 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| EIGREiger BioPharmaceuticals, Inc. | COM | 1,010 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| GLDSPDR Gold Trust | ETF | 50 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| ACNAccenture plc | Stock | 25 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 20 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| HUBBHubbell Inc | COM | 45 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| KIMKimco Realty Corp | COM | 396 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| PBAPembina Pipeline Corp | COM | 260 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 91 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| ALKAlaska Air Group, Inc. | COM | 133 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 80 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| GAINGladstone Investment Corporationde | CEF | 675 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| SPOTSpotify Technology S.A. | Stock | 40 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 84 | $9.00K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (27)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Schwab US Aggregate Bond ETF808524839 | ETF | 415 | $23.0K | <0.1% | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 297 | $18.0K | <0.1% | – |
| BIDUBaidu, Inc. | ADR | 67 | $14.0K | <0.1% | History |
| FEFirstenergy Corp | COM | 310 | $12.0K | <0.1% | History |
| LKQLKQ Corp | COM | 200 | $10.0K | <0.1% | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 62 | $9.00K | <0.1% | – |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 403 | $8.00K | <0.1% | History |
| ATOAtmos Energy Corp | COM | 70 | $7.00K | <0.1% | History |
| FBKFB Financial Corp | COM | 200 | $7.00K | <0.1% | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 20 | $6.00K | <0.1% | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 55 | $6.00K | <0.1% | History |
| ASBAssociated Banc-Corp | COM | 300 | $6.00K | <0.1% | History |
| TNCTennant Co | COM | 75 | $6.00K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 101 | $5.00K | <0.1% | History |
| PBProsperity Bancshares Inc | COM | 75 | $5.00K | <0.1% | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 51 | $5.00K | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 42 | $5.00K | <0.1% | – |
| WORKSlack Technologies, Inc. | COM CL A | 120 | $5.00K | <0.1% | History |
| GGenpact LTD | SHS | 95 | $4.00K | <0.1% | History |
| iShares Tr464288117 | INTL TREA BD ETF | 82 | $4.00K | <0.1% | – |
| NDSNNordson Corp | COM | 15 | $3.00K | <0.1% | History |
| AOSSmith A O Corp | COM | 48 | $3.00K | <0.1% | History |
| FISFidelity National Information Services, Inc. | Stock | 15 | $2.00K | <0.1% | History |
| DOCHealthpeak Properties, Inc. | COM | 50 | $2.00K | <0.1% | History |
| CFGCitizens Financial Group Inc | COM | 40 | $2.00K | <0.1% | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 12 | $1.00K | <0.1% | – |
| ARMKAramark | COM | 40 | $1.00K | <0.1% | History |