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Livermore
Livermore
ZHEN

Change Path, LLC

SEC CIK
0001739728
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
687
+18 vs. Q2 2021
Portfolio value
$1.69B
+$69.8M (+4.3%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Change Path, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMPEAmpio Pharmaceuticals, Inc.COM32,286$54.0K<0.1%−1,500−4.4%ReducedHistory
PIMFranklin Master Intermediate Income TrustSH BEN INT13,416$55.0K<0.1%00.0%UnchangedHistory
BTGB2GOLD CorpCOM19,806$68.0K<0.1%00.0%UnchangedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A10,746$86.0K<0.1%−393−3.5%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT14,623$102.0K<0.1%00.0%UnchangedHistory
SWNSouthwestern Energy CoCOM20,000$111.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM11,601$114.0K<0.1%+433+3.9%Added–
Global X FDS37954Y426CANNABIS ETF13,045$117.0K<0.1%+1,594+13.9%Added–
USALiberty All Star Equity FundSH BEN INT15,700$135.0K<0.1%+716+4.8%AddedHistory
AROCArchrock, Inc.COM16,668$138.0K<0.1%−2,099−11.2%ReducedHistory
NLYAnnaly Capital Management IncCOM16,358$138.0K<0.1%−825−4.8%ReducedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM10,800$149.0K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR27,499$150.0K<0.1%−420−1.5%ReducedHistory
CERSCerus CorpCOM24,683$150.0K<0.1%00.0%UnchangedHistory
NADNuveen Quality Municipal Income FundCOM10,077$157.0K<0.1%+10,077NewHistory
KMIKinder Morgan, Inc.Stock10,436$174.0K<0.1%+10,436NewHistory
SLQTSelectQuote, Inc.COM14,800$191.0K<0.1%+14,800NewHistory
JRINuveen Real Asset Income & Growth FundCOM12,818$195.0K<0.1%−340−2.6%ReducedHistory
CCICrown Castle Inc.REIT1,156$200.0K<0.1%+1,156NewHistory
AKAMAkamai Technologies IncCOM1,913$200.0K<0.1%−138−6.7%ReducedHistory
RIORio Tinto PLCADR3,003$201.0K<0.1%−422−12.3%ReducedHistory
SYYSysco CorpStock2,573$202.0K<0.1%−77−2.9%ReducedHistory
VanEck Semiconductor ETF92189F676ETF793$203.0K<0.1%−160−16.8%Reduced–
LINLinde PLCSHS691$203.0K<0.1%+691NewHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,017$204.0K<0.1%+3,017New–
Vanguard Consumer Staples ETF92204A207ETF1,146$205.0K<0.1%+40+3.6%Added–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,625$205.0K<0.1%−30−1.1%Reduced–
John Hancock Exchange Traded47804J206MULTIFACTOR MI3,994$206.0K<0.1%−32−0.8%Reduced–
SNASnap-on IncCOM985$206.0K<0.1%+24+2.5%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock940$207.0K<0.1%+940NewHistory
iShares Inc464286871MSCI HONG KG ETF8,635$207.0K<0.1%−35,476−80.4%Reduced–
CARRCarrier Global CorpStock4,027$208.0K<0.1%+4,027NewHistory
Global X FDS37954Y483NASDAQ 100 COVER9,442$208.0K<0.1%+9,442New–
CAGConagra Brands Inc.Stock6,160$209.0K<0.1%−1,404−18.6%ReducedHistory
TFXTeleflex IncCOM556$209.0K<0.1%−301−35.1%ReducedHistory
ETGEaton Vance Tax-Advantaged Global Dividend Income FundCOM9,870$210.0K<0.1%+9,870NewHistory
BAHBooz Allen Hamilton Holding CorpCL A2,657$211.0K<0.1%+2,657NewHistory
WMBWilliams Companies, Inc.COM8,147$211.0K<0.1%+8,147NewHistory
iShares Tr46436E759ESG EAFE ETF3,132$212.0K<0.1%+3,132New–
METMetlife IncStock3,452$213.0K<0.1%+3,452NewHistory
IVZInvesco Ltd.Stock8,845$213.0K<0.1%+8,845NewHistory
iShares Tr46435G433MSCI USA SMCP MN5,768$214.0K<0.1%−105−1.8%Reduced–
AFLAflac IncStock4,175$218.0K<0.1%−811−16.3%ReducedHistory
SPGSimon Property Group Inc.REIT1,684$219.0K<0.1%−102−5.7%ReducedHistory
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,182$219.0K<0.1%+4,182New–
CRSPCRISPR Therapeutics AGNAMEN AKT1,962$220.0K<0.1%00.0%UnchangedHistory
PBIPitney Bowes IncCOM30,737$221.0K<0.1%+30,737NewHistory
SWKStanley Black & Decker, Inc.COM1,259$221.0K<0.1%+1,259NewHistory
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,471$221.0K<0.1%+10+0.4%Added–
RYRoyal Bank of CanadaStock2,235$222.0K<0.1%+22+1.0%AddedHistory
Fidelity Covington Trust316092816MOMENTUM FACTR4,540$222.0K<0.1%−96−2.1%Reduced–
ProShares Tr74348A608SHT 7-10 YR TR9,130$223.0K<0.1%+9,130New–
MAINMain Street Capital CORPCEF5,468$225.0K<0.1%−465−7.8%ReducedHistory
HBANHuntington Bancshares IncCOM14,562$225.0K<0.1%+358+2.5%AddedHistory
iShares Tr464288273EAFE SML CP ETF3,020$225.0K<0.1%−13,994−82.2%Reduced–
TLRYTilray Brands, Inc.COM CL 219,960$225.0K<0.1%+4,970+33.2%AddedHistory
SJMJ M SMUCKER CoStock1,894$227.0K<0.1%+1,894NewHistory
iShares Tr464287515EXPANDED TECH569$227.0K<0.1%+569New–
ONTOOnto Innovation Inc.COM3,145$227.0K<0.1%+3,145NewHistory
HQHabrdn Healthcare InvestorsSH BEN INT8,867$227.0K<0.1%+251+2.9%AddedHistory
ROKURoku, IncCOM CL A727$228.0K<0.1%−75−9.4%ReducedHistory
LHLabcorp Holdings Inc.COM NEW810$228.0K<0.1%+810NewHistory
HQLabrdn Life Sciences InvestorsSH BEN INT11,012$229.0K<0.1%+473+4.5%AddedHistory
DDD3D Systems CorpCOM NEW8,348$230.0K<0.1%+17+0.2%AddedHistory
TXTTextron IncCOM3,303$231.0K<0.1%+3,303NewHistory
EVREvercore Inc.CLASS A1,727$231.0K<0.1%+1,727NewHistory
Invesco S&P 500 Quality ETF46137V241ETF4,786$232.0K<0.1%+3+0.1%Added–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX1,159$233.0K<0.1%−5−0.4%Reduced–
CALYCallaway Golf CoCOM8,498$235.0K<0.1%00.0%UnchangedHistory
PRLBProto Labs IncCOM3,525$235.0K<0.1%−92−2.5%ReducedHistory
ANAutonation, Inc.COM1,612$237.0K<0.1%+1,612NewHistory
BPBP PLCADR8,712$238.0K<0.1%+8,712NewHistory
RBLXRoblox CorpStock3,166$239.0K<0.1%+3,166NewHistory
WBAWalgreens Boots Alliance, Inc.COM5,083$239.0K<0.1%+5,083NewHistory
SONYSony Group CorpSPONSORED ADR2,173$240.0K<0.1%+2,173NewHistory
iShares Tr46435G243ESG AWRE 1 5 YR9,272$241.0K<0.1%+716+8.4%Added–
PRUPrudential Financial IncStock2,296$242.0K<0.1%+2,296NewHistory
American Centy ETF Tr025072802INTL SMCP VLU3,767$243.0K<0.1%−1,037−21.6%Reduced–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,637$244.0K<0.1%−3,124−40.3%Reduced–
MSMorgan StanleyStock2,513$245.0K<0.1%+218+9.5%AddedHistory
HRLHormel Foods CorpCOM4,957$245.0K<0.1%+748+17.8%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT11,564$245.0K<0.1%+131+1.1%Added–
American Centy ETF Tr025072604AVANTIS EMGMKT3,800$245.0K<0.1%+27+0.7%Added–
EAElectronic Arts Inc.COM1,419$246.0K<0.1%+1,419NewHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF11,108$246.0K<0.1%−23,783−68.2%Reduced–
ProShares Tr74347B250PSHS SH MDCAP40010,000$247.0K<0.1%−1,000−9.1%Reduced–
American Centy ETF Tr025072877US SML CP VALU3,278$248.0K<0.1%−2,391−42.2%Reduced–
FITBFifth Third BancorpCOM5,852$248.0K<0.1%+5,852NewHistory
New York Life Investments Et45409B107HEDGE MULTI STRA7,826$249.0K<0.1%−199−2.5%Reduced–
CMICummins IncStock1,113$250.0K<0.1%−247−18.2%ReducedHistory
GISGeneral Mills IncStock4,190$251.0K<0.1%+131+3.2%AddedHistory
Flexshares Tr33939L753CR SCORED LONG4,250$254.0K<0.1%00.0%Unchanged–
Vanguard S&P 500 Value ETF921932703ETF1,811$255.0K<0.1%00.0%Unchanged–
AZOAutoZone IncCOM126$255.0K<0.1%+126NewHistory
DKNGDraftKings Inc.COM CL A5,289$255.0K<0.1%−277−5.0%ReducedHistory
Siren ETF Tr829658400DIVCN DIVD ETF6,749$257.0K<0.1%−447−6.2%Reduced–
IPInternational Paper CoCOM4,711$263.0K<0.1%+4,711NewHistory
BOHBank of Hawaii CorpCOM3,234$266.0K<0.1%−22−0.7%ReducedHistory
WMWaste Management IncStock1,793$268.0K<0.1%+17+1.0%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL4,403$268.0K<0.1%−8−0.2%Reduced–

Sold out since Q2 2021 (62)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Change Path, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Global X FDS37950E408MSCI CHINA CNSMR109,537$3.88M0.2%–
iShares S&P Small-Cap 600 Value ETF464287879ETF20,790$2.19M0.1%–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD60,339$1.59M0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B16,085$1.55M0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP8,088$1.30M0.1%–
iShares Tr464288430ASIA 50 ETF12,693$1.16M0.1%–
WisdomTree Tr97717X719CHINADIV EX FI16,248$1.09M0.1%–
SPDR Ser Tr78468R127S&P INTERNET ETF5,801$1.06M0.1%–
First Tr Exch TRD Alphdx FD33737J190GERMANY ALPHA18,200$1.04M0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF7,805$1.03M0.1%–
OLEDUniversal Display CorpCOM2,500$556.0K<0.1%History
DHIHorton D R IncCOM5,918$535.0K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,152$485.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT23,338$463.0K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF6,761$455.0K<0.1%–
SEMSelect Medical Holdings CorpCOM10,660$450.0K<0.1%History
BLDQXO Insulation, LLCStock2,241$443.0K<0.1%History
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,983$420.0K<0.1%–
RJFRaymond James Financial IncCOM3,157$410.0K<0.1%History
JHXJames Hardie Industries plcSPONSORED ADR11,720$401.0K<0.1%History
THOThor Industries IncCOM3,485$394.0K<0.1%History
First Tr Exchange-Traded FD33738D101NO AMER ENERGY15,740$385.0K<0.1%–
Pacer US Small Cap Cash Cows ETF69374H857ETF8,038$359.0K<0.1%–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF8,915$358.0K<0.1%–
WisdomTree Tr97717W505US MIDCAP DIVID8,072$339.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,522$327.0K<0.1%–
BABAAlibaba Group Holding LtdADR1,439$326.0K<0.1%History
Innovator ETFs Trust45782C664US EQTY BUF SEP10,065$320.0K<0.1%–
NVSNovartis AGADR3,481$317.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF3,770$311.0K<0.1%–
ZMZoom Communications, Inc.Stock771$299.0K<0.1%History
Global X FDS37954Y830GLOBAL X COPPER7,794$290.0K<0.1%–
First Trust Rising Dividend Achievers ETF33738R506ETF6,000$288.0K<0.1%–
FLYYSpirit Aviation Holdings, Inc.COM9,256$282.0K<0.1%History
VFCV F CorpStock3,420$281.0K<0.1%History
APHAmphenol CorpCL A3,984$273.0K<0.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF2,944$268.0K<0.1%–
FXAInvesco CurrencyShares Australian Dollar TrustAUSTRALIAN DOL3,406$254.0K<0.1%History
SRIStoneridge IncCOM8,286$244.0K<0.1%History
SLViShares Silver TrustETF9,928$240.0K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER5,549$237.0K<0.1%–
GSKGSK plcSPONSORED ADR5,961$237.0K<0.1%History
ROSTRoss Stores, Inc.COM1,887$234.0K<0.1%History
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM8,465$232.0K<0.1%History
AEPAmerican Electric Power Co IncStock2,724$230.0K<0.1%History
BWABorgwarner IncCOM4,739$230.0K<0.1%History
DOWDow Inc.Stock3,504$222.0K<0.1%History
Schwab Fundamental International Equity ETF808524755ETF6,588$219.0K<0.1%–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG7,838$216.0K<0.1%–
SPOTSpotify Technology S.A.Stock771$212.0K<0.1%History
PENNPENN Entertainment, Inc.COM2,778$212.0K<0.1%History
TMHCTaylor Morrison Home CorpCOM7,772$205.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF8,700$204.0K<0.1%–
XPOXPO, Inc.COM1,451$203.0K<0.1%History
Fidelity MSCI Energy Index ETF316092402ETF12,701$187.0K<0.1%–
NFJVirtus Dividend, Interest & Premium Strategy FundCOM10,579$159.0K<0.1%History
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,764$151.0K<0.1%History
DTILPrecision Biosciences IncCOM11,475$144.0K<0.1%History
Global X FDS37950E192GBL X MSCI PT ET10,744$119.0K<0.1%–
NGNENeurogene Inc.COM10,500$97.0K<0.1%History
FOCLEdap TMS SASPONSORED ADR11,750$83.0K<0.1%History
TTOOT2 Biosystems, Inc.COM60,000$71.0K<0.1%History