Harborview Advisors, LLC
- SEC CIK
- 0001730890
- Latest filing
- Nov 12, 2021
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 106
- +4 vs. Q2 2021
- Portfolio value
- $178.5M
- −$88.0K (0.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 14,729 | $144.0K | 0.1% | +14,729 | New | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 23,413 | $144.0K | 0.1% | +333+1.4% | Added | History |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 14,575 | $144.0K | 0.1% | +14,575 | New | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 11,105 | $200.0K | 0.1% | +91+0.8% | Added | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 3,372 | $202.0K | 0.1% | +3,372 | New | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 5,027 | $208.0K | 0.1% | +5,027 | New | – |
| MSFTMicrosoft Corp | Stock | 761 | $215.0K | 0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 10,156 | $224.0K | 0.1% | +663+7.0% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,240 | $247.0K | 0.1% | +127+6.0% | Added | – |
| Global X FDS37954Y459 | RUSSELL 2000 | 10,152 | $253.0K | 0.1% | +704+7.5% | Added | – |
| Schwab U.S. REIT ETF808524847 | ETF | 5,743 | $262.0K | 0.1% | +598+11.6% | Added | – |
| GOOGAlphabet Inc. | Stock | 100 | $267.0K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V738 | LARGE CAP VALUE | 6,257 | $278.0K | 0.2% | −35−0.6% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 2,500 | $280.0K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 971 | $282.0K | 0.2% | 00.0% | Unchanged | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,048 | $286.0K | 0.2% | +258+32.7% | Added | History |
| Macquarie Global Infrastruct55608D101 | COM | 12,357 | $288.0K | 0.2% | +315+2.6% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 11,186 | $293.0K | 0.2% | +485+4.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 1,812 | $297.0K | 0.2% | +3+0.2% | Added | History |
| JNJJohnson & Johnson | Stock | 1,897 | $306.0K | 0.2% | 00.0% | Unchanged | History |
| CVSCVS Health Corp | Stock | 3,778 | $321.0K | 0.2% | +6+0.2% | Added | History |
| TAT&T Inc. | Stock | 11,898 | $321.0K | 0.2% | +1,595+15.5% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,252 | $329.0K | 0.2% | −14−1.1% | Reduced | – |
| DGXQuest Diagnostics Inc | COM | 2,303 | $335.0K | 0.2% | +2,303 | New | History |
| Invesco Exchange Traded FD T46137V548 | INTL DIVI ACHI | 20,371 | $358.0K | 0.2% | 00.0% | Unchanged | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 2,185 | $363.0K | 0.2% | +15+0.7% | Added | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 5,972 | $364.0K | 0.2% | −121−2.0% | Reduced | – |
| PFEPfizer Inc | Stock | 8,557 | $368.0K | 0.2% | +1,006+13.3% | Added | History |
| PIMCO ETF Tr72201R643 | ENHANCD SHORT | 3,670 | $369.0K | 0.2% | −10.0% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 6,286 | $372.0K | 0.2% | +5+0.1% | Added | History |
| iShares Tr46434V878 | ULTRA SHORT DUR | 7,408 | $374.0K | 0.2% | +158+2.2% | Added | – |
| GOOGLAlphabet Inc. | Stock | 141 | $377.0K | 0.2% | +10+7.6% | Added | History |
| ProShares Tr74347B839 | MSCI EAFE DIVD | 8,200 | $379.0K | 0.2% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X459 | ST STR SP GLBDIV | 5,774 | $381.0K | 0.2% | +39+0.7% | Added | – |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 33,529 | $383.0K | 0.2% | +2,110+6.7% | Added | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 4,630 | $385.0K | 0.2% | +484+11.7% | Added | – |
| PEPPepsiCo Inc | Stock | 2,716 | $409.0K | 0.2% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 2,290 | $418.0K | 0.2% | −19−0.8% | Reduced | – |
| iShares Inc464286681 | MSCI EQUAL WEITE | 5,071 | $424.0K | 0.2% | −82−1.6% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 900 | $433.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 4,108 | $449.0K | 0.3% | −36−0.9% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 6,166 | $481.0K | 0.3% | −32−0.5% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 2,275 | $498.0K | 0.3% | 00.0% | Unchanged | – |
| NFJVirtus Dividend, Interest & Premium Strategy Fund | COM | 34,199 | $507.0K | 0.3% | +1,217+3.7% | Added | History |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 28,427 | $554.0K | 0.3% | +369+1.3% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 11,498 | $589.0K | 0.3% | +1,363+13.4% | Added | – |
| iShares Tr464288802 | ESG OPTIMIZED | 6,352 | $609.0K | 0.3% | +431+7.3% | Added | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 5,976 | $621.0K | 0.3% | −8−0.1% | Reduced | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 22,497 | $638.0K | 0.4% | +942+4.4% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 11,453 | $646.0K | 0.4% | −1,187−9.4% | Reduced | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 21,658 | $668.0K | 0.4% | +956+4.6% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 31,377 | $676.0K | 0.4% | −3,432−9.9% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 2,469 | $677.0K | 0.4% | −114−4.4% | Reduced | – |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 12,517 | $681.0K | 0.4% | +525+4.4% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 18,775 | $705.0K | 0.4% | +365+2.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 220 | $723.0K | 0.4% | +5+2.3% | Added | History |
| iShares Tr46435G193 | ESG AWRE USD ETF | 26,572 | $731.0K | 0.4% | +335+1.3% | Added | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 7,413 | $746.0K | 0.4% | +47+0.6% | Added | – |
| IDXXIDEXX Laboratories Inc | COM | 1,245 | $774.0K | 0.4% | 00.0% | Unchanged | History |
| Nushares ETF Tr67092P508 | NUVEEN ESG MIDVL | 21,541 | $782.0K | 0.4% | +1,756+8.9% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 10,727 | $796.0K | 0.4% | +552+5.4% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 15,041 | $816.0K | 0.5% | +4,160+38.2% | Added | – |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 5,168 | $818.0K | 0.5% | −96−1.8% | Reduced | – |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 2,975 | $833.0K | 0.5% | +11+0.4% | Added | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 8,386 | $864.0K | 0.5% | −15−0.2% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 8,513 | $886.0K | 0.5% | 00.0% | Unchanged | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 6,838 | $889.0K | 0.5% | +16+0.2% | Added | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 5,332 | $902.0K | 0.5% | +7+0.1% | Added | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 11,844 | $938.0K | 0.5% | −17−0.1% | Reduced | – |
| VanEck ETF Trust92189F460 | CEF MUNI INCOME | 32,177 | $945.0K | 0.5% | −3,189−9.0% | Reduced | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 22,811 | $946.0K | 0.5% | +1,063+4.9% | Added | – |
| Nushares ETF Tr67092P888 | NUVEEN ESG EMRGN | 28,336 | $960.0K | 0.5% | +2,687+10.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 6,147 | $962.0K | 0.5% | −13−0.2% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 7,037 | $1.02M | 0.6% | −4−0.1% | Reduced | – |
| Nushares ETF Tr67092P607 | NUVEEN ESG SMLCP | 25,141 | $1.09M | 0.6% | +1,466+6.2% | Added | – |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 16,980 | $1.11M | 0.6% | +565+3.4% | Added | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 29,901 | $1.12M | 0.6% | +1,199+4.2% | Added | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 23,699 | $1.22M | 0.7% | −1,008−4.1% | Reduced | – |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 5,555 | $1.31M | 0.7% | −94−1.7% | Reduced | – |
| SPDR Index Shs FDS78463X533 | ST MAR DIVID ETF | 48,772 | $1.45M | 0.8% | +2,005+4.3% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 10,399 | $1.45M | 0.8% | −56−0.5% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 20,891 | $1.54M | 0.9% | −30.0% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 15,660 | $1.57M | 0.9% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 24,877 | $1.59M | 0.9% | −859−3.3% | Reduced | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 21,739 | $1.67M | 0.9% | −33−0.2% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 44,577 | $1.74M | 1.0% | −415−0.9% | Reduced | – |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 49,315 | $1.87M | 1.0% | +2,264+4.8% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 25,380 | $1.99M | 1.1% | +1,668+7.0% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 67,366 | $2.05M | 1.1% | −6,106−8.3% | Reduced | – |
| iShares Tr46435G326 | CORE MSCI INTL | 37,173 | $2.48M | 1.4% | +482+1.3% | Added | – |
| iShares Tr464288273 | EAFE SML CP ETF | 37,495 | $2.79M | 1.6% | +229+0.6% | Added | – |
| AAPLApple Inc. | Stock | 20,818 | $2.95M | 1.7% | +158+0.8% | Added | History |
| iShares Tr464288869 | MICRO-CAP ETF | 21,283 | $3.07M | 1.7% | +84+0.4% | Added | – |
| SPDR Series Trust78464A201 | ST STR SP600GRWO | 39,152 | $3.41M | 1.9% | −426−1.1% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 46,027 | $3.77M | 2.1% | +767+1.7% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 31,338 | $4.24M | 2.4% | +2,129+7.3% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 58,019 | $4.39M | 2.5% | −80.0% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 74,629 | $4.94M | 2.8% | +30.0% | Added | – |
| GLDSPDR Gold Trust | ETF | 35,469 | $5.83M | 3.3% | +290+0.8% | Added | History |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 296,760 | $7.11M | 4.0% | +354+0.1% | Added | – |
Sold out since Q2 2021 (1)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 3,772 | $205.0K | 0.1% | – |