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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2026

Holdings as of Mar 31, 2026, filed May 13, 2026. Long positions only; changes compare share counts with Q4 2025.

Institution overview
Positions
1,011
+7 vs. Q4 2025
Portfolio value
$1.87B
−$238.4M (−11.3%) vs. Q4 2025
Filed
May 13, 2026
SEC
Holdings of Kovack Advisors, Inc. in Q1 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
LTRYWSports Entertainment Gaming Global CorpEQUITY WRT10,000$115<0.1%00.0%UnchangedHistory
Liberty Media Corp530715AL5DEB 3.750% 2/130,000$973<0.1%00.0%Unchanged–
NXLNexalin Technology, Inc.COM23,325$8.20K<0.1%00.0%UnchangedHistory
KRSAKorsana Biosciences, Inc.Stock10,000$15.5K<0.1%+10,000NewHistory
QSIQuantum-Si IncCOM CL A30,000$19.7K<0.1%+13,200+78.6%AddedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW14,500$20.4K<0.1%+1,000+7.4%AddedHistory
XRXDWXerox Holdings Corp*W EXP 02/11/202247,775$22.3K<0.1%+247,775NewHistory
PLUGPlug Power IncStock10,312$23.2K<0.1%−2,500−19.5%ReducedHistory
AISPAirship AI Holdings, Inc.COM12,800$28.9K<0.1%+2,000+18.5%AddedHistory
NNOXNano-X Imaging Ltd.ORD SHS12,800$29.1K<0.1%+12,800NewHistory
FEMYFemasys IncCOM70,000$29.4K<0.1%+23,200+49.6%AddedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT16,402$31.0K<0.1%+16,402NewHistory
CIFMFS Intermediate High Income FundSH BEN INT20,073$32.9K<0.1%00.0%UnchangedHistory
BDNBrandywine Realty TrustSH BEN INT NEW12,692$34.4K<0.1%−1,100−8.0%ReducedHistory
CRDLCardiol Therapeutics Inc.COM CL A30,000$42.0K<0.1%+30,000NewHistory
HUMAHumacyte, Inc.COM72,600$44.0K<0.1%00.0%UnchangedHistory
ABEOAbeona Therapeutics Inc.COM NEW10,560$48.4K<0.1%+10,560NewHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT10,500$48.7K<0.1%00.0%UnchangedHistory
VGZVista Gold CorpCOM NEW29,500$57.8K<0.1%+4,000+15.7%AddedHistory
OPENOpendoor Technologies Inc.COM12,644$59.0K<0.1%+12,644NewHistory
FOCLEdap TMS SASPONSORED ADR16,000$59.5K<0.1%00.0%UnchangedHistory
QMCOQuantum CorpCOM12,480$62.8K<0.1%+12,480NewHistory
WRNWestern Copper & Gold CorpStock25,336$64.1K<0.1%+25,336NewHistory
IOVAIovance Biotherapeutics, Inc.COM19,000$65.5K<0.1%+19,000NewHistory
IGRCbre Global Real Estate Income FundCOM15,324$67.3K<0.1%+209+1.4%AddedHistory
XXITwenty One Capital, Inc.COM SHS CL A11,145$70.2K<0.1%−3,300−22.8%ReducedHistory
BFLYButterfly Network, Inc.COM CL A18,000$73.6K<0.1%−1,000−5.3%ReducedHistory
EDFVirtus Stone Harbor Emerging Markets Income FundCOM16,113$77.1K<0.1%+559+3.6%AddedHistory
BRSPBrightSpire Capital, Inc.COM CL A14,974$83.3K<0.1%+1,200+8.7%AddedHistory
PFNPIMCO Income Strategy Fund IICOM12,266$84.6K<0.1%+12,266NewHistory
UGPUltrapar Holdings IncSP ADR REP COM15,826$88.9K<0.1%+15,826NewHistory
JOBYJoby Aviation, Inc.COMMON STOCK10,775$89.1K<0.1%+10,775NewHistory
PCFHigh Income Securities FundSHS BEN INT16,438$91.5K<0.1%+1,658+11.2%AddedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER16,946$93.2K<0.1%+4,904+40.7%AddedHistory
CCIFCarlyle Credit Income FundSHS BEN INT29,970$96.2K<0.1%+3,068+11.4%AddedHistory
BBDCBarings BDC, Inc.COM12,508$102.1K<0.1%−3,011−19.4%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM18,009$106.9K<0.1%+4,051+29.0%AddedHistory
NUVNuveen Municipal Value Fund IncCOM12,052$109.1K<0.1%+12,052NewHistory
ALTAltimmune, Inc.COM NEW36,250$111.7K<0.1%+1,035+2.9%AddedHistory
VGIVirtus Global Multi-Sector Income FundCOM15,411$113.9K<0.1%+3,387+28.2%AddedHistory
ACHRArcher Aviation Inc.Stock23,134$120.4K<0.1%+11,424+97.6%AddedHistory
IFNAberdeen India Fund, Inc.COM10,640$120.5K<0.1%+10,640NewHistory
MPTMedical Properties Trust IncCOM26,650$123.5K<0.1%+11,500+75.9%AddedHistory
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT18,809$127.1K<0.1%00.0%UnchangedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF23,575$129.4K<0.1%+90.0%AddedHistory
MUABlackRock Muniassets Fund, Inc.COM12,386$131.5K<0.1%+12,386NewHistory
LANDGladstone Land CorpCOM12,847$131.8K<0.1%+1,677+15.0%AddedHistory
GGTGabelli Multimedia Trust Inc.COM34,671$136.3K<0.1%+6,759+24.2%AddedHistory
NOKNokia CorpSPONSORED ADR17,503$141.9K<0.1%+5,868+50.4%AddedHistory
CXMSprinklr, Inc.CL A23,808$142.4K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock10,589$143.2K<0.1%−7,868−42.6%ReducedHistory
PSKYParamount Skydance CorpCOM CL B15,737$144.1K<0.1%+5,700+56.8%AddedHistory
ASYSAmtech Systems IncCOM PAR $0.01N12,100$144.6K<0.1%−9,900−45.0%ReducedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,151$145.6K<0.1%+152+1.2%AddedHistory
GRABGrab Holdings LtdCLASS A ORD39,795$146.0K<0.1%+9,000+29.2%AddedHistory
RKTRocket Companies, Inc.Stock10,471$151.1K<0.1%+10,471NewHistory
SNAPSnap IncStock31,020$152.0K<0.1%00.0%UnchangedHistory
DJTTrump Media & Technology Group Corp.Stock16,444$152.4K<0.1%+16,444NewHistory
Global X FDS37954Y806ALTERNATIVE INCM12,988$156.4K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E511PFD ETF14,615$160.2K<0.1%−82−0.6%Reduced–
IBRXImmunityBio, Inc.COM22,208$161.9K<0.1%+8,575+62.9%AddedHistory
CIONCION Investment CorpCOM24,601$166.7K<0.1%−748−3.0%ReducedHistory
Graniteshares ETF Tr38747R306HIPS US HIGH INC14,651$168.5K<0.1%00.0%Unchanged–
XRPBitwise XRP ETFBENEFICIAL INT11,507$173.9K<0.1%+11,507NewHistory
LUMNLumen Technologies, Inc.Stock25,681$178.5K<0.1%−500−1.9%ReducedHistory
RABrookfield Real Assets Income Fund Inc.SHS BEN INT14,107$181.4K<0.1%−589−4.0%ReducedHistory
CNDTCONDUENT IncCOM142,713$182.7K<0.1%+142,713NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM22,386$182.9K<0.1%+6,334+39.5%AddedHistory
JGHNuveen Global High Income FundSHS15,317$187.7K<0.1%+187+1.2%AddedHistory
APLEApple Hospitality REIT, Inc.REIT16,605$191.1K<0.1%+217+1.3%AddedHistory
Tidal ETF Tr II88634T535NICHOLAS FIXED10,984$191.8K<0.1%00.0%Unchanged–
ASCArdmore Shipping CorpCOM12,675$193.3K<0.1%+12,675NewHistory
BHKBlackRock Core Bond TrustSHS BEN INT21,260$194.5K<0.1%+535+2.6%AddedHistory
CAGConagra Brands Inc.Stock12,467$195.7K<0.1%+12,467NewHistory
MCIBarings Corporate InvestorsCOM11,120$197.6K<0.1%00.0%UnchangedHistory
RELLRichardson Electronics, Ltd.COM17,850$198.7K<0.1%−2,900−14.0%ReducedHistory
iShares Core S&P US Value ETF464287663ETF1,959$200.4K<0.1%−102−4.9%Reduced–
STXSStereotaxis, Inc.COM NEW108,904$201.5K<0.1%−30,814−22.1%ReducedHistory
Timothy Plan887432359US LRGMD CP CORE4,331$201.9K<0.1%+4,331New–
WDAYWorkday, Inc.CL A1,563$202.0K<0.1%+31+2.0%AddedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM18,225$202.4K<0.1%+1,158+6.8%AddedHistory
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US2,319$202.6K<0.1%+2,319New–
PNCPNC Financial Services Group, Inc.Stock973$203.2K<0.1%−1,673−63.2%ReducedHistory
AWFAlliancebernstein Global High Income Fund IncCOM20,073$203.7K<0.1%+760+3.9%AddedHistory
VTRVentas, Inc.REIT2,499$205.0K<0.1%−101−3.9%ReducedHistory
iShares Tr464288448INTL SEL DIV ETF4,816$205.3K<0.1%+4,816New–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF2,075$205.5K<0.1%−1,765−46.0%Reduced–
Tidal Trust I886364231FUND GRAN US ETF8,619$206.0K<0.1%00.0%Unchanged–
iShares Inc464286327MSCI GLB SLV&MTL5,564$206.3K<0.1%−209,748−97.4%Reduced–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT16,930$206.4K<0.1%−5,823−25.6%ReducedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS6,544$206.5K<0.1%−2,929−30.9%Reduced–
First Tr Exchng Traded FD VI33740F342FT VEST U.S8,295$206.6K<0.1%+8,295New–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT27,326$206.7K<0.1%+27,326NewHistory
First Tr Exchange-Traded Alp33734K109COM SHS1,702$207.7K<0.1%−36−2.1%Reduced–
Bitwise Funds Trust091748509BITC STD COR ETF12,685$207.7K<0.1%+12,685New–
Schwab Strategic Tr8085246985 10YR CORP BD9,209$208.1K<0.1%+27+0.3%Added–
JAZZJazz Pharmaceuticals plcSHS USD1,104$208.2K<0.1%−52,381−97.9%ReducedHistory
HQHabrdn Healthcare InvestorsSH BEN INT11,429$208.9K<0.1%+299+2.7%AddedHistory
NVONovo Nordisk A SADR5,713$209.0K<0.1%+1,751+44.2%AddedHistory
RFRegions Financial CorpCOM7,955$209.4K<0.1%+73+0.9%AddedHistory

Sold out since Q4 2025 (105)

Positions held at the end of Q4 2025 that are gone from this filing.

The largest 100 of 105 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2025
SecurityClassShares in Q4 2025Value in Q4 2025% of portfolio in Q4 2025History
TERTeradyne, IncStock32,669$6.32M0.3%History
IQVIQVIA Holdings Inc.Stock13,861$3.12M0.1%History
XYZBlock, Inc.CL A47,434$3.09M0.1%History
FANGDiamondback Energy, Inc.Stock18,785$2.82M0.1%History
MDBMongoDB, Inc.CL A5,014$2.10M0.1%History
SRVNXG Cushing Midstream Energy FundCOM NEW52,643$2.06M0.1%History
TTWOTake Two Interactive Software IncCOM7,872$2.02M0.1%History
CBRECbre Group, Inc.CL A11,082$1.78M0.1%History
NETCloudflare, Inc.CL A COM8,829$1.74M0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE14,084$1.60M0.1%–
OSCROscar Health, Inc.CL A107,825$1.55M0.1%History
Franklin Templeton ETF Tr35473P629HIGH YIELD CORP63,193$1.54M0.1%–
Fidelity Covington Trust31609A404ENHANCED INTL39,900$1.46M0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS7,070$1.32M0.1%History
Vanguard Morningstar Mid-Cap Value ETF922908512ETF7,086$1.26M0.1%–
BNLBroadstone Net Lease, Inc.COM67,716$1.18M0.1%History
Innovator ETFs Trust45782C334GRWT100 PWR BF21,282$1.14M0.1%–
TRMBTrimble Inc.COM14,053$1.10M0.1%History
DLRDigital Realty Trust, Inc.COM7,107$1.10M0.1%History
ADSKAutodesk, Inc.COM3,572$1.06M0.1%History
First Trust Financials Alphadex Fund33734X135ETF17,329$1.05M<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM11,141$1.00M<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT24,665$902.2K<0.1%History
HRIHerc Holdings IncCOM5,269$781.8K<0.1%History
JBTMJBT Marel CorpCOM5,090$766.9K<0.1%History
SPDR Series Trust78468R523ST STR BL 12 ETF6,865$681.2K<0.1%–
CVNACarvana Co.CL A1,514$638.7K<0.1%History
PAASPan American Silver CorpStock12,033$623.4K<0.1%History
RBCRBC Bearings INCCOM1,359$609.4K<0.1%History
TLNTalen Energy CorpCOM1,610$603.5K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF12,208$583.9K<0.1%–
AGFirst Majestic Silver CorpCOM33,645$560.5K<0.1%History
VLTOVeralto CorpStock5,578$556.6K<0.1%History
HLHecla Mining CoCOM28,900$554.6K<0.1%History
VEEVVeeva Systems IncStock2,305$514.5K<0.1%History
CDECoeur Mining, Inc.COM NEW28,535$508.8K<0.1%History
CTOCTO Realty Growth, Inc.COM27,251$501.7K<0.1%History
Fidelity Covington Trust316092113ENHANCED LARGE12,725$485.7K<0.1%–
First Tr Exchng Traded FD VI33740U208FT VEST US EQT7,743$433.0K<0.1%–
KTOSKratos Defense & Security Solutions, Inc.COM NEW5,240$397.8K<0.1%History
STLDSteel Dynamics IncCOM2,254$382.0K<0.1%History
OUNZVanEck Merk Gold ETFGOLD SHS8,911$369.6K<0.1%History
Global X Uranium ETF37954Y871ETF8,332$356.0K<0.1%–
CWCurtiss Wright CorpStock606$334.1K<0.1%History
MVTBlackRock Munivest Fund II, Inc.COM28,743$310.7K<0.1%History
KVUEKenvue Inc.Stock17,648$304.4K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK21,653$301.2K<0.1%History
SYMSymbotic Inc.Stock5,015$298.4K<0.1%History
FIGFigma, Inc.Stock7,955$297.3K<0.1%History
NYXHNyxoah SACOMMONSTOCK62,789$288.8K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW3,541$282.7K<0.1%–
ARCTArcturus Therapeutics Holdings Inc.COM46,023$282.1K<0.1%History
First Tr Exchange-Traded FD33734X150INDLS PROD DUR3,462$276.5K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF5,702$271.6K<0.1%–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 504,553$269.9K<0.1%–
FOXAFox CorpCL A COM3,618$264.4K<0.1%History
Tidal Tr II88636J253DEFIANCE DAILY T68,500$263.7K<0.1%–
T-Rex 2X Long MSTR Dailytarget ETF26923N173ETF31,503$261.8K<0.1%–
Kraneshares Tr500767736QUADRTC INT RT13,606$260.7K<0.1%–
SHWSherwin Williams CoCOM802$259.9K<0.1%History
CHRDChord Energy CorpCOM NEW2,759$255.8K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM17,278$254.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS19,660$251.3K<0.1%History
PAYXPaychex IncStock2,231$250.2K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,180$249.7K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET7,293$248.3K<0.1%–
EWEdwards Lifesciences CorpStock2,870$244.7K<0.1%History
Bondbloxx ETF Trust09789C838BLOOMBERG FVE YR4,900$242.4K<0.1%–
PGRProgressive CorpStock1,062$241.8K<0.1%History
EXASExact Sciences CorpCOM2,359$239.6K<0.1%History
Grayscale Funds Trust38963H503BITCOIN ADOPTERS9,339$237.1K<0.1%–
RBB FD Inc74933W460US TRSRY 6 MNTH4,723$236.5K<0.1%–
Tidal Trust II88636J642YIEL MAGN 7 ETFS16,306$232.0K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,235$230.5K<0.1%–
First Tr Exchng Traded FD VI33740U364VEST US EQU UNCA5,890$229.4K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP4,469$226.6K<0.1%–
WELLWelltower Inc.REIT1,217$225.9K<0.1%History
CMGChipotle Mexican Grill IncCOM6,087$225.2K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock1,202$223.1K<0.1%History
MTBM&T Bank CorpCOM1,087$218.9K<0.1%History
Cyberark Software LtdM2682V108SHS487$217.2K<0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF937$215.8K<0.1%–
HIMSHims & Hers Health, Inc.Stock6,638$215.5K<0.1%History
NXPINXP Semiconductors N.V.COM993$215.5K<0.1%History
SMCISuper Micro Computer, Inc.Stock7,223$211.4K<0.1%History
ELVElevance Health, Inc.Stock600$210.4K<0.1%History
Fidelity Covington Trust316092204MSCI CONSM DIS2,057$210.2K<0.1%–
MEDPMedpace Holdings, Inc.COM373$209.5K<0.1%History
BKNGBooking Holdings Inc.Stock39$208.6K<0.1%History
COKECoca-Cola Consolidated, Inc.COM1,359$208.3K<0.1%History
IRTCiRhythm Holdings, Inc.COM1,171$207.8K<0.1%History
Innovator ETFs Trust45782C425US EQT ULTRA BFR5,626$206.9K<0.1%–
PHMPultegroup IncCOM1,760$206.3K<0.1%History
JDJD.com, Inc.SPON ADS CL A7,134$204.7K<0.1%History
First Tr Exchng Traded FD VI33740F144FT VEST US EQUIT5,753$204.6K<0.1%–
iShares U S ETF Tr46431W838SHOR MAT MUN ETF4,001$201.3K<0.1%–
iShares Russell Mid-Cap Value ETF464287473ETF1,421$200.5K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT10,797$190.7K<0.1%–
BTQBTQ Technologies Corp.COM35,190$180.2K<0.1%History
OBDCBlue Owl Capital CorpCOM11,691$145.3K<0.1%History