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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 10, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
592
−129 vs. Q1 2022
Portfolio value
$756.1M
−$215.3M (−22.2%) vs. Q1 2022
Filed
Aug 10, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
MPCMarathon Petroleum CorpStock4,501$370.0K<0.1%+59+1.3%AddedHistory
JAKKJakks Pacific IncCOM NEW29,348$372.0K<0.1%−28,250−49.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,468$374.0K<0.1%+223+2.7%Added–
Sila Realty Trust Inc Class A146280102COM51,036$377.0K<0.1%+4,734+10.2%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD17,060$379.0K0.1%00.0%Unchanged–
UBERUber Technologies, IncStock18,584$380.0K0.1%+2,081+12.6%AddedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF9,446$380.0K0.1%−17,863−65.4%Reduced–
XRXXerox Holdings CorpCOM NEW25,731$382.0K0.1%+9,900+62.5%AddedHistory
PGRProgressive CorpStock3,295$383.0K0.1%+10.0%AddedHistory
ZVRAZevra Therapeutics, Inc.COM NEW86,090$384.0K0.1%−12,232−12.4%ReducedHistory
YUMYum Brands IncStock3,396$385.0K0.1%+10.0%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,610$387.0K0.1%−7−0.4%ReducedHistory
Griffin Instl Access Real Esta TE I39822J300COM12,680$387.0K0.1%−14,597−53.5%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF4,895$392.0K0.1%−2,749−36.0%Reduced–
MUMicron Technology IncStock7,166$396.0K0.1%−1,488−17.2%ReducedHistory
iShares Tr464289180MSCI EURO FL ETF25,000$397.0K0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF12,656$399.0K0.1%−613−4.6%Reduced–
TEAMAtlassian CorpCL A2,130$399.0K0.1%−61−2.8%ReducedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,215$401.0K0.1%−301−4.6%Reduced–
iShares Tr464287556ISHARES BIOTECH3,408$401.0K0.1%−683−16.7%Reduced–
MPLXMPLX LPCOM UNIT REP LTD13,769$401.0K0.1%+13,769NewHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF12,560$401.0K0.1%+400+3.3%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF6,350$402.0K0.1%+62+1.0%Added–
HTGCHercules Capital, Inc.COM30,021$405.0K0.1%+2,598+9.5%AddedHistory
KRKroger CoStock8,570$406.0K0.1%+8,570NewHistory
iShares Tr464287796U.S. ENERGY ETF10,675$407.0K0.1%+1,118+11.7%Added–
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM14,100$410.0K0.1%−2,422−14.7%Reduced–
DBCInvesco DB Commodity Index Tracking FundUNIT15,611$416.0K0.1%−1,969−11.2%ReducedHistory
Barrick Gold Corp067901108COM23,636$418.0K0.1%+1,516+6.9%Added–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT3,505$419.0K0.1%−693−16.5%Reduced–
UTFCohen & Steers Infrastructure Fund IncCOM16,556$419.0K0.1%+281+1.7%AddedHistory
Ivy FDS Inc Hi Inc FD CL I466000122MUTUAL73,354$422.0K0.1%+73,354New–
TFCTruist Financial CorpCOM9,035$429.0K0.1%+1,091+13.7%AddedHistory
AMATApplied Materials IncStock4,722$430.0K0.1%−8,481−64.2%ReducedHistory
CLXClorox CoStock3,059$431.0K0.1%−380−11.0%ReducedHistory
PSXPhillips 66Stock5,267$432.0K0.1%−265−4.8%ReducedHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF8,287$433.0K0.1%−217−2.6%Reduced–
AMPAmeriprise Financial IncCOM1,820$433.0K0.1%−309−14.5%ReducedHistory
SHWSherwin Williams CoCOM1,938$434.0K0.1%+909+88.3%AddedHistory
GMGeneral Motors CoCOM13,670$434.0K0.1%−309−2.2%ReducedHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX13,874$435.0K0.1%00.0%Unchanged–
AIRAar CorpStock10,500$439.0K0.1%+3,500+50.0%AddedHistory
MATMattel IncCOM19,658$439.0K0.1%−2,926−13.0%ReducedHistory
iShares Select Dividend ETF464287168ETF3,752$441.0K0.1%+1,436+62.0%Added–
iShares Tr464288158SHRT NAT MUN ETF4,210$441.0K0.1%−88−2.0%Reduced–
TWTRTwitter, Inc.COM11,803$441.0K0.1%+1,019+9.4%AddedHistory
DHRDanaher CorpStock1,755$445.0K0.1%−2−0.1%ReducedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF1,885$445.0K0.1%−38−2.0%Reduced–
iShares Tr464288877EAFE VALUE ETF10,291$447.0K0.1%−5,023−32.8%Reduced–
ProShares Tr74348A608SHT 7-10 YR TR16,600$448.0K0.1%−2,000−10.8%Reduced–
HCM Dividend Sector Plus CL Inv66538G627CL I26,818$448.0K0.1%+26,818New–
BABAAlibaba Group Holding LtdADR3,975$452.0K0.1%−105−2.6%ReducedHistory
ANETArista Networks, Inc.COM4,826$452.0K0.1%+860+21.7%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F8,837$456.0K0.1%+1,465+19.9%Added–
ORealty Income CorpREIT6,702$458.0K0.1%−553−7.6%ReducedHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT1,708$458.0K0.1%−9−0.5%Reduced–
ZBHZimmer Biomet Holdings, Inc.Stock4,366$459.0K0.1%−765−14.9%ReducedHistory
RITMRithm Capital Corp.REIT49,419$461.0K0.1%+10,781+27.9%AddedHistory
SBGISinclair, Inc.CL A22,610$461.0K0.1%−10.0%ReducedHistory
NFLXNetflix IncStock2,644$462.0K0.1%+1,256+90.5%AddedHistory
VECOVeeco Instruments IncCOM23,925$464.0K0.1%−5,575−18.9%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF4,584$466.0K0.1%−693−13.1%Reduced–
CMPCompass Minerals International IncStock13,186$467.0K0.1%−70−0.5%ReducedHistory
VRTXVertex Pharmaceuticals IncStock1,665$469.0K0.1%−1,161−41.1%ReducedHistory
GLADGladstone Capital CorpCOM46,707$471.0K0.1%+2,629+6.0%AddedHistory
CRFCornerstone Total Return Fund IncCOM56,609$472.0K0.1%+12,507+28.4%AddedHistory
FDSFactset Research Systems IncStock1,238$476.0K0.1%−298−19.4%ReducedHistory
TWLOTwilio IncCL A5,706$478.0K0.1%−87−1.5%ReducedHistory
OKTAOkta, Inc.CL A5,317$481.0K0.1%−254−4.6%ReducedHistory
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF14,853$481.0K0.1%+14,853New–
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID22,407$487.0K0.1%+60+0.3%Added–
BPYPPBrookfield Property Partners L.P.PREFERRED24,787$495.0K0.1%+24,787NewHistory
NEMNEWMONT CorpStock8,373$500.0K0.1%+986+13.3%AddedHistory
SLBSLB LimitedStock13,990$500.0K0.1%−115−0.8%ReducedHistory
ABRArbor Realty Trust IncCOM38,170$500.0K0.1%−319−0.8%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR11,703$502.0K0.1%−9,980−46.0%ReducedHistory
BHPBHP Group LtdADR8,952$503.0K0.1%+3,939+78.6%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF8,735$507.0K0.1%−4,868−35.8%Reduced–
LRCXLam Research CorpCOM1,204$513.0K0.1%−104−8.0%ReducedHistory
ORCLOracle CorpStock7,406$517.0K0.1%−583−7.3%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF2,937$517.0K0.1%+36+1.2%Added–
EXCExelon CorpStock11,426$518.0K0.1%−7,152−38.5%ReducedHistory
CTASCintas CorpStock1,391$520.0K0.1%−281−16.8%ReducedHistory
ZSZscaler, Inc.Stock3,478$520.0K0.1%+1,522+77.8%AddedHistory
DVNDevon Energy CorpStock9,454$521.0K0.1%−2,424−20.4%ReducedHistory
ZTSZoetis Inc.Stock3,040$523.0K0.1%−1,743−36.4%ReducedHistory
BLKBlackRock, Inc.COM858$523.0K0.1%−561−39.5%ReducedHistory
GEGeneral Electric CoStock8,229$524.0K0.1%−337−3.9%ReducedHistory
GNLGlobal Net Lease, Inc.COM NEW37,181$526.0K0.1%−7,992−17.7%ReducedHistory
APOApollo Global Management, Inc.COM10,858$526.0K0.1%−328−2.9%ReducedHistory
VVRInvesco Senior Income TrustCOM136,403$531.0K0.1%+70,635+107.4%AddedHistory
SKINSkinHealth Systems Inc.COM CL A41,291$531.0K0.1%+10,623+34.6%AddedHistory
ULUnilever PLCSPON ADR NEW11,627$533.0K0.1%+11,627NewHistory
First Tr Exch Traded FD III33739P855INSTL PFD SECS30,260$536.0K0.1%−343−1.1%Reduced–
CCICrown Castle Inc.REIT3,189$537.0K0.1%+60+1.9%AddedHistory
JDJD.com, Inc.SPON ADS CL A8,365$537.0K0.1%+8,365NewHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF10,755$539.0K0.1%−5,773−34.9%Reduced–
Vanguard BD Index FDS921937793LONG TERM BOND6,804$542.0K0.1%+464+7.3%Added–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN32,293$543.0K0.1%−18,366−36.3%ReducedHistory
iShares Russell Midcap ETF464287499ETF8,411$544.0K0.1%−1,729−17.1%Reduced–

Options (20)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q2 2022
SecurityClassPutsCalls
First Trust Cloud Computing ETF33734X192ETF$1.04M–
Global X FDS37954Y459RUSSELL 2000–$383.0K
CTGComputer Task Group IncCOM$195.0K–
CVXChevron CorpStock–$13.0K
GISGeneral Mills IncStock$3.00K$9.00K
DOWDow Inc.Stock$9.00K$2.00K
HPHelmerich & Payne, Inc.COM–$8.00K
KKellanovaStock–$6.00K
VZVerizon Communications IncStock–$5.00K
XOMExxonMobil Holdings CorpCOM–$5.00K
JNJJohnson & JohnsonStock$2.00K$2.00K
EDConsolidated Edison IncStock–$4.00K
MMM3M CoStock$4.00K$0
FFord Motor CoStock–$3.00K
ANFAbercrombie & Fitch CoCL A–$3.00K
SHELShell plcADR–$2.00K
CSCOCisco Systems, Inc.Stock–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
INTCIntel CorpStock$1.00K–

Sold out since Q1 2022 (165)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 165 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
iShares Tr464288562RESIDENTIAL MULT45,414$4.36M0.4%–
VanEck Semiconductor ETF92189F676ETF12,550$3.38M0.3%–
State Street Energy Select Sector SPDR ETF81369Y506ETF28,445$2.17M0.2%–
ETEnergy Transfer LPCOM UT LTD PTN166,127$1.86M0.2%History
APTSPreferred Apartment Communities IncCOM66,374$1.66M0.2%History
State Street SPDR S&P Homebuilders ETF78464A888ETF23,403$1.48M0.2%–
First Trust Cloud Computing ETF33734X192ETF15,877$1.44M0.1%–
EMKREmcore CorpCOM NEW366,900$1.36M0.1%History
ASMLASML Holding NVADR1,667$1.11M0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF5,345$1.11M0.1%–
ENBEnbridge IncStock23,641$1.09M0.1%History
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV11,804$1.07M0.1%–
LLYEli Lilly & CoStock3,344$957.0K0.1%History
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL10,341$885.0K0.1%–
JLLJones Lang Lasalle IncCOM3,673$879.0K0.1%History
CBRECbre Group, Inc.CL A8,209$751.0K0.1%History
Target Ord872797733ORD3,497$742.0K0.1%–
iShares Tr464288570ESG MSCI KLD ETF7,767$672.0K0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,712$627.0K0.1%–
IRMIron Mountain IncCOM10,863$601.0K0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY25,474$583.0K0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF21,744$570.0K0.1%–
iShares Russell Top 200 Growth ETF464289438ETF3,396$539.0K0.1%–
MKCMcCormick & Co IncStock5,079$506.0K0.1%History
KDKyndryl Holdings, Inc.Stock36,467$478.0K<0.1%History
Invesco Exchange Traded FD T46137V233S&P 500 TOP 501,360$477.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB22,299$474.0K<0.1%–
EOGEOG Resources IncStock3,928$468.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB22,058$465.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY18,757$459.0K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF2,774$447.0K<0.1%–
FITBFifth Third BancorpCOM9,701$417.0K<0.1%History
iShares Tr464287515EXPANDED TECH1,068$368.0K<0.1%–
AAAlcoa CorpStock4,012$361.0K<0.1%History
First Tr Exchange Traded FD33738R860NASDAQ BK ETF11,210$356.0K<0.1%–
WECWec Energy Group, Inc.Stock3,528$352.0K<0.1%History
COINCoinbase Global, Inc.COM CL A1,845$350.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS7,181$350.0K<0.1%History
American Centy ETF Tr025072810FOCUSED DYNAMIC4,733$342.0K<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN10,842$336.0K<0.1%–
Schwab U.S. Large-Cap ETF808524201ETF6,179$332.0K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS29,325$323.0K<0.1%History
VOXXVOXX International CorpCL A32,200$321.0K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS12,034$318.0K<0.1%–
iShares Tr464288851US OIL GS EX ETF3,742$315.0K<0.1%–
GWWW.W. Grainger, Inc.Stock608$313.0K<0.1%History
KKRKKR & Co. Inc.COM5,337$312.0K<0.1%History
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,640$311.0K<0.1%–
BSXBoston Scientific CorpStock6,900$305.0K<0.1%History
BGSB&G Foods, Inc.COM11,312$305.0K<0.1%History
ARK Innovation ETF00214Q104ETF4,540$300.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,510$300.0K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,215$294.0K<0.1%–
FASTFastenal CoStock4,887$290.0K<0.1%History
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU7,500$290.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,911$289.0K<0.1%–
MDYSPDR S&P Midcap 400 ETF TrustETF591$289.0K<0.1%History
ELVElevance Health, Inc.Stock568$278.0K<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT13,354$278.0K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,502$275.0K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,712$274.0K<0.1%–
CMICummins IncStock1,306$267.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF2,556$261.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock1,951$260.0K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF852$260.0K<0.1%–
First Tr Exchange-Traded Alp33735J101COM SHS3,690$260.0K<0.1%–
WIREEncore Wire CorpCOM2,271$259.0K<0.1%History
Amplify ETF Tr032108888BLACKSWAN GRWT8,230$257.0K<0.1%–
VLOValero Energy CorpStock2,518$255.0K<0.1%History
PLTRPalantir Technologies Inc.Stock18,444$253.0K<0.1%History
iShares Tr464288752US HOME CONS ETF4,286$253.0K<0.1%–
MVTBlackRock Munivest Fund II, Inc.COM19,656$253.0K<0.1%History
LINLinde PLCSHS794$253.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM519$252.0K<0.1%History
URIUnited Rentals, Inc.COM706$250.0K<0.1%History
ZENZendesk, Inc.COM2,055$247.0K<0.1%History
Invesco Dynamic CRDT Op CL Ax Nav CF46091B207CF19,951$244.0K<0.1%–
GESGuess IncCOM11,130$243.0K<0.1%History
COUPCoupa Software IncCOM2,380$241.0K<0.1%History
Invesco Exchange Traded FD T46137V779BLDG CONSTR ETF5,600$240.0K<0.1%–
VTRVentas, Inc.REIT3,883$239.0K<0.1%History
ANSSAnsys IncCOM754$239.0K<0.1%History
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR3,369$237.0K<0.1%–
XELXcel Energy IncStock3,283$236.0K<0.1%History
DBXDropbox, Inc.CL A10,074$234.0K<0.1%History
IIMInvesco Value Municipal Income TrustCOM16,612$231.0K<0.1%History
iShares Tr46435U366SELF DRIVNG EV4,918$228.0K<0.1%–
ISRGIntuitive Surgical IncCOM NEW756$228.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM7,566$227.0K<0.1%History
UHSUniversal Health Services IncCL B1,572$227.0K<0.1%History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST4,500$224.0K<0.1%–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD11,430$223.0K<0.1%–
HUMAHumacyte, Inc.COM31,500$222.0K<0.1%History
ZBRAZebra Technologies CorpCL A534$220.0K<0.1%History
DSLDoubleLine Income Solutions FundCOM15,137$219.0K<0.1%History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF1,799$217.0K<0.1%–
GSBDGoldman Sachs BDC, Inc.SHS11,100$217.0K<0.1%History
ProShares Bitcoin ETF74347G440ETF7,500$214.0K<0.1%–
U.S. Global Jets ETF26922A842ETF9,781$212.0K<0.1%–
iShares Tr464288281JPMORGAN USD EMG2,164$211.0K<0.1%–