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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 16, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
721
+28 vs. Q4 2021
Portfolio value
$971.4M
−$61.9M (−6.0%) vs. Q4 2021
Filed
May 16, 2022
SEC
Holdings of Kovack Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT12,200$307.0K<0.1%−450−3.6%ReducedHistory
EQIXEquinix IncCOM417$308.0K<0.1%−11−2.6%ReducedHistory
AZNAstraZeneca PLCSPONSORED ADR4,668$309.0K<0.1%+763+19.5%AddedHistory
First Tr Exchange Traded FD33738R795NASDAQ TRANSN9,640$311.0K<0.1%+3,710+62.6%Added–
KKRKKR & Co. Inc.COM5,337$312.0K<0.1%+923+20.9%AddedHistory
GWWW.W. Grainger, Inc.Stock608$313.0K<0.1%+608NewHistory
DZSIDZS Inc.COM22,600$313.0K<0.1%−5,000−18.1%ReducedHistory
iShares Core MSCI EM IMI UCITS ETF (Acc)G49507836ETF9,415$313.0K<0.1%00.0%Unchanged–
iShares Tr464288851US OIL GS EX ETF3,742$315.0K<0.1%+3,742New–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS12,034$318.0K<0.1%+12,034New–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,287$319.0K<0.1%−49−3.7%Reduced–
XRXXerox Holdings CorpCOM NEW15,831$319.0K<0.1%−35,450−69.1%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,705$321.0K<0.1%+7,705New–
ETREntergy CorpCOM2,758$321.0K<0.1%+150+5.8%AddedHistory
LITELumentum Holdings Inc.COM3,297$321.0K<0.1%−148−4.3%ReducedHistory
VOXXVOXX International CorpCL A32,200$321.0K<0.1%−2,100−6.1%ReducedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS29,325$323.0K<0.1%+29,325NewHistory
COPConocoPhillipsStock3,261$326.0K<0.1%−3,364−50.8%ReducedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT10,461$329.0K<0.1%+1,033+11.0%Added–
CCitigroup IncStock6,217$331.0K<0.1%−9,134−59.5%ReducedHistory
DNPDNP Select Income Fund IncCOM28,025$331.0K<0.1%+339+1.2%AddedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,961$331.0K<0.1%−33−1.7%Reduced–
Schwab U.S. Large-Cap ETF808524201ETF6,179$332.0K<0.1%+2,009+48.2%AddedConverted for a 2-for-1 split–
NOCNorthrop Grumman CorpStock742$332.0K<0.1%+742NewHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM5,417$332.0K<0.1%+353+7.0%Added–
SMASmartStop Self Storage REIT, Inc.COM22,320$334.0K<0.1%+1,735+8.4%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,897$336.0K<0.1%−328−6.3%Reduced–
iShares Inc46434G855MSCI GBL GOLD MN10,842$336.0K<0.1%+342+3.3%Added–
HPHelmerich & Payne, Inc.COM7,876$336.0K<0.1%+7,876NewHistory
AIRAar CorpStock7,000$339.0K<0.1%+7,000NewHistory
Graniteshares ETF Tr38747R306HIPS US HIGH INC23,627$340.0K<0.1%+7,193+43.8%Added–
Sila Realty Trust Inc Class A146280102COM46,302$341.0K<0.1%−7,861−14.5%Reduced–
ULTAUlta Beauty, Inc.Stock860$342.0K<0.1%−194−18.4%ReducedHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC4,733$342.0K<0.1%−1,882−28.5%Reduced–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM19,700$342.0K<0.1%00.0%UnchangedHistory
Vanguard Financials ETF92204A405ETF3,708$346.0K<0.1%+551+17.5%Added–
JRONuveen Floating Rate Income Opportunity FundCOM SHS34,202$346.0K<0.1%−2,386−6.5%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF1,304$349.0K<0.1%+21+1.6%Added–
TPVGTriplePoint Venture Growth BDC Corp.COM19,994$349.0K<0.1%+400+2.0%AddedHistory
CHXChampionX CorpCOM14,281$349.0K<0.1%−2,000−12.3%ReducedHistory
COINCoinbase Global, Inc.COM CL A1,845$350.0K<0.1%−662−26.4%ReducedHistory
FNFFidelity National Financial, Inc.COM SHS7,181$350.0K<0.1%00.0%UnchangedHistory
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF8,767$351.0K<0.1%+1,140+14.9%Added–
NSCNorfolk Southern CorpStock1,235$352.0K<0.1%+92+8.0%AddedHistory
WECWec Energy Group, Inc.Stock3,528$352.0K<0.1%+1,182+50.4%AddedHistory
CARRCarrier Global CorpStock7,736$354.0K<0.1%−2,137−21.6%ReducedHistory
First Tr Exchange Traded FD33738R860NASDAQ BK ETF11,210$356.0K<0.1%+11,210New–
SWAVShockwave Medical, Inc.COM1,719$356.0K<0.1%+563+48.7%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF6,444$357.0K<0.1%−927−12.6%Reduced–
OGEOGE Energy Corp.COM8,800$358.0K<0.1%+8,800NewHistory
AAAlcoa CorpStock4,012$361.0K<0.1%+4,012NewHistory
LANDGladstone Land CorpCOM10,075$366.0K<0.1%−917−8.3%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM8,186$366.0K<0.1%+336+4.3%AddedHistory
ARCCAres Capital CorpCEF17,539$367.0K<0.1%+17,539NewHistory
SCCOSouthern Copper CorpStock4,850$368.0K<0.1%+499+11.5%AddedHistory
iShares Tr464287515EXPANDED TECH1,068$368.0K<0.1%−228−17.6%Reduced–
MARMarriott International IncStock2,103$369.0K<0.1%+68+3.3%AddedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES43,791$370.0K<0.1%+3,717+9.3%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD7,264$374.0K<0.1%−465−6.0%Reduced–
PGRProgressive CorpStock3,294$375.0K<0.1%−3−0.1%ReducedHistory
Business Dev Corporation of Amer12325J101Closed End Funds73,618$376.0K<0.1%−2,064−2.7%Reduced–
JFRNuveen Floating Rate Income FundCOM37,700$377.0K<0.1%−900−2.3%ReducedHistory
AFLAflac IncStock5,888$379.0K<0.1%+200+3.5%AddedHistory
MPCMarathon Petroleum CorpStock4,442$379.0K<0.1%+838+23.3%AddedHistory
iShares Inc46434G863ESG AWR MSCI EM10,360$380.0K<0.1%−553−5.1%Reduced–
TYLTyler Technologies IncCOM865$384.0K<0.1%+17+2.0%AddedHistory
BHPBHP Group LtdADR5,013$387.0K<0.1%+5,013NewHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,245$389.0K<0.1%+535+6.9%Added–
WMSAdvanced Drainage Systems, Inc.COM3,295$391.0K<0.1%−8−0.2%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF9,557$391.0K<0.1%+526+5.8%Added–
iShares Core S&P 500 UCITS ETF (Acc)G4955H110ETF835$392.0K<0.1%00.0%Unchanged–
RIVNRivian Automotive, Inc.Stock7,911$397.0K<0.1%+2,544+47.4%AddedHistory
PAYCPaycom Software, Inc.Stock1,147$397.0K<0.1%+207+22.0%AddedHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF4,516$398.0K<0.1%+179+4.1%Added–
YUMYum Brands IncStock3,395$402.0K<0.1%−129−3.7%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM46,945$402.0K<0.1%+3,319+7.6%AddedHistory
iShares Tr464288513IBOXX HI YD ETF4,905$403.0K<0.1%−295−5.7%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF29,730$403.0K<0.1%−8,189−21.6%Reduced–
GSKGSK plcSPONSORED ADR9,273$403.0K<0.1%+171+1.9%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,617$404.0K<0.1%+13+0.8%AddedHistory
DEODiageo PLCSPON ADR NEW1,999$406.0K<0.1%+1,999NewHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT10,790$408.0K<0.1%−1,305−10.8%Reduced–
Roche Hldg Ltd ADR771195104COM8,377$413.0K<0.1%−83−1.0%Reduced–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD17,060$416.0K<0.1%+2,600+18.0%Added–
TDYTeledyne Technologies IncCOM884$417.0K<0.1%00.0%UnchangedHistory
FITBFifth Third BancorpCOM9,701$417.0K<0.1%+4,955+104.4%AddedHistory
TWTRTwitter, Inc.COM10,784$417.0K<0.1%+1,664+18.2%AddedHistory
NKENIKE, Inc.Stock3,134$421.0K<0.1%−2,851−47.6%ReducedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF12,160$422.0K<0.1%00.0%Unchanged–
RITMRithm Capital Corp.REIT38,638$424.0K<0.1%+18,668+93.5%AddedHistory
SYKStryker CorpStock1,590$425.0K<0.1%+400+33.6%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,104$427.0K<0.1%−1,128−21.6%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF5,392$428.0K<0.1%−5,481−50.4%Reduced–
KMIKinder Morgan, Inc.Stock22,781$430.0K<0.1%+22,781NewHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF8,790$431.0K<0.1%+2,834+47.6%Added–
iShares Tr464287812US CONSM STAPLES2,163$433.0K<0.1%+589+37.4%Added–
PEOAdams Natural Resources Fund, Inc.COM20,719$433.0K<0.1%−1,036−4.8%ReducedHistory
FISVFiserv IncStock4,332$439.0K<0.1%+24+0.6%AddedHistory
CGCarlyle Group Inc.COM8,995$439.0K<0.1%+1,491+19.9%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F7,372$440.0K<0.1%+1,503+25.6%Added–

Options (23)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Kovack Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
Pref Apt Com 6.000 Perp 27 Put74039J744ORD$1.97M–
CSCOCisco Systems, Inc.Stock$19.0K$31.0K
ANFAbercrombie & Fitch CoCL A–$30.0K
ProShares Tr74347X849SHRT 20+YR TRE–$27.0K
CVXChevron CorpStock–$20.0K
FFord Motor CoStock–$9.00K
HPHelmerich & Payne, Inc.COM–$8.00K
MRNAModerna, Inc.Stock–$7.00K
AAPLApple Inc.Stock$1.00K$5.00K
DLTRDollar Tree, Inc.COM–$5.00K
XOMExxonMobil Holdings CorpCOM–$4.00K
DOWDow Inc.Stock–$3.00K
EDConsolidated Edison IncStock–$3.00K
SHELShell plcADR–$2.00K
MMM3M CoStock$2.00K–
DDominion Energy, IncStock–$2.00K
ETREntergy CorpCOM–$2.00K
MATMattel IncCOM–$2.00K
KOCoca Cola CoStock–$1.00K
AFLAflac IncStock–$1.00K
KKellanovaStock–$1.00K
METAMeta Platforms, Inc.Stock$0$1.00K
VVRInvesco Senior Income TrustCOM–$1.00K

Sold out since Q4 2021 (106)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 106 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
BlackRock Short Obligations CL Instl091936419SHORT OBLIGATIONS CL266,421$2.67M0.3%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM27,675$1.40M0.1%–
SPGSimon Property Group Inc.REIT6,692$1.07M0.1%History
NYCAmerican Strategic Investment Co.COM91,987$976.0K0.1%History
Invesco Nasdaq 100 ETF46138G649ETF5,954$974.0K0.1%–
TGTTarget CorpStock4,081$945.0K0.1%History
NXPINXP Semiconductors N.V.COM3,288$749.0K0.1%History
VRSKVerisk Analytics, Inc.COM3,112$712.0K0.1%History
NVRNVR IncCOM114$674.0K0.1%History
iShares Tr46435G532MSCI GBL SUS DEV7,406$672.0K0.1%–
TERTeradyne, IncStock3,822$625.0K0.1%History
CDWCDW CorpCOM2,740$561.0K0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A12,105$525.0K0.1%–
WSTWest Pharmaceutical Services IncCOM1,109$520.0K0.1%History
ATKRAtkore Inc.COM4,584$510.0K<0.1%History
ONOn Semiconductor CorpStock7,400$503.0K<0.1%History
PWRQuanta Services, Inc.COM4,320$495.0K<0.1%History
WMBWilliams Companies, Inc.COM18,438$480.0K<0.1%History
SESea LtdSPONSORD ADS2,097$469.0K<0.1%History
MCHPMicrochip Technology IncStock5,372$468.0K<0.1%History
Healthcare Realty Trust Inc42225P501CL A NEW13,177$440.0K<0.1%–
ProShares Tr74347B250PSHS SH MDCAP40019,400$439.0K<0.1%–
Vanguard Communication Services ETF92204A884ETF3,121$423.0K<0.1%–
QRVOQorvo, Inc.Stock2,464$385.0K<0.1%History
TTWOTake Two Interactive Software IncCOM2,158$384.0K<0.1%History
AMBAAmbarella IncSHS1,895$384.0K<0.1%History
VEEVVeeva Systems IncStock1,420$363.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF7,670$355.0K<0.1%–
VMRKVivmark ResidentialSH BEN INT3,872$350.0K<0.1%History
ROKURoku, IncCOM CL A1,492$340.0K<0.1%History
ESSEssex Property Trust, Inc.COM955$336.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP5,810$335.0K<0.1%–
FTCVFintech Acquisition Corp VCOM CL A32,000$317.0K<0.1%History
TROWPrice T Rowe Group IncStock1,590$313.0K<0.1%History
iShares IV PLC Usd Ultrash BD ETFG4955M341ETF3,150$313.0K<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF7,590$310.0K<0.1%–
PHParker-Hannifin CorpStock975$310.0K<0.1%History
PEGPublic Service Enterprise Group IncCOM4,637$309.0K<0.1%History
VRSNVerisign IncCOM1,218$309.0K<0.1%History
NDAQNasdaq, Inc.COM1,460$307.0K<0.1%History
GBTCGrayscale Bitcoin Trust ETFETF8,757$300.0K<0.1%History
CECelanese CorpStock1,750$294.0K<0.1%History
Westpac Banking Corp961214301SPONSORED ADR18,800$290.0K<0.1%–
PNCPNC Financial Services Group, Inc.Stock1,440$289.0K<0.1%History
WYNNWynn Resorts LtdCOM3,375$287.0K<0.1%History
RSGRepublic Services, Inc.COM2,033$283.0K<0.1%History
Griffin Cap Essent Asset CL E Opf39818P880COM42,248$281.0K<0.1%–
RFICohen & Steers Total Return Realty Fund IncCOM16,000$275.0K<0.1%History
LTHMLivent Corp.COM11,175$272.0K<0.1%History
NGVTIngevity CorpCOM3,692$265.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A2,621$264.0K<0.1%History
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,972$260.0K<0.1%–
PBTPermian Basin Royalty TrustUNIT BEN INT25,750$260.0K<0.1%History
AAgilent Technologies, Inc.COM1,592$254.0K<0.1%History
ELEstee Lauder Companies IncCL A687$254.0K<0.1%History
VSTOVista Outdoor Inc.COM5,519$254.0K<0.1%History
iShares Tr46428743220 YR TR BD ETF1,683$249.0K<0.1%–
iShares Tr46435U713US INFRASTRUC6,248$239.0K<0.1%–
INMDInMode Ltd.SHS3,371$238.0K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF2,943$236.0K<0.1%–
First Tr Exchange-Traded Alp33735K108COM SHS1,955$235.0K<0.1%–
Amplify ETF Tr032108102ONLIN RETL ETF2,641$233.0K<0.1%–
First Trust Multi Cap Growth Alphadex Fund33733F101ETF1,841$231.0K<0.1%–
MTNVail Resorts IncCOM706$231.0K<0.1%History
DHIHorton D R IncCOM2,102$228.0K<0.1%History
BIDUBaidu, Inc.ADR1,525$227.0K<0.1%History
GPIGroup 1 Automotive IncCOM1,158$226.0K<0.1%History
POOLPool CorpCOM399$226.0K<0.1%History
MNDTMandiant, Inc.Stock12,815$225.0K<0.1%History
ASANAsana, Inc.CL A3,006$224.0K<0.1%History
SNAPSnap IncStock4,725$222.0K<0.1%History
RVTYRevvity, Inc.COM1,104$222.0K<0.1%History
Northern LTS FD Tr III66538R730HCM DEFEN 5004,814$222.0K<0.1%–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM7,770$222.0K<0.1%History
Northern LTS FD Tr III66538R748HCM DEFND 1003,913$221.0K<0.1%–
ETNEaton Corp plcStock1,273$220.0K<0.1%History
DIODDiodes IncCOM2,000$220.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS2,040$220.0K<0.1%History
OTISOtis Worldwide CorpStock2,517$219.0K<0.1%History
CHWYChewy, Inc.CL A3,722$219.0K<0.1%History
INTUIntuit Inc.Stock338$217.0K<0.1%History
KHCKraft Heinz CoStock6,003$216.0K<0.1%History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY2,801$216.0K<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF3,598$216.0K<0.1%–
TDOCTeladoc Health, Inc.COM2,337$215.0K<0.1%History
ETHEGrayscale Ethereum Staking ETFETF6,508$211.0K<0.1%History
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,218$210.0K<0.1%–
VanEck ETF Trust92189F106GOLD MINERS ETF6,532$209.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF477$209.0K<0.1%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,054$208.0K<0.1%–
NAZNuveen Arizona Quality Municipal Income FundCOM13,008$208.0K<0.1%History
iShares Tr464287127MORNINGSTR US EQ3,124$207.0K<0.1%–
iShares Tr464287234MSCI EMG MKT ETF4,226$206.0K<0.1%–
LCIDLucid Group, Inc.COM5,388$205.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM7,929$205.0K<0.1%History
Invesco Exchange Traded FD T46137V811DORSEY WRGT TECH1,231$205.0K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF1,846$202.0K<0.1%–
SONYSony Group CorpSPONSORED ADR1,601$202.0K<0.1%History
NVAXNovavax IncCOM NEW1,410$202.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,243$201.0K<0.1%–