Caption Management, LLC
- SEC CIK
- 0001706766
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 512
- +119 vs. Q2 2021
- Portfolio value
- $1.52B
- +$409.6M (+36.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| COFCapital One Financial Corp | Stock | 112,100 | $18.2M | 1.2% | +112,100 | New | History |
| INOVInovalon Holdings, Inc. | COM CL A | 504,500 | $20.3M | 1.3% | +504,500 | New | History |
| WYWeyerhaeuser Co | COM NEW | 682,554 | $24.3M | 1.6% | +33,116+5.1% | Added | History |
| STMPStamps.com Inc | COM NEW | 74,134 | $24.4M | 1.6% | +71,942+3,282.0% | Added | History |
| XUnited States Steel Corp | COM | 1,132,107 | $24.9M | 1.6% | +1,132,107 | New | History |
| CHTRCharter Communications, Inc. | CL A | 40,200 | $29.2M | 1.9% | +40,200 | New | History |
| FCXFreeport-McMoran Inc | Stock | 1,025,000 | $33.3M | 2.2% | +477,600+87.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 100,000 | $33.9M | 2.2% | −7,000−6.5% | Reduced | History |
| WWayfair Inc. | CL A | 151,522 | $38.7M | 2.5% | −142,421−48.5% | Reduced | History |
| DVNDevon Energy Corp | Stock | 1,096,600 | $38.9M | 2.6% | +72,600+7.1% | Added | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 4,114,400 | $42.5M | 2.8% | +4,114,400 | New | History |
| BIIBBiogen Inc. | COM | 223,300 | $63.2M | 4.1% | +53,996+31.9% | Added | History |
Options (691)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 691 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| METAMeta Platforms, Inc. | Stock | $24.6M | $201.7M |
| BIIBBiogen Inc. | COM | $87.5M | $59.7M |
| CVNACarvana Co. | CL A | $52.8M | $76.2M |
| RIORio Tinto PLC | ADR | $668.0K | $125.1M |
| LVSLas Vegas Sands Corp | COM | $25.2M | $93.6M |
| TSLATesla, Inc. | Stock | – | $116.3M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | – | $82.7M |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | $35.4M | $44.6M |
| CHTRCharter Communications, Inc. | CL A | $74.6M | – |
| WDAYWorkday, Inc. | CL A | $32.5M | $37.5M |
| MRTXMirati Therapeutics, Inc. | COM | $25.1M | $40.7M |
| AZNAstraZeneca PLC | SPONSORED ADR | $9.01M | $52.9M |
| DGXQuest Diagnostics Inc | COM | $17.4M | $40.0M |
| COINCoinbase Global, Inc. | COM CL A | $43.2M | $13.4M |
| LHLabcorp Holdings Inc. | COM NEW | – | $56.3M |
| FCXFreeport-McMoran Inc | Stock | $36.7M | $18.3M |
| PMPhilip Morris International Inc. | Stock | $3.79M | $51.2M |
| TCOMTrip.com Group Ltd | ADS | $22.3M | $31.0M |
| PINSPinterest, Inc. | CL A | $19.6M | $33.2M |
| ENPHEnphase Energy, Inc. | Stock | $52.8M | – |
| QUREuniQure N.V. | SHS | $9.70M | $42.5M |
| RCLRoyal Caribbean Cruises Ltd | COM | $6.30M | $42.9M |
| BIDUBaidu, Inc. | ADR | $10.5M | $38.4M |
| HPQHP Inc | Stock | $23.3M | $25.5M |
| ZZillow Group, Inc. | CL C CAP STK | $48.5M | – |
| DVNDevon Energy Corp | Stock | $41.7M | $5.58M |
| CSTMConstellium SE | CL A SHS | $18.3M | $28.5M |
| ADNTAdient plc | Stock | – | $46.6M |
| ARK Innovation ETF00214Q104 | ETF | $46.1M | – |
| CLFCleveland-Cliffs Inc. | COM | $16.8M | $28.7M |
| STMPStamps.com Inc | COM NEW | – | $45.3M |
| CNCCentene Corp | Stock | $11.7M | $32.8M |
| MRNAModerna, Inc. | Stock | $28.7M | $15.1M |
| WDCWestern Digital Corp | COM | $25.8M | $17.5M |
| CCitigroup Inc | Stock | – | $43.1M |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | $42.5M | – |
| WYNNWynn Resorts Ltd | COM | $35.6M | $6.78M |
| TMUST-Mobile US, Inc. | Stock | $30.7M | $11.5M |
| TXNTexas Instruments Inc | Stock | $7.69M | $33.8M |
| CZRCaesars Entertainment, Inc. | COM | $16.8M | $24.1M |
| NUANNuance Communications, Inc. | COM | $11.0M | $29.7M |
| CARAvis Budget Group, Inc. | COM | $28.1M | $11.7M |
| ULTAUlta Beauty, Inc. | Stock | $15.3M | $23.5M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $38.1M | – |
| DHRDanaher Corp | Stock | – | $38.1M |
| UBERUber Technologies, Inc | Stock | $5.38M | $32.5M |
| MDTMedtronic plc | Stock | $18.8M | $18.8M |
| XUnited States Steel Corp | COM | $26.5M | $11.0M |
| APLSApellis Pharmaceuticals, Inc. | COM | $19.3M | $17.2M |
| SGISomnigroup International Inc. | COM | $16.2M | $19.9M |
| PTONPeloton Interactive, Inc. | CL A COM | $27.8M | $8.36M |
| NKENIKE, Inc. | Stock | $15.2M | $20.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $35.7M |
| PANWPalo Alto Networks Inc | Stock | $31.1M | $4.36M |
| TJXTJX Companies Inc | Stock | $16.0M | $18.1M |
| MRKMerck & Co., Inc. | Stock | $18.0M | $15.7M |
| BBIGVinco Ventures, Inc. | COM | $7.65M | $25.8M |
| ChemoCentryx, Inc.16383L106 | COM | $11.5M | $21.5M |
| KSSKOHLS Corp | Stock | $7.34M | $23.6M |
| WWayfair Inc. | CL A | $16.1M | $13.7M |
| TMOThermo Fisher Scientific Inc. | Stock | $11.4M | $18.3M |
| DELLDell Technologies Inc. | Stock | – | $29.7M |
| INCYIncyte Corp | COM | $15.5M | $13.7M |
| NVCRNovoCure Ltd | ORD SHS | $16.0M | $12.8M |
| DOWDow Inc. | Stock | – | $28.8M |
| WTWWillis Towers Watson PLC | SHS | $10.5M | $17.4M |
| GMGeneral Motors Co | COM | $7.91M | $19.8M |
| GMSGMS Inc. | COM | – | $27.3M |
| DTDynatrace, Inc. | Stock | – | $26.1M |
| SPLKSplunk Inc | COM | – | $26.0M |
| GEGeneral Electric Co | Stock | – | $25.8M |
| ONCBeOne Medicines Ltd. | ADR | $12.7M | $12.7M |
| BBYBest Buy Co Inc | Stock | – | $25.4M |
| WMGWarner Music Group Corp. | COM CL A | – | $25.1M |
| ZIONZions Bancorporation, National Association | COM | $12.6M | $12.5M |
| CLWClearwater Paper Corp | COM | $8.09M | $16.8M |
| ZNGAZynga Inc | CL A | $5.99M | $18.8M |
| WYWeyerhaeuser Co | COM NEW | $24.2M | – |
| XOMExxonMobil Holdings Corp | COM | – | $24.1M |
| HCAHCA Healthcare, Inc. | COM | $14.0M | $9.71M |
| VRTXVertex Pharmaceuticals Inc | Stock | $11.8M | $11.8M |
| FIVNFive9, Inc. | COM | $11.7M | $11.7M |
| SGRYSurgery Partners, Inc. | Stock | $13.6M | $9.70M |
| DISHDISH Network CORP | CL A | $18.8M | $4.35M |
| LRCXLam Research Corp | COM | $5.69M | $17.1M |
| AALAmerican Airlines Group Inc. | Stock | $22.0M | – |
| INMDInMode Ltd. | SHS | $6.69M | $15.1M |
| ONBOld National Bancorp | Stock | – | $21.7M |
| DUKDuke Energy CORP | Stock | $15.7M | $5.79M |
| PRTYParty City Holdco Inc. | COM | $3.39M | $17.4M |
| OPENOpendoor Technologies Inc. | COM | – | $20.7M |
| SPRSpirit AeroSystems Holdings, Inc. | COM CL A | – | $20.7M |
| Barrick Gold Corp067901108 | COM | $20.4M | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | – | $20.0M |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | $19.9M | – |
| EGHT8X8 Inc | COM | – | $19.9M |
| MTCHMatch Group, Inc. | COM | – | $19.6M |
| ALKSAlkermes plc. | SHS | $16.6M | $3.00M |
| CMCSAComcast Corp | Stock | $19.6M | – |
| CCJCameco Corp | Stock | – | $19.6M |
Sold out since Q2 2021 (175)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 175 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| DRIDarden Restaurants Inc | COM | 486,800 | $71.1M | 6.4% | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 691,420 | $20.8M | 1.9% | – |
| RAPTRAPT Therapeutics, Inc. | COM | 420,859 | $13.4M | 1.2% | History |
| AMZNAmazon Com Inc | Stock | 2,750 | $9.46M | 0.8% | History |
| GILDGilead Sciences, Inc. | Stock | 130,000 | $8.95M | 0.8% | History |
| UHSUniversal Health Services Inc | CL B | 54,800 | $8.02M | 0.7% | History |
| SAGESage Therapeutics, Inc. | COM | 139,600 | $7.93M | 0.7% | History |
| SCPLSciPlay Corp | CL A | 375,194 | $6.36M | 0.6% | History |
| PLNTPlanet Fitness, Inc. | CL A | 83,125 | $6.25M | 0.6% | History |
| HLTHilton Worldwide Holdings Inc. | COM | 38,200 | $4.61M | 0.4% | History |
| WGOWinnebago Industries Inc | COM | 60,000 | $4.08M | 0.4% | History |
| LKFTLakefront Biotherapeutics NV | SPON ADR | 56,800 | $3.91M | 0.4% | History |
| FLNAFilana Therapeutics, Inc. | COM | 45,000 | $3.85M | 0.3% | History |
| APTVAptiv PLC | SHS | 24,180 | $3.80M | 0.3% | History |
| BLMNBloomin' Brands, Inc. | COM | 133,700 | $3.63M | 0.3% | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 53,200 | $3.58M | 0.3% | History |
| UALUnited Airlines Holdings, Inc. | COM | 67,500 | $3.53M | 0.3% | History |
| DBXDropbox, Inc. | CL A | 115,400 | $3.50M | 0.3% | History |
| COINCoinbase Global, Inc. | COM CL A | 13,600 | $3.44M | 0.3% | History |
| Paramount Global92556H206 | CL B | 71,300 | $3.22M | 0.3% | – |
| PANWPalo Alto Networks Inc | Stock | 8,500 | $3.15M | 0.3% | History |
| ACNAccenture plc | Stock | 10,600 | $3.12M | 0.3% | History |
| EBAYeBay Inc | COM | 44,400 | $3.12M | 0.3% | History |
| BHCBausch Health Companies Inc. | Stock | 102,250 | $3.00M | 0.3% | History |
| BKEBuckle Inc | COM | 59,000 | $2.94M | 0.3% | History |
| OMCOmnicom Group Inc. | COM | 36,342 | $2.91M | 0.3% | History |
| SMARSmartsheet Inc | COM CL A | 40,000 | $2.89M | 0.3% | History |
| AQUAEvoqua Water Technologies Corp. | COM | 84,700 | $2.86M | 0.3% | History |
| CAHCardinal Health Inc | Stock | 45,000 | $2.57M | 0.2% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 75,000 | $2.54M | 0.2% | History |
| CTLTCatalent, Inc. | COM | 23,300 | $2.52M | 0.2% | History |
| KSUKansas City Southern | COM NEW | 8,228 | $2.33M | 0.2% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 30,000 | $2.32M | 0.2% | History |
| VMEOVimeo, Inc. | COMMON STOCK | 45,000 | $2.21M | 0.2% | History |
| ERIIEnergy Recovery, Inc. | COM | 85,834 | $1.96M | 0.2% | History |
| CVACovanta Holding Corp | COM | 105,000 | $1.85M | 0.2% | History |
| STNEStoneCo Ltd. | COM | 27,500 | $1.84M | 0.2% | History |
| CDNACareDx, Inc. | COM | 20,000 | $1.83M | 0.2% | History |
| OUTOUTFRONT Media Inc. | COM | 74,977 | $1.80M | 0.2% | History |
| MSFTMicrosoft Corp | Stock | 6,600 | $1.79M | 0.2% | History |
| CERNCERNER Corp | COM | 22,500 | $1.76M | 0.2% | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 84,553 | $1.74M | 0.2% | – |
| NVONovo Nordisk A S | ADR | 20,000 | $1.68M | 0.2% | History |
| AVXLAnavex Life Sciences Corp. | COM NEW | 73,000 | $1.67M | 0.1% | History |
| WELLWelltower Inc. | REIT | 20,000 | $1.66M | 0.1% | History |
| LILi Auto Inc. | SPONSORED ADS | 47,500 | $1.66M | 0.1% | History |
| VMWVmware LLC | CL A COM | 10,000 | $1.60M | 0.1% | History |
| LEALear Corp | COM NEW | 9,000 | $1.58M | 0.1% | History |
| HUMHumana Inc | Stock | 3,500 | $1.55M | 0.1% | History |
| RILYBRC Group Holdings, Inc. | COM | 20,500 | $1.55M | 0.1% | History |
| GPNGlobal Payments Inc | Stock | 7,800 | $1.46M | 0.1% | History |
| MGMMGM Resorts International | Stock | 32,250 | $1.38M | 0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 90,000 | $1.30M | 0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 10,000 | $1.26M | 0.1% | – |
| SCCOSouthern Copper Corp | Stock | 19,000 | $1.22M | 0.1% | History |
| BLDRBuilders FirstSource, Inc. | Stock | 28,000 | $1.19M | 0.1% | History |
| YSGYatsen Holding Ltd | ADS | 125,000 | $1.17M | 0.1% | History |
| NATNordic American Tankers Ltd | COM | 355,000 | $1.17M | 0.1% | History |
| CFCF Industries Holdings, Inc. | COM | 22,250 | $1.15M | 0.1% | History |
| BLUEbluebird bio, Inc. | COM | 35,418 | $1.13M | 0.1% | History |
| RGRSturm Ruger & Co Inc | Stock | 12,500 | $1.13M | 0.1% | History |
| AGIOAgios Pharmaceuticals, Inc. | COM | 19,000 | $1.05M | 0.1% | History |
| ADCTADC Therapeutics SA | SHS | 42,500 | $1.03M | 0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 20,000 | $1.01M | 0.1% | – |
| LUMNLumen Technologies, Inc. | Stock | 72,770 | $990.0K | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 39,985 | $975.0K | 0.1% | History |
| KTBKontoor Brands, Inc. | Stock | 17,000 | $959.0K | 0.1% | History |
| SPTSprout Social, Inc. | COM CL A | 10,500 | $940.0K | 0.1% | History |
| CAKECheesecake Factory Inc | COM | 17,200 | $931.0K | 0.1% | History |
| CPCanadian Pacific Kansas City Ltd | COM | 12,000 | $922.0K | 0.1% | History |
| MTORMeritor, Inc. | COM | 38,604 | $905.0K | 0.1% | History |
| PSXPPhillips 66 Partners LP | COM UNIT REP INT | 22,596 | $892.0K | 0.1% | History |
| Sailpoint Technologies Holdings, Inc.78781P105 | COM | 17,000 | $868.0K | 0.1% | – |
| NEMNEWMONT Corp | Stock | 13,300 | $843.0K | 0.1% | History |
| BGSB&G Foods, Inc. | COM | 25,000 | $820.0K | 0.1% | History |
| ACIAlbertsons Companies, Inc. | COMMON STOCK | 38,600 | $759.0K | 0.1% | History |
| SWAVShockwave Medical, Inc. | COM | 4,000 | $759.0K | 0.1% | History |
| MRSNMersana Therapeutics, Inc. | COM | 54,700 | $742.0K | 0.1% | History |
| GPKGraphic Packaging Holding Co | COM | 40,000 | $727.0K | 0.1% | History |
| AFGAmerican Financial Group Inc | COM | 5,800 | $723.0K | 0.1% | History |
| ALTOAlto Ingredients, Inc. | COM | 117,851 | $720.0K | 0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 13,300 | $717.0K | 0.1% | – |
| MLCOMelco Resorts & Entertainment LTD | ADR | 42,450 | $704.0K | 0.1% | History |
| PACBPacific Biosciences of California, Inc. | COM | 19,700 | $688.0K | 0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 8,000 | $682.0K | 0.1% | History |
| HMHCHoughton Mifflin Harcourt Co | COM | 61,850 | $682.0K | 0.1% | History |
| ANAutonation, Inc. | COM | 7,149 | $678.0K | 0.1% | History |
| SNAPSnap Inc | Stock | 9,800 | $668.0K | 0.1% | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 18,000 | $655.0K | 0.1% | History |
| PAYAPaya Holdings Inc. | COM CL A | 58,863 | $648.0K | 0.1% | History |
| NKLANikola Corp | COM | 35,000 | $632.0K | 0.1% | History |
| INFNInfinera Corp | COM | 60,000 | $612.0K | 0.1% | History |
| IAUiShares Gold Trust | ETF | 17,500 | $590.0K | 0.1% | History |
| NSTGNS Wind Down Co., Inc. | COM | 9,067 | $587.0K | 0.1% | History |
| MWAMueller Water Products, Inc. | COM SER A | 40,269 | $581.0K | 0.1% | History |
| GNOGGolden Nugget Online Gaming, Inc. | COM CL A | 45,000 | $575.0K | 0.1% | History |
| IRONDisc Medicine, Inc. | COM | 86,800 | $562.0K | 0.1% | History |
| IAAIAA, Inc. | COM | 10,000 | $546.0K | <0.1% | History |
| ESPREsperion Therapeutics, Inc. | COM | 25,589 | $542.0K | <0.1% | History |
| NSNuStar Energy L.P. | UNIT COM | 29,931 | $540.0K | <0.1% | History |