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Livermore
Livermore
ZHEN

Summit Trail Advisors, LLC

SEC CIK
0001698478
Latest filing
Aug 11, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 6, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
559
+11 vs. Q3 2023
Portfolio value
$3.02B
+$303.6M (+11.2%) vs. Q3 2023
Filed
Feb 6, 2024
SEC
Holdings of Summit Trail Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TCRTAlaunos Therapeutics, Inc.COM25,378$1.79K<0.1%00.0%UnchangedHistory
VEEAWVeea Inc.*W EXP 03/15/20225,000$3.50K<0.1%00.0%UnchangedHistory
BIVIBiovie Inc.CL A NEW10,100$12.7K<0.1%00.0%UnchangedHistory
FAZEFaZe Holdings Inc.COMMON STOCK84,164$15.2K<0.1%00.0%UnchangedHistory
TMCTMC the metals Co Inc.COM24,000$26.4K<0.1%+3,000+14.3%AddedHistory
BFLYButterfly Network, Inc.COM CL A26,786$28.9K<0.1%00.0%UnchangedHistory
VRMVroom, Inc.COM49,903$30.1K<0.1%00.0%UnchangedHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES10,270$30.9K<0.1%00.0%UnchangedHistory
GALTGalectin Therapeutics IncCOM NEW20,000$33.2K<0.1%00.0%UnchangedHistory
ACETAdicet Bio, Inc.COM18,000$34.0K<0.1%00.0%UnchangedHistory
UPWheels Up Experience Inc.COM CL A10,228$35.1K<0.1%−2,647−20.6%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR10,410$35.8K<0.1%+10,410NewHistory
LYGLloyds Banking Group plcSPONSORED ADR15,170$36.3K<0.1%+4,244+38.8%AddedHistory
Freyr BatteryL4135L100COM20,000$37.4K<0.1%00.0%Unchanged–
JSPRJasper Therapeutics, Inc.COM65,000$51.3K<0.1%00.0%UnchangedHistory
FOCLEdap TMS SASPONSORED ADR11,000$58.1K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM11,548$58.6K<0.1%−3,238−21.9%ReducedHistory
SANBanco Santander, S.A.ADR15,130$62.6K<0.1%+3,813+33.7%AddedHistory
AST SpaceMobile, Inc.00217D118*W EXP 04/06/20216,117$70.2K<0.1%+16,117New–
PCKPIMCO California Municipal Income Fund IICOM13,612$79.2K<0.1%+13,612NewHistory
NXDRNextdoor Holdings, Inc.COM CL A50,000$94.5K<0.1%−464−0.9%ReducedHistory
EAFGraftech International LtdCOM45,811$100.3K<0.1%+27,451+149.5%AddedHistory
STCNSteel Connect LLCCOM10,470$100.9K<0.1%00.0%UnchangedHistory
CWKCushman & Wakefield Ltd.SHS10,089$109.0K<0.1%+10,089NewHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR11,819$114.4K<0.1%+11,819NewHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM10,665$123.1K<0.1%+10,665NewHistory
PMLPIMCO Municipal Income Fund IICOM14,771$123.2K<0.1%−14,280−49.2%ReducedHistory
MUEBlackRock Muniholdings Quality Fund II, Inc.COM12,421$124.5K<0.1%+12,421NewHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM10,931$124.7K<0.1%−2,503−18.6%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM12,416$126.3K<0.1%+12,416NewHistory
BFKBlackRock Municipal Income TrustSH BEN INT12,541$126.3K<0.1%−3,178−20.2%ReducedHistory
PMXPIMCO Municipal Income Fund IIICOM17,162$127.3K<0.1%+17,162NewHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT15,114$127.7K<0.1%+4,016+36.2%AddedHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT12,443$127.7K<0.1%+12,443NewHistory
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM11,352$129.0K<0.1%+11,352NewHistory
BYMBlackRock Municipal Income Quality TrustCOM11,523$129.2K<0.1%+11,523NewHistory
BLEBlackRock Municipal Income Trust IICOM12,143$129.7K<0.1%+12,143NewHistory
BlackRock New York Municipal Income Trust09248L106SH BEN INT12,444$131.0K<0.1%+12,444New–
TACTTransact Technologies IncCOM18,983$132.5K<0.1%+2,483+15.0%AddedHistory
RPCRidgepost Capital, Inc.CL A COM13,500$138.0K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM104,529$140.1K<0.1%00.0%UnchangedHistory
ZIPZiprecruiter, Inc.CL A10,093$140.3K<0.1%+10,093NewHistory
Advisorshares Tr00768Y453PURE US CANN ETF20,750$145.5K<0.1%00.0%Unchanged–
WBDWarner Bros. Discovery, Inc.Stock13,008$148.0K<0.1%−3,310−20.3%ReducedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A16,259$159.0K<0.1%00.0%UnchangedHistory
OSCROscar Health, Inc.CL A18,040$165.1K<0.1%+608+3.5%AddedHistory
VTRSViatris IncStock15,357$166.3K<0.1%−8,966−36.9%ReducedHistory
Lavoro LtdG5391L102CLASS A ORD20,000$172.4K<0.1%00.0%Unchanged–
QVCGAOld QVC Group, Inc.COM SER A200,000$175.1K<0.1%00.0%UnchangedHistory
HBANHuntington Bancshares IncCOM14,621$188.2K<0.1%−1,734−10.6%ReducedHistory
ROKRockwell Automation, IncStock648$201.2K<0.1%−75−10.4%ReducedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM18,310$201.4K<0.1%−19,438−51.5%ReducedHistory
KRKroger CoStock4,419$202.0K<0.1%−2,098−32.2%ReducedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT17,122$202.4K<0.1%−6,607−27.8%ReducedHistory
MROMarathon Oil CorpCOM8,386$202.6K<0.1%+395+4.9%AddedHistory
THOThor Industries IncCOM1,712$203.3K<0.1%+1,712NewHistory
AMPAmeriprise Financial IncCOM535$203.4K<0.1%−175−24.6%ReducedHistory
UNMUnum GroupStock4,503$203.6K<0.1%+280+6.6%AddedHistory
Vanguard Real Estate ETF922908553ETF2,307$203.8K<0.1%+2,307New–
NADNuveen Quality Municipal Income FundCOM17,826$204.1K<0.1%+17,826NewHistory
TMToyota Motor CorpADS1,114$204.3K<0.1%+1,114NewHistory
VKQInvesco Municipal TrustCOM21,455$204.5K<0.1%+21,455NewHistory
BCTXBriaCell Therapeutics Corp.COM35,000$204.8K<0.1%00.0%UnchangedHistory
AWKAmerican Water Works Company, Inc.Stock1,558$205.6K<0.1%−504−24.4%ReducedHistory
EBAYeBay IncCOM4,727$206.2K<0.1%−833−15.0%ReducedHistory
HALHalliburton CoStock5,713$206.5K<0.1%−1,227−17.7%ReducedHistory
MHDBlackRock Muniholdings Fund, Inc.COM17,349$206.6K<0.1%+4,464+34.6%AddedHistory
iShares Tr464289859CORE 80 20 ETF3,000$207.2K<0.1%+3,000New–
WTWWillis Towers Watson PLCSHS857$207.4K<0.1%+857NewHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT7,096$207.6K<0.1%+7,096NewHistory
HPQHP IncStock6,877$208.7K<0.1%−3,431−33.3%ReducedHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM21,113$208.8K<0.1%+21,113NewHistory
VMOInvesco Municipal Opportunity TrustCOM21,736$208.9K<0.1%+5,918+37.4%AddedHistory
CARRCarrier Global CorpStock3,630$209.1K<0.1%+3,630NewHistory
OXYOccidental Petroleum CorpStock3,503$209.7K<0.1%−2,313−39.8%ReducedHistory
ADMArcher-Daniels-Midland CoStock2,906$209.9K<0.1%−454−13.5%ReducedHistory
RMDResmed IncCOM1,227$211.0K<0.1%−197−13.8%ReducedHistory
HIGHartford Insurance Group, Inc.Stock2,615$211.4K<0.1%−1,080−29.2%ReducedHistory
TRTXTPG RE Finance Trust, Inc.COM31,513$212.4K<0.1%+217+0.7%AddedHistory
ONOn Semiconductor CorpStock2,545$212.6K<0.1%+240+10.4%AddedHistory
DPZDominos Pizza IncCOM516$212.7K<0.1%−87−14.4%ReducedHistory
UUnity Software Inc.COM5,209$213.0K<0.1%+5,209NewHistory
ASBAssociated Banc-CorpCOM10,112$216.3K<0.1%+10,112NewHistory
SLFSun Life Financial IncCOM4,180$216.8K<0.1%00.0%UnchangedHistory
STLDSteel Dynamics IncCOM1,839$218.0K<0.1%−80−4.2%ReducedHistory
BF.ABrown Forman CorpCL A3,674$219.4K<0.1%+3,674NewHistory
PRPermian Resources CorpCLASS A COM16,270$221.3K<0.1%+410+2.6%AddedHistory
HQYHealthequity, Inc.COM3,363$223.0K<0.1%+115+3.5%AddedHistory
LNGCheniere Energy, Inc.COM NEW1,312$224.0K<0.1%−112−7.9%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN16,258$224.4K<0.1%+600+3.8%AddedHistory
MSCIMSCI Inc.Stock397$224.6K<0.1%−49−11.0%ReducedHistory
Vanguard Energy ETF92204A306ETF1,916$224.7K<0.1%−21−1.1%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF3,097$225.0K<0.1%+3,097New–
RCLRoyal Caribbean Cruises LtdCOM1,754$227.1K<0.1%+1,754NewHistory
DALDelta Air Lines, Inc.COM NEW5,658$227.6K<0.1%+107+1.9%AddedHistory
HESHess CorpStock1,584$228.4K<0.1%+1,584NewHistory
GRNBarclays Bank PLCETN 497,500$230.1K<0.1%+7,500NewHistory
FFord Motor CoStock18,882$230.2K<0.1%−6,399−25.3%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,043$231.7K<0.1%−577−15.9%Reduced–
CCLCarnival Corp Ltd.UNIT 99/99/999912,499$231.7K<0.1%−912−6.8%ReducedHistory

Sold out since Q3 2023 (39)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Summit Trail Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares MSCI Acwi Ex U.S. ETF464288240ETF19,350$909.6K<0.1%–
Vanguard Total International Bond ETF92203J407ETF16,554$791.8K<0.1%–
BHFBrighthouse Financial, Inc.COM15,327$750.1K<0.1%History
FRFirst Industrial Realty Trust IncCOM15,598$747.3K<0.1%History
KRYSKrystal Biotech, Inc.COM4,555$528.4K<0.1%History
ATVIActivision Blizzard, Inc.COM5,301$496.3K<0.1%History
NATINational Instruments CorpCOM7,704$459.3K<0.1%History
TWLOTwilio IncCL A5,625$329.2K<0.1%History
EXCExelon CorpStock8,077$305.2K<0.1%History
iShares Tr464288851US OIL GS EX ETF2,909$285.2K<0.1%–
MRNAModerna, Inc.Stock2,643$273.0K<0.1%History
FISFidelity National Information Services, Inc.Stock4,875$269.4K<0.1%History
FCFFirst Commonwealth Financial CorpCOM21,628$264.1K<0.1%History
MYDBlackRock Muniyield Fund, Inc.COM26,409$261.8K<0.1%History
XELXcel Energy IncStock4,303$248.7K<0.1%History
DVNDevon Energy CorpStock5,186$247.4K<0.1%History
ESEversource EnergyStock4,215$245.1K<0.1%History
CABOCable One, Inc.COM398$245.0K<0.1%History
NVGNuveen AMT-Free Municipal Credit Income FundCEF23,193$240.1K<0.1%History
FLYWFlywire CorpCOM VTG7,264$231.6K<0.1%History
OMCOmnicom Group Inc.COM3,063$230.4K<0.1%History
TDYTeledyne Technologies IncCOM562$229.6K<0.1%History
LULUlululemon athletica inc.Stock591$227.9K<0.1%History
TRGPTarga Resources Corp.COM2,604$223.2K<0.1%History
LGIHLGI Homes, Inc.COM2,189$217.8K<0.1%History
CSGPCostar Group, Inc.COM2,831$217.7K<0.1%History
VEEVVeeva Systems IncStock1,007$204.9K<0.1%History
LCIILci IndustriesCOM1,742$204.5K<0.1%History
WDAYWorkday, Inc.CL A941$202.2K<0.1%History
JCIJohnson Controls International plcStock3,740$200.5K<0.1%History
WUWestern Union COStock12,718$167.6K<0.1%History
KEYKeycorpCOM13,516$145.4K<0.1%History
FHNFirst Horizon CorpCOM12,599$140.8K<0.1%History
IIMInvesco Value Municipal Income TrustCOM12,667$131.7K<0.1%History
AGNCAGNC Investment Corp.REIT10,038$96.1K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM13,914$84.6K<0.1%History
KTFDWS Municipal Income TrustCOM10,848$83.5K<0.1%History
SIRISirius XM Holdings Inc.COM12,738$57.6K<0.1%History
ASTSAST SpaceMobile, Inc.COM CL A16,117$43.8K<0.1%History