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Livermore
Livermore
ZHEN

Summit Trail Advisors, LLC

SEC CIK
0001698478
Latest filing
Aug 11, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 30, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
548
+6 vs. Q2 2023
Portfolio value
$2.72B
+$68.2M (+2.6%) vs. Q2 2023
Filed
Oct 30, 2023
SEC
Holdings of Summit Trail Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VEEAWVeea Inc.*W EXP 03/15/20225,000$1.50K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM25,378$3.35K<0.1%00.0%UnchangedHistory
FAZEFaZe Holdings Inc.COMMON STOCK84,164$14.0K<0.1%00.0%UnchangedHistory
TMCTMC the metals Co Inc.COM21,000$20.8K<0.1%+21,000NewHistory
LYGLloyds Banking Group plcSPONSORED ADR10,926$23.3K<0.1%−3,096−22.1%ReducedHistory
ACETAdicet Bio, Inc.COM18,000$24.7K<0.1%+8,000+80.0%AddedHistory
UPWheels Up Experience Inc.COM CL A12,875$26.7K<0.1%00.0%UnchangedHistory
BFLYButterfly Network, Inc.COM CL A26,786$31.6K<0.1%00.0%UnchangedHistory
BIVIBiovie Inc.CL A NEW10,100$34.4K<0.1%+10,100NewHistory
GALTGalectin Therapeutics IncCOM NEW20,000$38.4K<0.1%00.0%UnchangedHistory
DRTSAlpha Tau Medical Ltd.ORDINARY SHARES10,270$38.9K<0.1%00.0%UnchangedHistory
SANBanco Santander, S.A.ADR11,317$42.6K<0.1%−4,745−29.5%ReducedHistory
ASTSAST SpaceMobile, Inc.COM CL A16,117$43.8K<0.1%00.0%UnchangedHistory
JSPRJasper Therapeutics, Inc.COM65,000$45.5K<0.1%+65,000NewHistory
VRMVroom, Inc.COM49,903$55.9K<0.1%+49,903NewHistory
SIRISirius XM Holdings Inc.COM12,738$57.6K<0.1%−509−3.8%ReducedHistory
EAFGraftech International LtdCOM18,360$70.3K<0.1%−6,261−25.4%ReducedHistory
FOCLEdap TMS SASPONSORED ADR11,000$77.2K<0.1%+11,000NewHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT11,098$82.2K<0.1%+11,098NewHistory
MPTMedical Properties Trust IncCOM14,786$83.3K<0.1%−3,532−19.3%ReducedHistory
KTFDWS Municipal Income TrustCOM10,848$83.5K<0.1%−2,330−17.7%ReducedHistory
MVFBlackRock Munivest Fund, Inc.COM13,914$84.6K<0.1%−2,890−17.2%ReducedHistory
NXDRNextdoor Holdings, Inc.COM CL A50,464$91.8K<0.1%+50,464NewHistory
AGNCAGNC Investment Corp.REIT10,038$96.1K<0.1%−4,523−31.1%ReducedHistory
OSCROscar Health, Inc.CL A17,432$97.1K<0.1%+295+1.7%AddedHistory
Freyr BatteryL4135L100COM20,000$97.8K<0.1%+20,000New–
TACTTransact Technologies IncCOM16,500$105.9K<0.1%00.0%UnchangedHistory
STCNSteel Connect LLCCOM10,470$109.9K<0.1%−7,684−42.3%ReducedHistory
QVCGAOld QVC Group, Inc.COM SER A200,000$121.3K<0.1%00.0%UnchangedHistory
VMOInvesco Municipal Opportunity TrustCOM15,818$130.2K<0.1%−3,287−17.2%ReducedHistory
IIMInvesco Value Municipal Income TrustCOM12,667$131.7K<0.1%−2,466−16.3%ReducedHistory
Lavoro LtdG5391L102CLASS A ORD20,000$133.0K<0.1%00.0%Unchanged–
MHDBlackRock Muniholdings Fund, Inc.COM12,885$133.3K<0.1%−2,700−17.3%ReducedHistory
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM13,434$136.5K<0.1%−2,681−16.6%ReducedHistory
BFKBlackRock Municipal Income TrustSH BEN INT15,719$139.9K<0.1%−4,185−21.0%ReducedHistory
FHNFirst Horizon CorpCOM12,599$140.8K<0.1%+345+2.8%AddedHistory
KEYKeycorpCOM13,516$145.4K<0.1%+2,276+20.2%AddedHistory
PGENPrecigen, Inc.COM104,529$148.4K<0.1%00.0%UnchangedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A16,259$149.6K<0.1%00.0%UnchangedHistory
RPCRidgepost Capital, Inc.CL A COM13,500$157.3K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y453PURE US CANN ETF20,750$164.8K<0.1%00.0%Unchanged–
WUWestern Union COStock12,718$167.6K<0.1%+12,718NewHistory
HBANHuntington Bancshares IncCOM16,355$172.7K<0.1%+913+5.9%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock16,318$177.2K<0.1%+39+0.2%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999913,411$184.0K<0.1%+1,060+8.6%AddedHistory
BENFranklin Templeton IncCOM8,054$200.4K<0.1%+89+1.1%AddedHistory
JCIJohnson Controls International plcStock3,740$200.5K<0.1%−964−20.5%ReducedHistory
WDAYWorkday, Inc.CL A941$202.2K<0.1%+43+4.8%AddedHistory
LHLabcorp Holdings Inc.COM NEW1,007$202.5K<0.1%+26+2.7%AddedHistory
SHELShell plcADR3,151$202.9K<0.1%−760−19.4%ReducedHistory
SLFSun Life Financial IncCOM4,180$204.0K<0.1%−189−4.3%ReducedHistory
LCIILci IndustriesCOM1,742$204.5K<0.1%00.0%UnchangedHistory
VEEVVeeva Systems IncStock1,007$204.9K<0.1%+1,007NewHistory
DALDelta Air Lines, Inc.COM NEW5,551$205.4K<0.1%−456−7.6%ReducedHistory
STLDSteel Dynamics IncCOM1,919$206.6K<0.1%+34+1.8%AddedHistory
ROKRockwell Automation, IncStock723$206.7K<0.1%+34+4.9%AddedHistory
UNMUnum GroupStock4,223$207.7K<0.1%−9−0.2%ReducedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF1,577$208.6K<0.1%+1,577New–
RMDResmed IncCOM1,424$210.6K<0.1%+268+23.2%AddedHistory
OKEONEOK IncCOM3,320$210.6K<0.1%+3,320NewHistory
MROMarathon Oil CorpCOM7,991$213.8K<0.1%+7,991NewHistory
ONOn Semiconductor CorpStock2,305$214.3K<0.1%+86+3.9%AddedHistory
PPGPPG Industries IncStock1,664$216.0K<0.1%+1,664NewHistory
CSGPCostar Group, Inc.COM2,831$217.7K<0.1%+399+16.4%AddedHistory
LGIHLGI Homes, Inc.COM2,189$217.8K<0.1%00.0%UnchangedHistory
TRTXTPG RE Finance Trust, Inc.COM31,296$218.1K<0.1%00.0%UnchangedHistory
TRVTravelers Companies, Inc.Stock1,337$218.3K<0.1%+1,337NewHistory
BCTXBriaCell Therapeutics Corp.COM35,000$218.8K<0.1%00.0%UnchangedHistory
CAHCardinal Health IncStock2,523$219.0K<0.1%+211+9.1%AddedHistory
ULTAUlta Beauty, Inc.Stock549$219.3K<0.1%+52+10.5%AddedHistory
IQVIQVIA Holdings Inc.Stock1,115$219.4K<0.1%+1,115NewHistory
ETEnergy Transfer LPCOM UT LTD PTN15,658$219.7K<0.1%+400+2.6%AddedHistory
KREFKKR Real Estate Finance Trust Inc.COM17,949$220.8K<0.1%00.0%UnchangedHistory
PRPermian Resources CorpCLASS A COM15,860$221.4K<0.1%00.0%UnchangedHistory
ITGartner IncCOM645$221.6K<0.1%+14+2.2%AddedHistory
ULUnilever PLCSPON ADR NEW4,499$222.3K<0.1%−5,204−53.6%ReducedHistory
TRGPTarga Resources Corp.COM2,604$223.2K<0.1%−320−10.9%ReducedHistory
PMLPIMCO Municipal Income Fund IICOM29,051$224.6K<0.1%−7,744−21.0%ReducedHistory
WELLWelltower Inc.REIT2,747$225.0K<0.1%+141+5.4%AddedHistory
YUMYum Brands IncStock1,822$227.6K<0.1%+1,822NewHistory
iShares Tr464287630RUS 2000 VAL ETF1,668$227.7K<0.1%00.0%Unchanged–
LULUlululemon athletica inc.Stock591$227.9K<0.1%+591NewHistory
DPZDominos Pizza IncCOM603$228.4K<0.1%+603NewHistory
MSCIMSCI Inc.Stock446$228.8K<0.1%+446NewHistory
TDYTeledyne Technologies IncCOM562$229.6K<0.1%+562NewHistory
BNYBank of New York Mellon CorpStock5,388$229.8K<0.1%+652+13.8%AddedHistory
NEMNEWMONT CorpStock6,222$229.9K<0.1%+1,197+23.8%AddedHistory
OMCOmnicom Group Inc.COM3,063$230.4K<0.1%+733+31.5%AddedHistory
FLYWFlywire CorpCOM VTG7,264$231.6K<0.1%−53−0.7%ReducedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,545$232.9K<0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM710$234.2K<0.1%+53+8.1%AddedHistory
WCNWaste Connections, Inc.COM1,754$235.6K<0.1%+26+1.5%AddedHistory
LNGCheniere Energy, Inc.COM NEW1,424$236.3K<0.1%+83+6.2%AddedHistory
VVVValvoline IncCOM7,352$237.0K<0.1%+7,352NewHistory
HQYHealthequity, Inc.COM3,248$237.3K<0.1%+8+0.2%AddedHistory
GTESGates Industrial Corp Ltd.ORD SHS20,475$237.7K<0.1%+739+3.7%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF950$238.0K<0.1%00.0%Unchanged–
TKRTimken CoCOM3,242$238.3K<0.1%+3,242NewHistory
BAMBrookfield Asset Management Ltd.CL A LMT VTG SHS7,156$238.6K<0.1%00.0%UnchangedHistory
VTRSViatris IncStock24,323$239.8K<0.1%+303+1.3%AddedHistory

Sold out since Q2 2023 (36)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Summit Trail Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Graniteshares ETF Tr38747R603XOUT US LRG CP108,387$4.35M0.2%–
GRBKGreen Brick Partners, Inc.COM55,340$3.14M0.1%History
KODKodiak Sciences Inc.COM89,308$616.2K<0.1%History
TRTNTriton International LtdCL A6,954$579.0K<0.1%History
HHCHoward Hughes CorpCOM4,857$383.3K<0.1%History
MQYBlackRock Muniyield Quality Fund, Inc.COM32,263$362.4K<0.1%History
BAXBaxter International IncStock6,529$298.5K<0.1%History
Flexshares Tr33939L407MORNSTAR UPSTR7,375$295.5K<0.1%–
Global X FDS37954Y483NASDAQ 100 COVER16,000$284.0K<0.1%–
CTVACorteva, Inc.Stock4,205$240.9K<0.1%History
WECWec Energy Group, Inc.Stock2,656$234.4K<0.1%History
THOThor Industries IncCOM2,187$226.4K<0.1%History
MDBMongoDB, Inc.CL A538$221.1K<0.1%History
GEHCGE HealthCare Technologies Inc.Stock2,668$216.7K<0.1%History
MLNKMeridianLink, Inc.COMMON STOCK10,000$208.0K<0.1%History
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,022$204.9K<0.1%History
ILMNIllumina, Inc.COM1,086$203.6K<0.1%History
THTarget Hospitality Corp.COM15,158$203.4K<0.1%History
ZBRAZebra Technologies CorpCL A686$202.9K<0.1%History
MKCMcCormick & Co IncStock2,324$202.7K<0.1%History
Vanguard Real Estate ETF922908553ETF2,396$202.4K<0.1%–
UDMYUdemy, Inc.COM17,521$188.0K<0.1%History
LEELee Enterprises, IncCOM12,500$166.9K<0.1%History
BLEBlackRock Municipal Income Trust IICOM11,014$115.0K<0.1%History
MHNBlackRock Muniholdings New York Quality Fund, Inc.COM10,926$114.8K<0.1%History
DMBBNY Mellon Municipal Bond Infrastructure Fund, Inc.COM SHS10,611$114.7K<0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM10,082$113.6K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM10,059$113.5K<0.1%History
MIYBlackRock Muniyield Michigan Quality Fund, Inc.COM10,222$113.3K<0.1%History
HRTHireRight Holdings CorpCOM10,000$113.1K<0.1%History
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,819$112.2K<0.1%–
EIMEaton Vance Municipal Bond FundCOM10,608$105.5K<0.1%History
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM14,471$99.6K<0.1%History
IOBTIO Biotech, Inc.COM43,744$85.5K<0.1%History
MFGMizuho Financial Group IncSPONSORED ADR15,057$46.2K<0.1%History
TALKTalkspace, Inc.COM32,500$41.3K<0.1%History