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Livermore
Livermore
ZHEN

Summit Trail Advisors, LLC

SEC CIK
0001698478
Latest filing
Aug 11, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
377
−8 vs. Q2 2022
Portfolio value
$1.85B
+$231.7M (+14.3%) vs. Q2 2022
Filed
Nov 10, 2022
SEC
Holdings of Summit Trail Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
VEEAWVeea Inc.*W EXP 03/15/20225,000$2.00K<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM13,458$5.00K<0.1%00.0%UnchangedHistory
Camber Energy Inc13200M508COM34,620$7.00K<0.1%00.0%Unchanged–
Doma Holdings IN25703A112EQUITY WRT166,666$9.00K<0.1%00.0%Unchanged–
TALKTalkspace, Inc.COM32,500$33.0K<0.1%+10,000+44.4%AddedHistory
GALTGalectin Therapeutics IncCOM NEW23,855$39.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM25,378$44.0K<0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR10,923$47.0K<0.1%00.0%UnchangedHistory
PLBYPlayboy, Inc.COM12,903$52.0K<0.1%00.0%UnchangedHistory
TACTTransact Technologies IncCOM22,000$80.0K<0.1%+3,000+15.8%AddedHistory
OSCROscar Health, Inc.CL A16,162$81.0K<0.1%00.0%UnchangedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM14,471$89.0K<0.1%00.0%UnchangedHistory
ASTSAST SpaceMobile, Inc.COM CL A16,117$90.0K<0.1%00.0%UnchangedHistory
PGENPrecigen, Inc.COM42,789$91.0K<0.1%00.0%UnchangedHistory
KODKEastman Kodak CoCOM NEW21,340$98.0K<0.1%00.0%UnchangedHistory
LOGCContextLogic Inc.COM CL A135,435$99.0K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A50,000$101.0K<0.1%+50,000NewHistory
PRPermian Resources CorpCLASS A COM15,000$102.0K<0.1%00.0%UnchangedHistory
BLEBlackRock Municipal Income Trust IICOM10,183$102.0K<0.1%+10,183NewHistory
VKIInvesco Advantage Municipal Income Trust IISH BEN INT12,564$102.0K<0.1%+12,564NewHistory
IQIInvesco Quality Municipal Income TrustCOM11,543$105.0K<0.1%+11,543NewHistory
PMOFranklin Municipal Opportunities TrustSH BEN INT10,796$106.0K<0.1%+10,796NewHistory
MVFBlackRock Munivest Fund, Inc.COM15,873$106.0K<0.1%+15,873NewHistory
HIMSHims & Hers Health, Inc.Stock19,647$110.0K<0.1%00.0%UnchangedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM11,270$110.0K<0.1%+11,270NewHistory
EAFGraftech International LtdCOM28,659$124.0K<0.1%+10,798+60.5%AddedHistory
BFLYButterfly Network, Inc.COM CL A26,786$126.0K<0.1%00.0%UnchangedHistory
WBDWarner Bros. Discovery, Inc.Stock11,234$129.0K<0.1%+11,234NewHistory
ETEnergy Transfer LPCOM UT LTD PTN12,134$134.0K<0.1%00.0%UnchangedHistory
VMOInvesco Municipal Opportunity TrustCOM14,944$136.0K<0.1%+14,944NewHistory
MHDBlackRock Muniholdings Fund, Inc.COM12,237$138.0K<0.1%+12,237NewHistory
NADNuveen Quality Municipal Income FundCOM12,708$140.0K<0.1%+12,708NewHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM14,290$141.0K<0.1%+14,290NewHistory
RPCRidgepost Capital, Inc.CL A COM13,500$142.0K<0.1%00.0%UnchangedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM13,035$142.0K<0.1%+13,035NewHistory
NACNuveen California Quality Municipal Income FundCOM13,033$144.0K<0.1%+13,033NewHistory
UPWheels Up Experience Inc.COMMON STOCK128,771$148.0K<0.1%00.0%UnchangedHistory
PMLPIMCO Municipal Income Fund IICOM16,678$160.0K<0.1%−497−2.9%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,689$161.0K<0.1%−430−3.0%ReducedHistory
MLNKMeridianLink, Inc.COMMON STOCK10,000$163.0K<0.1%00.0%UnchangedHistory
BCTXBriaCell Therapeutics Corp.COM NEW35,000$197.0K<0.1%00.0%UnchangedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM17,826$198.0K<0.1%+17,826NewHistory
TROWPrice T Rowe Group IncStock1,903$200.0K<0.1%−170−8.2%ReducedHistory
SPOTSpotify Technology S.A.Stock2,314$200.0K<0.1%−81−3.4%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock2,499$203.0K<0.1%+14+0.6%AddedHistory
CTVACorteva, Inc.Stock3,577$204.0K<0.1%−900−20.1%ReducedHistory
PANWPalo Alto Networks IncStock1,260$206.0K<0.1%+1,260NewHistory
DEDeere & CoStock617$207.0K<0.1%+617NewHistory
PGRProgressive CorpStock1,787$208.0K<0.1%+1,787NewHistory
ATVIActivision Blizzard, Inc.COM2,823$210.0K<0.1%+2,823NewHistory
APDAir Products & Chemicals, Inc.Stock901$211.0K<0.1%−87−8.8%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER13,500$211.0K<0.1%+13,500New–
CBChubb LtdStock1,170$214.0K<0.1%+59+5.3%AddedHistory
HCAHCA Healthcare, Inc.COM1,162$214.0K<0.1%−165−12.4%ReducedHistory
AITApplied Industrial Technologies IncCOM2,083$214.0K<0.1%00.0%UnchangedHistory
KMXCarMax IncCOM3,259$215.0K<0.1%+3,259NewHistory
FERGFerguson Enterprises Inc.SHS2,129$219.0K<0.1%+2,129NewHistory
AIGAmerican International Group, Inc.Stock4,646$221.0K<0.1%−3,018−39.4%ReducedHistory
TAT&T Inc.Stock14,591$224.0K<0.1%−5,871−28.7%ReducedHistory
EPDEnterprise Products Partners L.P.Stock9,510$226.0K<0.1%−834−8.1%ReducedHistory
SHOPShopify Inc.Stock8,411$227.0K<0.1%+120+1.4%AddedHistory
ALGNAlign Technology IncCOM1,098$227.0K<0.1%+1,098NewHistory
TRTXTPG RE Finance Trust, Inc.COM31,296$227.0K<0.1%00.0%UnchangedHistory
DDominion Energy, IncStock3,297$228.0K<0.1%+691+26.5%AddedHistory
SSDSimpson Manufacturing Co., Inc.COM2,905$228.0K<0.1%+515+21.5%AddedHistory
HLIHoulihan Lokey, Inc.CL A3,039$229.0K<0.1%00.0%UnchangedHistory
Abrdn ETFs003261104BBRG ALL COMD K18,864$229.0K<0.1%+8,864New–
ARWArrow Electronics, Inc.COM2,521$232.0K<0.1%+173+7.4%AddedHistory
BRDGBridge Investment Group Holdings Inc.COM CL A16,259$236.0K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM24,709$239.0K<0.1%+9,369+61.1%AddedHistory
STCNSteel Connect LLCCOM174,581$239.0K<0.1%+13,000+8.0%AddedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN15,462$241.0K<0.1%−2,149−12.2%ReducedHistory
SKXSkechers USA IncCL A7,583$241.0K<0.1%00.0%UnchangedHistory
iShares Tr464288851US OIL GS EX ETF2,909$242.0K<0.1%00.0%Unchanged–
MYIBlackRock Muniyield Quality Fund III, Inc.COM23,413$245.0K<0.1%+8,528+57.3%AddedHistory
FIVEFive Below, IncCOM1,781$245.0K<0.1%−40−2.2%ReducedHistory
AMDAdvanced Micro Devices IncStock3,899$247.0K<0.1%−2,688−40.8%ReducedHistory
GPNGlobal Payments IncStock2,320$251.0K<0.1%−13−0.6%ReducedHistory
GMGeneral Motors CoCOM7,814$251.0K<0.1%−915−10.5%ReducedHistory
WATWaters CorpCOM936$252.0K<0.1%−15−1.6%ReducedHistory
Vanguard Real Estate ETF922908553ETF3,159$253.0K<0.1%−5,578−63.8%Reduced–
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF23,466$253.0K<0.1%+23,466NewHistory
LCIDLucid Group, Inc.COM18,114$253.0K<0.1%+128+0.7%AddedHistory
OXYOccidental Petroleum CorpStock4,170$257.0K<0.1%+42+1.0%AddedHistory
AWKAmerican Water Works Company, Inc.Stock1,977$257.0K<0.1%+13+0.7%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF8,665$257.0K<0.1%00.0%Unchanged–
iShares Russell Mid-Cap Growth ETF464287481ETF3,295$258.0K<0.1%+3,295New–
SHWSherwin Williams CoCOM1,258$258.0K<0.1%+264+26.6%AddedHistory
WCNWaste Connections, Inc.COM1,910$258.0K<0.1%−390−17.0%ReducedHistory
VanEck Semiconductor ETF92189F676ETF1,400$259.0K<0.1%00.0%Unchanged–
SLMSLM CorpCOM18,512$259.0K<0.1%−30.0%ReducedHistory
ZIONZions Bancorporation, National AssociationCOM5,112$260.0K<0.1%−185−3.5%ReducedHistory
DCIDonaldson Co IncStock5,388$264.0K<0.1%−192−3.4%ReducedHistory
EMREmerson Electric CoStock3,614$265.0K<0.1%−313−8.0%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF3,985$265.0K<0.1%−470−10.5%Reduced–
AVLRAvalara, Inc.COM2,913$267.0K<0.1%+18+0.6%AddedHistory
BAHBooz Allen Hamilton Holding CorpCL A2,901$268.0K<0.1%−357−11.0%ReducedHistory
PRIPrimerica, Inc.Stock2,189$270.0K<0.1%+425+24.1%AddedHistory
INTUIntuit Inc.Stock696$270.0K<0.1%−54−7.2%ReducedHistory
HONHoneywell International IncCOM1,617$270.0K<0.1%−348−17.7%ReducedHistory

Sold out since Q2 2022 (46)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Summit Trail Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Kraneshares Trust500767678GLOBAL CARB STRA363,747$17.9M1.1%–
iShares S&P Small-Cap 600 Growth ETF464287887ETF47,000$4.95M0.3%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF18,729$2.81M0.2%–
iShares Tr46432F388MSCI USA VALUE23,147$2.10M0.1%–
iShares Core MSCI Emerging Markets ETF46434G103ETF33,185$1.63M0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF12,011$1.34M0.1%–
iShares S&P 500 Value ETF464287408ETF8,207$1.13M0.1%–
iShares Tr464289180MSCI EURO FL ETF62,971$999.0K0.1%–
BABAAlibaba Group Holding LtdADR6,185$703.0K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F11,644$601.0K<0.1%–
CDWCDW CorpCOM3,181$501.0K<0.1%History
APHAmphenol CorpCL A7,687$496.0K<0.1%History
CMECME Group Inc.COM1,997$409.0K<0.1%History
RELYRemitly Global, Inc.COM46,696$358.0K<0.1%History
FDXFedEx CorpStock1,401$319.0K<0.1%History
Schwab Fundamental International Small Equity ETF808524748ETF8,445$306.0K<0.1%–
STZConstellation Brands, Inc.Stock1,306$304.0K<0.1%History
iShares Tr464288687PFD AND INCM SEC9,255$304.0K<0.1%–
MMM3M CoStock2,224$288.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED6,500$277.0K<0.1%–
FCNFti Consulting, IncCOM1,380$250.0K<0.1%History
Vanguard Total Bond Market ETF921937835ETF3,241$244.0K<0.1%–
ECLEcolab Inc.Stock1,574$243.0K<0.1%History
KDPKeurig Dr Pepper Inc.COM6,747$239.0K<0.1%History
EWEdwards Lifesciences CorpStock2,501$238.0K<0.1%History
LIVNLivaNova PLCSHS3,700$231.0K<0.1%History
WTWWillis Towers Watson PLCSHS1,145$227.0K<0.1%History
HQYHealthequity, Inc.COM3,686$226.0K<0.1%History
THOThor Industries IncCOM3,016$225.0K<0.1%History
NSCNorfolk Southern CorpStock984$224.0K<0.1%History
OMCOmnicom Group Inc.COM3,491$223.0K<0.1%History
UUnity Software Inc.COM6,066$223.0K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF3,826$222.0K<0.1%–
ELEstee Lauder Companies IncCL A869$221.0K<0.1%History
KBRKBR, Inc.COM4,553$221.0K<0.1%History
SRCLStericycle IncCOM5,015$220.0K<0.1%History
IQVIQVIA Holdings Inc.Stock1,011$219.0K<0.1%History
Vanguard High Dividend Yield Index ETF921946406ETF2,108$214.0K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF4,131$206.0K<0.1%–
LCIILci IndustriesCOM1,828$205.0K<0.1%History
ITGRInteger Holdings CorpCOM2,830$200.0K<0.1%History
HBANHuntington Bancshares IncCOM12,942$156.0K<0.1%History
ACVAACV Auctions Inc.COM CL A21,404$140.0K<0.1%History
Listed FD Tr53656F417ROUNDHILL BALL10,000$80.0K<0.1%–
RNLXYRenalytix plcADS18,497$45.0K<0.1%History
LSTALisata Therapeutics, Inc.COM NEW17,730$9.00K<0.1%History