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Livermore
Livermore
ZHEN

Summit Trail Advisors, LLC

SEC CIK
0001698478
Latest filing
Aug 11, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 16, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
264
+43 vs. Q2 2021
Portfolio value
$1.33B
+$190.9M (+16.7%) vs. Q2 2021
Filed
Nov 16, 2021
SEC
Holdings of Summit Trail Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
LSTALisata Therapeutics, Inc.COM NEW17,730$22.0K<0.1%00.0%UnchangedHistory
VEEAWVeea Inc.*W EXP 03/15/20245,000$36.0K<0.1%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM13,458$40.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM27,760$51.0K<0.1%+27,760NewHistory
NOKNokia CorpSPONSORED ADR11,000$60.0K<0.1%00.0%UnchangedHistory
BKDBrookdale Senior Living Inc.COM10,000$63.0K<0.1%00.0%UnchangedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM14,471$71.0K<0.1%00.0%UnchangedHistory
BKTBlackRock Income Trust, Inc.COM13,308$81.0K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY12,500$95.0K<0.1%00.0%Unchanged–
PRPermian Resources CorpCL A15,000$101.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN11,134$107.0K<0.1%00.0%UnchangedHistory
ASTSAST SpaceMobile, Inc.COM CL A16,117$132.0K<0.1%+6,117+61.2%AddedHistory
Camber Energy Inc13200M508COM34,620$132.0K<0.1%+34,620New–
LOGCContextLogic Inc.COM CL A26,383$144.0K<0.1%+26,383NewHistory
KODKEastman Kodak CoCOM NEW21,340$145.0K<0.1%00.0%UnchangedHistory
HIMSHims & Hers Health, Inc.Stock19,647$148.0K<0.1%+19,647NewHistory
EAFGraftech International LtdCOM18,814$194.0K<0.1%−10,000−34.7%ReducedHistory
CHTRCharter Communications, Inc.CL A281$204.0K<0.1%+281NewHistory
iShares Tr464289859CORE 80 20 ETF3,000$209.0K<0.1%00.0%Unchanged–
PRTAProthena Corp Public Ltd CoSHS3,000$214.0K<0.1%+3,000NewHistory
ATNIATN International, Inc.COM4,564$215.0K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR3,598$216.0K<0.1%+3,598NewHistory
PGENPrecigen, Inc.COM43,539$217.0K<0.1%+12,348+39.6%AddedHistory
ADIAnalog Devices IncStock1,300$218.0K<0.1%+1,300NewHistory
GWREGuidewire Software, Inc.COM1,831$218.0K<0.1%+1,831NewHistory
BNTXBioNTech SESPONSORED ADS800$218.0K<0.1%−250−23.8%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER10,000$221.0K<0.1%+10,000New–
COSTCostco Wholesale CorpStock494$222.0K<0.1%+494NewHistory
NKENIKE, Inc.Stock1,559$227.0K<0.1%+1,559NewHistory
STCNSteel Connect LLCCOM113,296$230.0K<0.1%+210.0%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF2,233$231.0K<0.1%−250−10.1%Reduced–
Doma Holdings IN25703A112EQUITY WRT166,666$235.0K<0.1%+166,666New–
ORCLOracle CorpStock2,721$237.0K<0.1%+2,721NewHistory
UPSUnited Parcel Service IncStock1,312$239.0K<0.1%+191+17.0%AddedHistory
GILDGilead Sciences, Inc.Stock3,420$239.0K<0.1%+283+9.0%AddedHistory
TXNTexas Instruments IncStock1,247$240.0K<0.1%+1,247NewHistory
SUMOSumo Logic, Inc.COM14,963$241.0K<0.1%+14,963NewHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF1,025$243.0K<0.1%−550−34.9%Reduced–
ZMZoom Communications, Inc.Stock936$245.0K<0.1%+394+72.7%AddedHistory
MDLZMondelez International, Inc.Stock4,275$250.0K<0.1%+291+7.3%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,259$253.0K<0.1%+50+2.3%AddedHistory
NEENextera Energy IncStock3,257$256.0K<0.1%+3,257NewHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN15,000$257.0K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock2,403$259.0K<0.1%+2,403NewHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF3,826$259.0K<0.1%+3,826New–
iShares Inc46434G822MSCI JAPAN ETF3,705$260.0K<0.1%+3,705New–
QCOMQualcomm IncStock2,046$264.0K<0.1%+2,046NewHistory
AONAon plcCL A925$264.0K<0.1%+925NewHistory
ACNAccenture plcStock833$266.0K<0.1%+833NewHistory
HHCHoward Hughes CorpCOM3,035$267.0K<0.1%00.0%UnchangedHistory
ALKAlaska Air Group, Inc.COM4,632$271.0K<0.1%+6+0.1%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,357$273.0K<0.1%00.0%Unchanged–
MCDMcDonalds CorpStock1,139$275.0K<0.1%+1,139NewHistory
CPNGCoupang, Inc.CL A9,913$276.0K<0.1%+9,913NewHistory
XYZBlock, Inc.CL A1,159$278.0K<0.1%+188+19.4%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF8,665$278.0K<0.1%+8,665New–
INTUIntuit Inc.Stock517$279.0K<0.1%+517NewHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,500$280.0K<0.1%+2,500New–
EPDEnterprise Products Partners L.P.Stock13,024$282.0K<0.1%+1,655+14.6%AddedHistory
BCTXBriaCell Therapeutics Corp.COM NEW35,000$284.0K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock2,526$286.0K<0.1%+164+6.9%AddedHistory
XOMExxonMobil Holdings CorpCOM4,950$291.0K<0.1%+1,325+36.6%AddedHistory
GMGeneral Motors CoCOM5,552$293.0K<0.1%+5,552NewHistory
ROKURoku, IncCOM CL A953$299.0K<0.1%+18+1.9%AddedHistory
SOSouthern CoStock4,878$302.0K<0.1%+234+5.0%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF4,989$308.0K<0.1%+630+14.5%Added–
PDIPIMCO Dynamic Income FundSHS11,752$312.0K<0.1%+11,752NewHistory
EMREmerson Electric CoStock3,395$320.0K<0.1%+428+14.4%AddedHistory
XMQualtrics International Inc.COM CL A7,538$322.0K<0.1%+138+1.9%AddedHistory
CVXChevron CorpStock3,215$326.0K<0.1%+549+20.6%AddedHistory
HONHoneywell International IncCOM1,564$332.0K<0.1%+168+12.0%AddedHistory
TDGTransDigm Group INCCOM552$345.0K<0.1%+40+7.8%AddedHistory
MOAltria Group, Inc.Stock7,496$348.0K<0.1%+871+13.1%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF5,798$353.0K<0.1%00.0%Unchanged–
CVSCVS Health CorpStock4,170$354.0K<0.1%+454+12.2%AddedHistory
MSMorgan StanleyStock3,651$355.0K<0.1%−823−18.4%ReducedHistory
LOWLowes Companies IncStock1,753$356.0K<0.1%+239+15.8%AddedHistory
iShares Tr464288687PFD AND INCM SEC9,280$360.0K<0.1%00.0%Unchanged–
MLNKMeridianLink, Inc.COMMON STOCK16,198$362.0K<0.1%+16,198NewHistory
AMGNAmgen IncStock1,720$366.0K<0.1%+326+23.4%AddedHistory
TDOCTeladoc Health, Inc.COM2,940$373.0K<0.1%−79−2.6%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW381$379.0K<0.1%+58+18.0%AddedHistory
iShares Russell Midcap ETF464287499ETF4,957$388.0K<0.1%+4,957New–
FDUSFidus Investment CorpCOM22,502$392.0K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock171$406.0K<0.1%+35+25.7%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$411.0K<0.1%00.0%UnchangedHistory
WFCWells Fargo & CompanyStock8,872$412.0K<0.1%+1,455+19.6%AddedHistory
UNHUnitedHealth Group IncStock1,058$413.0K<0.1%+184+21.1%AddedHistory
Vanguard S&P 500 Growth ETF921932505ETF1,550$414.0K<0.1%+172+12.5%Added–
PYPLPayPal Holdings, Inc.Stock1,603$417.0K<0.1%+370+30.0%AddedHistory
FMBIFirst Midwest Bancorp IncCOM22,375$428.0K<0.1%+2,565+12.9%AddedHistory
iShares Tr46429B671MSCI CHINA ETF6,394$432.0K<0.1%00.0%Unchanged–
VanEck Semiconductor ETF92189F676ETF1,700$436.0K<0.1%00.0%Unchanged–
AMDAdvanced Micro Devices IncStock4,351$448.0K<0.1%+681+18.6%AddedHistory
TAT&T Inc.Stock16,615$449.0K<0.1%+4,332+35.3%AddedHistory
MRNAModerna, Inc.Stock1,186$456.0K<0.1%+1,186NewHistory
PMPhilip Morris International Inc.Stock4,758$457.0K<0.1%+490+11.5%AddedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS22,183$474.0K<0.1%00.0%UnchangedHistory
TGTTarget CorpStock2,098$480.0K<0.1%+632+43.1%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF12,944$486.0K<0.1%+12,944New–

Sold out since Q2 2021 (14)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Summit Trail Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A139,159$6.17M0.5%History
Invesco QQQ Trust Series I46090E103ETF15,063$5.34M0.5%–
Capitol Investment Corp V14064F209UNIT 99/99/9999500,000$5.17M0.5%–
MYIBlackRock Muniyield Quality Fund III, Inc.COM132,628$1.98M0.2%History
COKECoca-Cola Consolidated, Inc.COM1,000$402.0K<0.1%History
BYNDBeyond Meat, Inc.COM1,716$270.0K<0.1%History
FTAIFTAI Aviation Ltd.COM REP LTD LIAB8,000$268.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A9,500$238.0K<0.1%History
BKCCBlackRock Capital Investment CorpCOM59,545$234.0K<0.1%History
EQTEQT CorpStock9,757$217.0K<0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF910$205.0K<0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF1,511$201.0K<0.1%–
Schwab US Dividend Equity ETF808524797ETF2,643$200.0K<0.1%–
AEFabrdn Emerging Markets ex-China Fund, Inc.COM21,262$192.0K<0.1%History