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PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
594
−76 vs. Q2 2023
Portfolio value
$1.11B
−$199.5M (−15.2%) vs. Q2 2023
Filed
Oct 13, 2023
SEC
Holdings of PFG Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BCALCalifornia BanCorpCOM52,950$741.8K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV38,944$747.3K0.1%−198−0.5%Reduced–
Dimensional ETF Trust25434V773INTL SMALL CAP E34,066$747.4K0.1%+2,438+7.7%Added–
BDXBecton Dickinson & CoStock2,894$748.2K0.1%−2,994−50.8%ReducedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT28,733$760.6K0.1%+4,911+20.6%Added–
AVYAvery Dennison CorpCOM4,187$764.8K0.1%−1,670−28.5%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT12,137$770.6K0.1%+3,118+34.6%Added–
MCDMcDonalds CorpStock2,937$773.8K0.1%−14,078−82.7%ReducedHistory
EOGEOG Resources IncStock6,134$777.5K0.1%−2,534−29.2%ReducedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ20,043$791.7K0.1%−225−1.1%ReducedConverted for a 2-for-1 split–
Invesco Exchange Traded FD T46137V324S&P500 EQL IND20,705$792.8K0.1%00.0%UnchangedConverted for a 5-for-1 split–
PWRQuanta Services, Inc.COM4,242$793.6K0.1%+78+1.9%AddedHistory
CMCSAComcast CorpStock17,914$794.3K0.1%−1,865−9.4%ReducedHistory
First Tr Exchange-Traded FD33733B100WTR ETF9,783$809.5K0.1%+134+1.4%Added–
Vanguard Utilities ETF92204A876ETF6,384$814.2K0.1%−1,869−22.6%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF8,001$816.3K0.1%+219+2.8%Added–
First Tr Exchange-Traded Alp33735J101COM SHS12,678$821.3K0.1%+58+0.5%Added–
IBMInternational Business Machines CorpStock5,860$822.2K0.1%−11−0.2%ReducedHistory
Aim ETF Products Trust00888H729ALLIANZIM US EQT34,575$825.9K0.1%+34,575New–
ETEnergy Transfer LPCOM UT LTD PTN59,079$828.9K0.1%−2,390−3.9%ReducedHistory
LNGCheniere Energy, Inc.COM NEW5,061$839.9K0.1%+24+0.5%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF5,872$841.6K0.1%+458+8.5%Added–
iShares S&P 500 Growth ETF464287309ETF12,358$845.5K0.1%+5,469+79.4%Added–
Capital Group GBL Growth EQT14020X104SHS CREAT UNIT37,613$862.1K0.1%+1,624+4.5%Added–
BABoeing CoStock4,518$866.0K0.1%−2,611−36.6%ReducedHistory
CACICACI International IncCL A2,803$879.9K0.1%+6+0.2%AddedHistory
Vanguard World FD921910840MEGA CAP VAL ETF8,680$880.1K0.1%−21−0.2%Reduced–
Legg Mason ETF Invt524682200CLEARBRIDGE LRG17,305$897.1K0.1%+17,305New–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS15,656$901.8K0.1%+1,889+13.7%Added–
iShares Tr464287127MORNINGSTR US EQ15,351$904.1K0.1%+67+0.4%Added–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF12,981$910.0K0.1%−781−5.7%Reduced–
MDTMedtronic plcStock11,631$911.4K0.1%−1,334−10.3%ReducedHistory
AVGOBroadcom Inc.Stock1,104$917.1K0.1%−30−2.6%ReducedHistory
PFEPfizer IncStock29,095$965.1K0.1%−16,349−36.0%ReducedHistory
SBRSabine Royalty TrustUNIT BEN INT14,796$972.8K0.1%00.0%UnchangedHistory
iShares Inc464286525MSCI GBL MIN VOL10,231$976.3K0.1%−4,545−30.8%Reduced–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF33,539$983.4K0.1%−199−0.6%Reduced–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE14,751$988.9K0.1%+3,161+27.3%Added–
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL12,742$992.8K0.1%−133−1.0%Reduced–
Dimensional ETF Trust25434V823US REAL ESTA ETF50,980$995.1K0.1%+4,973+10.8%Added–
ARCCAres Capital CorpCEF51,286$998.5K0.1%−9,610−15.8%ReducedHistory
Pacer Trendpilot US Bond ETF69374H642ETF51,234$998.5K0.1%−347−0.7%Reduced–
Vanguard Malvern FDS922020805STRM INFPROIDX21,126$998.9K0.1%−2,176−9.3%Reduced–
Schwab U.S. Mid-Cap ETF808524508ETF14,811$1.00M0.1%−65−0.4%Reduced–
EQIXEquinix IncCOM1,382$1.00M0.1%−456−24.8%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF15,410$1.01M0.1%−76,011−83.1%Reduced–
Vanguard Energy ETF92204A306ETF7,977$1.01M0.1%−290−3.5%Reduced–
ORLYO Reilly Automotive IncStock1,118$1.02M0.1%00.0%UnchangedHistory
AMEAmetek IncCOM6,937$1.03M0.1%+145+2.1%AddedHistory
KDPKeurig Dr Pepper Inc.COM32,478$1.03M0.1%+80+0.2%AddedHistory
Invesco Exchange Traded FD T46137V597RAFI US 150031,341$1.03M0.1%+6,591+26.6%AddedConverted for a 5-for-1 split–
iShares Core S&P US Value ETF464287663ETF13,968$1.04M0.1%+13+0.1%Added–
PIMCO ETF Tr72201R817INV GRD CRP BD11,477$1.05M0.1%−236−2.0%Reduced–
APDAir Products & Chemicals, Inc.Stock3,704$1.05M0.1%−1,904−34.0%ReducedHistory
ITGartner IncCOM3,076$1.06M0.1%+22+0.7%AddedHistory
New York Life Invts Active E45409F827MACKAY MUN INTER45,172$1.06M0.1%+2,928+6.9%Added–
INTCIntel CorpStock30,386$1.08M0.1%−6,519−17.7%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF26,123$1.08M0.1%−4,422−14.5%Reduced–
LLYEli Lilly & CoStock2,018$1.08M0.1%−2,678−57.0%ReducedHistory
Pacer Trendpilot 100 ETF69374H303ETF17,813$1.09M0.1%−33,803−65.5%Reduced–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST15,805$1.10M0.1%+140+0.9%Added–
iShares Select Dividend ETF464287168ETF10,259$1.10M0.1%−34,076−76.9%Reduced–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT36,670$1.11M0.1%−1,095−2.9%ReducedConverted for a 5-for-1 split–
iShares Core Dividend Growth ETF46434V621ETF22,346$1.11M0.1%−803−3.5%Reduced–
RBB FD Inc74933W452F/M US TREASURY22,211$1.11M0.1%+22,211New–
LMTLockheed Martin CorpStock2,725$1.11M0.1%+62+2.3%AddedHistory
MAMastercard IncStock2,817$1.12M0.1%−3,180−53.0%ReducedHistory
iShares Russell 2000 ETF464287655ETF6,382$1.13M0.1%−1,152−15.3%Reduced–
IQVIQVIA Holdings Inc.Stock5,753$1.13M0.1%+68+1.2%AddedHistory
iShares Tr464288414NATIONAL MUN ETF11,077$1.14M0.1%−4,279−27.9%Reduced–
AWKAmerican Water Works Company, Inc.Stock9,229$1.14M0.1%+179+2.0%AddedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF36,355$1.14M0.1%+11,578+46.7%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF19,616$1.16M0.1%−52,679−72.9%Reduced–
Dimensional ETF Trust25434V765INTL HIGH PROFIT49,952$1.16M0.1%+5,170+11.5%Added–
Flexshares Tr33939L787GLB QLT R/E IDX23,994$1.17M0.1%+4,377+22.3%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF8,416$1.18M0.1%−3,770−30.9%Reduced–
ABTAbbott LaboratoriesStock12,491$1.21M0.1%−380−3.0%ReducedHistory
CMICummins IncStock5,343$1.22M0.1%+10+0.2%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF55,641$1.23M0.1%−76,917−58.0%Reduced–
NEENextera Energy IncStock21,804$1.25M0.1%−13,033−37.4%ReducedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM118,575$1.26M0.1%−4,602−3.7%ReducedHistory
iShares Inc464286681MSCI EQUAL WEITE16,847$1.27M0.1%−7,652−31.2%Reduced–
iShares Tr46429B655FLTG RATE NT ETF24,981$1.27M0.1%−6,376−20.3%Reduced–
iShares Tr464288158SHRT NAT MUN ETF12,426$1.28M0.1%−1,621−11.5%Reduced–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD30,394$1.28M0.1%−503−1.6%Reduced–
Schwab US Aggregate Bond ETF808524839ETF29,071$1.29M0.1%−17,372−37.4%Reduced–
Fidelity MSCI Financials Index ETF316092501ETF27,632$1.29M0.1%+628+2.3%Added–
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF28,388$1.29M0.1%+2,436+9.4%Added–
CSCOCisco Systems, Inc.Stock24,294$1.31M0.1%−1,507−5.8%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF42,992$1.31M0.1%+6,618+18.2%Added–
SPDR Series Trust78464A664ST LON TREAS ETF50,008$1.31M0.1%+11,514+29.9%Added–
HSYHershey CoCOM6,662$1.33M0.1%−544−7.5%ReducedHistory
KEYSKeysight Technologies, Inc.Stock10,111$1.34M0.1%−10−0.1%ReducedHistory
Invesco Actively Managed Exc46090A804TOTAL RETURN30,025$1.34M0.1%+1,216+4.2%Added–
RTXRTX CorpStock18,718$1.35M0.1%−4,046−17.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF14,329$1.35M0.1%−4,036−22.0%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC14,428$1.35M0.1%+2,605+22.0%Added–
WSTWest Pharmaceutical Services IncCOM3,632$1.36M0.1%−10.0%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF17,942$1.36M0.1%−693−3.7%Reduced–
iShares Core S&P U.S. Growth ETF464287671ETF14,423$1.37M0.1%−150−1.0%Reduced–

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of PFG Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
KMBKimberly Clark CorpStock15,521$2.14M0.2%History
CLXClorox CoStock12,702$2.02M0.2%History
EDConsolidated Edison IncStock19,929$1.80M0.1%History
CLColgate Palmolive CoStock22,771$1.75M0.1%History
SBUXStarbucks CorpStock16,412$1.63M0.1%History
DEODiageo PLCSPON ADR NEW8,658$1.50M0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF47,178$1.44M0.1%–
WELLWelltower Inc.REIT15,885$1.28M0.1%History
ULUnilever PLCSPON ADR NEW24,515$1.28M0.1%History
GISGeneral Mills IncStock14,334$1.10M0.1%History
SOSouthern CoStock15,407$1.08M0.1%History
ADMArcher-Daniels-Midland CoStock13,531$1.02M0.1%History
WPCW. P. Carey Inc.COM14,987$1.01M0.1%History
NSCNorfolk Southern CorpStock4,350$986.4K0.1%History
MPCMarathon Petroleum CorpStock7,325$854.1K0.1%History
DDominion Energy, IncStock14,926$773.0K0.1%History
PLDPrologis, Inc.REIT6,252$766.7K0.1%History
iShares Tr46429B7470-5 YR TIPS ETF7,809$762.2K0.1%–
AVBAvalonbay Communities IncCOM3,689$698.2K0.1%History
AEEAmeren CorpCOM8,141$664.9K0.1%History
Kraneshares Tr500767736QUADRTC INT RT30,804$633.9K<0.1%–
SRESempraStock4,069$592.5K<0.1%History
CWCurtiss Wright CorpStock3,211$589.7K<0.1%History
iShares Tr46435U432IBONDS DEC 2521,642$570.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF8,148$504.4K<0.1%–
NFLXNetflix IncStock1,131$498.2K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD17,539$497.8K<0.1%History
ENBEnbridge IncStock13,358$496.3K<0.1%History
iShares Tr46435U374MSCI JP VALUE17,904$489.9K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT25,704$489.3K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F8,422$472.3K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,948$451.4K<0.1%–
FNVFranco Nevada CorpStock3,004$428.4K<0.1%History
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM60,472$416.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF6,399$406.5K<0.1%–
AMTAmerican Tower CorpREIT2,049$397.4K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL20,855$391.2K<0.1%–
Schwab Strategic Tr808524789FUNDAMENTAL US B6,598$374.4K<0.1%–
GSKGSK plcADR10,441$372.1K<0.1%History
iShares Inc464286178US INTL HGH YLD8,675$368.5K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW6,933$358.8K<0.1%–
KMIKinder Morgan, Inc.Stock20,394$351.2K<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,315$351.1K<0.1%–
iShares Tr464287382JPX NIKKEI 4005,103$336.8K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF11,505$331.2K<0.1%–
SYYSysco CorpStock4,456$330.6K<0.1%History
iShares Tr464287739U.S. REAL ES ETF3,671$317.7K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF9,306$317.2K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,448$315.9K<0.1%–
iShares Tr464289867CORE 60 BALA ETF6,042$310.8K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF6,334$298.0K<0.1%–
NUVNuveen Municipal Value Fund IncCOM33,822$294.3K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF13,945$291.6K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF3,609$289.8K<0.1%–
ECLEcolab Inc.Stock1,535$286.6K<0.1%History
iShares Tr46435U697IBONDS DEC11,044$284.5K<0.1%–
WisdomTree Tr97717W307US LARGECAP DIVD4,456$283.4K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,166$279.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,569$276.6K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD5,878$274.1K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,218$267.6K<0.1%–
PBAPembina Pipeline CorpCOM8,483$266.7K<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD14,739$264.7K<0.1%–
Vanguard World FD921910873MEGA CAP INDEX1,683$263.3K<0.1%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,605$259.9K<0.1%–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,919$258.5K<0.1%–
iShares Tr46435U713US INFRASTRUC6,436$251.5K<0.1%–
SFStifel Financial CorpCOM4,176$249.2K<0.1%History
CCICrown Castle Inc.REIT2,176$248.0K<0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF1,120$247.9K<0.1%–
Capitol Ser Tr14064D550FAIRLEAD TACTICA10,418$247.7K<0.1%–
iShares Inc464286582MSCI JAPN SMCETF3,527$241.2K<0.1%–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,756$240.1K<0.1%–
FRFirst Industrial Realty Trust IncCOM4,505$237.1K<0.1%History
CVSCVS Health CorpStock3,397$234.8K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR12,684$234.1K<0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,649$233.5K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,572$230.4K<0.1%–
GNRCGenerac Holdings Inc.Stock1,530$228.2K<0.1%History
Alps Clean Energy ETF00162Q460ETF5,035$227.5K<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,871$227.4K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF2,359$224.3K<0.1%–
AIC3.ai, Inc.Stock5,985$218.0K<0.1%History
TPRTapestry, Inc.COM5,053$216.3K<0.1%History
PRUPrudential Financial IncStock2,448$216.0K<0.1%History
OKEONEOK IncCOM3,473$214.4K<0.1%History
TRVTravelers Companies, Inc.Stock1,233$214.1K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,709$209.3K<0.1%–
ELSEquity Lifestyle Properties IncCOM3,105$207.7K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,413$203.8K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS8,497$203.7K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA12,499$203.4K<0.1%–
WMBWilliams Companies, Inc.COM6,220$203.0K<0.1%History
iShares Core High Dividend ETF46429B663ETF2,012$202.8K<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I3,683$202.1K<0.1%–
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM11,471$187.2K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM21,476$183.4K<0.1%History
ASAASA Gold & Precious Metals LtdSHS11,452$170.3K<0.1%History
STEWSRH Total Return Fund, Inc.COM12,550$166.7K<0.1%History
TSITCW Strategic Income Fund IncCOM28,102$130.1K<0.1%History