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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
594
−76 vs. Q2 2023
Portfolio value
$1.11B
−$199.5M (−15.2%) vs. Q2 2023
Filed
Oct 13, 2023
SEC
Holdings of PFG Advisors in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
LYGLloyds Banking Group plcSPONSORED ADR13,261$28.2K<0.1%+13,261NewHistory
SEEDOrigin Agritech LTDSHS NEW10,085$33.4K<0.1%−600−5.6%ReducedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,635$40.8K<0.1%−236−1.4%ReducedHistory
NBNiocorp Developments LtdCOM NEW12,418$45.1K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM18,166$48.0K<0.1%−200−1.1%ReducedHistory
PSECProspect Capital CorpCOM11,960$72.4K<0.1%00.0%UnchangedHistory
PLTMGraniteShares Platinum TrustSHS BEN INT10,718$94.5K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF11,567$101.5K<0.1%−13,081−53.1%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM13,035$126.2K<0.1%+400+3.2%AddedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF12,974$133.8K<0.1%−350−2.6%ReducedHistory
AGNCAGNC Investment Corp.REIT15,491$146.2K<0.1%+803+5.5%AddedHistory
RUMRUM Group Inc.Stock31,231$159.3K<0.1%+1,836+6.2%AddedHistory
VanEck ETF Trust92189F536LONG MUNI ETF10,351$173.0K<0.1%−2,601−20.1%Reduced–
DBBInvesco DB Base Metals FundBASE METALS FD10,162$194.7K<0.1%−3,429−25.2%ReducedHistory
Schwab U.S. REIT ETF808524847ETF11,050$196.1K<0.1%−1,935−14.9%Reduced–
Global X FDS37954Y715RBTCS ARTFL INTE8,103$200.3K<0.1%−477−5.6%Reduced–
iShares Inc46434G863ESG AWR MSCI EM6,640$201.1K<0.1%−4,498−40.4%Reduced–
PHParker-Hannifin CorpStock518$201.7K<0.1%+3+0.6%AddedHistory
iShares Tr46435G532MSCI GBL SUS DEV2,718$202.6K<0.1%−169−5.9%Reduced–
iShares Tr46435U853BROAD USD HIGH5,848$203.0K<0.1%−826−12.4%Reduced–
ZBHZimmer Biomet Holdings, Inc.Stock1,815$203.7K<0.1%+126+7.5%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF3,767$204.0K<0.1%−613−14.0%Reduced–
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT6,583$204.2K<0.1%−4,612−41.2%ReducedConverted for a 5-for-1 split–
Innovator ETFs Trust45782C367INTRNL DEV APRL8,477$204.7K<0.1%+6+0.1%Added–
Vanguard World FD921910816MEGA GRWTH IND905$205.2K<0.1%+905New–
LZBLa-Z-Boy IncCOM6,657$205.6K<0.1%+6,657NewHistory
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,843$206.4K<0.1%+76+1.6%Added–
MGMMGM Resorts InternationalStock5,651$207.7K<0.1%+106+1.9%AddedHistory
Global X FDS37954Y889S&P 500 CATHOLIC3,983$208.3K<0.1%+3,983New–
FCXFreeport-McMoran IncStock5,650$210.7K<0.1%−5,540−49.5%ReducedHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,778$210.7K<0.1%−856−15.2%Reduced–
iShares Tr464288752US HOME CONS ETF2,701$212.0K<0.1%+2,701New–
MSMorgan StanleyStock2,596$212.0K<0.1%+196+8.2%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF5,625$213.3K<0.1%+173+3.2%Added–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF4,823$215.4K<0.1%−893−15.6%Reduced–
Innovator ETFs Trust45782C680US EQTY PWR BF6,989$217.0K<0.1%+6,989New–
Invesco S&P 500 Quality ETF46137V241ETF4,338$217.1K<0.1%00.0%Unchanged–
KRKroger CoStock4,852$217.1K<0.1%−372−7.1%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR3,786$217.4K<0.1%+99+2.7%Added–
ASMLASML Holding NVADR370$218.0K<0.1%+32+9.5%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF9,593$218.2K<0.1%+384+4.2%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF2,878$218.3K<0.1%+2,878New–
OXYOccidental Petroleum CorpStock3,378$219.2K<0.1%+3,378NewHistory
iShares Russell Top 200 Growth ETF464289438ETF1,425$219.2K<0.1%−6,213−81.3%Reduced–
SHELShell plcADR3,413$219.8K<0.1%−30−0.9%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock2,235$220.4K<0.1%−27−1.2%ReducedHistory
iShares Tr46435G102CONV BD ETF2,971$220.5K<0.1%−1,519−33.8%Reduced–
Innovator ETFs Trust45782C284US SML CP PWR B8,845$221.3K<0.1%+8,845New–
iShares S&P Small-Cap 600 Growth ETF464287887ETF2,042$224.0K<0.1%+54+2.7%Added–
RFRegions Financial CorpCOM13,083$225.0K<0.1%−716−5.2%ReducedHistory
BXBlackstone Inc.COM2,105$225.6K<0.1%+2,105NewHistory
SLViShares Silver TrustETF11,091$225.6K<0.1%−6,240−36.0%ReducedHistory
Global X FDS37960A669SUPERDIVIDEND10,362$227.0K<0.1%−263−2.5%Reduced–
iShares Tr464288356CALIF MUN BD ETF4,147$227.4K<0.1%+4,147New–
DACDanaos CorpSHS3,441$227.9K<0.1%+3,441NewHistory
Victory Portfolios II92647N873VCSHS US SMCP HG4,653$227.9K<0.1%−15−0.3%Reduced–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW3,864$229.6K<0.1%−3,378−46.6%Reduced–
EMREmerson Electric CoStock2,387$230.5K<0.1%−2,103−46.8%ReducedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS3,304$230.8K<0.1%+2+0.1%Added–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,749$231.3K<0.1%−27−1.0%ReducedHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,601$231.4K<0.1%−273−5.6%ReducedConverted for a 2-for-1 split–
PMPhilip Morris International Inc.Stock2,508$232.2K<0.1%−7,922−76.0%ReducedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,678$232.7K<0.1%−378−12.4%ReducedHistory
FTNTFortinet, Inc.Stock3,975$233.3K<0.1%+10+0.3%AddedHistory
Dimensional ETF Trust25434V799INTL CORE EQUITY9,997$233.4K<0.1%+754+8.2%Added–
TXNTexas Instruments IncStock1,474$234.4K<0.1%−15−1.0%ReducedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF7,704$235.8K<0.1%−3,037−28.3%Reduced–
CMGChipotle Mexican Grill IncCOM129$236.6K<0.1%+9+7.5%AddedHistory
BDCBelden Inc.COM2,465$238.0K<0.1%+2,465NewHistory
Schwab International Equity ETF808524805ETF7,011$238.1K<0.1%−12−0.2%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX13,677$238.3K<0.1%+230+1.7%Added–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US3,108$239.6K<0.1%−108−3.4%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD6,399$239.8K<0.1%+100+1.6%Added–
Fidelity Covington Trust316092832DIVID ETF RISI6,078$241.7K<0.1%−176−2.8%Reduced–
MROMarathon Oil CorpCOM9,081$242.9K<0.1%−231−2.5%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN15,856$242.9K<0.1%−1,269−7.4%ReducedHistory
GWWW.W. Grainger, Inc.Stock353$243.9K<0.1%−4−1.1%ReducedHistory
HPQHP IncStock9,496$244.0K<0.1%+69+0.7%AddedHistory
NOWServiceNow, Inc.Stock438$244.8K<0.1%−362−45.3%ReducedHistory
Innovator ETFs Trust45782C698US EQUT BUFR AUG7,471$246.6K<0.1%+7,471New–
BLKBlackRock, Inc.COM383$247.6K<0.1%−29−7.0%ReducedHistory
BELFBBel Fuse IncCL B5,210$248.6K<0.1%+467+9.8%AddedHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL7,225$249.0K<0.1%+7,225New–
iShares Inc464286533MSCI EMERG MRKT4,691$250.3K<0.1%−3,030−39.2%Reduced–
iShares Global Clean Energy ETF464288224ETF17,177$251.1K<0.1%−35−0.2%Reduced–
GILDGilead Sciences, Inc.Stock3,361$251.8K<0.1%+652+24.1%AddedHistory
BIIBBiogen Inc.COM985$253.2K<0.1%+58+6.3%AddedHistory
iShares Select U.S. REIT ETF464287564ETF5,057$253.7K<0.1%−1,420−21.9%Reduced–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,320$254.9K<0.1%−1,961−14.8%Reduced–
iShares Tr46435G672CORE INTL AGGR5,250$256.1K<0.1%+923+21.3%Added–
iShares Russell Midcap ETF464287499ETF3,712$257.1K<0.1%+3,712New–
iShares Tr46435G268RUSEL 2500 ETF4,748$258.8K<0.1%+897+23.3%Added–
Global X Lithium & Battery Tech ETF37954Y855ETF4,699$259.2K<0.1%−349−6.9%Reduced–
STZConstellation Brands, Inc.Stock1,032$259.4K<0.1%−11−1.1%ReducedHistory
AMATApplied Materials IncStock1,876$259.7K<0.1%−739−28.3%ReducedHistory
TTDTrade Desk, Inc.Stock3,327$260.0K<0.1%+67+2.1%AddedHistory
BGBunge Global SACOM2,415$261.4K<0.1%+93+4.0%AddedHistory
HEIHeico CorpCOM1,615$261.5K<0.1%+330+25.7%AddedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY2,612$261.5K<0.1%+308+13.4%Added–
SHOPShopify Inc.Stock4,809$262.4K<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (110)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of PFG Advisors sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
KMBKimberly Clark CorpStock15,521$2.14M0.2%History
CLXClorox CoStock12,702$2.02M0.2%History
EDConsolidated Edison IncStock19,929$1.80M0.1%History
CLColgate Palmolive CoStock22,771$1.75M0.1%History
SBUXStarbucks CorpStock16,412$1.63M0.1%History
DEODiageo PLCSPON ADR NEW8,658$1.50M0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF47,178$1.44M0.1%–
WELLWelltower Inc.REIT15,885$1.28M0.1%History
ULUnilever PLCSPON ADR NEW24,515$1.28M0.1%History
GISGeneral Mills IncStock14,334$1.10M0.1%History
SOSouthern CoStock15,407$1.08M0.1%History
ADMArcher-Daniels-Midland CoStock13,531$1.02M0.1%History
WPCW. P. Carey Inc.COM14,987$1.01M0.1%History
NSCNorfolk Southern CorpStock4,350$986.4K0.1%History
MPCMarathon Petroleum CorpStock7,325$854.1K0.1%History
DDominion Energy, IncStock14,926$773.0K0.1%History
PLDPrologis, Inc.REIT6,252$766.7K0.1%History
iShares Tr46429B7470-5 YR TIPS ETF7,809$762.2K0.1%–
AVBAvalonbay Communities IncCOM3,689$698.2K0.1%History
AEEAmeren CorpCOM8,141$664.9K0.1%History
Kraneshares Tr500767736QUADRTC INT RT30,804$633.9K<0.1%–
SRESempraStock4,069$592.5K<0.1%History
CWCurtiss Wright CorpStock3,211$589.7K<0.1%History
iShares Tr46435U432IBONDS DEC 2521,642$570.0K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF8,148$504.4K<0.1%–
NFLXNetflix IncStock1,131$498.2K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD17,539$497.8K<0.1%History
ENBEnbridge IncStock13,358$496.3K<0.1%History
iShares Tr46435U374MSCI JP VALUE17,904$489.9K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT25,704$489.3K<0.1%History
Vanguard Star FDS921909768VG TL INTL STK F8,422$472.3K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,948$451.4K<0.1%–
FNVFranco Nevada CorpStock3,004$428.4K<0.1%History
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM60,472$416.0K<0.1%History
Vanguard Long-Term Treasury ETF92206C847ETF6,399$406.5K<0.1%–
AMTAmerican Tower CorpREIT2,049$397.4K<0.1%History
Agf Invts Tr00110G408US MARKET NETRL20,855$391.2K<0.1%–
Schwab Strategic Tr808524789FUNDAMENTAL US B6,598$374.4K<0.1%–
GSKGSK plcADR10,441$372.1K<0.1%History
iShares Inc464286178US INTL HGH YLD8,675$368.5K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW6,933$358.8K<0.1%–
KMIKinder Morgan, Inc.Stock20,394$351.2K<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF9,315$351.1K<0.1%–
iShares Tr464287382JPX NIKKEI 4005,103$336.8K<0.1%–
SPDR Series Trust78468R101ST SHO TREAS ETF11,505$331.2K<0.1%–
SYYSysco CorpStock4,456$330.6K<0.1%History
iShares Tr464287739U.S. REAL ES ETF3,671$317.7K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF9,306$317.2K<0.1%–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF3,448$315.9K<0.1%–
iShares Tr464289867CORE 60 BALA ETF6,042$310.8K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF6,334$298.0K<0.1%–
NUVNuveen Municipal Value Fund IncCOM33,822$294.3K<0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF13,945$291.6K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF3,609$289.8K<0.1%–
ECLEcolab Inc.Stock1,535$286.6K<0.1%History
iShares Tr46435U697IBONDS DEC11,044$284.5K<0.1%–
WisdomTree Tr97717W307US LARGECAP DIVD4,456$283.4K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,166$279.0K<0.1%–
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,569$276.6K<0.1%–
iShares Tr46432F859CORE 1 5 YR USD5,878$274.1K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S3,218$267.6K<0.1%–
PBAPembina Pipeline CorpCOM8,483$266.7K<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD14,739$264.7K<0.1%–
Vanguard World FD921910873MEGA CAP INDEX1,683$263.3K<0.1%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF2,605$259.9K<0.1%–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,919$258.5K<0.1%–
iShares Tr46435U713US INFRASTRUC6,436$251.5K<0.1%–
SFStifel Financial CorpCOM4,176$249.2K<0.1%History
CCICrown Castle Inc.REIT2,176$248.0K<0.1%History
State Street SPDR S&P Semiconductor ETF78464A862ETF1,120$247.9K<0.1%–
Capitol Ser Tr14064D550FAIRLEAD TACTICA10,418$247.7K<0.1%–
iShares Inc464286582MSCI JAPN SMCETF3,527$241.2K<0.1%–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,756$240.1K<0.1%–
FRFirst Industrial Realty Trust IncCOM4,505$237.1K<0.1%History
CVSCVS Health CorpStock3,397$234.8K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR12,684$234.1K<0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,649$233.5K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,572$230.4K<0.1%–
GNRCGenerac Holdings Inc.Stock1,530$228.2K<0.1%History
Alps Clean Energy ETF00162Q460ETF5,035$227.5K<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF1,871$227.4K<0.1%–
iShares S&P Small-Cap 600 Value ETF464287879ETF2,359$224.3K<0.1%–
AIC3.ai, Inc.Stock5,985$218.0K<0.1%History
TPRTapestry, Inc.COM5,053$216.3K<0.1%History
PRUPrudential Financial IncStock2,448$216.0K<0.1%History
OKEONEOK IncCOM3,473$214.4K<0.1%History
TRVTravelers Companies, Inc.Stock1,233$214.1K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,709$209.3K<0.1%–
ELSEquity Lifestyle Properties IncCOM3,105$207.7K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US4,413$203.8K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS8,497$203.7K<0.1%–
Kraneshares Tr500767587QUADRATIC DEFLA12,499$203.4K<0.1%–
WMBWilliams Companies, Inc.COM6,220$203.0K<0.1%History
iShares Core High Dividend ETF46429B663ETF2,012$202.8K<0.1%–
J P Morgan Exchange Traded F46641Q373BETABUILDERS I3,683$202.1K<0.1%–
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM11,471$187.2K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM21,476$183.4K<0.1%History
ASAASA Gold & Precious Metals LtdSHS11,452$170.3K<0.1%History
STEWSRH Total Return Fund, Inc.COM12,550$166.7K<0.1%History
TSITCW Strategic Income Fund IncCOM28,102$130.1K<0.1%History