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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 21, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
637
+73 vs. Q4 2022
Portfolio value
$1.20B
+$174.3M (+17.1%) vs. Q4 2022
Filed
Apr 21, 2023
SEC
Holdings of PFG Advisors in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD8,698$393.5K<0.1%+376+4.5%Added–
iShares Tr464287127MORNINGSTR US EQ7,006$395.2K<0.1%+7,006New–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE3,530$396.3K<0.1%+36+1.0%Added–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM60,472$397.3K<0.1%00.0%UnchangedHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF17,283$398.5K<0.1%+17,283New–
BARGraniteShares Gold TrustSHS BEN INT20,547$400.9K<0.1%+20,547NewHistory
iShares Tr464287739U.S. REAL ES ETF4,723$401.0K<0.1%−125−2.6%Reduced–
iShares Inc464286178US INTL HGH YLD9,421$403.4K<0.1%+8+0.1%Added–
NFLXNetflix IncStock1,169$403.9K<0.1%−267−18.6%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF8,050$405.1K<0.1%−468−5.5%Reduced–
iShares Global Clean Energy ETF464288224ETF20,544$406.4K<0.1%+855+4.3%Added–
Altshares Trust02210T108MERGER ARBITRAGE16,092$408.1K<0.1%−14,608−47.6%Reduced–
FCXFreeport-McMoran IncStock10,129$414.4K<0.1%+2,528+33.3%AddedHistory
EMREmerson Electric CoStock4,836$421.4K<0.1%+531+12.3%AddedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY4,256$426.2K<0.1%−24−0.6%Reduced–
iShares Tr464288786U.S. INSRNCE ETF4,996$427.8K<0.1%+1,402+39.0%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF4,165$428.0K<0.1%+533+14.7%Added–
iShares Russell 1000 Value ETF464287598ETF2,812$428.1K<0.1%+395+16.3%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF3,213$430.8K<0.1%+380+13.4%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF5,647$433.4K<0.1%+95+1.7%Added–
AMTAmerican Tower CorpREIT2,121$433.5K<0.1%−108−4.8%ReducedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG14,676$435.9K<0.1%+440+3.1%Added–
COOPMaverick Merger Sub 2, LLCCOM10,663$436.9K<0.1%−673−5.9%ReducedHistory
FNVFranco Nevada CorpStock3,004$438.0K<0.1%−210−6.5%ReducedHistory
iShares Select U.S. REIT ETF464287564ETF7,912$439.4K<0.1%−114−1.4%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT17,672$440.7K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW8,417$441.1K<0.1%−99−1.2%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF11,682$443.9K<0.1%+972+9.1%Added–
KMIKinder Morgan, Inc.Stock25,408$444.9K<0.1%+5,111+25.2%AddedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF9,299$446.9K<0.1%+3,972+74.6%Added–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF3,464$452.1K<0.1%+62+1.8%Added–
iShares Tr46434V860TRS FLT RT BD8,956$453.1K<0.1%+8,956New–
GSKGSK plcADR12,781$454.7K<0.1%−3,374−20.9%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF7,169$458.0K<0.1%+236+3.4%Added–
iShares Tr464288802ESG OPTIMIZED5,228$458.9K<0.1%−174−3.2%Reduced–
iShares Tr464287630RUS 2000 VAL ETF3,359$460.3K<0.1%−26−0.8%Reduced–
iShares Inc46434G863ESG AWR MSCI EM14,729$463.7K<0.1%−5,700−27.9%Reduced–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH5,222$464.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
Vanguard Star FDS921909768VG TL INTL STK F8,457$466.9K<0.1%−108−1.3%Reduced–
State Street SPDR S&P Biotech ETF78464A870ETF6,129$467.1K<0.1%−314−4.9%Reduced–
GEGeneral Electric CoStock4,900$468.5K<0.1%+4,900NewHistory
Schwab Fundamental International Small Equity ETF808524748ETF14,142$468.5K<0.1%+14,142New–
DDominion Energy, IncStock8,397$469.5K<0.1%+45+0.5%AddedHistory
iShares Tr464289867CORE 60 BALA ETF9,456$473.1K<0.1%−11,449−54.8%Reduced–
iShares Tr46428743220 YR TR BD ETF4,452$473.6K<0.1%+4,452New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS3,836$473.9K<0.1%−859−18.3%Reduced–
COPConocoPhillipsStock4,782$474.4K<0.1%+1,143+31.4%AddedHistory
TPLTexas Pacific Land CorpStock280$476.3K<0.1%00.0%UnchangedHistory
LOWLowes Companies IncStock2,398$479.4K<0.1%−2−0.1%ReducedHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF5,633$480.5K<0.1%+5,633New–
Vanguard BD Index FDS92203C303VANGUARD ULTRA9,799$482.5K<0.1%−13,352−57.7%Reduced–
iShares MSCI Eafe ETF464287465ETF6,814$487.3K<0.1%−1,224−15.2%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF13,212$493.9K<0.1%−13,090−49.8%Reduced–
BBDCBarings BDC, Inc.COM62,444$495.8K<0.1%−5,627−8.3%ReducedHistory
LEGLeggett & Platt IncStock15,591$497.0K<0.1%−431−2.7%ReducedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH3,212$498.0K<0.1%−108−3.3%Reduced–
QCOMQualcomm IncStock3,931$501.6K<0.1%−92−2.3%ReducedHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM6,645$501.7K<0.1%+71+1.1%Added–
LCIILci IndustriesCOM4,618$507.4K<0.1%−95−2.0%ReducedHistory
WisdomTree Tr97717X669US QTLY DIV GRT8,162$508.8K<0.1%+3,225+65.3%Added–
ORCLOracle CorpStock5,528$513.7K<0.1%+202+3.8%AddedHistory
SPDR Series Trust78468R556SP O&G EXPL PRO4,028$513.9K<0.1%−13,568−77.1%Reduced–
ENBEnbridge IncStock13,627$519.8K<0.1%+321+2.4%AddedHistory
PSXPhillips 66Stock5,189$526.1K<0.1%−38−0.7%ReducedHistory
AMDAdvanced Micro Devices IncStock5,380$527.3K<0.1%−211−3.8%ReducedHistory
iShares Tr464288281JPMORGAN USD EMG6,119$528.0K<0.1%+3,385+123.8%Added–
iShares Tr46432F388MSCI USA VALUE5,715$529.1K<0.1%−630−9.9%Reduced–
Fidelity High Dividend ETF316092840ETF14,069$535.8K<0.1%−41,122−74.5%Reduced–
Etfis Ser Tr I26923G707VIRTUS NEWFLEET24,355$539.0K<0.1%−92,692−79.2%Reduced–
First Tr Exchange-Traded Alp33735K108COM SHS5,812$540.7K<0.1%+156+2.8%Added–
Vanguard Total International Bond ETF92203J407ETF11,148$545.4K<0.1%−471−4.1%Reduced–
Dimensional ETF Trust25434V773INTL SMALL CAP E23,936$550.3K<0.1%+23,936New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF8,501$561.8K<0.1%+2,202+35.0%Added–
CWCurtiss Wright CorpStock3,211$566.0K<0.1%−2−0.1%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF10,234$566.6K<0.1%−1,183−10.4%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,737$570.0K<0.1%−2,382−19.7%Reduced–
First Tr Exchange-Traded Alp33735B108COM SHS6,347$570.9K<0.1%+327+5.4%Added–
iShares U.S. Medical Devices ETF464288810ETF10,606$572.5K<0.1%−6,789−39.0%Reduced–
Vanguard Emerging Markets Government Bond ETF921946885ETF9,279$578.2K<0.1%+9,279New–
Vanguard Long-Term Treasury ETF92206C847ETF8,840$579.1K<0.1%−5,418−38.0%Reduced–
PANWPalo Alto Networks IncStock2,926$584.4K<0.1%+96+3.4%AddedHistory
PMPhilip Morris International Inc.Stock6,223$605.2K0.1%+1,567+33.7%AddedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,204$608.3K0.1%+2,204New–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT12,806$613.0K0.1%+1,797+16.3%Added–
SBACSba Communications CorpCL A2,370$618.7K0.1%−260−9.9%ReducedHistory
Vanguard Total World Stock ETF922042742ETF6,765$623.0K0.1%+772+12.9%Added–
AVGOBroadcom Inc.Stock996$639.1K0.1%−16−1.6%ReducedHistory
EPDEnterprise Products Partners L.P.Stock24,824$642.9K0.1%+983+4.1%AddedHistory
MCOMoodys CorpStock2,102$643.3K0.1%−106−4.8%ReducedHistory
AXPAmerican Express CoStock3,906$644.3K0.1%−644−14.2%ReducedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE9,371$649.6K0.1%+9,371New–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY12,923$649.9K0.1%+407+3.3%Added–
SOSouthern CoStock9,396$653.7K0.1%+2,575+37.8%AddedHistory
iShares Tr464288760US AER DEF ETF5,706$656.6K0.1%−601−9.5%Reduced–
iShares Tr46435U432IBONDS DEC 2524,733$658.1K0.1%+1,062+4.5%Added–
iShares U S ETF Tr46431W606IT RT HDG HGYL7,958$658.7K0.1%−1,280−13.9%Reduced–
BMYBristol Myers Squibb CoStock9,623$666.9K0.1%+250+2.7%AddedHistory
SARSaratoga Investment Corp.COM NEW26,391$667.2K0.1%−1,826−6.5%ReducedHistory
Agf Invts Tr00110G408US MARKET NETRL32,885$670.9K0.1%+6,332+23.8%Added–
CSXCSX CorpStock22,788$682.3K0.1%+714+3.2%AddedHistory

Sold out since Q4 2022 (23)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI296,723$7.46M0.7%–
iShares Tr46434V1000-5YR INVT GR CP29,316$1.40M0.1%–
Ssga Active ETF Tr78467V103ST STR REAL ETF40,519$1.12M0.1%–
Pacer FDS Tr69374H840WEALTHSHIELD37,624$1.08M0.1%–
Atlas CorpY0436Q109SHARES61,650$945.7K0.1%–
ProShares Tr74348A814INFLATN EXPECTNS25,443$838.6K0.1%–
Invesco Actively Managed ETF46090A309CNSRTV MLT AST60,842$723.4K0.1%–
SPDR Series Trust78464A755ST STR SP METAL9,434$469.9K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT18,405$453.7K<0.1%History
MPCMarathon Petroleum CorpStock3,738$435.1K<0.1%History
iShares Tr464289883CORE 30 70 ETF11,935$401.1K<0.1%–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF9,686$374.9K<0.1%–
SPDR Series Trust78468R549SP O&G EQP SERV3,748$298.9K<0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,360$245.1K<0.1%–
WTFCWintrust Financial CorpCOM2,600$219.8K<0.1%History
TDToronto Dominion BankStock3,389$219.5K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,686$215.0K<0.1%History
SPDR Series Trust78464A763ST STR SP DIV1,705$213.3K<0.1%–
WMBWilliams Companies, Inc.COM6,368$209.5K<0.1%History
MSIMotorola Solutions, Inc.Stock798$205.6K<0.1%History
HLNHaleon plcADR14,033$112.3K<0.1%History
Sandstorm Gold Ltd Com New80013R206Stock14,068$74.0K<0.1%–
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$15.0K<0.1%–