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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 30, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
564
+48 vs. Q3 2022
Portfolio value
$1.02B
+$145.9M (+16.7%) vs. Q3 2022
Filed
Jan 30, 2023
SEC
Holdings of PFG Advisors in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BINIBollinger Innovations, Inc.COMMON STOCK14,060$4.02K<0.1%00.0%UnchangedHistory
DMDesktop Metal, Inc.COM CL A10,271$14.0K<0.1%+10,271NewHistory
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$15.0K<0.1%–––
OPENOpendoor Technologies Inc.COM18,866$21.9K<0.1%+1,528+8.8%AddedHistory
CIGEnergy Co of Minas GeraisSP ADR N-V PFD11,035$22.4K<0.1%00.0%UnchangedHistory
NMRNomura Holdings IncSPONSORED ADR10,231$38.4K<0.1%00.0%UnchangedHistory
MFGMizuho Financial Group IncSPONSORED ADR14,267$40.5K<0.1%00.0%UnchangedHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$44.4K<0.1%00.0%UnchangedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK11,902$56.1K<0.1%+11,902NewHistory
Sandstorm Gold Ltd Com New80013R206Stock14,068$74.0K<0.1%+503+3.7%Added–
NKLANikola CorpCOM36,906$79.7K<0.1%−7,200−16.3%ReducedHistory
EVVEaton Vance Ltd Duration Income FundCOM10,060$94.5K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM14,617$102.2K<0.1%+12+0.1%AddedHistory
PLTRPalantir Technologies Inc.Stock16,523$106.1K<0.1%+650+4.1%AddedHistory
HLNHaleon plcADR14,033$112.3K<0.1%−8,021−36.4%ReducedHistory
RUMRUM Group Inc.Stock19,724$117.4K<0.1%+708+3.7%AddedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM10,635$120.9K<0.1%+10,635NewHistory
TSITCW Strategic Income Fund IncCOM28,102$129.8K<0.1%+28,102NewHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK11,526$148.7K<0.1%+11,526NewHistory
STEWSRH Total Return Fund, Inc.COM12,550$159.4K<0.1%+12,550NewHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,324$161.8K<0.1%00.0%UnchangedHistory
ASAASA Gold & Precious Metals LtdSHS11,452$163.9K<0.1%+11,452NewHistory
UAUnder Armour, Inc.CL C19,240$171.6K<0.1%−4,500−19.0%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM20,149$173.3K<0.1%−6,862−25.4%ReducedHistory
FFord Motor CoStock15,622$181.7K<0.1%+907+6.2%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF19,466$183.3K<0.1%+7,814+67.1%Added–
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM11,471$186.7K<0.1%+11,471NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM21,476$186.8K<0.1%+21,476NewHistory
AGNCAGNC Investment Corp.REIT18,540$191.9K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN16,625$195.5K<0.1%+1,088+7.0%AddedHistory
Global X FDS37960A669SUPERDIVIDEND8,353$200.7K<0.1%+8,353New–
ELSEquity Lifestyle Properties IncCOM3,109$200.8K<0.1%+3,109NewHistory
Vanguard World FD921910873MEGA CAP INDEX1,525$201.9K<0.1%+1,525New–
KRKroger CoStock4,561$203.3K<0.1%+4,561NewHistory
MSIMotorola Solutions, Inc.Stock798$205.6K<0.1%+798NewHistory
VEEVVeeva Systems IncStock1,276$205.8K<0.1%+1,276NewHistory
Global X FDS37954Y806ALTERNATIVE INCM18,754$206.5K<0.1%+6,985+59.4%Added–
Pacer FDS Tr69374H709GLOBL CASH ETF6,577$208.8K<0.1%+6,577New–
WMBWilliams Companies, Inc.COM6,368$209.5K<0.1%+6,368NewHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,765$210.6K<0.1%+27+1.0%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS3,735$211.7K<0.1%−244−6.1%Reduced–
SPDR Series Trust78464A763ST STR SP DIV1,705$213.3K<0.1%−425−20.0%Reduced–
ZBHZimmer Biomet Holdings, Inc.Stock1,686$215.0K<0.1%+1,686NewHistory
FRFirst Industrial Realty Trust IncCOM4,505$217.4K<0.1%+5+0.1%AddedHistory
TDToronto Dominion BankStock3,389$219.5K<0.1%+3,389NewHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF4,702$219.7K<0.1%+4,702New–
WTFCWintrust Financial CorpCOM2,600$219.8K<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,335$220.1K<0.1%+2,335New–
BGBunge Global SACOM2,210$220.5K<0.1%−488−18.1%ReducedHistory
VanEck ETF Trust92189F536LONG MUNI ETF12,631$220.5K<0.1%−861−6.4%Reduced–
State Street SPDR S&P Homebuilders ETF78464A888ETF3,657$220.6K<0.1%−362−9.0%Reduced–
HCAHCA Healthcare, Inc.COM923$221.5K<0.1%+923NewHistory
ATKRAtkore Inc.COM1,955$221.7K<0.1%+1,955NewHistory
GILDGilead Sciences, Inc.Stock2,603$223.4K<0.1%+2,603NewHistory
SLViShares Silver TrustETF10,169$223.9K<0.1%+10,169NewHistory
FTNTFortinet, Inc.Stock4,605$225.1K<0.1%+425+10.2%AddedHistory
AMEAmetek IncCOM1,622$226.6K<0.1%+1,622NewHistory
OKEONEOK IncCOM3,451$226.7K<0.1%+3,451NewHistory
NUENucor CorpCOM1,726$227.5K<0.1%+1,726NewHistory
TWTradeweb Markets Inc.Stock3,546$230.2K<0.1%−730−17.1%ReducedHistory
First Tr Exchange-Traded FD33734X150INDLS PROD DUR4,473$230.4K<0.1%−1,317−22.7%Reduced–
iShares Tr464287291GLOBAL TECH ETF5,146$230.7K<0.1%+122+2.4%Added–
iShares Tr46435G268RUSEL 2500 ETF4,342$230.7K<0.1%−181−4.0%Reduced–
iShares Tr464288281JPMORGAN USD EMG2,734$231.2K<0.1%−761−21.8%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY8,666$231.3K<0.1%+8,666New–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX13,582$232.1K<0.1%−1,061−7.2%Reduced–
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M12,936$232.3K<0.1%+12,936New–
AMATApplied Materials IncStock2,388$232.5K<0.1%+2,388NewHistory
Invesco Exchange Traded FD T46137V639AI AND NEXT GEN2,569$233.8K<0.1%+2,569New–
J P Morgan Exchange Traded F46641Q308DIV RTN EM EQT4,756$234.4K<0.1%+4,756New–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF16,730$238.7K<0.1%−1,118−6.3%Reduced–
RFRegions Financial CorpCOM11,086$239.0K<0.1%+11,086NewHistory
MSMorgan StanleyStock2,812$239.1K<0.1%+2,812NewHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,294$241.4K<0.1%−1,080−16.9%Reduced–
MROMarathon Oil CorpCOM8,934$241.9K<0.1%+10+0.1%AddedHistory
Alps Clean Energy ETF00162Q460ETF5,323$242.2K<0.1%−326−5.8%Reduced–
ODFLOld Dominion Freight Line, Inc.COM854$242.4K<0.1%−31−3.5%ReducedHistory
SFStifel Financial CorpCOM4,176$243.8K<0.1%00.0%UnchangedHistory
Kraneshares Trust500767652MOUNT LUCAS ETF8,008$244.7K<0.1%+571+7.7%Added–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF3,360$245.1K<0.1%+3,360New–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF10,276$247.8K<0.1%+10,276New–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF5,327$249.0K<0.1%−640−10.7%Reduced–
STZConstellation Brands, Inc.Stock1,083$251.1K<0.1%+62+6.1%AddedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF8,389$253.3K<0.1%00.0%Unchanged–
Fidelity MSCI Health Care Index ETF316092600ETF3,972$254.1K<0.1%+3,972New–
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF5,569$255.8K<0.1%+719+14.8%Added–
iShares Tr46434V381FUTU EXPO TE ETF5,469$258.9K<0.1%−51−0.9%Reduced–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD17,882$265.7K<0.1%+5,115+40.1%Added–
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,906$269.4K<0.1%+160+2.8%Added–
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD13,875$270.4K<0.1%+13,875New–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF2,473$271.8K<0.1%+2,473New–
HPQHP IncStock10,146$272.6K<0.1%+2,035+25.1%AddedHistory
iShares Tr464288513IBOXX HI YD ETF3,720$273.9K<0.1%−1,874−33.5%Reduced–
MCHPMicrochip Technology IncStock3,905$274.3K<0.1%+3,905NewHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW4,619$274.5K<0.1%+4,619New–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF6,952$278.4K<0.1%+6,952New–
BLKBlackRock, Inc.COM393$278.8K<0.1%+393NewHistory
OHIOmega Healthcare Investors IncCOM9,988$279.2K<0.1%+160+1.6%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF25,122$280.9K<0.1%−12,100−32.5%Reduced–
PRUPrudential Financial IncStock2,860$284.5K<0.1%+2,860NewHistory

Sold out since Q3 2022 (24)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
APTVAptiv PLCSHS14,182$1.11M0.1%History
iShares Tr464288646ISHS 1-5YR INVS12,233$603.0K0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD6,897$319.0K<0.1%–
ARK Next Generation Technology ETF00214Q401ETF6,660$304.0K<0.1%–
iShares Tr46428743220 YR TR BD ETF2,896$297.0K<0.1%–
MMM3M CoStock2,609$288.0K<0.1%History
iShares Core High Dividend ETF46429B663ETF3,139$287.0K<0.1%–
GNRCGenerac Holdings Inc.Stock1,578$281.0K<0.1%History
iShares Tr46435U853BROAD USD HIGH8,264$278.0K<0.1%–
Janus Detroit STR Tr47103U852HENDERSON MTG6,058$273.0K<0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND3,678$265.0K<0.1%–
PLUGPlug Power IncStock11,365$239.0K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND1,334$232.0K<0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF10,484$228.0K<0.1%–
MGMMGM Resorts InternationalStock7,608$226.0K<0.1%History
SITMSITIME CorpCOM2,861$225.0K<0.1%History
NFGNational Fuel Gas CoStock3,474$214.0K<0.1%History
BROSDutch Bros Inc.CL A6,839$213.0K<0.1%History
Global X Lithium & Battery Tech ETF37954Y855ETF3,155$209.0K<0.1%–
CRLCharles River Laboratories International, Inc.COM1,055$208.0K<0.1%History
PYPLPayPal Holdings, Inc.Stock2,324$200.0K<0.1%History
WBDWarner Bros. Discovery, Inc.Stock11,278$130.0K<0.1%History
BLEBlackRock Municipal Income Trust IICOM12,246$122.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV15,407$116.0K<0.1%–