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Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
516
+122 vs. Q2 2022
Portfolio value
$875.1M
−$8.95M (−1.0%) vs. Q2 2022
Filed
Oct 14, 2022
SEC
Holdings of PFG Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BINIBollinger Innovations, Inc.COMMON STOCK14,060$5.00K<0.1%+60+0.4%AddedHistory
New MTN Fin Corp647551AC4NOTE 5.750% 8/1–$15.0K<0.1%–New–
CIGEnergy Co of Minas GeraisSP ADR N-V PFD11,035$22.0K<0.1%−109−1.0%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR14,267$32.0K<0.1%−140−1.0%ReducedHistory
NMRNomura Holdings IncSPONSORED ADR10,231$34.0K<0.1%+10,231NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$43.0K<0.1%00.0%UnchangedHistory
OPENOpendoor Technologies Inc.COM17,338$54.0K<0.1%+17,338NewHistory
Sandstorm Gold Ltd Com New80013R206Stock13,565$70.0K<0.1%00.0%Unchanged–
PSECProspect Capital CorpCOM14,605$91.0K<0.1%+14+0.1%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM10,060$93.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E333GLBX SUPRINC ETF11,652$115.0K<0.1%+11,652New–
Global X FDS37950E549GLB X SUPERDIV15,407$116.0K<0.1%+4,295+38.7%Added–
BLEBlackRock Municipal Income Trust IICOM12,246$122.0K<0.1%+1,000+8.9%AddedHistory
Global X FDS37954Y806ALTERNATIVE INCM11,769$125.0K<0.1%+11,769New–
PLTRPalantir Technologies Inc.Stock15,873$129.0K<0.1%+1,349+9.3%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock11,278$130.0K<0.1%−2,757−19.6%ReducedHistory
HLNHaleon plcADR22,054$134.0K<0.1%+22,054NewHistory
UAUnder Armour, Inc.CL C23,740$141.0K<0.1%−350−1.5%ReducedHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,324$155.0K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM44,106$155.0K<0.1%+44,106NewHistory
AGNCAGNC Investment Corp.REIT18,540$156.0K<0.1%+24+0.1%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN15,537$163.0K<0.1%+15,537NewHistory
FFord Motor CoStock14,715$165.0K<0.1%+2,177+17.4%AddedHistory
Invesco Actively Managed ETF46090A309CNSRTV MLT AST14,363$166.0K<0.1%+14,363New–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD12,767$177.0K<0.1%+2,079+19.5%Added–
VanEck ETF Trust92189F411BDC INCOME ETF14,390$195.0K<0.1%+14,390New–
PYPLPayPal Holdings, Inc.Stock2,324$200.0K<0.1%−953−29.1%ReducedHistory
MROMarathon Oil CorpCOM8,924$201.0K<0.1%−1,005−10.1%ReducedHistory
HPQHP IncStock8,111$202.0K<0.1%−21−0.3%ReducedHistory
FRFirst Industrial Realty Trust IncCOM4,500$202.0K<0.1%00.0%UnchangedHistory
FTNTFortinet, Inc.Stock4,180$205.0K<0.1%+4,180NewHistory
CRLCharles River Laboratories International, Inc.COM1,055$208.0K<0.1%−55−5.0%ReducedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF3,155$209.0K<0.1%−109−3.3%Reduced–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI11,991$209.0K<0.1%+1,478+14.1%Added–
WTFCWintrust Financial CorpCOM2,600$212.0K<0.1%−42−1.6%ReducedHistory
iShares Tr464287291GLOBAL TECH ETF5,024$212.0K<0.1%+5,024New–
BROSDutch Bros Inc.CL A6,839$213.0K<0.1%+6,839NewHistory
NFGNational Fuel Gas CoStock3,474$214.0K<0.1%−81−2.3%ReducedHistory
SFStifel Financial CorpCOM4,176$217.0K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF4,019$220.0K<0.1%−319−7.4%Reduced–
ODFLOld Dominion Freight Line, Inc.COM885$220.0K<0.1%+885NewHistory
J P Morgan Exchange Traded F46641Q670CORE PLUS BD ETF4,850$223.0K<0.1%+4,850New–
BGBunge Global SACOM2,698$223.0K<0.1%+2,698NewHistory
iShares Tr46435G268RUSEL 2500 ETF4,523$225.0K<0.1%−171−3.6%Reduced–
SITMSITIME CorpCOM2,861$225.0K<0.1%+960+50.5%AddedHistory
VanEck ETF Trust92189F536LONG MUNI ETF13,492$225.0K<0.1%−3,052−18.4%Reduced–
MGMMGM Resorts InternationalStock7,608$226.0K<0.1%+7,608NewHistory
CSXCSX CorpStock8,550$228.0K<0.1%+12+0.1%AddedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF10,484$228.0K<0.1%−39,192−78.9%Reduced–
VanEck ETF Trust92189H805RARE EARTH AND S2,738$228.0K<0.1%+282+11.5%Added–
NUVNuveen Municipal Value Fund IncCOM27,011$229.0K<0.1%−28,125−51.0%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX14,643$229.0K<0.1%−140−0.9%Reduced–
Vanguard World FD921910816MEGA GRWTH IND1,334$232.0K<0.1%+1,334New–
RUMRUM Group Inc.Stock19,016$233.0K<0.1%+19,016NewHistory
WisdomTree Tr97717X669US QTLY DIV GRT4,332$234.0K<0.1%+3+0.1%Added–
STZConstellation Brands, Inc.Stock1,021$235.0K<0.1%−312−23.4%ReducedHistory
SPDR Series Trust78464A763ST STR SP DIV2,130$237.0K<0.1%−1,021−32.4%Reduced–
PLUGPlug Power IncStock11,365$239.0K<0.1%−100−0.9%ReducedHistory
Innovator ETFs Trust45782C813US EQTY PWR BUF8,389$240.0K<0.1%+8,389New–
TWTradeweb Markets Inc.Stock4,276$241.0K<0.1%+166+4.0%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT10,094$241.0K<0.1%+10,094NewHistory
First Trust Financials Alphadex Fund33734X135ETF6,570$242.0K<0.1%+261+4.1%Added–
Fidelity Covington Trust316092204MSCI CONSM DIS3,979$242.0K<0.1%+3,979New–
EMREmerson Electric CoStock3,324$243.0K<0.1%+126+3.9%AddedHistory
iShares Tr46434V381FUTU EXPO TE ETF5,520$246.0K<0.1%−6,923−55.6%Reduced–
iShares Tr464287762US HLTHCARE ETF971$246.0K<0.1%+971New–
ECLEcolab Inc.Stock1,708$247.0K<0.1%−207−10.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW5,132$247.0K<0.1%+5,132New–
VanEck ETF Trust92189H201INTRMDT MUNI ETF5,746$250.0K<0.1%−1,006−14.9%Reduced–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,672$257.0K<0.1%+455+7.3%Added–
WisdomTree Tr97717W307US LARGECAP DIVD4,662$258.0K<0.1%00.0%Unchanged–
DBX ETF Tr233051879XTRACK HRVST CSI9,517$258.0K<0.1%+22+0.2%Added–
iShares Tr464287374NORTH AMERN NAT7,444$259.0K<0.1%+7,444New–
PBAPembina Pipeline CorpCOM8,560$260.0K<0.1%00.0%UnchangedHistory
iShares Tr46435G532MSCI GBL SUS DEV3,676$261.0K<0.1%−66−1.8%Reduced–
PXDPioneer Natural Resources CoCOM1,212$262.0K<0.1%+1,212NewHistory
CVSCVS Health CorpStock2,760$263.0K<0.1%+2,760NewHistory
Vanguard BD Index FDS921937793LONG TERM BOND3,678$265.0K<0.1%+3,678New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF4,599$266.0K<0.1%+858+22.9%Added–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,790$266.0K<0.1%−551−8.7%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF5,711$273.0K<0.1%+5,711New–
Janus Detroit STR Tr47103U852HENDERSON MTG6,058$273.0K<0.1%−12,228−66.9%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF17,848$275.0K<0.1%−6,318−26.1%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF5,967$277.0K<0.1%−602−9.2%Reduced–
iShares Tr464288281JPMORGAN USD EMG3,495$277.0K<0.1%+3,495New–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX10,492$277.0K<0.1%−50−0.5%Reduced–
iShares Tr46435U853BROAD USD HIGH8,264$278.0K<0.1%+157+1.9%Added–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF6,078$280.0K<0.1%+6,078New–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT33,074$280.0K<0.1%+19,482+143.3%Added–
GNRCGenerac Holdings Inc.Stock1,578$281.0K<0.1%+20+1.3%AddedHistory
KMIKinder Morgan, Inc.Stock16,989$283.0K<0.1%+407+2.5%AddedHistory
Janus Detroit STR Tr47103U100HENDERSN CAP ETF6,374$283.0K<0.1%+179+2.9%Added–
Kraneshares Trust500767652MOUNT LUCAS ETF7,437$285.0K<0.1%+7,437New–
DBBInvesco DB Base Metals FundBASE METALS FD15,924$285.0K<0.1%−1,027−6.1%ReducedHistory
iShares Core High Dividend ETF46429B663ETF3,139$287.0K<0.1%+785+33.3%Added–
MMM3M CoStock2,609$288.0K<0.1%−10,012−79.3%ReducedHistory
Defiance Quantum ETF26922A420ETF7,995$289.0K<0.1%+4+0.1%Added–
OHIOmega Healthcare Investors IncCOM9,828$290.0K<0.1%+232+2.4%AddedHistory
PANWPalo Alto Networks IncStock1,776$291.0K<0.1%+387+27.9%AddedConverted for a 3-for-1 splitHistory
HBANHuntington Bancshares IncCOM22,099$291.0K<0.1%−4,051−15.5%ReducedHistory

Sold out since Q2 2022 (37)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of PFG Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD133,298$2.40M0.3%–
BRBroadridge Financial Solutions, Inc.Stock13,981$1.99M0.2%History
Abrdn ETFs003261203BBRG ALL COMMDY36,528$1.32M0.1%–
HEIHeico CorpCOM9,775$1.28M0.1%History
GSKGSK plcSPONSORED ADR26,756$1.17M0.1%History
TTCToro CoCOM14,935$1.13M0.1%History
PIMCO ETF Tr72201R30415+ YR US TIPS12,562$819.0K0.1%–
FASTFastenal CoStock15,760$787.0K0.1%History
TTTrane Technologies plcSHS5,514$716.0K0.1%History
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR24,701$350.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED11,970$343.0K<0.1%–
FNAParagon 28, Inc.COM20,827$331.0K<0.1%History
BXBlackstone Inc.COM3,525$322.0K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,489$309.0K<0.1%–
TROWPrice T Rowe Group IncStock2,457$279.0K<0.1%History
ALCOAlico, Inc.COM6,848$244.0K<0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,746$240.0K<0.1%–
SPDR Series Trust78468R721STATE STREET SPD5,065$232.0K<0.1%–
VMOInvesco Municipal Opportunity TrustCOM22,046$228.0K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,489$225.0K<0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE10,836$220.0K<0.1%–
ELSEquity Lifestyle Properties IncCOM3,109$219.0K<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,818$217.0K<0.1%–
SPDR Series Trust78468R622ST BLOO HIGH ETF2,397$217.0K<0.1%–
Goldman Sachs ETF Tr381430529ACCES TREASURY2,177$217.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US4,708$210.0K<0.1%–
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK15,448$208.0K<0.1%History
CRMSalesforce, Inc.Stock1,257$207.0K<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT4,030$207.0K<0.1%–
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,469$200.0K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF8,742$200.0K<0.1%–
CF Acquisition Corp VI12521J103COM CL A16,768$167.0K<0.1%–
VanEck ETF Trust92189F452MORTGAGE REIT10,647$149.0K<0.1%–
KSMDWS Strategic Municipal Income TrustCOM13,899$127.0K<0.1%History
BCXBlackRock Resources & Commodities Strategy TrustSHS12,946$116.0K<0.1%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,446$100.0K<0.1%History
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS12,608$67.0K<0.1%History