Skip to main content
Livermore
Livermore
ZHEN

PFG Advisors

SEC CIK
0001694435
Latest filing
Jul 16, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 19, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
412
−113 vs. Q4 2021
Portfolio value
$978.4M
−$14.5M (−1.5%) vs. Q4 2021
Filed
Apr 19, 2022
SEC
Holdings of PFG Advisors in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PTEPolarityte, Inc.COM12,820$3.00K<0.1%00.0%UnchangedHistory
AQBAquabounty Technologies IncCOM NEW13,250$25.0K<0.1%−800−5.7%ReducedHistory
MFGMizuho Financial Group IncSPONSORED ADR14,407$37.0K<0.1%+14,407NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,871$57.0K<0.1%00.0%UnchangedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS12,608$78.0K<0.1%+12,608NewHistory
Sandstorm Gold Ltd Com New80013R206Stock13,565$110.0K<0.1%00.0%Unchanged–
MAVPioneer Municipal High Income Advantage Fund, Inc.COM11,446$113.0K<0.1%00.0%UnchangedHistory
Global X FDS37950E549GLB X SUPERDIV10,133$116.0K<0.1%−1,095−9.8%Reduced–
EVVEaton Vance Ltd Duration Income FundCOM10,060$118.0K<0.1%00.0%UnchangedHistory
PSECProspect Capital CorpCOM14,538$120.0K<0.1%+40.0%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS11,405$126.0K<0.1%+11,405NewHistory
KSMDWS Strategic Municipal Income TrustCOM13,899$144.0K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT12,717$164.0K<0.1%00.0%Unchanged–
PLTRPalantir Technologies Inc.Stock13,973$192.0K<0.1%+2,439+21.1%AddedHistory
HBANHuntington Bancshares IncCOM13,272$194.0K<0.1%+13,272NewHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF13,324$197.0K<0.1%+748+5.9%AddedHistory
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD10,125$198.0K<0.1%−1,325−11.6%Reduced–
Global X FDS37954Y889S&P 500 CATHOLIC3,611$201.0K<0.1%00.0%Unchanged–
iShares Inc46434G822MSCI JAPAN ETF3,269$201.0K<0.1%+3,269New–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT3,921$204.0K<0.1%+3,921New–
SPDR Series Trust78464A383ST STR BACKE ETF8,555$205.0K<0.1%+8,555New–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF3,817$206.0K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP1,218$206.0K<0.1%+1,218New–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF3,256$210.0K<0.1%−1,269−28.0%Reduced–
ATVIActivision Blizzard, Inc.COM2,622$210.0K<0.1%+2,622NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF3,687$212.0K<0.1%−594−13.9%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,058$215.0K<0.1%+2,058NewHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,756$216.0K<0.1%+2,756New–
DOCUDocuSign, Inc.Stock2,031$218.0K<0.1%−823−28.8%ReducedHistory
Invesco Exchange Traded FD T46137V787BIOTECHNOLOGY3,507$218.0K<0.1%−19,412−84.7%Reduced–
iShares Tr46435G268RUSEL 2500 ETF3,502$218.0K<0.1%+258+8.0%Added–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,868$218.0K<0.1%+559+8.9%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY2,177$218.0K<0.1%00.0%Unchanged–
NOWServiceNow, Inc.Stock397$221.0K<0.1%+32+8.8%AddedHistory
DBPInvesco DB Precious Metals FundPRECIOUS METAL4,269$221.0K<0.1%−430−9.2%ReducedHistory
VanEck ETF Trust92189F452MORTGAGE REIT13,064$223.0K<0.1%−113−0.9%Reduced–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX14,441$230.0K<0.1%−1,236−7.9%Reduced–
EMREmerson Electric CoStock2,373$233.0K<0.1%+2,373NewHistory
SEDGSolaredge Technologies, Inc.COM722$233.0K<0.1%−99−12.1%ReducedHistory
FFord Motor CoStock13,852$234.0K<0.1%+13,852NewHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,431$234.0K<0.1%+2,431NewHistory
Global X Lithium & Battery Tech ETF37954Y855ETF3,072$237.0K<0.1%+125+4.2%Added–
MGMMGM Resorts InternationalStock5,653$237.0K<0.1%−472−7.7%ReducedHistory
ELSEquity Lifestyle Properties IncCOM3,105$237.0K<0.1%−605−16.3%ReducedHistory
VanEck ETF Trust92189H805RARE EARTH AND S2,017$239.0K<0.1%+170+9.2%Added–
Invesco Exch Traded FD Tr II46138E404CEF INM COMPSI10,856$240.0K<0.1%+612+6.0%Added–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,564$242.0K<0.1%−952−17.3%Reduced–
AGNCAGNC Investment Corp.REIT18,516$243.0K<0.1%−259−1.4%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW4,984$244.0K<0.1%−2,829−36.2%Reduced–
TSTenaris SASPONSORED ADS8,155$245.0K<0.1%+8,155NewHistory
OHIOmega Healthcare Investors IncCOM7,912$247.0K<0.1%+7,912NewHistory
CRMSalesforce, Inc.Stock1,181$251.0K<0.1%−353−23.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD9,837$251.0K<0.1%+1,004+11.4%Added–
VMOInvesco Municipal Opportunity TrustCOM22,046$252.0K<0.1%00.0%UnchangedHistory
NUENucor CorpCOM1,699$253.0K<0.1%+1,699NewHistory
MKSIMKS IncCOM1,691$254.0K<0.1%−252−13.0%ReducedHistory
HLIOHelios Technologies, Inc.COM3,178$255.0K<0.1%+310+10.8%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,927$261.0K<0.1%+32+0.5%Added–
HBIHanesbrands Inc.COM17,591$262.0K<0.1%+6,780+62.7%AddedHistory
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY5,451$266.0K<0.1%+5,451New–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF3,809$268.0K<0.1%−79−2.0%Reduced–
AMATApplied Materials IncStock2,042$269.0K<0.1%−100−4.7%ReducedHistory
COPConocoPhillipsStock2,715$271.0K<0.1%−206−7.1%ReducedHistory
SLViShares Silver TrustETF11,941$273.0K<0.1%+1,715+16.8%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT4,326$275.0K<0.1%+16+0.4%Added–
FRFirst Industrial Realty Trust IncCOM4,500$279.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,666$279.0K<0.1%−639−14.8%Reduced–
EPDEnterprise Products Partners L.P.Stock10,974$283.0K<0.1%+15+0.1%AddedHistory
SFStifel Financial CorpCOM4,176$284.0K<0.1%+4,176NewHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF2,800$285.0K<0.1%−246−8.1%Reduced–
VanEck ETF Trust92189F106GOLD MINERS ETF7,482$287.0K<0.1%+7,482New–
Janus Detroit STR Tr47103U100HENDERSN CAP ETF5,041$289.0K<0.1%+546+12.1%Added–
PSXPhillips 66Stock3,415$295.0K<0.1%−755−18.1%ReducedHistory
HPQHP IncStock8,114$295.0K<0.1%+1,712+26.7%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF2,897$297.0K<0.1%−207−6.7%Reduced–
DBX ETF Tr233051879XTRACK HRVST CSI9,142$303.0K<0.1%+9,142New–
PMPhilip Morris International Inc.Stock3,240$304.0K<0.1%+357+12.4%AddedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF6,458$305.0K<0.1%−201−3.0%Reduced–
WisdomTree Tr97717W307US LARGECAP DIVD4,662$306.0K<0.1%−50−1.1%Reduced–
MROMarathon Oil CorpCOM12,214$307.0K<0.1%+466+4.0%AddedHistory
KMIKinder Morgan, Inc.Stock16,495$312.0K<0.1%+16,495NewHistory
LLYEli Lilly & CoStock1,092$313.0K<0.1%−10−0.9%ReducedHistory
CSXCSX CorpStock8,535$320.0K<0.1%−97−1.1%ReducedHistory
PBAPembina Pipeline CorpCOM8,500$320.0K<0.1%+8,500NewHistory
ECLEcolab Inc.Stock1,856$328.0K<0.1%−4−0.2%ReducedHistory
SOSouthern CoStock4,570$331.0K<0.1%+4,570NewHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF6,457$333.0K<0.1%+6,457New–
CRLCharles River Laboratories International, Inc.COM1,180$335.0K<0.1%−2,030−63.2%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD7,030$337.0K<0.1%−2,337−24.9%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,346$345.0K<0.1%−1,154−25.6%Reduced–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR6,169$349.0K<0.1%+776+14.4%Added–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF6,588$350.0K<0.1%+2,745+71.4%Added–
TWTradeweb Markets Inc.Stock4,035$355.0K<0.1%+4,035NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF5,695$360.0K<0.1%−754−11.7%Reduced–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX9,395$363.0K<0.1%+2,169+30.0%Added–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,864$372.0K<0.1%−311−7.4%Reduced–
PANWPalo Alto Networks IncStock599$373.0K<0.1%+42+7.5%AddedHistory
Global X FDS37954Y715RBTCS ARTFL INTE12,943$375.0K<0.1%−1,251−8.8%Reduced–
TPLTexas Pacific Land CorpStock280$379.0K<0.1%00.0%UnchangedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG11,248$381.0K<0.1%+2,095+22.9%Added–

Sold out since Q4 2021 (155)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 155 by value last quarter.

Positions of PFG Advisors sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Vanguard Morningstar Growth ETF922908736ETF67,690$21.7M2.2%–
Vanguard Dividend Appreciation ETF921908844ETF117,814$20.2M2.0%–
Vanguard S&P 500 ETF922908363ETF29,548$12.9M1.3%–
Schwab US Dividend Equity ETF808524797ETF150,833$12.2M1.2%–
Vanguard High Dividend Yield Index ETF921946406ETF104,338$11.7M1.2%–
Vanguard Morningstar Total Stock Market ETF922908769ETF42,534$10.3M1.0%–
iShares Core S&P 500 ETF464287200ETF17,615$8.40M0.8%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD138,014$7.58M0.8%–
Schwab U.S. Broad Market ETF808524102ETF53,640$6.06M0.6%–
Vanguard Total Bond Market ETF921937835ETF67,940$5.76M0.6%–
INFOIHS Markit Ltd.SHS33,270$4.42M0.4%History
Vanguard Morningstar Mid-Cap ETF922908629ETF16,155$4.12M0.4%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF67,105$4.11M0.4%–
iShares Core S&P Mid-Cap ETF464287507ETF14,080$3.99M0.4%–
iShares Russell 1000 Growth ETF464287614ETF12,810$3.92M0.4%–
Vanguard Morningstar Small-Cap ETF922908751ETF16,790$3.79M0.4%–
Schwab U.S. Large-Cap ETF808524201ETF29,435$3.35M0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF29,354$3.35M0.3%–
iShares Tr464288570ESG MSCI KLD ETF35,533$3.30M0.3%–
iShares Tr464288687PFD AND INCM SEC82,566$3.26M0.3%–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF24,562$3.25M0.3%–
iShares Tr464288877EAFE VALUE ETF63,839$3.22M0.3%–
Schwab U.S. Small-Cap ETF808524607ETF30,839$3.16M0.3%–
iShares Tr464288307MRGSTR MD CP GRW41,993$3.08M0.3%–
iShares Inc464286681MSCI EQUAL WEITE33,518$3.00M0.3%–
iShares Tr464287150CORE S&P TTL STK26,588$2.84M0.3%–
Vanguard Ftse Developed Markets ETF921943858ETF50,644$2.59M0.3%–
iShares Tr464288885EAFE GRWTH ETF23,266$2.57M0.3%–
Vanguard Malvern FDS922020805STRM INFPROIDX48,953$2.52M0.3%–
iShares Tr464288588MBS ETF23,412$2.52M0.3%–
Vanguard World FD921910733ESG US STK ETF28,362$2.49M0.3%–
Vanguard Morningstar Value ETF922908744ETF15,360$2.26M0.2%–
Schwab U.S. Large-Cap Growth ETF808524300ETF13,485$2.21M0.2%–
Schwab Strategic Tr8085247141 5YR CORP BD42,418$2.14M0.2%–
iShares Tr4642874571 3 YR TREAS BD24,024$2.06M0.2%–
iShares Russell 2000 ETF464287655ETF9,168$2.04M0.2%–
Vanguard Morningstar Small-Cap Value ETF922908611ETF11,206$2.00M0.2%–
ZBRAZebra Technologies CorpCL A3,272$1.95M0.2%History
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX9,089$1.91M0.2%–
iShares Semiconductor ETF464287523ETF3,444$1.87M0.2%–
iShares Tr464288646ISHS 1-5YR INVS34,066$1.83M0.2%–
iShares Core S&P Small Cap ETF464287804ETF15,894$1.82M0.2%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF6,424$1.81M0.2%–
iShares Core S&P U.S. Growth ETF464287671ETF15,231$1.76M0.2%–
Schwab Fundamental U.S. Large Company ETF808524771ETF30,018$1.76M0.2%–
FDSFactset Research Systems IncStock3,518$1.71M0.2%History
iShares Inc464286525MSCI GBL MIN VOL15,574$1.69M0.2%–
iShares Tr464289867CORE 60 BALA ETF26,226$1.50M0.2%–
iShares Tips Bond ETF464287176ETF11,321$1.46M0.1%–
iShares Tr464288414NATIONAL MUN ETF12,143$1.41M0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF28,505$1.41M0.1%–
iShares U.S. Medical Devices ETF464288810ETF20,940$1.38M0.1%–
iShares Tr4642886613 7 YR TREAS BD9,745$1.25M0.1%–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF19,853$1.19M0.1%–
Vanguard Intermediate-Term Bond ETF921937819ETF13,495$1.18M0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF10,059$1.17M0.1%–
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL6,780$1.14M0.1%–
iShares Tr464287556ISHARES BIOTECH7,186$1.10M0.1%–
Vanguard Real Estate ETF922908553ETF9,361$1.09M0.1%–
Fidelity MSCI Financials Index ETF316092501ETF18,972$1.06M0.1%–
iShares Russell Mid-Cap Value ETF464287473ETF8,428$1.03M0.1%–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF11,764$1.00M0.1%–
iShares Tr464288158SHRT NAT MUN ETF9,023$969.0K0.1%–
GISGeneral Mills IncStock14,232$959.0K0.1%History
DISWalt Disney CoStock6,156$954.0K0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF29,545$953.0K0.1%–
iShares Core S&P US Value ETF464287663ETF12,144$927.0K0.1%–
iShares Select Dividend ETF464287168ETF7,448$913.0K0.1%–
iShares Tr464288562RESIDENTIAL MULT9,071$891.0K0.1%–
Schwab U.S. Mid-Cap ETF808524508ETF11,012$886.0K0.1%–
Vanguard Star FDS921909768VG TL INTL STK F13,881$882.0K0.1%–
Schwab US Tips ETF808524870ETF13,888$873.0K0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND8,146$838.0K0.1%–
iShares Tr464287739U.S. REAL ES ETF6,946$807.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB36,529$781.0K0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF3,475$768.0K0.1%–
iShares Tr464289883CORE 30 70 ETF19,149$766.0K0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF4,291$752.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB33,672$723.0K0.1%–
iShares Tr464287234MSCI EMG MKT ETF14,201$694.0K0.1%–
iShares S&P 500 Growth ETF464287309ETF8,201$686.0K0.1%–
Vanguard World FD921910873MEGA CAP INDEX4,072$684.0K0.1%–
iShares Tr46435G102CONV BD ETF7,654$683.0K0.1%–
iShares Tr464288638ISHS 5-10YR INVT11,438$678.0K0.1%–
iShares MSCI Eafe ETF464287465ETF8,508$669.0K0.1%–
CGNXCognex CorpCOM8,380$652.0K0.1%History
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH2,946$623.0K0.1%–
Invesco Exch Traded FD Tr II46138E149S&P SMLCP HELT3,309$594.0K0.1%–
CDNSCadence Design Systems IncStock3,016$562.0K0.1%History
iShares Tr464287630RUS 2000 VAL ETF3,360$558.0K0.1%–
Vanguard Short-Term Bond ETF921937827ETF6,749$546.0K0.1%–
iShares Tr464289875CORE 40 MODE ETF11,668$531.0K0.1%–
Schwab US Aggregate Bond ETF808524839ETF9,584$517.0K0.1%–
AXAxos Financial, Inc.COM9,100$509.0K0.1%History
iShares Inc464286178US INTL HGH YLD10,238$505.0K0.1%–
iShares Select U.S. REIT ETF464287564ETF6,537$497.0K0.1%–
iShares Tr464288513IBOXX HI YD ETF5,549$483.0K<0.1%–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US8,925$481.0K<0.1%–
JPMorgan Ultra-Short Income ETF46641Q837ETF9,462$478.0K<0.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF4,256$471.0K<0.1%–