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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 11, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
968
+54 vs. Q4 2022
Portfolio value
$2.44B
+$201.9M (+9.0%) vs. Q4 2022
Filed
Apr 11, 2023
SEC
Holdings of Mutual Advisors, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TONXTON Strategy CoCOM17,500$2.10K<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM10,000$10.0K<0.1%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM22,803$10.3K<0.1%−254−1.1%ReducedHistory
ACBAurora Cannabis IncCOM16,771$11.7K<0.1%00.0%UnchangedHistory
TIOTingo Group, Inc.COM11,372$11.9K<0.1%−297−2.5%ReducedHistory
TELLTellurian Inc.COM10,000$12.3K<0.1%+10,000NewHistory
TCRTAlaunos Therapeutics, Inc.COM27,095$17.1K<0.1%+5,000+22.6%AddedHistory
CGCCanopy Growth CorpCOM10,186$17.8K<0.1%+35+0.3%AddedHistory
AMRNAmarin Corp PLCSPONS ADR NEW13,861$20.8K<0.1%00.0%UnchangedHistory
QSIQuantum-Si IncCOM CL A13,174$23.2K<0.1%−135−1.0%ReducedHistory
UECUranium Energy CorpCOM10,074$29.0K<0.1%+10,074NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT10,152$37.2K<0.1%+10,152NewHistory
NOKNokia CorpSPONSORED ADR12,209$59.9K<0.1%+12,209NewHistory
EVCEntravision Communications CorpCL A10,100$61.1K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS16,207$69.7K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS24,899$72.2K<0.1%+24,899New–
DHFBNY Mellon High Yield Strategies FundSH BEN INT33,370$72.4K<0.1%00.0%UnchangedHistory
GNTGAMCO Natural Resources, Gold & Income TrustSH BEN INT17,449$90.6K<0.1%+17,449NewHistory
HDSNHudson Technologies IncCOM10,600$92.5K<0.1%−1,700−13.8%ReducedHistory
LUMNLumen Technologies, Inc.Stock37,566$99.5K<0.1%−89,706−70.5%ReducedHistory
NCANuveen California Municipal Value FundCOM STK12,030$106.0K<0.1%−7,281−37.7%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM12,250$107.9K<0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM12,330$111.5K<0.1%−4,980−28.8%Reduced–
AGNCAGNC Investment Corp.REIT11,365$114.6K<0.1%+11,365NewHistory
ProShares Tr74347G614BASIC MAT NEW12,504$118.3K<0.1%+12,504New–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM11,213$130.9K<0.1%+1,121+11.1%AddedHistory
MITKMitek Systems IncCOM NEW13,846$132.8K<0.1%−2,345−14.5%ReducedHistory
LCIDLucid Group, Inc.COM16,878$135.7K<0.1%−215−1.3%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT75,570$142.8K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM14,410$149.9K<0.1%−2,869−16.6%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN12,312$153.5K<0.1%+12,312NewHistory
VIXYProShares Trust IIVIX SH TRM FUTRS17,749$160.6K<0.1%+17,749NewHistory
UVXYProShares Trust IIULTRA VIX SHORT34,750$161.6K<0.1%+14,530+71.9%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999917,220$174.8K<0.1%+3,265+23.4%AddedHistory
Global X FDS37950E333GLBX SUPRINC ETF18,790$176.3K<0.1%+6,840+57.2%Added–
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$176.7K<0.1%00.0%UnchangedHistory
Advisors Inner Circle FD III00774Q197RAYLIANT QUANTAM10,450$180.4K<0.1%+10,450New–
Global X FDS37950E291GLOBX SUPDV US10,621$185.3K<0.1%+10,621New–
KEYKeycorpCOM15,280$191.3K<0.1%−254−1.6%ReducedHistory
IVZInvesco Ltd.Stock11,776$193.1K<0.1%+11,776NewHistory
iShares Core MSCI Europe ETF46434V738ETF3,830$200.6K<0.1%+3,830New–
iShares Tr464289479CORE LT USDB ETF3,736$200.7K<0.1%−432−10.4%Reduced–
ULTAUlta Beauty, Inc.Stock368$200.8K<0.1%+368NewHistory
WisdomTree Tr97717W323EM MKTS QTLY DIV8,899$201.3K<0.1%+8,899New–
DNPDNP Select Income Fund IncCOM18,414$202.9K<0.1%+300+1.7%AddedHistory
First Tr Exchng Traded FD VI33740F698FT VEST US EQT6,276$203.0K<0.1%+6,276New–
EQIXEquinix IncCOM282$203.0K<0.1%+282NewHistory
CSXCSX CorpStock6,781$203.0K<0.1%+6,781NewHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR5,878$203.7K<0.1%+5,878New–
KMXCarMax IncCOM3,175$204.1K<0.1%+3,175NewHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF7,181$204.6K<0.1%−795−10.0%Reduced–
Kraneshares Trust500767652MOUNT LUCAS ETF6,969$205.4K<0.1%+6,969New–
iShares Tr46435U440USD GRN BOND ETF4,381$206.3K<0.1%−137−3.0%Reduced–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF8,174$208.1K<0.1%−18−0.2%Reduced–
MUMicron Technology IncStock3,464$209.0K<0.1%+3,464NewHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN13,665$209.3K<0.1%+2,600+23.5%AddedHistory
WPMWheaton Precious Metals Corp.COM4,357$209.8K<0.1%+4,357NewHistory
EMEEMCOR Group, Inc.Stock1,291$209.9K<0.1%+1,291NewHistory
IDXXIDEXX Laboratories IncCOM423$211.5K<0.1%+423NewHistory
WELLWelltower Inc.REIT2,953$211.7K<0.1%+2,953NewHistory
MOHMolina Healthcare, Inc.COM793$212.1K<0.1%+72+10.0%AddedHistory
WTBAWest Bancorporation IncCAP STK11,631$212.5K<0.1%+772+7.1%AddedHistory
EWEdwards Lifesciences CorpStock2,570$212.6K<0.1%−131−4.9%ReducedHistory
iShares Semiconductor ETF464287523ETF479$212.8K<0.1%+479New–
iShares Tr464289883CORE 30 70 ETF6,096$213.1K<0.1%−2,647−30.3%Reduced–
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,085$214.3K<0.1%+2,085New–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT6,365$214.9K<0.1%+6,365NewHistory
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX6,193$215.2K<0.1%+6,193New–
iShares Tr464288869MICRO-CAP ETF2,063$215.6K<0.1%+78+3.9%Added–
LINLinde PLCStock607$215.7K<0.1%+607NewHistory
PYCRPaycor HCM, Inc.COM8,135$215.7K<0.1%−2,301−22.0%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,377$216.8K<0.1%+2,377NewHistory
Dimensional ETF Trust25434V815US SMALL CAP ETF8,698$216.8K<0.1%+8,698New–
Exchange Listed FDS Tr30151E731CABANA TARGET 510,425$217.1K<0.1%−12,374−54.3%Reduced–
MASIMasimo CorpCOM1,177$217.2K<0.1%+1,177NewHistory
BIDUBaidu, Inc.ADR1,443$217.8K<0.1%+1,443NewHistory
GPCGenuine Parts CoStock1,308$218.8K<0.1%+15+1.2%AddedHistory
Ssga Active ETF Tr78467V848ST STR TOTAL ETF5,351$219.6K<0.1%−10,550−66.3%Reduced–
iShares Tr46435G243ESG AWRE 1 5 YR9,129$219.6K<0.1%+83+0.9%Added–
GLWCorning IncCOM6,234$219.9K<0.1%+6,234NewHistory
APPFAppfolio IncCOM CL A1,771$220.5K<0.1%+1,771NewHistory
Alps ETF Tr00162Q387OSHARES US QUALT5,231$220.5K<0.1%−75−1.4%Reduced–
iShares Tr46434V647GLOBAL REIT ETF9,622$220.6K<0.1%−420−4.2%Reduced–
NLYAnnaly Capital Management IncREIT11,577$221.2K<0.1%+321+2.9%AddedHistory
BBYBest Buy Co IncStock2,827$221.3K<0.1%+254+9.9%AddedHistory
ProShares Tr74347B367DECLINE RETAIL15,441$222.3K<0.1%−1,347−8.0%Reduced–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF8,969$223.7K<0.1%−535−5.6%Reduced–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF8,287$224.0K<0.1%−6,455−43.8%Reduced–
ETXEaton Vance Municipal Income 2028 Term TrustSHS12,595$224.1K<0.1%+2,320+22.6%AddedHistory
Vanguard Consumer Discretionary ETF92204A108ETF891$225.0K<0.1%+891New–
MKTXMarketaxess Holdings IncCOM576$225.4K<0.1%+576NewHistory
ISRGIntuitive Surgical IncCOM NEW886$226.3K<0.1%+27+3.1%AddedHistory
DHIHorton D R IncCOM2,324$227.1K<0.1%+4+0.2%AddedHistory
VEEVVeeva Systems IncStock1,238$227.5K<0.1%+1,238NewHistory
JKHYJack Henry & Associates IncStock1,510$227.6K<0.1%+146+10.7%AddedHistory
DGXQuest Diagnostics IncCOM1,611$228.0K<0.1%−15−0.9%ReducedHistory
SPDR Ser Tr78464A813S&P 600 SML CAP2,719$228.5K<0.1%+12+0.4%Added–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,409$228.6K<0.1%+5+0.2%Added–
AVAVAeroVironment IncCOM2,500$229.2K<0.1%+2,500NewHistory
State Street SPDR S&P Bank ETF78464A797ETF6,215$230.4K<0.1%+743+13.6%Added–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q1 2023
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$684.9K

Sold out since Q4 2022 (53)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Lattice Strategies Tr518416409HARTFORD US EQTY84,850$3.31M0.1%–
iShares Tr46436E7180-3 MTH TREASURY32,054$3.21M0.1%–
DXCDXC Technology CoStock67,084$1.78M0.1%History
STRLSterling Infrastructure, Inc.COM50,686$1.66M0.1%History
iShares Inc46434G822MSCI JAPAN ETF28,626$1.56M0.1%–
iShares Inc464286707MSCI FRANCE ETF46,654$1.55M0.1%–
ADNTAdient plcStock39,851$1.38M0.1%History
AMPAmeriprise Financial IncCOM3,865$1.20M0.1%History
KFYKorn FerryCOM NEW19,521$988.2K<0.1%History
iShares Inc464286533MSCI EMERG MRKT16,430$871.6K<0.1%–
ARGOArgo Group International Holdings, Inc.COM27,300$705.7K<0.1%History
iShares Inc464286400MSCI BRAZIL ETF22,043$616.5K<0.1%–
BEPCBrookfield Renewable CorpCL A SUB VTG21,327$587.4K<0.1%History
LENLennar CorpCL A5,646$510.9K<0.1%History
First Tr Exchange-Traded FD33734X184UTILITIES ALPH13,516$448.9K<0.1%–
PNCPNC Financial Services Group, Inc.Stock2,703$426.9K<0.1%History
JBLUJetBlue Airways CorpCOM63,048$408.6K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF5,540$397.7K<0.1%–
Davis Fundamental ETF Tr23908L405SELCT INTL ETF22,327$394.5K<0.1%–
CARAvis Budget Group, Inc.COM2,400$393.4K<0.1%History
KDKyndryl Holdings, Inc.Stock31,366$348.8K<0.1%History
TCW ETF Trust29287L205TRANS SYSTE ETF7,053$334.0K<0.1%–
GBLIGlobal Indemnity Group, LLCCOM CL A13,604$317.1K<0.1%History
WisdomTree Tr97717W604US SMALLCAP DIVD9,741$277.0K<0.1%–
BENFranklin Templeton IncCOM10,288$271.4K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR5,458$270.0K<0.1%–
iShares Tr46432F388MSCI USA VALUE2,928$266.8K<0.1%–
Exchange Listed FDS Tr30151E632CABANA CONSERVAT13,295$261.5K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD5,533$259.4K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF5,448$247.9K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,948$237.9K<0.1%–
iShares Tr46435G672CORE INTL AGGR4,923$234.1K<0.1%–
iShares Tr464287689RUSSELL 3000 ETF1,038$229.1K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN366,737$227.1K<0.1%History
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF3,519$226.4K<0.1%–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI2,746$224.1K<0.1%–
AXAxos Financial, Inc.COM5,860$224.0K<0.1%History
VanEck ETF Trust92189F486IG FLOA RATE ETF8,949$222.6K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF1,238$215.6K<0.1%–
iShares Tr46435G193ESG AWRE USD ETF9,657$215.3K<0.1%–
VanEck ETF Trust92189F171GREEN BOND ETF9,184$211.1K<0.1%–
CDNSCadence Design Systems IncStock1,278$205.3K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF4,986$204.2K<0.1%–
HOFTHooker Furnishings CorpCOM10,850$202.9K<0.1%History
JJacobs Solutions Inc.COM1,682$201.9K<0.1%History
iShares Tr464289131BRAZIL SM-CP ETF12,952$151.2K<0.1%–
EXPREXP OldCo Winddown, Inc.COM143,000$145.9K<0.1%History
CPSCooper-Standard Holdings Inc.COM16,000$145.0K<0.1%History
SBRASabra Health Care REIT, Inc.REIT10,245$127.3K<0.1%History
Amplify ETF Tr032108854SEYMOUR CANNBS13,322$67.8K<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST14,610$62.2K<0.1%–
UNITUniti Group Inc.COM10,940$60.5K<0.1%History
DNAGinkgo Bioworks Holdings, Inc.CL A SHS11,462$19.4K<0.1%History