Skip to main content
Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 12, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
914
+47 vs. Q3 2022
Portfolio value
$2.23B
+$323.5M (+16.9%) vs. Q3 2022
Filed
Jan 12, 2023
SEC
Holdings of Mutual Advisors, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TONXTON Strategy CoCOM17,500$2.87K<0.1%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM23,057$8.07K<0.1%00.0%UnchangedHistory
TIOTingo Group, Inc.COM11,669$9.69K<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM10,000$12.5K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM22,095$14.3K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM16,771$15.5K<0.1%+16,771NewHistory
AMRNAmarin Corp PLCSPONS ADR NEW13,861$16.8K<0.1%+13,861NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS11,462$19.4K<0.1%+11,462NewHistory
CGCCanopy Growth CorpCOM10,151$23.4K<0.1%+10,151NewHistory
QSIQuantum-Si IncCOM CL A13,309$24.4K<0.1%−8,130−37.9%ReducedHistory
EVCEntravision Communications CorpCL A10,100$48.5K<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM10,940$60.5K<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST14,610$62.2K<0.1%+14,610New–
Amplify ETF Tr032108854SEYMOUR CANNBS13,322$67.8K<0.1%+13,322New–
DHFBNY Mellon High Yield Strategies FundSH BEN INT33,370$72.1K<0.1%00.0%UnchangedHistory
AEGAegon Ltd.NY REGISTRY SHS16,207$81.7K<0.1%00.0%UnchangedHistory
NUVNuveen Municipal Value Fund IncCOM12,250$105.3K<0.1%+208+1.7%AddedHistory
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,092$109.6K<0.1%+10,092NewHistory
CCLCarnival Corp Ltd.UNIT 99/99/999913,955$112.5K<0.1%−5,518−28.3%ReducedHistory
Global X FDS37950E333GLBX SUPRINC ETF11,950$112.5K<0.1%+11,950New–
Direxion Shs ETF Tr25460G286TSLA BULL 1.5X18,191$113.7K<0.1%+18,191New–
LCIDLucid Group, Inc.COM17,093$116.7K<0.1%+17,093NewHistory
HDSNHudson Technologies IncCOM12,300$124.5K<0.1%−2,900−19.1%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT10,245$127.3K<0.1%−5,213−33.7%ReducedHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT75,570$133.0K<0.1%00.0%UnchangedHistory
PATHUiPath, Inc.Stock10,798$137.2K<0.1%−20,445−65.4%ReducedHistory
UVXYProShares Trust IIULTRA VIX SHORT20,220$138.7K<0.1%−45,732−69.3%ReducedHistory
CPSCooper-Standard Holdings Inc.COM16,000$145.0K<0.1%−14,000−46.7%ReducedHistory
EXPREXP OldCo Winddown, Inc.COM143,000$145.9K<0.1%−143,130−50.0%ReducedHistory
Flagstar Bank, National Association649445103COM17,310$148.9K<0.1%+172+1.0%Added–
iShares Tr464289131BRAZIL SM-CP ETF12,952$151.2K<0.1%+12,952New–
MITKMitek Systems IncCOM NEW16,191$156.9K<0.1%−296−1.8%ReducedHistory
NCANuveen California Municipal Value FundCOM STK19,311$163.2K<0.1%−44,104−69.5%ReducedHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$164.3K<0.1%00.0%UnchangedHistory
SPHSuburban Propane Partners LPUNIT LTD PARTN11,065$168.0K<0.1%+11,065NewHistory
EIMEaton Vance Municipal Bond FundCOM17,279$179.5K<0.1%−3,256−15.9%ReducedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS10,275$183.2K<0.1%+10,275NewHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE5,615$200.2K<0.1%+5,615New–
Nushares ETF Tr67092P805NUVEEN ESG INTL7,771$200.5K<0.1%−6,818−46.7%Reduced–
EWEdwards Lifesciences CorpStock2,701$201.5K<0.1%+2,701NewHistory
CAGConagra Brands Inc.Stock5,211$201.7K<0.1%+5,211NewHistory
JJacobs Solutions Inc.COM1,682$201.9K<0.1%+1,682NewHistory
Pacer FDS Tr69374H717LUNT LRG CP ALTR4,997$202.2K<0.1%+4,997New–
HOFTHooker Furnishings CorpCOM10,850$202.9K<0.1%−9,000−45.3%ReducedHistory
DNPDNP Select Income Fund IncCOM18,114$203.8K<0.1%−8,780−32.6%ReducedHistory
First Trust Financials Alphadex Fund33734X135ETF4,986$204.2K<0.1%+4,986New–
PLTRPalantir Technologies Inc.Stock31,891$204.7K<0.1%−12,486−28.1%ReducedHistory
RBLXRoblox CorpStock7,206$205.1K<0.1%−1,783−19.8%ReducedHistory
CDNSCadence Design Systems IncStock1,278$205.3K<0.1%+1,278NewHistory
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF8,192$205.4K<0.1%+8,192New–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF5,036$206.0K<0.1%−497−9.0%Reduced–
BBYBest Buy Co IncStock2,573$206.4K<0.1%+2,573NewHistory
DHIHorton D R IncCOM2,320$206.8K<0.1%+2,320NewHistory
BGSB&G Foods, Inc.COM18,609$207.5K<0.1%−2,902−13.5%ReducedHistory
iShares Tr46435U440USD GRN BOND ETF4,518$207.7K<0.1%+4,518New–
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST2,930$209.8K<0.1%+2,930New–
CLColgate Palmolive CoStock2,672$210.5K<0.1%+2,672NewHistory
VanEck ETF Trust92189F171GREEN BOND ETF9,184$211.1K<0.1%−2,343−20.3%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT7,822$211.3K<0.1%+7,822New–
iShares Tr464289479CORE LT USDB ETF4,168$212.2K<0.1%−326−7.3%Reduced–
DKSDick's Sporting Goods, Inc.Stock1,769$212.8K<0.1%+1,769NewHistory
LRCXLam Research CorpCOM509$213.9K<0.1%+509NewHistory
iShares Tr464288869MICRO-CAP ETF1,985$214.0K<0.1%+1,985New–
CACICACI International IncCL A714$214.6K<0.1%+714NewHistory
iShares Tr464287119MORNINGSTAR GRWT4,415$214.9K<0.1%00.0%Unchanged–
iShares Tr46435G243ESG AWRE 1 5 YR9,046$215.0K<0.1%+9,046New–
Cambria ETF Tr132061508GLB MOMENT ETF7,600$215.2K<0.1%+7,600New–
iShares Tr46435G193ESG AWRE USD ETF9,657$215.3K<0.1%−1,053−9.8%Reduced–
Vanguard Morningstar Large-Cap ETF922908637ETF1,238$215.6K<0.1%+1,238New–
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF7,976$216.6K<0.1%−1,430−15.2%Reduced–
Alps ETF Tr00162Q387OSHARES US QUALT5,306$219.8K<0.1%+5,306New–
SNPSSynopsys IncCOM692$220.9K<0.1%+692NewHistory
GLDMWorld Gold TrustSPDR GLD MINIS6,107$221.0K<0.1%+6,107NewHistory
AJGArthur J. Gallagher & Co.COM1,177$221.9K<0.1%−259−18.0%ReducedHistory
iShares Tr464287630RUS 2000 VAL ETF1,601$222.0K<0.1%+1,601New–
SPDR Ser Tr78464A813S&P 600 SML CAP2,707$222.6K<0.1%+2,707New–
VanEck ETF Trust92189F486IG FLOA RATE ETF8,949$222.6K<0.1%+186+2.1%Added–
AXAxos Financial, Inc.COM5,860$224.0K<0.1%−106−1.8%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,766$224.0K<0.1%+9,766New–
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI2,746$224.1K<0.1%+2,746New–
GPCGenuine Parts CoStock1,293$224.3K<0.1%+1,293NewHistory
OXYOccidental Petroleum CorpStock3,574$225.1K<0.1%+39+1.1%AddedHistory
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF3,519$226.4K<0.1%−3,158−47.3%Reduced–
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,404$226.6K<0.1%+2,404New–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS8,122$227.1K<0.1%+8,122New–
DJPBarclays Bank PLCDJUBS CMDT ETN366,737$227.1K<0.1%−1,000−12.9%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW859$227.9K<0.1%+859NewHistory
iShares Tr46434V647GLOBAL REIT ETF10,042$228.1K<0.1%−490−4.7%Reduced–
AMEAmetek IncCOM1,637$228.7K<0.1%+1,637NewHistory
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,515$229.0K<0.1%00.0%Unchanged–
iShares Tr464287689RUSSELL 3000 ETF1,038$229.1K<0.1%+1,038New–
ICEIntercontinental Exchange, Inc.Stock2,239$229.7K<0.1%−1,166−34.2%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,504$230.9K<0.1%00.0%Unchanged–
SRSpire IncCOM3,394$233.7K<0.1%+3,394NewHistory
iShares Tr46435G672CORE INTL AGGR4,923$234.1K<0.1%−4,033−45.0%Reduced–
CMGChipotle Mexican Grill IncCOM169$234.5K<0.1%+5+3.0%AddedHistory
TSCOTractor Supply CoCOM1,043$234.7K<0.1%+1,043NewHistory
Simplify Exchange Traded Fun82889N202US EQT PLS DWNSD9,682$234.8K<0.1%+9,682New–
NLYAnnaly Capital Management IncREIT11,256$237.3K<0.1%−1,076−8.7%ReducedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN1009,948$237.9K<0.1%−6,807−40.6%Reduced–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q4 2022
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$246.2K
SPYSPDR S&P 500 ETF TrustETF$152.2K–

Sold out since Q3 2022 (76)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
iShares Tr46435G334MSCI UK ETF NEW54,516$1.43M0.1%–
TAGSTeucrium Commodity TrustAGRICULTURE FD41,567$1.29M0.1%History
ProShares Tr74347R107PSHS ULT S&P 50029,167$1.16M0.1%–
Principal Exchange Traded FD74255Y607PRIN U S SMALL21,958$808.0K<0.1%–
DBX ETF Tr233051630XTRACK MSCI EAFE43,213$786.0K<0.1%–
BRGBluerock Residential Growth REIT, Inc.COM CL A27,907$747.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE37,292$674.0K<0.1%–
Vanguard Emerging Markets Government Bond ETF921946885ETF10,246$589.0K<0.1%–
DREDuke Realty CorpCOM NEW11,665$562.0K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY22,634$556.0K<0.1%–
First Tr Exchange Traded FD33734X812INDXX GLOBAL AGR20,497$546.0K<0.1%–
TWTRTwitter, Inc.COM11,680$512.0K<0.1%History
Global X FDS37954Y376RATE PREFERRED20,977$493.0K<0.1%–
Global X FDS37954Y475S&P 500 COVERED12,189$465.0K<0.1%–
Fidelity MSCI Utilities Index ETF316092865ETF10,922$461.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF6,266$450.0K<0.1%–
WECWec Energy Group, Inc.Stock4,556$407.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF4,356$404.0K<0.1%–
COINCoinbase Global, Inc.COM CL A6,159$397.0K<0.1%History
Direxion Shs ETF Tr25460G773WORK FROM HOME9,340$396.0K<0.1%–
BZHBeazer Homes USA IncCOM NEW39,080$378.0K<0.1%History
SYNASYNAPTICS IncStock3,750$371.0K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT32,027$364.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD4,866$356.0K<0.1%–
VIXYProShares Trust IIVIX SH TRM FUTRS20,404$349.0K<0.1%History
SPDR Series Trust78464A607ST STR DOW REIT3,882$327.0K<0.1%–
ZMZoom Communications, Inc.Stock4,277$315.0K<0.1%History
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN6,507$313.0K<0.1%–
ROKURoku, IncCOM CL A5,164$291.0K<0.1%History
MUMicron Technology IncStock5,650$283.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM3,575$272.0K<0.1%History
PFGPrincipal Financial Group IncCOM3,739$270.0K<0.1%History
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF7,797$266.0K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF3,904$258.0K<0.1%–
iShares Tr464287333GLOBAL FINLS ETF4,162$255.0K<0.1%–
FLGTFulgent Genetics, Inc.COM6,700$255.0K<0.1%History
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,477$254.0K<0.1%–
FISFidelity National Information Services, Inc.Stock3,348$253.0K<0.1%History
CEGConstellation Energy CorpStock2,897$241.0K<0.1%History
MCHPMicrochip Technology IncStock3,921$239.0K<0.1%History
FBINFortune Brands Innovations, Inc.COM4,453$239.0K<0.1%History
DBX ETF Tr233051267XTRACKERS LOW5,376$233.0K<0.1%–
Innovator ETFs Trust45782C318US EQTY PWR BUF8,533$229.0K<0.1%–
EQIXEquinix IncCOM395$225.0K<0.1%History
MTBM&T Bank CorpCOM1,272$224.0K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,966$221.0K<0.1%–
NTRNutrien Ltd.COM2,640$220.0K<0.1%History
ESSEssex Property Trust, Inc.COM901$218.0K<0.1%History
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,479$216.0K<0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,646$213.0K<0.1%–
TWLOTwilio IncCL A3,074$213.0K<0.1%History
SHELShell plcADR4,243$211.0K<0.1%History
Vanguard Consumer Discretionary ETF92204A108ETF891$209.0K<0.1%–
KMXCarMax IncCOM3,113$206.0K<0.1%History
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,592$204.0K<0.1%–
WELLWelltower Inc.REIT3,139$202.0K<0.1%History
AONAon plcCL A753$202.0K<0.1%History
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM13,740$201.0K<0.1%History
TTDTrade Desk, Inc.Stock3,354$200.0K<0.1%History
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR13,813$170.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF15,422$166.0K<0.1%History
NIONIO Inc.ADR10,064$159.0K<0.1%History
IQIInvesco Quality Municipal Income TrustCOM17,181$157.0K<0.1%History
ECEcopetrol S.A.SPONSORED ADS13,213$118.0K<0.1%History
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK10,776$116.0K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW10,712$114.0K<0.1%History
Transglobe Energy Corp893662106COM35,200$94.0K<0.1%–
DSXDiana Shipping Inc.COM24,895$90.0K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS19,368$82.0K<0.1%–
SIDNational Steel CoSPONSORED ADR29,835$71.0K<0.1%History
TELLTellurian Inc.COM29,210$70.0K<0.1%History
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF12,215$67.0K<0.1%–
NWGNatWest Group plcSPONS ADR10,536$53.0K<0.1%History
SANBanco Santander, S.A.ADR14,963$35.0K<0.1%History
APWCAsia Pacific Wire & Cable Corp LtdORD11,013$17.0K<0.1%History
FIRYFiry Inc.COM11,925$12.0K<0.1%History