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Livermore
Livermore
ZHEN

Mutual Advisors, LLC

SEC CIK
0001694080
Latest filing
Aug 14, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 3, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
867
+46 vs. Q2 2022
Portfolio value
$1.91B
+$403.0M (+26.7%) vs. Q2 2022
Filed
Nov 3, 2022
SEC
Holdings of Mutual Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AQMSAqua Metals, Inc.COM10,000$8.00K<0.1%00.0%UnchangedHistory
TIOTingo Group, Inc.COM11,669$8.00K<0.1%00.0%UnchangedHistory
TONXTON Strategy CoCOM17,500$8.00K<0.1%00.0%UnchangedHistory
UAVSAgEagle Aerial Systems Inc.COM23,057$11.0K<0.1%00.0%UnchangedHistory
FIRYFiry Inc.COM11,925$12.0K<0.1%00.0%UnchangedHistory
APWCAsia Pacific Wire & Cable Corp LtdORD11,013$17.0K<0.1%+11,013NewHistory
SANBanco Santander, S.A.ADR14,963$35.0K<0.1%−2,300−13.3%ReducedHistory
TCRTAlaunos Therapeutics, Inc.COM22,095$38.0K<0.1%−15,000−40.4%ReducedHistory
EVCEntravision Communications CorpCL A10,100$40.0K<0.1%00.0%UnchangedHistory
NWGNatWest Group plcSPONS ADR10,536$53.0K<0.1%+10,536NewHistory
QSIQuantum-Si IncCOM CL A21,439$59.0K<0.1%+931+4.5%AddedHistory
AEGAegon Ltd.NY REGISTRY SHS16,207$64.0K<0.1%+475+3.0%AddedHistory
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF12,215$67.0K<0.1%+12,215New–
DHFBNY Mellon High Yield Strategies FundSH BEN INT33,370$70.0K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM29,210$70.0K<0.1%−3,300−10.2%ReducedHistory
SIDNational Steel CoSPONSORED ADR29,835$71.0K<0.1%+5,100+20.6%AddedHistory
UNITUniti Group Inc.COM10,940$76.0K<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS19,368$82.0K<0.1%+19,368New–
DSXDiana Shipping Inc.COM24,895$90.0K<0.1%+24,895NewHistory
Transglobe Energy Corp893662106COM35,200$94.0K<0.1%+35,200New–
NUVNuveen Municipal Value Fund IncCOM12,042$102.0K<0.1%+12,042NewHistory
HDSNHudson Technologies IncCOM15,200$112.0K<0.1%+15,200NewHistory
GNLGlobal Net Lease, Inc.COM NEW10,712$114.0K<0.1%+10,712NewHistory
FBRTFranklin BSP Realty Trust, Inc.COMMON STOCK10,776$116.0K<0.1%+10,776NewHistory
ECEcopetrol S.A.SPONSORED ADS13,213$118.0K<0.1%+13,213NewHistory
DHYUBS Asset Management High Yield Credit FundSH BEN INT75,570$133.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999919,473$137.0K<0.1%−3,122−13.8%ReducedHistory
Flagstar Bank, National Association649445103COM17,138$146.0K<0.1%+1,000+6.2%Added–
MITKMitek Systems IncCOM NEW16,487$151.0K<0.1%00.0%UnchangedHistory
IQIInvesco Quality Municipal Income TrustCOM17,181$157.0K<0.1%+124+0.7%AddedHistory
NIONIO Inc.ADR10,064$159.0K<0.1%+10,064NewHistory
EOTEaton Vance National Municipal Opportunities TrustCOM SHS10,000$165.0K<0.1%00.0%UnchangedHistory
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF15,422$166.0K<0.1%−9,210−37.4%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR13,813$170.0K<0.1%+13,813NewHistory
CPSCooper-Standard Holdings Inc.COM30,000$175.0K<0.1%00.0%UnchangedHistory
EIMEaton Vance Municipal Bond FundCOM20,535$199.0K<0.1%+5,500+36.6%AddedHistory
TTDTrade Desk, Inc.Stock3,354$200.0K<0.1%+3,354NewHistory
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM13,740$201.0K<0.1%−100−0.7%ReducedHistory
WELLWelltower Inc.REIT3,139$202.0K<0.1%+3,139NewHistory
AONAon plcCL A753$202.0K<0.1%+753NewHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM24,905$202.0K<0.1%+6,537+35.6%AddedHistory
SBRASabra Health Care REIT, Inc.REIT15,458$203.0K<0.1%+15,458NewHistory
ProShares Tr74347B367DECLINE RETAIL12,232$203.0K<0.1%+12,232New–
AXAxos Financial, Inc.COM5,966$204.0K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,592$204.0K<0.1%−11,561−71.6%Reduced–
SPDR Series Trust78468R721STATE STREET SPD4,650$205.0K<0.1%+4,650New–
BHPBHP Group LtdADR4,113$206.0K<0.1%+4,113NewHistory
KMXCarMax IncCOM3,113$206.0K<0.1%−266−7.9%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF891$209.0K<0.1%00.0%Unchanged–
DGXQuest Diagnostics IncCOM1,703$209.0K<0.1%+32+1.9%AddedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF7,914$210.0K<0.1%00.0%Unchanged–
SHELShell plcADR4,243$211.0K<0.1%+4,243NewHistory
PNWPinnacle West Capital CorpCOM3,271$211.0K<0.1%+3,271NewHistory
NLYAnnaly Capital Management IncREIT12,332$212.0K<0.1%+3,307+36.6%AddedConverted for a 1-for-4 splitHistory
HWMHowmet Aerospace Inc.Stock6,885$213.0K<0.1%+35+0.5%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,646$213.0K<0.1%−102−2.7%Reduced–
iShares Tr464287119MORNINGSTAR GRWT4,415$213.0K<0.1%00.0%Unchanged–
TWLOTwilio IncCL A3,074$213.0K<0.1%+189+6.6%AddedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF5,533$214.0K<0.1%+552+11.1%Added–
First Tr Exchng Traded FD VI33740U810FT VEST U.S7,267$214.0K<0.1%+7,267New–
MOHMolina Healthcare, Inc.COM653$215.0K<0.1%+653NewHistory
First Tr Exchng Traded FD VI33740F763FT VEST US EQT6,479$216.0K<0.1%+6,479New–
OXYOccidental Petroleum CorpStock3,535$217.0K<0.1%−4,036−53.3%ReducedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF8,763$218.0K<0.1%+8,763New–
ESSEssex Property Trust, Inc.COM901$218.0K<0.1%+901NewHistory
AIGAmerican International Group, Inc.Stock4,615$219.0K<0.1%−133−2.8%ReducedHistory
Northern LTS FD Tr IV66538H278MAIN THEMATC IN17,550$220.0K<0.1%−1,268−6.7%Reduced–
NTRNutrien Ltd.COM2,640$220.0K<0.1%+2,640NewHistory
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF3,966$221.0K<0.1%−1,445−26.7%Reduced–
iShares Tr464288281JPMORGAN USD EMG2,792$222.0K<0.1%−2,470−46.9%Reduced–
iShares Tr46434V647GLOBAL REIT ETF10,532$224.0K<0.1%+10,532New–
MTBM&T Bank CorpCOM1,272$224.0K<0.1%+1,272NewHistory
iShares Russell 2000 Growth ETF464287648ETF1,089$225.0K<0.1%+49+4.7%Added–
iShares Tr464288208MRGSTR MD CP ETF4,184$225.0K<0.1%+155+3.8%Added–
EQIXEquinix IncCOM395$225.0K<0.1%+395NewHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,504$226.0K<0.1%00.0%Unchanged–
iShares Tr464289479CORE LT USDB ETF4,494$226.0K<0.1%−1,122−20.0%Reduced–
Dimensional ETF Trust25434V872CORE FIXE IN ETF5,515$226.0K<0.1%00.0%Unchanged–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM11,233$227.0K<0.1%+256+2.3%AddedHistory
Innovator ETFs Trust45782C318US EQTY PWR BUF8,533$229.0K<0.1%+8,533New–
SUNSunoco LPCOM UT REP LP5,899$230.0K<0.1%+21+0.4%AddedHistory
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF9,406$231.0K<0.1%00.0%Unchanged–
FCXFreeport-McMoran IncStock8,475$232.0K<0.1%+343+4.2%AddedHistory
DBX ETF Tr233051267XTRACKERS LOW5,376$233.0K<0.1%+5,376New–
iShares Tr46435G193ESG AWRE USD ETF10,710$233.0K<0.1%+1,020+10.5%Added–
iShares Tr46435G268RUSEL 2500 ETF4,681$233.0K<0.1%+4,681New–
Cambria ETF Tr132061607GLB ASSET ALLO9,413$236.0K<0.1%00.0%Unchanged–
Capital Group Growth ETF14020G101SHS CREAT UNIT12,202$238.0K<0.1%+12,202New–
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF9,698$239.0K<0.1%00.0%Unchanged–
MCHPMicrochip Technology IncStock3,921$239.0K<0.1%+3,921NewHistory
FBINFortune Brands Innovations, Inc.COM4,453$239.0K<0.1%+4,453NewHistory
SALSalisbury Bancorp, Inc.COM9,956$239.0K<0.1%00.0%UnchangedConverted for a 2-for-1 splitHistory
CEGConstellation Energy CorpStock2,897$241.0K<0.1%+2,897NewHistory
State Street SPDR S&P Bank ETF78464A797ETF5,472$242.0K<0.1%−435−7.4%Reduced–
iShares Tr464288760US AER DEF ETF2,663$243.0K<0.1%00.0%Unchanged–
YUMYum Brands IncStock2,308$245.0K<0.1%+2,308NewHistory
Vanguard Communication Services ETF92204A884ETF2,971$245.0K<0.1%+392+15.2%Added–
CMGChipotle Mexican Grill IncCOM164$246.0K<0.1%+164NewHistory
AJGArthur J. Gallagher & Co.COM1,436$246.0K<0.1%+1,436NewHistory
CLXClorox CoStock1,942$249.0K<0.1%−3−0.2%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Mutual Advisors, LLC in Q3 2022
SecurityClassPutsCalls
TSLATesla, Inc.Stock–$1.89M
SPYSPDR S&P 500 ETF TrustETF$281.0K–

Sold out since Q2 2022 (71)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Mutual Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Invesco QQQ Trust Series I46090E103ETF58,270$16.3M1.1%–
iShares S&P Mid-Cap 400 Value ETF464287705ETF18,467$1.74M0.1%–
Vanguard S&P 500 Value ETF921932703ETF12,754$1.69M0.1%–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL10,928$1.68M0.1%–
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL11,587$1.68M0.1%–
TGTTarget CorpStock11,809$1.67M0.1%History
ProShares Tr74347X849SHRT 20+YR TRE71,470$1.43M0.1%–
GSKGSK plcSPONSORED ADR32,823$1.43M0.1%History
RTXRTX CorpStock14,386$1.38M0.1%History
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF19,398$1.36M0.1%–
Kraneshares Tr500767736QUADRTC INT RT47,807$1.21M0.1%–
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX77,862$1.15M0.1%–
MTORMeritor, Inc.COM26,402$959.0K0.1%History
Ssga Active ETF Tr78467V608ST STR BL LN ETF20,540$855.0K0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH5,841$792.0K0.1%–
MTArcelorMittalNY REGISTRY SH33,010$746.0K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT22,718$605.0K<0.1%History
Franklin Templeton ETF Tr35473P868FRANKLIN DYN MUN23,705$561.0K<0.1%–
CVICVR Energy IncCOM15,785$529.0K<0.1%History
MTWManitowoc Co IncCOM NEW46,740$492.0K<0.1%History
FLRFluor CorpStock20,140$490.0K<0.1%History
J P Morgan Exchange Traded F46641Q324INTERNL GWT9,239$477.0K<0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF3,451$438.0K<0.1%–
Tenneco Inc880349105CL A VTG COM STK25,100$431.0K<0.1%–
iShares Tr46435G516ESG AW MSCI EAFE6,313$396.0K<0.1%–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT9,685$370.0K<0.1%History
STXSeagate Technology Holdings plcORD SHS4,696$335.0K<0.1%History
First Trust Financials Alphadex Fund33734X135ETF8,541$332.0K<0.1%–
DBX ETF Tr233051879XTRACK HRVST CSI9,382$321.0K<0.1%–
TTETotalEnergies SESPONSORED ADS5,701$300.0K<0.1%History
Signature BK New York N Y82669G104COM1,650$296.0K<0.1%–
SMGScotts Miracle-Gro CoStock3,722$294.0K<0.1%History
VIRTVirtu Financial, Inc.CL A12,252$287.0K<0.1%History
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF5,736$286.0K<0.1%–
BCEBce IncCOM NEW5,709$281.0K<0.1%History
VALEVale S.A.SPONSORED ADS18,334$268.0K<0.1%History
BMOBank of MontrealCOM2,735$263.0K<0.1%History
EGEverest Group, Ltd.COM937$263.0K<0.1%History
NXPINXP Semiconductors N.V.COM1,764$261.0K<0.1%History
BIDUBaidu, Inc.ADR1,728$257.0K<0.1%History
Flexshares Tr33939L803M STAR DEV MKT4,413$254.0K<0.1%–
SIMOSilicon Motion Technology CORPSPONSORED ADR3,026$253.0K<0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD12,156$248.0K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,840$246.0K<0.1%–
NGGNational Grid PLCSPONSORED ADR NE3,676$238.0K<0.1%History
OLNOLIN CorpStock5,056$234.0K<0.1%History
OGNOrganon & Co.Stock6,812$230.0K<0.1%History
VanEck Semiconductor ETF92189F676ETF1,115$227.0K<0.1%–
URIUnited Rentals, Inc.COM929$226.0K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW3,662$226.0K<0.1%History
SPDR Series Trust78464A144ST STR CORPO ETF7,457$221.0K<0.1%–
First Tr Exch TRD Alphdx FD33737J117EUROPE ALPHADEX7,026$220.0K<0.1%–
HRIHerc Holdings IncCOM2,437$220.0K<0.1%History
Alps ETF Tr00162Q387OSHARES US QUALT5,356$216.0K<0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS5,973$214.0K<0.1%History
FNVFranco Nevada CorpStock1,611$212.0K<0.1%History
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS9,111$212.0K<0.1%–
iShares Tr464287630RUS 2000 VAL ETF1,520$207.0K<0.1%–
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF8,192$206.0K<0.1%–
EWEdwards Lifesciences CorpStock2,161$205.0K<0.1%History
TRVTravelers Companies, Inc.Stock1,212$205.0K<0.1%History
SPDR Ser Tr78464A813S&P 600 SML CAP2,554$205.0K<0.1%–
First Tr Exchange Traded FD33738R118NASD TECH DIV4,048$203.0K<0.1%–
EPREpr PropertiesCOM SH BEN INT4,313$202.0K<0.1%History
Investment Managers Ser Tr I46141T117AXS ASTORIA INFL8,699$202.0K<0.1%–
ProShares Tr74348A814INFLATN EXPECTNS6,500$201.0K<0.1%–
ATSGAir Transport Services Group, Inc.COM6,964$200.0K<0.1%History
AGNTAGNT, Inc.COM15,648$184.0K<0.1%History
BNGOBionano Genomics, Inc.COM15,100$21.0K<0.1%History
SNDLSNDL Inc.COM55,400$18.0K<0.1%History
TRVNTrevena IncCOM30,000$12.0K<0.1%History