Skip to main content
Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 10, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
623
+18 vs. Q3 2023
Portfolio value
$1.38B
+$172.8M (+14.4%) vs. Q3 2023
Filed
Jan 10, 2024
SEC
Holdings of Flagship Harbor Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,000$2.49K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM15,700$11.9K<0.1%+15,700NewHistory
RIGLRigel Pharmaceuticals IncCOM NEW10,000$14.5K<0.1%00.0%UnchangedHistory
SCYXScynexis IncCOM NEW17,750$39.6K<0.1%−5,750−24.5%ReducedHistory
MVISMicrovision, Inc.COM NEW17,000$45.2K<0.1%00.0%UnchangedHistory
AZIOAzio AI Holdings, Inc.COM34,415$46.8K<0.1%+34,415NewHistory
GERNGeron CorpCOM23,093$48.7K<0.1%+2,470+12.0%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM24,000$76.6K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT21,050$79.1K<0.1%−7,850−27.2%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM11,904$80.5K<0.1%+11,904NewHistory
Ea Series Trust02072L714BRIDGEWAY BLUE10,523$109.2K<0.1%00.0%Unchanged–
OSUROrasure Technologies IncCOM13,663$112.0K<0.1%+13,663NewHistory
BBDCBarings BDC, Inc.COM13,657$117.2K<0.1%+87+0.6%AddedHistory
VTRSViatris IncStock11,639$126.0K<0.1%+11,639NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM17,037$133.6K<0.1%−106−0.6%ReducedHistory
HLNHaleon plcADR16,521$136.0K<0.1%+2,171+15.1%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock12,505$142.3K<0.1%−532−4.1%ReducedHistory
ACTGAcacia Research CorpACACIA TCH COM40,000$156.8K<0.1%00.0%UnchangedHistory
FLZHFlash Sports & Media Holdings, Inc.COM NEW125,863$176.2K<0.1%−3,189−2.5%ReducedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund15,657$183.3K<0.1%+4,607+41.7%AddedHistory
EOIEaton Vance Enhanced Equity Income FundCOM11,997$198.9K<0.1%−1,276−9.6%ReducedHistory
PHDPioneer Floating Rate Fund, Inc.COM21,828$200.2K<0.1%−1,710−7.3%ReducedHistory
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET2,210$201.2K<0.1%+2,210NewHistory
KKRKKR & Co. Inc.COM2,445$202.5K<0.1%+2,445NewHistory
MRVLMarvell Technology, Inc.COM3,367$203.1K<0.1%+3,367NewHistory
IPGInterpublic Group of Companies, Inc.COM6,248$203.9K<0.1%+6,248NewHistory
iShares Russell 2000 Growth ETF464287648ETF812$204.8K<0.1%−215−20.9%Reduced–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM26,583$205.2K<0.1%−7,188−21.3%ReducedHistory
NWSANews CorpCL A8,372$205.5K<0.1%−3,253−28.0%ReducedHistory
GLWCorning IncCOM6,775$206.3K<0.1%−721−9.6%ReducedHistory
MKCMcCormick & Co IncStock3,018$206.5K<0.1%+3,018NewHistory
State Street SPDR S&P Semiconductor ETF78464A862ETF919$206.6K<0.1%+919New–
GMGeneral Motors CoCOM5,752$206.6K<0.1%+5,752NewHistory
INFYInfosys LtdSPONSORED ADR11,267$207.1K<0.1%+118+1.1%AddedHistory
BAXBaxter International IncStock5,368$207.5K<0.1%−138−2.5%ReducedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,133$208.8K<0.1%−261−5.9%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF3,992$209.3K<0.1%+3,992New–
FSCOFS Credit Opportunities Corp.COMMON STOCK37,051$210.1K<0.1%+1,410+4.0%AddedHistory
NGVTIngevity CorpCOM4,454$210.3K<0.1%−1,023−18.7%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM240$210.8K<0.1%+240NewHistory
UTHRUnited Therapeutics CorpCOM959$210.9K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF4,039$211.5K<0.1%−1,613−28.5%Reduced–
MCHPMicrochip Technology IncStock2,354$212.3K<0.1%+2,354NewHistory
PKGPackaging Corp of AmericaStock1,317$214.5K<0.1%+1,317NewHistory
COINCoinbase Global, Inc.COM CL A1,234$214.6K<0.1%+1,234NewHistory
Global X FDS37954Y459RUSSELL 200012,890$215.8K<0.1%+1,292+11.1%Added–
Davis Fundamental ETF Tr23908L108SELECT FINL7,162$216.8K<0.1%+7,162New–
GEHCGE HealthCare Technologies Inc.Stock2,820$218.0K<0.1%+2,820NewHistory
TOLToll Brothers, Inc.COM2,121$218.1K<0.1%+2,121NewHistory
VLTOVeralto CorpStock2,664$219.1K<0.1%+2,664NewHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,104$219.8K<0.1%−133−5.9%Reduced–
FNVFranco Nevada CorpStock1,988$220.3K<0.1%+33+1.7%AddedHistory
CTASCintas CorpStock366$220.4K<0.1%+366NewHistory
NEMNEWMONT CorpStock5,327$220.5K<0.1%−595−10.0%ReducedHistory
TREXTrex Co IncCOM2,677$221.6K<0.1%+2,677NewHistory
CHTRCharter Communications, Inc.CL A571$222.0K<0.1%−15−2.6%ReducedHistory
TGTTarget CorpStock1,568$223.3K<0.1%+1,568NewHistory
MKTXMarketaxess Holdings IncCOM766$224.4K<0.1%+766NewHistory
WECWec Energy Group, Inc.Stock2,667$224.5K<0.1%−8−0.3%ReducedHistory
BAHBooz Allen Hamilton Holding CorpCL A1,765$225.7K<0.1%+1,765NewHistory
ELVElevance Health, Inc.Stock479$225.9K<0.1%−19−3.8%ReducedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP2,418$226.8K<0.1%+2,418New–
NETCloudflare, Inc.CL A COM2,730$227.3K<0.1%+2,730NewHistory
BNBROOKFIELD CorpCL A LTD VT SH5,707$228.9K<0.1%+5,707NewHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST70,911$229.0K<0.1%−2,535−3.5%Reduced–
PIMCO Equity Ser72201T342RAFI ESG US7,106$231.1K<0.1%+7,106New–
FVRRFiverr International Ltd.ORD SHS8,593$233.9K<0.1%+8,593NewHistory
CORCencora, Inc.Stock1,144$234.9K<0.1%+1,144NewHistory
CBOECboe Global Markets, Inc.COM1,317$235.1K<0.1%+1,317NewHistory
SMARSmartsheet IncCOM CL A4,924$235.5K<0.1%+4,924NewHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,141$236.9K<0.1%−140−6.1%Reduced–
TTWOTake Two Interactive Software IncCOM1,472$237.0K<0.1%−23−1.5%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF5,111$238.3K<0.1%+557+12.2%Added–
FLGTFulgent Genetics, Inc.COM8,287$239.6K<0.1%−250−2.9%ReducedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF12,639$239.6K<0.1%+537+4.4%Added–
STLDSteel Dynamics IncCOM2,033$240.1K<0.1%+116+6.1%AddedHistory
WSTWest Pharmaceutical Services IncCOM682$240.2K<0.1%−13−1.9%ReducedHistory
CEGConstellation Energy CorpStock2,078$242.9K<0.1%+2,078NewHistory
VRSNVerisign IncCOM1,184$243.9K<0.1%−107−8.3%ReducedHistory
DXCMDexcom IncCOM1,966$244.0K<0.1%+1,966NewHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,491$245.1K<0.1%+23+1.6%Added–
LYBLyondellBasell Industries N.V.SHS - A -2,597$246.9K<0.1%+2,597NewHistory
KMIKinder Morgan, Inc.Stock14,147$249.5K<0.1%−311−2.2%ReducedHistory
GDGeneral Dynamics CorpStock972$252.4K<0.1%+7+0.7%AddedHistory
RBB FD Inc74933W627MOTLEY FOOL MID10,028$253.8K<0.1%+73+0.7%Added–
PHParker-Hannifin CorpStock552$254.4K<0.1%+552NewHistory
ALLAllstate CorpStock1,820$254.7K<0.1%+5+0.3%AddedHistory
VALEVale S.A.SPONSORED ADS16,075$255.0K<0.1%+4,282+36.3%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER31,897$257.7K<0.1%+248+0.8%AddedHistory
LINLinde PLCStock628$258.1K<0.1%+61+10.8%AddedHistory
GDDYGoDaddy Inc.CL A2,444$259.5K<0.1%+2,444NewHistory
WWWW International, Inc.COM29,717$260.0K<0.1%+200+0.7%AddedHistory
TYLTyler Technologies IncCOM622$260.1K<0.1%−103−14.2%ReducedHistory
APPNAppian CorpCL A6,968$262.4K<0.1%+500+7.7%AddedHistory
ANETArista Networks, Inc.COM1,117$263.1K<0.1%+6+0.5%AddedHistory
DDDuPont de Nemours, Inc.COM3,420$263.1K<0.1%−82−2.3%ReducedHistory
USOUnited States Oil Fund, LPUNITS3,949$263.2K<0.1%00.0%UnchangedHistory
Vanguard World FD921910840MEGA CAP VAL ETF2,439$266.8K<0.1%−64−2.6%Reduced–
SYYSysco CorpStock3,650$266.9K<0.1%−503−12.1%ReducedHistory
GISGeneral Mills IncStock4,111$267.8K<0.1%−59−1.4%ReducedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q4 2023
SecurityClassPutsCalls
FS KKR Cap Corp302635906CALL–$4.50K
Invesco QQQ Tr46090E953PUT$375–

Sold out since Q3 2023 (47)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
SPDR Series Trust78464A755ST STR SP METAL273,250$14.3M1.2%–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE332,730$14.1M1.2%–
SPDR Index Shs FDS78463X475ST STR MSCI GLB131,188$6.62M0.6%–
iShares Tr4642874407-10 YR TRSY BD42,257$3.87M0.3%–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM69,208$3.17M0.3%–
Simplify Exchange Traded Fun82889N764HEDGED EQUITY114,625$2.79M0.2%–
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM225,926$1.61M0.1%History
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF23,308$1.53M0.1%–
ATVIActivision Blizzard, Inc.COM8,575$802.9K0.1%History
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF37,619$746.0K0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF16,557$694.2K0.1%–
VanEck ETF Trust92189H409HIGH YLD MUNIETF11,693$573.8K<0.1%–
SPDR Index Shs FDS78463X855S&P GBLINF ETF9,599$472.8K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,626$449.2K<0.1%–
DLRDigital Realty Trust, Inc.COM3,359$406.5K<0.1%History
SPDR Index Shs FDS78463X772ST S&P INTL ETF12,154$399.9K<0.1%–
Ssga Active ETF Tr78467V103ST STR REAL ETF14,218$383.3K<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE13,796$374.3K<0.1%–
SPDR Series Trust78464A292ST STR PFD ETF10,953$355.5K<0.1%–
LVSLas Vegas Sands CorpCOM7,218$330.9K<0.1%History
VFCV F CorpStock18,419$325.5K<0.1%History
SPDR Series Trust78464A607ST STR DOW REIT3,856$319.8K<0.1%–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,725$305.4K<0.1%–
SPDR Index Shs FDS78463X418ST STR MSCI WLD2,898$293.6K<0.1%–
EQIXEquinix IncCOM403$292.3K<0.1%History
MLMMartin Marietta Materials IncCOM699$287.0K<0.1%History
Invesco Exch Traded FD Tr II46138E586KBW PPTY CASUT3,311$278.5K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR14,796$267.5K<0.1%–
LENLennar CorpCL A2,359$264.7K<0.1%History
DGDollar General CorpCOM2,389$252.8K<0.1%History
ACLSAxcelis Technologies IncStock1,550$252.7K<0.1%History
LWLamb Weston Holdings, Inc.Stock2,650$245.1K<0.1%History
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV12,254$235.1K<0.1%–
MGMMGM Resorts InternationalStock6,253$229.9K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,884$223.3K<0.1%–
CMCCommercial Metals CoStock4,466$220.7K<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF4,400$215.1K<0.1%–
ITGartner IncCOM618$212.4K<0.1%History
Global X Uranium ETF37954Y871ETF7,830$211.7K<0.1%–
PNRPENTAIR plcSHS3,200$207.2K<0.1%History
DDominion Energy, IncStock4,630$206.8K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM11,399$195.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM15,977$98.6K<0.1%–
PLUGPlug Power IncStock11,088$84.3K<0.1%History
CDTXCidara Therapeutics, Inc.COM30,011$28.3K<0.1%History
CMPXCompass Therapeutics, Inc.COM11,000$21.7K<0.1%History
Cybin Ord23256X100COM11,500$6.11K<0.1%–