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Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 17, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
605
−9 vs. Q2 2023
Portfolio value
$1.20B
−$8.36M (−0.7%) vs. Q2 2023
Filed
Oct 17, 2023
SEC
Holdings of Flagship Harbor Advisors, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,000$3.69K<0.1%00.0%UnchangedHistory
Cybin Ord23256X100COM11,500$6.11K<0.1%+11,500New–
RIGLRigel Pharmaceuticals IncCOM NEW10,000$10.8K<0.1%00.0%UnchangedHistory
CMPXCompass Therapeutics, Inc.COM11,000$21.7K<0.1%00.0%UnchangedHistory
CDTXCidara Therapeutics, Inc.COM30,011$28.3K<0.1%+30,011NewHistory
MVISMicrovision, Inc.COM NEW17,000$37.2K<0.1%00.0%UnchangedHistory
GERNGeron CorpCOM20,623$43.7K<0.1%+500+2.5%AddedHistory
SCYXScynexis IncCOM NEW23,500$53.6K<0.1%00.0%UnchangedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM24,000$67.0K<0.1%+24,000NewHistory
PLUGPlug Power IncStock11,088$84.3K<0.1%+200+1.8%AddedHistory
Nuveen PFD & Incm Securties67072C105COM15,977$98.6K<0.1%−1,666−9.4%Reduced–
Ea Series Trust02072L714BRIDGEWAY BLUE10,523$100.8K<0.1%00.0%Unchanged–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT28,900$105.8K<0.1%+11,500+66.1%AddedHistory
HLNHaleon plcADR14,350$119.5K<0.1%−116−0.8%ReducedHistory
BBDCBarings BDC, Inc.COM13,570$120.9K<0.1%+83+0.6%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM17,143$131.7K<0.1%+176+1.0%AddedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund11,050$132.4K<0.1%−3,406−23.6%ReducedHistory
WBDWarner Bros. Discovery, Inc.Stock13,037$141.6K<0.1%+149+1.2%AddedHistory
ACTGAcacia Research CorpACACIA TCH COM40,000$146.0K<0.1%00.0%UnchangedHistory
VALEVale S.A.SPONSORED ADS11,793$158.0K<0.1%−2,601−18.1%ReducedHistory
NPCTNuveen Core Plus Impact FundCOM BEN INT17,490$160.2K<0.1%+3,566+25.6%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD11,225$167.8K<0.1%+11,225New–
FLZHFlash Sports & Media Holdings, Inc.COM NEW129,052$175.5K<0.1%−113−0.1%ReducedHistory
INFYInfosys LtdSPONSORED ADR11,149$190.8K<0.1%+18+0.2%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK35,641$193.2K<0.1%+9,000+33.8%AddedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM11,399$195.8K<0.1%00.0%UnchangedHistory
Global X FDS37954Y459RUSSELL 200011,598$197.9K<0.1%+132+1.2%Added–
Vanguard Whitehall FDS921946794INTL HIGH ETF3,249$201.1K<0.1%+3,249New–
Schwab US Aggregate Bond ETF808524839ETF4,554$201.4K<0.1%+18+0.4%Added–
ALLAllstate CorpStock1,815$202.2K<0.1%+1,815NewHistory
CMGChipotle Mexican Grill IncCOM111$203.3K<0.1%+111NewHistory
iShares Russell Mid-Cap Growth ETF464287481ETF2,237$204.3K<0.1%00.0%Unchanged–
ANETArista Networks, Inc.COM1,111$204.3K<0.1%+1,111NewHistory
STLDSteel Dynamics IncCOM1,917$205.6K<0.1%+1,917NewHistory
DDominion Energy, IncStock4,630$206.8K<0.1%−216−4.5%ReducedHistory
PNRPENTAIR plcSHS3,200$207.2K<0.1%+3,200NewHistory
BAXBaxter International IncStock5,506$207.8K<0.1%+463+9.2%AddedHistory
TTWOTake Two Interactive Software IncCOM1,495$209.8K<0.1%−101−6.3%ReducedHistory
EOIEaton Vance Enhanced Equity Income FundCOM13,273$210.4K<0.1%−1,641−11.0%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF1,468$210.4K<0.1%+16+1.1%Added–
LINLinde PLCStock567$211.1K<0.1%+23+4.2%AddedHistory
Global X Uranium ETF37954Y871ETF7,830$211.7K<0.1%+7,830New–
PHDPioneer Floating Rate Fund, Inc.COM23,538$212.1K<0.1%−5,000−17.5%ReducedHistory
ITGartner IncCOM618$212.4K<0.1%+618NewHistory
DDOGDatadog, Inc.CL A COM2,339$213.1K<0.1%+150+6.9%AddedHistory
GDGeneral Dynamics CorpStock965$213.3K<0.1%−18−1.8%ReducedHistory
ZTSZoetis Inc.Stock1,228$213.7K<0.1%+1,228NewHistory
VMCVulcan Materials COCOM1,063$214.7K<0.1%+1,063NewHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF4,400$215.1K<0.1%−2,950−40.1%Reduced–
WECWec Energy Group, Inc.Stock2,675$215.5K<0.1%+87+3.4%AddedHistory
UTHRUnited Therapeutics CorpCOM959$216.6K<0.1%−20−2.0%ReducedHistory
ELVElevance Health, Inc.Stock498$216.8K<0.1%+19+4.0%AddedHistory
iShares S&P 500 Value ETF464287408ETF1,419$218.3K<0.1%00.0%Unchanged–
NEMNEWMONT CorpStock5,922$218.8K<0.1%+17+0.3%AddedHistory
iShares U S ETF Tr46431W507SHOR DURA BD ETF4,394$219.2K<0.1%−399−8.3%Reduced–
CMCCommercial Metals CoStock4,466$220.7K<0.1%+4,466NewHistory
iShares Russell Top 200 Growth ETF464289438ETF1,436$220.9K<0.1%00.0%Unchanged–
WDAYWorkday, Inc.CL A1,029$221.1K<0.1%+25+2.5%AddedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF12,102$222.6K<0.1%−1,994−14.1%Reduced–
Invesco Exchange Traded FD T46137V621FINL PFD ETF15,884$223.3K<0.1%+423+2.7%Added–
ARK Innovation ETF00214Q104ETF5,652$224.2K<0.1%−336−5.6%Reduced–
Schwab US Tips ETF808524870ETF4,512$227.8K<0.1%+11+0.2%Added–
FLGTFulgent Genetics, Inc.COM8,537$228.3K<0.1%−175−2.0%ReducedHistory
GLWCorning IncCOM7,496$228.4K<0.1%+7+0.1%AddedHistory
MGMMGM Resorts InternationalStock6,253$229.9K<0.1%+1,304+26.3%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF1,027$230.1K<0.1%+1,027New–
SSBSouthState Bank CorpCOM3,429$231.0K<0.1%00.0%UnchangedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,281$232.7K<0.1%−245−9.7%Reduced–
NWSANews CorpCL A11,625$233.2K<0.1%+11,625NewHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV12,254$235.1K<0.1%+47+0.4%Added–
Vanguard World FD921910816MEGA GRWTH IND1,037$235.3K<0.1%00.0%Unchanged–
WisdomTree Tr97717X651US S CAP QTY DIV5,727$235.9K<0.1%00.0%Unchanged–
RBB FD Inc74933W627MOTLEY FOOL MID9,955$236.4K<0.1%00.0%Unchanged–
KMIKinder Morgan, Inc.Stock14,458$239.7K<0.1%−550−3.7%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER31,649$239.9K<0.1%+127+0.4%AddedHistory
SPDR Ser Tr78468R655S&P KENSHO CLEAN3,606$243.3K<0.1%00.0%Unchanged–
SPDR Series Trust78464A201ST STR SP600GRWO3,324$243.6K<0.1%+10.0%Added–
LWLamb Weston Holdings, Inc.Stock2,650$245.1K<0.1%+720+37.3%AddedHistory
WPCW. P. Carey Inc.COM4,541$245.6K<0.1%+18+0.4%AddedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG10,319$247.0K<0.1%−167−1.6%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A689$247.1K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM3,257$247.3K<0.1%−186−5.4%ReducedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM33,771$248.9K<0.1%+117+0.3%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE6,750$251.1K<0.1%00.0%Unchanged–
ACLSAxcelis Technologies IncStock1,550$252.7K<0.1%+258+20.0%AddedHistory
DGDollar General CorpCOM2,389$252.8K<0.1%+2,389NewHistory
Vanguard World FD921910840MEGA CAP VAL ETF2,503$253.8K<0.1%−55−2.2%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,191$255.0K<0.1%+59+5.2%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD7,363$257.4K<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A586$257.8K<0.1%+586NewHistory
UTGReaves Utility Income FundCOM SH BEN INT10,463$257.9K<0.1%00.0%UnchangedHistory
AZEKAZEK Co Inc.CL A8,733$259.7K<0.1%−8,000−47.8%ReducedHistory
NGVTIngevity CorpCOM5,477$260.8K<0.1%−298−5.2%ReducedHistory
iShares Tr464288760US AER DEF ETF2,461$260.8K<0.1%+44+1.8%Added–
WSTWest Pharmaceutical Services IncCOM695$260.8K<0.1%00.0%UnchangedHistory
FNVFranco Nevada CorpStock1,955$260.9K<0.1%−62−3.1%ReducedHistory
American Centy ETF Tr025072885US EQT ETF3,562$261.0K<0.1%+3,562New–
SPDR Series Trust78468R770ST STR R1K YLD2,856$261.1K<0.1%+24+0.8%Added–
DDDuPont de Nemours, Inc.COM3,502$261.2K<0.1%−73−2.0%ReducedHistory
VRSNVerisign IncCOM1,291$261.5K<0.1%+69+5.6%AddedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$53.2K–
Invesco QQQ Trust Series I46090E103ETF$5.46K–
FSKFS KKR Capital CorpCOM–$2.25K
ETNEaton Corp plcStock–$750
TYLTyler Technologies IncCOM–$730
PYPLPayPal Holdings, Inc.Stock–$550
IDXXIDEXX Laboratories IncCOM–$370
FASTFastenal CoStock–$200
AAPLApple Inc.Stock–$6

Sold out since Q2 2023 (44)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Global X FDS37954Y848GLOBAL X SILVER549,304$14.3M1.2%–
FXYInvesco CurrencyShares Japanese Yen TrustJAPANESE YEN208,478$13.5M1.1%History
VanEck ETF Trust92189F700AGRIBUSINESS ETF162,824$13.3M1.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF48,506$1.47M0.1%–
iShares Inc46434G822MSCI JAPAN ETF21,751$1.35M0.1%–
LYBLyondellBasell Industries N.V.SHS - A -5,340$490.4K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF1,613$463.9K<0.1%–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10016,859$440.7K<0.1%–
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV4,283$411.5K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF17,152$392.8K<0.1%–
CTVACorteva, Inc.Stock6,130$351.2K<0.1%History
GMGeneral Motors CoCOM8,772$338.3K<0.1%History
TGTTarget CorpStock2,439$321.7K<0.1%History
ELEstee Lauder Companies IncCL A1,476$289.9K<0.1%History
USBUS Bancorp DECOM NEW8,526$281.7K<0.1%History
ETF Ser Solutions26922A198AAM LW DUR PFD12,287$257.3K<0.1%–
BALLBALL CorpCOM4,359$253.7K<0.1%History
HCAHCA Healthcare, Inc.COM819$248.5K<0.1%History
HPEHewlett Packard Enterprise CoCOM14,279$239.9K<0.1%History
DXCMDexcom IncCOM1,853$238.1K<0.1%History
ILMNIllumina, Inc.COM1,263$236.7K<0.1%History
MKTXMarketaxess Holdings IncCOM898$234.7K<0.1%History
GEHCGE HealthCare Technologies Inc.Stock2,877$233.7K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM8,186$233.2K<0.1%History
DEODiageo PLCSPON ADR NEW1,312$227.6K<0.1%History
IRIngersoll Rand Inc.COM3,445$225.2K<0.1%History
CAGConagra Brands Inc.Stock6,542$220.6K<0.1%History
Legg Mason ETF Invt52468L406FRANKLIN US LOW6,000$220.0K<0.1%–
SWKSSkyworks Solutions, Inc.Stock1,966$217.7K<0.1%History
WisdomTree Tr97717Y683ENHNCD CMMDTY ST12,396$211.5K<0.1%–
MCHPMicrochip Technology IncStock2,351$210.6K<0.1%History
PHParker-Hannifin CorpStock540$210.6K<0.1%History
BAHBooz Allen Hamilton Holding CorpCL A1,882$210.0K<0.1%History
iShares Tr46435U713US INFRASTRUC5,356$209.3K<0.1%–
TWLOTwilio IncCL A3,278$208.5K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,185$208.1K<0.1%History
CWENClearway Energy, Inc.CL C7,281$207.9K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF5,070$207.0K<0.1%–
EDConsolidated Edison IncStock2,282$206.3K<0.1%History
WSCWillScot Holdings CorpCOM CL A4,267$203.9K<0.1%History
PLTRPalantir Technologies Inc.Stock11,661$178.8K<0.1%History
NWLNewell Brands Inc.Stock10,314$89.7K<0.1%History
DBTXDecibel Therapeutics, Inc.COM10,113$38.9K<0.1%History
SYBXSynlogic, Inc.COM35,000$15.1K<0.1%History