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Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 13, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
586
−6 vs. Q2 2022
Portfolio value
$862.2M
−$26.7M (−3.0%) vs. Q2 2022
Filed
Oct 13, 2022
SEC
Holdings of Flagship Harbor Advisors, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMPEAmpio Pharmaceuticals, Inc.COM46,942$3.00K<0.1%00.0%UnchangedHistory
UAMYUnited States Antimony CorpCOM10,000$4.00K<0.1%00.0%UnchangedHistory
THMInternational Tower Hill Mines LtdCOM10,950$6.00K<0.1%00.0%UnchangedHistory
VGZVista Gold CorpCOM NEW14,000$7.00K<0.1%+14,000NewHistory
WATTEnergous CorpCOM11,220$12.0K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM17,777$22.0K<0.1%+1,007+6.0%AddedHistory
CGCCanopy Growth CorpCOM10,676$29.0K<0.1%−2,870−21.2%ReducedHistory
CMPXCompass Therapeutics, Inc.COM14,000$32.0K<0.1%00.0%UnchangedHistory
DBTXDecibel Therapeutics, Inc.COM10,113$35.0K<0.1%00.0%UnchangedHistory
HLHecla Mining CoCOM10,272$40.0K<0.1%+8+0.1%AddedHistory
SCYXScynexis IncCOM NEW16,500$40.0K<0.1%−10,000−37.7%ReducedHistory
GERNGeron CorpCOM18,123$42.0K<0.1%00.0%UnchangedHistory
SYBXSynlogic, Inc.COM56,000$53.0K<0.1%−5,000−8.2%ReducedHistory
MVISMicrovision, Inc.COM NEW17,000$61.0K<0.1%00.0%UnchangedHistory
CNCEConcert Pharmaceuticals, Inc.COM10,350$69.0K<0.1%−50−0.5%ReducedHistory
SIRISirius XM Holdings Inc.COM12,002$69.0K<0.1%−1,057−8.1%ReducedHistory
JBLUJetBlue Airways CorpCOM11,163$74.0K<0.1%−378−3.3%ReducedHistory
BCOVBrightcove IncCOM11,753$74.0K<0.1%00.0%UnchangedHistory
PLTRPalantir Technologies Inc.Stock10,354$84.0K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM13,248$92.0K<0.1%00.0%UnchangedHistory
HLNHaleon plcADR16,473$100.0K<0.1%+16,473NewHistory
WWWW International, Inc.COM27,553$108.0K<0.1%+5,219+23.4%AddedHistory
RITMRithm Capital Corp.REIT16,321$119.0K<0.1%+729+4.7%AddedHistory
BBDCBarings BDC, Inc.COM14,548$120.0K<0.1%+1,372+10.4%AddedHistory
ICCCImmucell CorpCOM PAR16,230$121.0K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN12,000$126.0K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM23,384$154.0K<0.1%+30+0.1%Added–
EMFTempleton Emerging Markets FundCOM15,666$162.0K<0.1%−133,125−89.5%ReducedHistory
ACTGAcacia Research CorpACACIA TCH COM40,000$162.0K<0.1%00.0%UnchangedHistory
HBIHanesbrands Inc.COM23,225$162.0K<0.1%+23,225NewHistory
WUWestern Union COStock13,049$176.0K<0.1%+13,049NewHistory
INFYInfosys LtdSPONSORED ADR10,722$182.0K<0.1%−414−3.7%ReducedHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund14,282$182.0K<0.1%+4,134+40.7%AddedHistory
WBDWarner Bros. Discovery, Inc.Stock16,221$187.0K<0.1%−12,607−43.7%ReducedHistory
SSLSasol LtdSPONSORED ADR12,256$193.0K<0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER29,799$197.0K<0.1%+650+2.2%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM21,803$201.0K<0.1%−494−2.2%ReducedHistory
Vanguard World FD921910816MEGA GRWTH IND1,154$201.0K<0.1%+1,154New–
UTHRUnited Therapeutics CorpCOM964$202.0K<0.1%+964NewHistory
BAHBooz Allen Hamilton Holding CorpCL A2,201$203.0K<0.1%−91−4.0%ReducedHistory
TDYTeledyne Technologies IncCOM602$203.0K<0.1%−41−6.4%ReducedHistory
EOSEaton Vance Enhanced Equity Income Fund IICOM13,408$205.0K<0.1%−2,209−14.1%ReducedHistory
GDGeneral Dynamics CorpStock972$206.0K<0.1%+32+3.4%AddedHistory
WisdomTree Tr97717X651US S CAP QTY DIV5,727$206.0K<0.1%00.0%Unchanged–
WisdomTree Tr97717W208US HIGH DIVIDEND2,711$206.0K<0.1%+2,711New–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR4,172$206.0K<0.1%+4,172New–
MCOMoodys CorpStock861$209.0K<0.1%−22−2.5%ReducedHistory
iShares Tr464288406MRGSTR MD CP VAL3,733$209.0K<0.1%−1,813−32.7%Reduced–
Global X Uranium ETF37954Y871ETF10,598$210.0K<0.1%+10,598New–
MCKMcKesson CorpStock620$211.0K<0.1%+620NewHistory
Vanguard Financials ETF92204A405ETF2,829$211.0K<0.1%−91−3.1%Reduced–
VALEVale S.A.SPONSORED ADS15,826$211.0K<0.1%+1,292+8.9%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF5,049$212.0K<0.1%−116−2.2%Reduced–
BABAAlibaba Group Holding LtdADR2,653$212.0K<0.1%+440+19.9%AddedHistory
CLXClorox CoStock1,658$213.0K<0.1%−281−14.5%ReducedHistory
American Centy ETF Tr025072505DIVERSIFIED MU4,474$213.0K<0.1%−7,040−61.1%Reduced–
VRSNVerisign IncCOM1,251$217.0K<0.1%+15+1.2%AddedHistory
DEODiageo PLCSPON ADR NEW1,285$218.0K<0.1%−50−3.7%ReducedHistory
CTRACoterra Energy Inc.Stock8,368$219.0K<0.1%+8,368NewHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM26,519$219.0K<0.1%+1,764+7.1%AddedHistory
NVSNovartis AGADR2,909$221.0K<0.1%+35+1.2%AddedHistory
TFCTruist Financial CorpCOM5,074$221.0K<0.1%−334−6.2%ReducedHistory
RBB FD Inc74933W627MOTLEY FOOL MID10,542$221.0K<0.1%−267−2.5%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock1,489$222.0K<0.1%+1,489NewHistory
CWENClearway Energy, Inc.CL C6,958$222.0K<0.1%+399+6.1%AddedHistory
iShares Tr46432F859CORE 1 5 YR USD4,845$223.0K<0.1%−590−10.9%Reduced–
iShares Tr464288760US AER DEF ETF2,455$224.0K<0.1%+96+4.1%Added–
Cambria ETF Tr132061862TAIL RISK13,292$224.0K<0.1%−9,090−40.6%Reduced–
MPCMarathon Petroleum CorpStock2,264$225.0K<0.1%−2,047−47.5%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM326$225.0K<0.1%+326NewHistory
BALLBALL CorpCOM4,707$227.0K<0.1%+15+0.3%AddedHistory
Fidelity Covington Trust316092832DIVID ETF RISI6,408$227.0K<0.1%+10+0.2%Added–
LHLabcorp Holdings Inc.COM NEW1,120$229.0K<0.1%−14−1.2%ReducedHistory
SNPSSynopsys IncCOM760$232.0K<0.1%−123−13.9%ReducedHistory
ALLAllstate CorpStock1,881$234.0K<0.1%−102−5.1%ReducedHistory
SPDR Index Shs FDS78463X475ST STR MSCI GLB5,473$234.0K<0.1%+213+4.0%Added–
PGRProgressive CorpStock2,048$238.0K<0.1%−46−2.2%ReducedHistory
MSMorgan StanleyStock3,017$238.0K<0.1%−864−22.3%ReducedHistory
ECATBlackRock ESG Capital Allocation Term TrustSHS BEN INT18,599$238.0K<0.1%+18,599NewHistory
CACICACI International IncCL A916$239.0K<0.1%+4+0.4%AddedHistory
PAYCPaycom Software, Inc.Stock728$240.0K<0.1%−121−14.3%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF2,349$241.0K<0.1%+10+0.4%Added–
ENPHEnphase Energy, Inc.Stock867$241.0K<0.1%−371−30.0%ReducedHistory
OHIOmega Healthcare Investors IncCOM8,188$241.0K<0.1%+8,188NewHistory
WSOWatsco IncCOM936$241.0K<0.1%−6−0.6%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN21,934$242.0K<0.1%−474−2.1%ReducedHistory
ICEIntercontinental Exchange, Inc.Stock2,687$243.0K<0.1%+124+4.8%AddedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF4,625$243.0K<0.1%−420−8.3%Reduced–
DLRDigital Realty Trust, Inc.COM2,474$245.0K<0.1%+2,474NewHistory
FLZHFlash Sports & Media Holdings, Inc.COM NEW87,870$245.0K<0.1%+22,076+33.6%AddedHistory
OKTAOkta, Inc.CL A4,334$246.0K<0.1%+173+4.2%AddedHistory
Invesco Exchange Traded FD T46137V621FINL PFD ETF16,336$246.0K<0.1%+38+0.2%Added–
MSCIMSCI Inc.Stock587$248.0K<0.1%−9−1.5%ReducedHistory
GLWCorning IncCOM8,557$248.0K<0.1%+10+0.1%AddedHistory
iShares Tr464288794US BR DEL SE ETF2,910$248.0K<0.1%−56−1.9%Reduced–
iShares Tr464287689RUSSELL 3000 ETF1,202$249.0K<0.1%00.0%Unchanged–
TYLTyler Technologies IncCOM718$250.0K<0.1%00.0%UnchangedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT76,307$251.0K<0.1%−15,600−17.0%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF5,679$252.0K<0.1%−453−7.4%Reduced–
DHIHorton D R IncCOM3,748$252.0K<0.1%+3,748NewHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q3 2022
SecurityClassPutsCalls
SPDR S&P 500 ETF Tr78462F953PUT$22.0K–

Sold out since Q2 2022 (42)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
SPDR Series Trust78464A664ST LON TREAS ETF138,581$4.58M0.5%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL96,653$4.27M0.5%–
American Centy ETF Tr025072307US QUALITY GROW35,419$1.97M0.2%–
iShares Tr46434V4070-5YR HI YL CP44,509$1.80M0.2%–
iShares Tr464287184CHINA LG-CAP ETF50,940$1.73M0.2%–
iShares Tr46428743220 YR TR BD ETF14,532$1.67M0.2%–
WisdomTree Tr97717Y725MORTGAGE PLUS BD32,543$1.49M0.2%–
iShares Global Clean Energy ETF464288224ETF61,498$1.17M0.1%–
TDFTempleton Dragon Fund IncCOM72,977$1.04M0.1%History
Invesco Exch Traded FD Tr II46138G565S&P SMALLCAP 60037,737$794.0K0.1%–
GSKGSK plcSPONSORED ADR17,036$742.0K0.1%History
CAFMorgan Stanley China A Share Fund, Inc.COM21,722$368.0K<0.1%History
SPDR Series Trust78468R861STATE STRET SPDR18,395$358.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD15,171$309.0K<0.1%History
VFCV F CorpStock6,507$287.0K<0.1%History
Schwab US Tips ETF808524870ETF5,101$285.0K<0.1%–
iShares Tr46435U713US INFRASTRUC8,137$277.0K<0.1%–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,938$275.0K<0.1%–
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,230$264.0K<0.1%History
CHTRCharter Communications, Inc.CL A561$263.0K<0.1%History
Vanguard World FD921910840MEGA CAP VAL ETF2,631$253.0K<0.1%–
NVAXNovavax IncCOM NEW4,602$237.0K<0.1%History
MKTXMarketaxess Holdings IncCOM906$232.0K<0.1%History
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,173$231.0K<0.1%–
ASMLASML Holding NVADR481$229.0K<0.1%History
SBACSba Communications CorpCL A699$224.0K<0.1%History
ELVElevance Health, Inc.Stock461$222.0K<0.1%History
ZTSZoetis Inc.Stock1,284$221.0K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM6,849$221.0K<0.1%–
Kraneshares Tr500767736QUADRTC INT RT8,650$219.0K<0.1%–
WSTWest Pharmaceutical Services IncCOM720$218.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,773$217.0K<0.1%History
CNCCentene CorpStock2,542$215.0K<0.1%History
MRVLMarvell Technology, Inc.COM4,846$211.0K<0.1%History
SWKSSkyworks Solutions, Inc.Stock2,256$209.0K<0.1%History
UTLUnitil CorpCOM3,551$209.0K<0.1%History
iShares S&P 500 Value ETF464287408ETF1,514$208.0K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF2,944$206.0K<0.1%–
First Rep BK San Francisco C33616C100COM1,400$202.0K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF6,379$201.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML6,273$201.0K<0.1%–
NLYAnnaly Capital Management IncCOM21,281$126.0K<0.1%History