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Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 17, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
646
+23 vs. Q3 2021
Portfolio value
$1.06B
+$125.9M (+13.5%) vs. Q3 2021
Filed
Feb 17, 2022
AmendedSEC
Holdings of Flagship Harbor Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,000$5.00K<0.1%00.0%UnchangedHistory
GTEGran Tierra Energy Inc.COM11,000$8.00K<0.1%+11,000NewHistory
THMInternational Tower Hill Mines LtdCOM10,950$8.00K<0.1%00.0%UnchangedHistory
WATTEnergous CorpCOM13,220$17.0K<0.1%−62,300−82.5%ReducedHistory
GERNGeron CorpCOM15,123$18.0K<0.1%+3,000+24.7%AddedHistory
AMPEAmpio Pharmaceuticals, Inc.COM46,942$27.0K<0.1%+16,542+54.4%AddedHistory
CNCEConcert Pharmaceuticals, Inc.COM10,400$33.0K<0.1%−3,500−25.2%ReducedHistory
SANBanco Santander, S.A.ADR12,428$41.0K<0.1%+12,428NewHistory
DBTXDecibel Therapeutics, Inc.COM10,113$47.0K<0.1%+10,113NewHistory
NOKNokia CorpSPONSORED ADR11,427$71.0K<0.1%−78−0.7%ReducedHistory
HLHecla Mining CoCOM14,619$76.0K<0.1%+1,869+14.7%AddedHistory
Global X FDS37954Y426CANNABIS ETF14,101$82.0K<0.1%−11,595−45.1%Reduced–
SIRISirius XM Holdings Inc.COM12,960$82.0K<0.1%+19+0.1%AddedHistory
MVISMicrovision, Inc.COM NEW17,000$85.0K<0.1%+3,059+21.9%AddedHistory
FXEInvesco CurrencyShares Euro TrustEURO SHS1,018$108.0K<0.1%−1,600−61.1%ReducedHistory
BCOVBrightcove IncCOM11,753$120.0K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM13,248$129.0K<0.1%−1,000−7.0%ReducedHistory
CGCCanopy Growth CorpCOM14,911$130.0K<0.1%−4,739−24.1%ReducedHistory
SCYXScynexis IncCOM NEW21,500$131.0K<0.1%−17,000−44.2%ReducedHistory
ICCCImmucell CorpCOM PAR16,730$134.0K<0.1%−1,000−5.6%ReducedHistory
RITMRithm Capital Corp.REIT13,058$140.0K<0.1%+13,058NewHistory
VALEVale S.A.SPONSORED ADS11,400$160.0K<0.1%+54+0.5%AddedHistory
SYBXSynlogic, Inc.COM69,000$167.0K<0.1%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN21,059$173.0K<0.1%+2,604+14.1%AddedHistory
NLYAnnaly Capital Management IncCOM22,543$176.0K<0.1%−14,013−38.3%ReducedHistory
ZNGAZynga IncCL A30,106$193.0K<0.1%+4,403+17.1%AddedHistory
DXCMDexcom IncCOM372$200.0K<0.1%+372NewHistory
ECLEcolab Inc.Stock856$201.0K<0.1%+856NewHistory
ANSSAnsys IncCOM506$203.0K<0.1%+506NewHistory
Vanguard Total International Bond ETF92203J407ETF3,699$204.0K<0.1%−71−1.9%Reduced–
TTWOTake Two Interactive Software IncCOM1,149$204.0K<0.1%+1,149NewHistory
SPDR Series Trust78468R887ST STR R2K LOWV1,711$204.0K<0.1%−920−35.0%Reduced–
PTONPeloton Interactive, Inc.CL A COM5,733$205.0K<0.1%−1,579−21.6%ReducedHistory
ACTGAcacia Research CorpACACIA TCH COM40,000$205.0K<0.1%00.0%UnchangedHistory
AMPAmeriprise Financial IncCOM688$208.0K<0.1%−333−32.6%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM3,923$208.0K<0.1%−39−1.0%ReducedHistory
CNCCentene CorpStock2,542$209.0K<0.1%+2,542NewHistory
SNOWSnowflake Inc.Stock617$209.0K<0.1%+617NewHistory
Vanguard Consumer Staples ETF92204A207ETF1,053$210.0K<0.1%+1,053New–
PSXPhillips 66Stock2,903$210.0K<0.1%+2,903NewHistory
SONOSonos IncCOM7,060$210.0K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM9,031$213.0K<0.1%+9,031NewHistory
Invesco Actively Managed Exc46090A705S&P500 DOWNSID5,591$213.0K<0.1%+5,591New–
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH3,567$213.0K<0.1%+3,567New–
Ssga Active ETF Tr78467V707ST STR UL BD ETF5,290$213.0K<0.1%+5,290New–
ORealty Income CorpREIT2,989$214.0K<0.1%−2,792−48.3%ReducedHistory
XYLXylem Inc.COM1,786$214.0K<0.1%+1,786NewHistory
USOUnited States Oil Fund, LPUNITS3,949$215.0K<0.1%+3,949NewHistory
BAHBooz Allen Hamilton Holding CorpCL A2,544$216.0K<0.1%−746−22.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E495PURBTA 0 5 YR8,146$216.0K<0.1%+8,146New–
ProShares Tr74347B714SHORT QQQ NEW20,000$217.0K<0.1%−212,633−91.4%Reduced–
ROLRollins IncCOM6,381$218.0K<0.1%−1,023−13.8%ReducedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN3,065$219.0K<0.1%−7,954−72.2%Reduced–
CTASCintas CorpStock497$220.0K<0.1%+497NewHistory
MTDMettler Toledo International IncCOM130$221.0K<0.1%+130NewHistory
SOSouthern CoStock3,232$222.0K<0.1%−5,164−61.5%ReducedHistory
First Tr Exchange-Traded Alp33735B108COM SHS2,155$222.0K<0.1%+114+5.6%Added–
BIIBBiogen Inc.COM931$223.0K<0.1%−311−25.0%ReducedHistory
SPDR Index Shs FDS78463X202ST STR EU 50 ETF4,780$223.0K<0.1%00.0%Unchanged–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF4,505$224.0K<0.1%+4,505New–
SPDR Series Trust78464A821ST STR SP400GRW2,756$225.0K<0.1%+110+4.2%Added–
SWKSSkyworks Solutions, Inc.Stock1,462$227.0K<0.1%−109−6.9%ReducedHistory
SPDR Series Trust78464A755ST STR SP METAL5,071$227.0K<0.1%+5,071New–
MCHPMicrochip Technology IncStock2,619$228.0K<0.1%+2,619NewHistory
GSGoldman Sachs Group IncStock599$229.0K<0.1%+42+7.5%AddedHistory
PGRProgressive CorpStock2,227$229.0K<0.1%−39−1.7%ReducedHistory
TDYTeledyne Technologies IncCOM524$229.0K<0.1%+524NewHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,711$229.0K<0.1%−35−1.3%ReducedHistory
GDGeneral Dynamics CorpStock1,103$230.0K<0.1%−43−3.8%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF2,646$230.0K<0.1%+6+0.2%Added–
iShares Tr464288646ISHS 1-5YR INVS4,294$231.0K<0.1%−381−8.1%Reduced–
MKCMcCormick & Co IncStock2,400$232.0K<0.1%−523−17.9%ReducedHistory
CWENClearway Energy, Inc.CL C6,486$234.0K<0.1%+6,486NewHistory
PIPRPiper Sandler CompaniesCOM1,309$234.0K<0.1%+1,309NewHistory
Schwab International Equity ETF808524805ETF6,047$235.0K<0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC5,958$235.0K<0.1%+5,958New–
WIXWix.com Ltd.SHS1,488$235.0K<0.1%+161+12.1%AddedHistory
MTNVail Resorts IncCOM720$236.0K<0.1%−37−4.9%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF5,812$237.0K<0.1%+764+15.1%Added–
ANETArista Networks, Inc.COM1,658$238.0K<0.1%+1,658NewHistory
ENPHEnphase Energy, Inc.Stock1,305$239.0K<0.1%+114+9.6%AddedHistory
MORNMorningstar, Inc.COM706$242.0K<0.1%+706NewHistory
iShares Russell Top 200 Growth ETF464289438ETF1,401$243.0K<0.1%−205−12.8%Reduced–
Nushares ETF Tr67092P607NUVEEN ESG SMLCP5,786$243.0K<0.1%+5,786New–
AVAVAeroVironment IncCOM3,929$244.0K<0.1%+10+0.3%AddedHistory
NVSNovartis AGADR2,800$245.0K<0.1%−2,758−49.6%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM4,827$245.0K<0.1%+4,827New–
Invesco Exch TRD SLF Idx FD46138J734RAFI STRG US SML6,190$245.0K<0.1%+6,190New–
Nuveen PFD & Incm Securties67072C105COM25,182$245.0K<0.1%+1,971+8.5%Added–
DEODiageo PLCSPON ADR NEW1,120$246.0K<0.1%−106−8.6%ReducedHistory
Victory Portfolios II92647N782VCSHS US 500 ENH3,172$247.0K<0.1%+169+5.6%Added–
UUnity Software Inc.COM1,733$248.0K<0.1%+1,733NewHistory
IRMIron Mountain IncCOM4,764$249.0K<0.1%−1,470−23.6%ReducedHistory
UNMUnum GroupStock10,228$251.0K<0.1%+2,800+37.7%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF3,538$251.0K<0.1%+3,538New–
FNDFloor & Decor Holdings, Inc.CL A1,946$253.0K<0.1%+1,946NewHistory
TNDMTandem Diabetes Care IncCOM NEW1,683$253.0K<0.1%+1,683NewHistory
iShares Tr464288760US AER DEF ETF2,475$254.0K<0.1%+193+8.5%Added–
PAYXPaychex IncStock1,874$256.0K<0.1%+1,874NewHistory
HASHasbro, Inc.COM2,516$256.0K<0.1%−482−16.1%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q4 2021
SecurityClassPutsCalls
ABBVAbbVie Inc.Stock–$12.0K
DOCUDocuSign, Inc.Stock–$11.0K
Invesco QQQ Trust Series I46090E103ETF$7.00K–
SPYSPDR S&P 500 ETF TrustETF$1.00K$6.00K
MSFTMicrosoft CorpStock–$6.00K
AMDAdvanced Micro Devices IncStock–$3.00K
PYPLPayPal Holdings, Inc.Stock–$3.00K
SCYXScynexis IncCOM NEW–$3.00K
FXEInvesco CurrencyShares Euro TrustEURO SHS–$1.00K

Sold out since Q3 2021 (65)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SPDR Index Shs FDS78463X772ST S&P INTL ETF89,044$3.51M0.4%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL66,382$2.93M0.3%–
ETF Managers Tr26924G102PRIME JUNIR SLVR178,087$2.71M0.3%–
WisdomTree Tr97717W315EMER MKT HIGH FD46,401$2.12M0.2%–
Vanguard Whitehall FDS921946794INTL HIGH ETF22,508$1.53M0.2%–
iShares Tr464288604MRGSTR SM CP GR26,171$1.36M0.1%–
iShares Tr464288307MRGSTR MD CP GRW19,329$1.33M0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF36,954$1.27M0.1%–
Global X FDS37954Y814FINTECH ETF23,416$1.12M0.1%–
ProShares Tr74347B235PSHS SHORT DOW3029,417$1.00M0.1%–
WisdomTree Tr97717W604US SMALLCAP DIVD30,136$961.0K0.1%–
Global X FDS37954Y715RBTCS ARTFL INTE25,008$874.0K0.1%–
TDOCTeladoc Health, Inc.COM4,802$799.0K0.1%History
DKNGDraftKings Inc.COM CL A14,448$754.0K0.1%History
iShares Tr464288703MRNING SM CP ETF11,850$697.0K0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,071$527.0K0.1%–
ENBEnbridge IncStock12,192$488.0K0.1%History
SPCEVirgin Galactic Holdings, IncCOM10,571$486.0K0.1%History
CRNCCerence Inc.COM4,210$449.0K<0.1%History
WEXWEX Inc.COM2,239$434.0K<0.1%History
Global X FDS37954Y491DAX GERMANY ETF12,866$432.0K<0.1%–
State Street SPDR S&P Homebuilders ETF78464A888ETF5,796$424.0K<0.1%–
American Centy ETF Tr025072208US QUALITY VAL8,478$421.0K<0.1%–
PENNPENN Entertainment, Inc.COM5,344$409.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,236$408.0K<0.1%–
JAZZJazz Pharmaceuticals plcSHS USD2,204$391.0K<0.1%History
Invesco Exch Traded FD Tr II46138E107EQUAL WEGT 0-3010,468$381.0K<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B9,779$380.0K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF13,284$351.0K<0.1%–
iShares U.S. Medical Devices ETF464288810ETF969$350.0K<0.1%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF2,703$345.0K<0.1%–
SPDR Ser Tr78464A110FACTST INV ETF1,503$340.0K<0.1%–
AALAmerican Airlines Group Inc.Stock15,897$337.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM6,214$325.0K<0.1%History
SPDR Series Trust78468R705ST STR 1500MOM1,720$312.0K<0.1%–
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF14,425$310.0K<0.1%–
Global X FDS37954Y434GENOMIC BIOTECH12,412$309.0K<0.1%–
CVETCovetrus, Inc.COM10,840$293.0K<0.1%History
Indexiq Active ETF Tr45409F819IQ ULTR SHT DU5,678$281.0K<0.1%–
Franklin ETF Tr353506108SHRT DUR US GOVT2,902$275.0K<0.1%–
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR7,186$269.0K<0.1%–
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,495$255.0K<0.1%History
ETF Ser Solutions26922A594AAM S&P 5008,280$251.0K<0.1%–
BIDUBaidu, Inc.ADR1,227$250.0K<0.1%History
WisdomTree Tr97717X628FLOATNG RAT TREA9,970$250.0K<0.1%–
SFIXStitch Fix, Inc.Stock4,081$246.0K<0.1%History
GDOTGreen Dot CorpCL A5,159$242.0K<0.1%History
BYNDBeyond Meat, Inc.COM1,469$231.0K<0.1%History
TFXTeleflex IncCOM569$228.0K<0.1%History
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK5,017$227.0K<0.1%–
SPDR Index Shs FDS78463X459ST STR SP GLBDIV3,333$227.0K<0.1%–
ALKAlaska Air Group, Inc.COM3,681$222.0K<0.1%History
REGIRenewable Energy Group, Inc.COM NEW3,553$221.0K<0.1%History
WisdomTree Tr97717X578EM EX ST-OWNED5,222$220.0K<0.1%–
FCXFreeport-McMoran IncStock5,909$219.0K<0.1%History
CHWYChewy, Inc.CL A2,733$218.0K<0.1%History
RIORio Tinto PLCADR2,576$216.0K<0.1%History
XELXcel Energy IncStock3,263$215.0K<0.1%History
ZZillow Group, Inc.CL C CAP STK1,754$214.0K<0.1%History
AKAMAkamai Technologies IncCOM1,824$213.0K<0.1%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD10,625$213.0K<0.1%–
LYFTLyft, Inc.CL A COM3,461$209.0K<0.1%History
Franklin Templeton ETF Tr35473P504LIBERTY US ETF4,345$203.0K<0.1%–
WWWW International, Inc.COM5,595$202.0K<0.1%History
Barrick Gold Corp067901108COM9,724$201.0K<0.1%–