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Livermore
Livermore
ZHEN

Flagship Harbor Advisors, LLC

SEC CIK
0001691766
Latest filing
Jul 22, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 26, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
625
+9 vs. Q1 2021
Portfolio value
$932.0M
+$51.8M (+5.9%) vs. Q1 2021
Filed
Jul 26, 2021
SEC
Holdings of Flagship Harbor Advisors, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
UAMYUnited States Antimony CorpCOM10,000$10.0K<0.1%00.0%UnchangedHistory
THMInternational Tower Hill Mines LtdCOM10,950$11.0K<0.1%+10,950NewHistory
GERNGeron CorpCOM12,123$17.0K<0.1%00.0%UnchangedHistory
AMPEAmpio Pharmaceuticals, Inc.COM30,400$51.0K<0.1%+800+2.7%AddedHistory
CNCEConcert Pharmaceuticals, Inc.COM13,900$59.0K<0.1%+2,500+21.9%AddedHistory
NOKNokia CorpSPONSORED ADR11,505$61.0K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM12,941$85.0K<0.1%+20.0%AddedHistory
HLHecla Mining CoCOM12,750$95.0K<0.1%+12,750NewHistory
FLZHFlash Sports & Media Holdings, Inc.COM NEW13,150$121.0K<0.1%+700+5.6%AddedHistory
JPCNuveen Preferred & Income Opportunities FundCOM14,248$142.0K<0.1%00.0%UnchangedHistory
ICCCImmucell CorpCOM PAR17,730$168.0K<0.1%+3,180+21.9%AddedHistory
BCOVBrightcove IncCOM11,753$169.0K<0.1%−247−2.1%ReducedHistory
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD6,845$170.0K<0.1%+6,845NewHistory
ETEnergy Transfer LPCOM UT LTD PTN18,455$196.0K<0.1%+8,069+77.7%AddedHistory
Barrick Gold Corp067901108COM9,724$201.0K<0.1%−8,870−47.7%Reduced–
WWWW International, Inc.COM5,595$202.0K<0.1%+5,595NewHistory
Franklin Templeton ETF Tr35473P504LIBERTY US ETF4,345$203.0K<0.1%+4,345New–
First Tr Exchange-Traded Alp33735B108COM SHS2,041$204.0K<0.1%+2,041New–
INFYInfosys LtdSPONSORED ADR9,641$204.0K<0.1%+9,641NewHistory
SPDR Series Trust78464A821ST STR SP400GRW2,646$205.0K<0.1%+2,646New–
iShares Tr464289875CORE 40 MODE ETF4,551$205.0K<0.1%+4,551New–
LYFTLyft, Inc.CL A COM3,461$209.0K<0.1%−860−19.9%ReducedHistory
SNPSSynopsys IncCOM758$209.0K<0.1%+758NewHistory
NVONovo Nordisk A SADR2,506$210.0K<0.1%+2,506NewHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN2,746$210.0K<0.1%−208−7.0%ReducedHistory
GSGoldman Sachs Group IncStock557$211.0K<0.1%+557NewHistory
UNMUnum GroupStock7,428$211.0K<0.1%+7,428NewHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE2,804$212.0K<0.1%−2,970−51.4%Reduced–
AKAMAkamai Technologies IncCOM1,824$213.0K<0.1%−179−8.9%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD10,625$213.0K<0.1%+10,625New–
iShares Tr464288752US HOME CONS ETF3,095$214.0K<0.1%+3,095New–
Victory Portfolios II92647N782VCSHS US 500 ENH3,003$214.0K<0.1%+7+0.2%Added–
EPAMEPAM Systems, Inc.COM419$214.0K<0.1%+419NewHistory
ZZillow Group, Inc.CL C CAP STK1,754$214.0K<0.1%+1,754NewHistory
XELXcel Energy IncStock3,263$215.0K<0.1%−8−0.2%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF3,770$215.0K<0.1%−64−1.7%Reduced–
TREXTrex Co IncCOM2,102$215.0K<0.1%+2,102NewHistory
GDGeneral Dynamics CorpStock1,146$216.0K<0.1%+1+0.1%AddedHistory
RIORio Tinto PLCADR2,576$216.0K<0.1%+2,576NewHistory
MPCMarathon Petroleum CorpStock3,596$217.0K<0.1%+3,596NewHistory
WATTEnergous CorpCOM75,520$217.0K<0.1%+10,200+15.6%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF4,480$218.0K<0.1%+4,480New–
CHWYChewy, Inc.CL A2,733$218.0K<0.1%−195−6.7%ReducedHistory
FCXFreeport-McMoran IncStock5,909$219.0K<0.1%+5,909NewHistory
ENPHEnphase Energy, Inc.Stock1,191$219.0K<0.1%+1,191NewHistory
WisdomTree Tr97717X578EM EX ST-OWNED5,222$220.0K<0.1%+5,222New–
REGIRenewable Energy Group, Inc.COM NEW3,553$221.0K<0.1%−319−8.2%ReducedHistory
VRTXVertex Pharmaceuticals IncStock1,102$222.0K<0.1%+1,102NewHistory
ALKAlaska Air Group, Inc.COM3,681$222.0K<0.1%−1,553−29.7%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM3,962$222.0K<0.1%+3+0.1%AddedHistory
SMARSmartsheet IncCOM CL A3,070$222.0K<0.1%+3,070NewHistory
Schwab U.S. Broad Market ETF808524102ETF2,142$223.0K<0.1%+2,142New–
PGRProgressive CorpStock2,266$223.0K<0.1%−175−7.2%ReducedHistory
SPDR Index Shs FDS78463X202ST STR EU 50 ETF4,780$224.0K<0.1%00.0%Unchanged–
VRSNVerisign IncCOM988$225.0K<0.1%+988NewHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW6,225$227.0K<0.1%−1,746−21.9%Reduced–
Invesco Exch Traded FD Tr II46138E644INTL BUYBACK5,017$227.0K<0.1%00.0%Unchanged–
LNGCheniere Energy, Inc.COM NEW2,621$227.0K<0.1%+2,621NewHistory
SPDR Index Shs FDS78463X459ST STR SP GLBDIV3,333$227.0K<0.1%+3+0.1%Added–
WSOWatsco IncCOM796$228.0K<0.1%+796NewHistory
TFXTeleflex IncCOM569$228.0K<0.1%−17−2.9%ReducedHistory
ABMDAbiomed IncCOM737$230.0K<0.1%+23+3.2%AddedHistory
iShares Tr464288802ESG OPTIMIZED2,415$231.0K<0.1%−4,320−64.1%Reduced–
BYNDBeyond Meat, Inc.COM1,469$231.0K<0.1%+1,469NewHistory
Nuveen PFD & Incm Securties67072C105COM23,211$231.0K<0.1%+32+0.1%Added–
iShares Tr464288513IBOXX HI YD ETF2,640$232.0K<0.1%+2,640New–
MVISMicrovision, Inc.COM NEW13,941$234.0K<0.1%00.0%UnchangedHistory
DEODiageo PLCSPON ADR NEW1,226$235.0K<0.1%−2−0.2%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM20,586$237.0K<0.1%+7,437+56.6%AddedHistory
ELVElevance Health, Inc.Stock625$238.0K<0.1%+18+3.0%AddedHistory
Schwab International Equity ETF808524805ETF6,047$239.0K<0.1%−206−3.3%Reduced–
TRVTravelers Companies, Inc.Stock1,599$239.0K<0.1%+171+12.0%AddedHistory
AONAon plcCL A1,000$239.0K<0.1%00.0%UnchangedHistory
MTNVail Resorts IncCOM757$239.0K<0.1%+18+2.4%AddedHistory
SBACSba Communications CorpCL A753$240.0K<0.1%+21+2.9%AddedHistory
GSKGSK plcSPONSORED ADR6,044$241.0K<0.1%+6,044NewHistory
iShares Russell Top 200 Growth ETF464289438ETF1,606$242.0K<0.1%00.0%Unchanged–
GDOTGreen Dot CorpCL A5,159$242.0K<0.1%−32−0.6%ReducedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF2,060$243.0K<0.1%+2+0.1%Added–
WisdomTree Tr97717W505US MIDCAP DIVID5,802$243.0K<0.1%+100+1.8%Added–
SPDR Series Trust78464A201ST STR SP600GRWO2,762$245.0K<0.1%−4,340−61.1%Reduced–
SFIXStitch Fix, Inc.Stock4,081$246.0K<0.1%+4,081NewHistory
SONOSonos IncCOM7,060$249.0K<0.1%+200+2.9%AddedHistory
BIDUBaidu, Inc.ADR1,227$250.0K<0.1%+61+5.2%AddedHistory
iShares Tr464288760US AER DEF ETF2,282$250.0K<0.1%+43+1.9%Added–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR7,200$250.0K<0.1%+7,200New–
WisdomTree Tr97717X628FLOATNG RAT TREA9,970$250.0K<0.1%00.0%Unchanged–
ETF Ser Solutions26922A594AAM S&P 5008,280$251.0K<0.1%+8,280New–
iShares Core MSCI Eafe ETF46432F842ETF3,384$253.0K<0.1%−13−0.4%Reduced–
ROLRollins IncCOM7,404$253.0K<0.1%−1,070−12.6%ReducedHistory
AMPAmeriprise Financial IncCOM1,021$254.0K<0.1%−198−16.2%ReducedHistory
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,975$254.0K<0.1%+1,975New–
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,495$255.0K<0.1%+6,495NewHistory
MDYSPDR S&P Midcap 400 ETF TrustETF520$256.0K<0.1%00.0%UnchangedHistory
iShares Tr464288646ISHS 1-5YR INVS4,675$256.0K<0.1%+91+2.0%Added–
MKCMcCormick & Co IncStock2,923$258.0K<0.1%+482+19.7%AddedHistory
SPDR Series Trust78468R721STATE STREET SPD4,978$259.0K<0.1%+414+9.1%Added–
CACICACI International IncCL A1,015$259.0K<0.1%−51−4.8%ReducedHistory
VALEVale S.A.SPONSORED ADS11,346$259.0K<0.1%+11,346NewHistory
Vanguard World FD921910816MEGA GRWTH IND1,121$259.0K<0.1%−5−0.4%Reduced–

Options (7)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Flagship Harbor Advisors, LLC in Q2 2021
SecurityClassPutsCalls
UNMUnum GroupStock–$83.0K
METAMeta Platforms, Inc.Stock–$76.0K
JAZZJazz Pharmaceuticals plcSHS USD–$50.0K
SLViShares Silver TrustETF–$48.0K
SPYSPDR S&P 500 ETF TrustETF$5.00K$1.00K
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD–$3.00K
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1$1.00K–

Sold out since Q1 2021 (57)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Flagship Harbor Advisors, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
ATOMAtomera IncCOM148,176$3.63M0.4%History
LTRNLantern Pharma Inc.COM147,671$2.68M0.3%History
ICADIcad IncCOM NEW112,180$2.38M0.3%History
Fidelity MSCI Utilities Index ETF316092865ETF53,826$2.23M0.3%–
Fidelity Covington Trust316092303CONSMR STAPLES50,762$2.11M0.2%–
VanEck ETF Trust92189F791JUNIOR GOLD MINE45,961$2.07M0.2%–
LUNGPulmonx CorpCOM40,737$1.86M0.2%History
NDRAENDRA Life Sciences Inc.COM697,026$1.81M0.2%History
FS KKR Cap Corp II35952V303COM69,384$1.35M0.2%–
Fidelity MSCI Health Care Index ETF316092600ETF21,849$1.29M0.1%–
iShares Inc46434G830MSCI ITALY ETF37,420$1.18M0.1%–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF22,694$1.01M0.1%–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY12,438$947.0K0.1%–
iShares Inc464286525MSCI GBL MIN VOL9,280$916.0K0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF14,161$876.0K0.1%–
SPDR Ser Tr78468R697S&P KENSHO INTLG16,282$740.0K0.1%–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT13,638$710.0K0.1%–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID20,556$693.0K0.1%–
XAIRBeyond Air, Inc.COM118,079$649.0K0.1%History
VanEck ETF Trust92189H805RARE EARTH AND S8,483$636.0K0.1%–
ORGOOrganogenesis Holdings Inc.COM34,000$619.0K0.1%History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF30,085$606.0K0.1%–
TWAVTaoWeave, Inc.COM116,244$579.0K0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF6,182$549.0K0.1%–
STKColumbia Seligman Premium Technology Growth Fund, Inc.COM16,071$502.0K0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH4,192$455.0K0.1%–
SPDR Series Trust78464A714ST STR SP RETAIL4,986$445.0K0.1%–
JDJD.com, Inc.SPON ADS CL A5,070$428.0K<0.1%History
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF8,090$370.0K<0.1%–
SNOWSnowflake Inc.Stock1,606$368.0K<0.1%History
CHNGChange Healthcare Inc.COM14,318$316.0K<0.1%History
SMGScotts Miracle-Gro CoStock1,182$290.0K<0.1%History
BEAMBeam Therapeutics Inc.COM3,590$287.0K<0.1%History
EMANEmagin CorpCOM NEW76,230$285.0K<0.1%History
Sprott ETF Trust85210B102GOLD MINERS ETF10,000$268.0K<0.1%–
First Trust Indxx Innovative Transaction & Process ETF33741X201ETF6,630$267.0K<0.1%–
TTWOTake Two Interactive Software IncCOM1,496$264.0K<0.1%History
TRIPTripAdvisor, Inc.COM4,873$262.0K<0.1%History
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS10,260$262.0K<0.1%–
EAElectronic Arts Inc.COM1,885$255.0K<0.1%History
Inphi Corp45772F107COM1,430$255.0K<0.1%–
GSITGsi Technology IncCOM36,181$242.0K<0.1%History
First Tr Exchange Traded FD33738R720NASDQ ARTFCIAL4,630$241.0K<0.1%–
SPDR Series Trust78468R796ST STR SP500FF2,339$230.0K<0.1%–
INTZIntrusion IncCOM NEW9,663$226.0K<0.1%History
SPDR Series Trust78464A383ST STR BACKE ETF8,660$225.0K<0.1%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF801$220.0K<0.1%–
SPDR Series Trust78468R739ST NUVE TERM ETF4,413$219.0K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,391$218.0K<0.1%–
SGENSeagen Inc.COM1,557$216.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW4,463$215.0K<0.1%History
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF5,323$214.0K<0.1%–
SPDR Series Trust78468R804ST STR R1K LOWV1,651$207.0K<0.1%–
SPDR Index Shs FDS78463X194SST SPDR MSCI1,699$203.0K<0.1%–
PMXPIMCO Municipal Income Fund IIICOM10,961$135.0K<0.1%History
AGIAlamos Gold IncStock10,251$80.0K<0.1%History
KODKEastman Kodak CoCOM NEW8,655$68.0K<0.1%History