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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 20, 2024. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
3,403
+76 vs. Q4 2022
Portfolio value
$2.97B
+$659.8M (+28.6%) vs. Q4 2022
Filed
May 20, 2024
AmendedSEC
Holdings of Parallel Advisors, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
China Petroleum & Chemical C16941R108SPON ADR H SHS40$00.0%+40New–
Huaneng PWR Intl Inc443304100SPON ADR H SHS49$00.0%00.0%Unchanged–
Mobile Telesystems PJSC607409109SPONSORED ADR710$00.0%00.0%Unchanged–
BTBTBit Digital, IncSHS0$1<0.1%0UnchangedHistory
10X Cap Venture Acqstn CorpG87076116*W EXP 04/19/2027$1<0.1%00.0%Unchanged–
AVTXAvalo Therapeutics, Inc.COM NEW1$2<0.1%00.0%UnchangedHistory
Bellicum Pharmaceuticals, Inc079481404COM NEW10$3<0.1%00.0%Unchanged–
BRTXBioRestorative Therapies, Inc.COMMON STOCK1$3<0.1%00.0%UnchangedHistory
IMUXImmunic, Inc.COM2$3<0.1%00.0%UnchangedHistory
Hexo Corp428304406COM2$3<0.1%00.0%Unchanged–
THMOThermoGenesis Holdings, Inc.COM NEW1$3<0.1%+1NewHistory
GWAVGreenwave Technology Solutions, Inc.COM NEW4$4<0.1%+4NewHistory
WINTWindtree Therapeutics IncCOM1$5<0.1%−10−90.9%ReducedHistory
DCTHDelcath Systems, Inc.COM NEW1$6<0.1%00.0%UnchangedHistory
BNGOBionano Genomics, Inc.COM7$8<0.1%00.0%UnchangedHistory
VERUVeru Inc.COM9$10<0.1%−247−96.5%ReducedHistory
WRNWestern Copper & Gold CorpStock6$11<0.1%00.0%UnchangedHistory
GOROGoldgroup Mining Inc.COM10$11<0.1%00.0%UnchangedHistory
VIRXViracta Therapeutics, Inc.COM8$13<0.1%00.0%UnchangedHistory
YYAIAirwa Inc.COM NEW87$13<0.1%00.0%UnchangedHistory
Tailwind Acquisition Corp87403Q110*W EXP 09/07/202278$14<0.1%+278New–
OABIOmniAb, Inc.COM4$15<0.1%00.0%UnchangedHistory
KALAKALA BIO, Inc.COM1$15<0.1%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS34$16<0.1%00.0%UnchangedHistory
ECFEllsworth Growth & Income Fund LtdCOM2$17<0.1%00.0%UnchangedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM40$17<0.1%00.0%UnchangedHistory
BBNBlackRock Taxable Municipal Bond TrustSHS1$18<0.1%+1NewHistory
CRVSCorvus Pharmaceuticals, Inc.COM20$18<0.1%00.0%UnchangedHistory
HLTHCue Health Inc.COM10$18<0.1%+10NewHistory
TVRDTvardi Therapeutics, Inc.COM4$20<0.1%00.0%UnchangedHistory
VTNRVertex Energy Inc.COM2$20<0.1%00.0%UnchangedHistory
RGTIRigetti Computing, Inc.COMMON STOCK30$22<0.1%00.0%UnchangedHistory
RYMRYTHM, Inc.COM144$24<0.1%00.0%UnchangedHistory
AMBOAmbow Education Holding Ltd.SPONSORED ADS89$24<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK14$28<0.1%00.0%UnchangedHistory
SLDBSolid Biosciences Inc.COM6$28<0.1%00.0%UnchangedHistory
BLUEbluebird bio, Inc.COM9$29<0.1%−55−85.9%ReducedHistory
TSPHTuSimple Holdings Inc.CL A20$29<0.1%00.0%UnchangedHistory
TSVT2seventy bio, Inc.COMMON STOCK3$31<0.1%00.0%UnchangedHistory
PBPBPotbelly CorpCOM4$33<0.1%00.0%UnchangedHistory
MVSTMicrovast Holdings, Inc.COM30$37<0.1%00.0%UnchangedHistory
Markforged Holding Corporati57064N110*W EXP 07/14/202250$37<0.1%00.0%Unchanged–
XXII22nd Century Group, Inc.COM50$38<0.1%00.0%UnchangedHistory
DOMADoma Holdings, Inc.COMMON STOCK100$41<0.1%00.0%UnchangedHistory
OBEObsidian Energy Ltd.COM8$51<0.1%00.0%UnchangedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM3$59<0.1%00.0%UnchangedHistory
USASAmericas Gold & Silver CorpCOM130$62<0.1%00.0%UnchangedHistory
ZTEKFZentek Ltd.COM41$63<0.1%+41NewHistory
CYXTCyxtera Technologies, Inc.COMMON STOCK220$67<0.1%+220NewHistory
CCSIConsensus Cloud Solutions, Inc.COM2$68<0.1%00.0%UnchangedHistory
RBOTVicarious Surgical Inc.COM CL A30$68<0.1%−105−77.8%ReducedHistory
AVDXAvidXchange Holdings, Inc.COM9$70<0.1%00.0%UnchangedHistory
ZIMVZimVie Inc.Stock10$72<0.1%−1−9.1%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM12$73<0.1%00.0%UnchangedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1$74<0.1%00.0%UnchangedHistory
DOOBRP Inc.COM SUN VTG1$78<0.1%+1NewHistory
BALYBally's CorpCOM4$78<0.1%+4NewHistory
LASRNlight, Inc.COM8$81<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM130$83<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y495PURE CANNABIS30$87<0.1%+30New–
IRBTiRobot CorpCOM2$87<0.1%+2NewHistory
Yamana Gold Inc98462Y100COM15$88<0.1%00.0%Unchanged–
Advisorshares Tr00768Y354POSEIDON DYNAMIC70$88<0.1%00.0%Unchanged–
GRWGGrowGeneration Corp.COM26$89<0.1%00.0%UnchangedHistory
FFAIFaraday Future Intelligent Electric Inc.COM250$89<0.1%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW350$91<0.1%00.0%UnchangedHistory
NABLN-able, Inc.COMMON STOCK7$92<0.1%00.0%UnchangedHistory
Atech (Parent) Resolution Corp.00973N102COM30$92<0.1%00.0%Unchanged–
ALECAlector, Inc.COM15$93<0.1%00.0%UnchangedHistory
CWANClearwater Analytics Holdings, Inc.CL A6$96<0.1%−8−57.1%ReducedHistory
UCTTUltra Clean Holdings, Inc.COM3$99<0.1%00.0%UnchangedHistory
MNROMonro, Inc.COM2$99<0.1%00.0%UnchangedHistory
LZLegalzoom.com, Inc.COM11$103<0.1%00.0%UnchangedHistory
BCYCBicycle Therapeutics PLCSPONSORED ADS5$106<0.1%00.0%UnchangedHistory
MRUSMerus N.V.COM6$110<0.1%+6NewHistory
NINENine Energy Service, Inc.COM20$111<0.1%00.0%UnchangedHistory
VTOLBristow Group Inc.COM5$112<0.1%−28−84.8%ReducedHistory
ONEWOneWater Marine Inc.CL A COM4$112<0.1%+4NewHistory
EGOEldorado Gold CorpCOM11$114<0.1%−9−45.0%ReducedHistory
TDUPThredUp Inc.CL A46$116<0.1%+46NewHistory
WATTEnergous CorpCOM215$116<0.1%+15+7.5%AddedHistory
APPHAppHarvest, Inc.COM193$118<0.1%00.0%UnchangedHistory
DOUGDouglas Elliman Inc.COM39$121<0.1%−1,357−97.2%ReducedHistory
ACCOAcco Brands CorpCOM23$122<0.1%−183−88.8%ReducedHistory
LTCHLatch, Inc.COM160$122<0.1%+160NewHistory
WHDCactus, Inc.CL A3$124<0.1%−1−25.0%ReducedHistory
MGIMoneygram International IncCOM NEW12$125<0.1%−75−86.2%ReducedHistory
MYRGMyr Group Inc.COM1$126<0.1%00.0%UnchangedHistory
TRUPTrupanion, Inc.COM3$129<0.1%00.0%UnchangedHistory
CMPRCIMPRESS plcSHS EURO3$131<0.1%+3NewHistory
ACGNAceragen, Inc.COM58$133<0.1%−1−1.4%ReducedConverted for a 1-for-17 splitHistory
CCRNCross Country Healthcare IncCOM6$134<0.1%00.0%UnchangedHistory
GTHXG1 Therapeutics, Inc.COM50$134<0.1%00.0%UnchangedHistory
BRBRBellring Brands, Inc.Stock4$136<0.1%00.0%UnchangedHistory
TPCTutor Perini CorpCOM22$136<0.1%−92−80.7%ReducedHistory
GFLGFL Environmental Inc.SUB VTG SHS4$138<0.1%00.0%UnchangedHistory
CNMCore & Main, Inc.CL A6$139<0.1%00.0%UnchangedHistory
RNACCartesian Therapeutics, Inc.COM100$139<0.1%00.0%UnchangedHistory
OSPNOneSpan Inc.COM8$140<0.1%00.0%UnchangedHistory
PCMPCM Fund, Inc.COM17$149<0.1%+17NewHistory

Options (19)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q1 2023
SecurityClassPutsCalls
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DDOptions–$227
Mercadolibre Inc Com Jan 17 25 USD1210 100 Shs6136849XTOptions–$132
Amazon.com Inc Jan 17 25 USD90 100 Shs6134189FFOptions–$86
Palo Alto Networks Sep 19 25 USD190 100 Shs6363999WWOptions–$58
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219ICOptions–$46
Microsoft Corp Jun 20 25 USD230 100 Shs6320679JDOptions–$42
Call (Googl) Alphabet Inc Cap STK Jun 21 24 USD110 (100 Shs)6047579MIOptions–$31
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AWOptions–$31
Call (MSFT) Microsoft Corp Jun 21 24 USD270 (100 Shs)5834369LJOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD265 (100 Shs)5840649DDOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD255 (100 Shs)5840649FFOptions–$29
Call (MSFT) Microsoft Corp Jun 21 24 USD250 (100 Shs)5834369AWOptions–$29
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KKOptions–$24
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WUOptions–$23
Marvell Technology Jan 17 25 USD35 100 Shs6136969BBOptions–$22
Amazon.com Inc Jan 17 25 USD95 100 Shs6134189HHOptions–$21
Call (CPNG) Coupang Inc CL A Jan 19 24 USD15 (100 Shs)5511129DDOptions–$16
Alphabet Inc Cap STK Jan 17 25 USD90 100 Shs6135909LFOptions–$10
Marvell Technology Jan 17 25 USD37.5 100 Shs6136969WWOptions–$4

Sold out since Q4 2022 (190)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 190 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
ONEM1Life Healthcare IncCOM117,152$1.96M0.1%History
Amryt Pharma PLC03217L106SPONSORED ADS68,524$500.2K<0.1%–
Tata MTRS Ltd876568502SPONSORED ADR9,396$217.1K<0.1%–
WisdomTree Tr97717W760INTL SMCAP DIV2,801$162.4K<0.1%–
WisdomTree Tr97717Y683ENHNCD CMMDTY ST7,935$144.6K<0.1%–
CAJPYCanon IncSPONSORED ADR4,108$89.1K<0.1%History
POSHPoshmark, Inc.COM CL A4,728$84.5K<0.1%History
SIVBSVB Financial GroupCOM364$83.8K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF3,734$83.3K<0.1%–
STORStore Capital LLCCOM2,350$75.3K<0.1%History
TCW ETF Trust29287L205TRANS SYSTE ETF1,425$67.5K<0.1%–
iShares Tr46435G532MSCI GBL SUS DEV795$62.8K<0.1%–
Adamas Trust, Inc.649604501COM PAR $.0223,383$59.9K<0.1%–
COUPCoupa Software IncCOM712$56.4K<0.1%History
iShares Tr46434V803HDG MSCI EAFE1,812$48.9K<0.1%–
UMPQUmpqua Holdings CorpCOM2,629$46.9K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW2,805$41.3K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US830$35.4K<0.1%–
BlackRock ETF Trust09290C509ISHA US AWAR ETF729$31.0K<0.1%–
Signature BK New York N Y82669G104COM255$29.4K<0.1%–
iShares Tr464287770U.S. FIN SVC ETF167$26.5K<0.1%–
GRBKGreen Brick Partners, Inc.COM1,080$26.2K<0.1%History
Atlas CorpY0436Q109SHARES1,571$24.1K<0.1%–
MDXGMimedx Group, Inc.COM8,575$23.8K<0.1%History
State Street SPDR S&P Emerging Asia Pacific ETF78463X301ETF241$23.1K<0.1%–
LHCGLHC Group, IncCOM124$20.1K<0.1%History
FUBOFuboTV Inc.COM11,409$19.9K<0.1%History
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/17,000$16.4K<0.1%–
Invesco Exchange Traded FD T46137V407INVESCO MSCI316$15.1K<0.1%–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO126$15.1K<0.1%–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF330$13.5K<0.1%–
RAPTRAPT Therapeutics, Inc.COM676$13.4K<0.1%History
EQT Corp26884LAK5NOTE 1.750% 5/05,000$11.5K<0.1%–
Macquarie Global Infrastruct55608D101COM450$10.2K<0.1%–
SPNESeaSpine Holdings CorpCOM1,200$10.0K<0.1%History
AIMCAltra Industrial Motion Corp.COM164$9.81K<0.1%History
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/09,000$9.66K<0.1%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X300$9.51K<0.1%–
NICE Ltd.653656AB4NOTE 9/19,000$8.50K<0.1%–
Atlas Air Worldwide Hldgs IN049164BJ4NOTE 1.875% 6/05,000$8.31K<0.1%–
USERUserTesting, Inc.COM1,105$8.30K<0.1%History
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/16,000$8.23K<0.1%–
IAAIAA, Inc.COM203$8.12K<0.1%History
Strategy Shs86280R803DAY HAGAN SMART264$8.04K<0.1%–
CNXNPC Connection IncCOM165$7.74K<0.1%History
Microchip Technology Inc595017AU8NOTE 0.125%11/17,000$7.56K<0.1%–
SAFESafehold Inc.COM263$7.53K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/16,000$7.50K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL350$7.42K<0.1%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/18,000$6.62K<0.1%–
NKXNuveen California Amt-Free Quality Municipal Income FundCOM532$6.55K<0.1%History
Dexcom Inc252131AK3NOTE 0.250%11/16,000$6.51K<0.1%–
Vail Resorts Inc91879QAN9NOTE 1/07,000$6.49K<0.1%–
INVAInnoviva, Inc.COM481$6.37K<0.1%History
DISH Network CORP25470MAB5NOTE 3.375% 8/110,000$6.28K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/06,000$6.24K<0.1%–
Etsy Inc29786AAJ5NOTE 0.125%10/04,000$6.17K<0.1%–
Nuvasive Inc670704AJ4NOTE 0.375% 3/17,000$6.10K<0.1%–
Southwest Airls Co844741BG2NOTE 1.250% 5/05,000$6.08K<0.1%–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/06,000$5.90K<0.1%–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/04,000$5.89K<0.1%–
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/16,000$5.83K<0.1%–
Zillow Group, Inc.98954MAH4NOTE 2.750% 5/16,000$5.77K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/15,000$5.73K<0.1%–
CONMED Corp207410AF8NOTE 2.625% 2/05,000$5.67K<0.1%–
Ford MTR Co Del345370CZ1NOTE 3/16,000$5.65K<0.1%–
New York Life Investments Et45409B107HEDGE MULTI STRA192$5.46K<0.1%–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/05,000$5.29K<0.1%–
Tailwind Acquisition Corp87403Q201UNIT 09/07/2027557$5.21K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/06,000$5.19K<0.1%–
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/16,000$5.15K<0.1%–
Patrick Inds Inc703343AB9DBCV 1.000% 2/05,000$4.98K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/15,000$4.94K<0.1%–
Liberty Media Corp Del531229AB8NOTE 1.375%10/14,000$4.94K<0.1%–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/16,000$4.91K<0.1%–
CWKCushman & Wakefield Ltd.SHS390$4.86K<0.1%History
AGQProShares Trust IIULTRA SILVER NEW150$4.80K<0.1%History
Procure ETF Trust II74280R205SPACE ETF240$4.68K<0.1%–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/06,000$4.61K<0.1%–
RFPResolute Forest Products Inc.COM213$4.60K<0.1%History
Flexshares Tr33939L407MORNSTAR UPSTR100$4.35K<0.1%–
DCTDuck Creek Technologies, Inc.SHS350$4.22K<0.1%History
COWNCowen Inc.CL A NEW106$4.09K<0.1%History
Exact Sciences Corp30063PAC9NOTE 0.375% 3/05,000$3.96K<0.1%–
Kraneshares Tr500767561EUROPEAN CARBON125$3.79K<0.1%–
Splunk Inc848637AD6NOTE 1.125% 9/14,000$3.75K<0.1%–
SGFYSignify Health, Inc.CL A COM121$3.47K<0.1%History
Spirit Airls Inc848577AB8NOTE 1.000% 5/14,000$3.23K<0.1%–
TFFPTFF Pharmaceuticals, Inc.COM2,963$3.11K<0.1%History
WisdomTree Tr97717W125FUTRE STRAT FD98$3.09K<0.1%–
LOGCContextLogic Inc.COM CL A5,841$2.85K<0.1%History
AAWWAtlas Air Worldwide Holdings IncCOM NEW28$2.82K<0.1%History
GOEVCanoo Inc.COM CL A2,220$2.73K<0.1%History
TMPTompkins Financial CorpCOM34$2.64K<0.1%History
KALVKalVista Pharmaceuticals, Inc.COM382$2.58K<0.1%History
SJISouth Jersey Industries IncCOM71$2.54K<0.1%History
Advisors Inner Circle FD III00775Y652STRATEGAS GBL PO100$2.36K<0.1%–
Safehold Inc.45031U101COM292$2.23K<0.1%–
SAFTSafety Insurance Group IncCOM26$2.19K<0.1%History
TSEOQTrinseo PLCCOM93$2.11K<0.1%History