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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 6, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
3,327
−109 vs. Q3 2022
Portfolio value
$2.31B
+$134.8M (+6.2%) vs. Q3 2022
Filed
Feb 6, 2023
SEC
Holdings of Parallel Advisors, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/110,000$6.28K<0.1%00.0%Unchanged–
CVSACovista Inc.COM177$6.28K<0.1%00.0%UnchangedHistory
DORMDorman Products, Inc.COM78$6.31K<0.1%−1−1.3%ReducedHistory
Global X FDS37950E101FTSE NORDIC REG246$6.31K<0.1%−384−61.0%Reduced–
Simplify Exchange Traded Fun82889N103US EQT PLS CNVEX250$6.34K<0.1%00.0%Unchanged–
Global X FDS37954Y673US INFR DEV ETF240$6.36K<0.1%+40+20.0%Added–
INVAInnoviva, Inc.COM481$6.37K<0.1%+378+367.0%AddedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX39$6.38K<0.1%00.0%Unchanged–
NXDRNextdoor Holdings, Inc.COM CL A3,100$6.39K<0.1%+1,200+63.2%AddedHistory
NVAXNovavax IncCOM NEW622$6.39K<0.1%+469+306.5%AddedHistory
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF241$6.41K<0.1%00.0%Unchanged–
RPRXRoyalty Pharma plcSHS CLASS A163$6.44K<0.1%−214−56.8%ReducedHistory
GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt TrustCOM394$6.45K<0.1%+394NewHistory
ACAArcosa, Inc.COM119$6.47K<0.1%00.0%UnchangedHistory
SHAKShake Shack Inc.CL A156$6.48K<0.1%+100+178.6%AddedHistory
Vail Resorts Inc91879QAN9NOTE 1/07,000$6.49K<0.1%00.0%Unchanged–
KTOSKratos Defense & Security Solutions, Inc.COM NEW629$6.49K<0.1%+609+3,045.0%AddedHistory
MATMattel IncCOM364$6.49K<0.1%−66−15.3%ReducedHistory
BCELAtreca, Inc.CL A COM8,114$6.50K<0.1%00.0%UnchangedHistory
Dexcom Inc252131AK3NOTE 0.250%11/16,000$6.51K<0.1%00.0%Unchanged–
HCCWarrior Met Coal, Inc.COM189$6.55K<0.1%−12−6.0%ReducedHistory
NKXNuveen California Amt-Free Quality Municipal Income FundCOM532$6.55K<0.1%+6+1.1%AddedHistory
IVRInvesco Mortgage Capital Inc.COM515$6.56K<0.1%+311+152.5%AddedHistory
SPBSpectrum Brands Holdings, Inc.COM108$6.58K<0.1%−21−16.3%ReducedHistory
Maxeon Solar Technologies LTY58473102SHS411$6.60K<0.1%00.0%Unchanged–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/18,000$6.62K<0.1%00.0%Unchanged–
HLFHerbalife Ltd.COM SHS445$6.62K<0.1%+405+1,012.5%AddedHistory
VYXNCR Voyix CorpCOM284$6.65K<0.1%−179−38.7%ReducedHistory
Starz Entertainment Corp535919401CL A VTG1,170$6.68K<0.1%−462−28.3%Reduced–
FLGTFulgent Genetics, Inc.COM225$6.70K<0.1%−8−3.4%ReducedHistory
PROPROS Holdings, Inc.COM279$6.77K<0.1%00.0%UnchangedHistory
CBUCommunity Financial System, Inc.COM108$6.80K<0.1%−32−22.9%ReducedHistory
RFICohen & Steers Total Return Realty Fund IncCOM558$6.82K<0.1%−112−16.7%ReducedHistory
TACTransalta CorpCOM761$6.83K<0.1%+738+3,208.7%AddedHistory
IDCCInterDigital, Inc.COM138$6.83K<0.1%00.0%UnchangedHistory
WGOWinnebago Industries IncCOM130$6.85K<0.1%−5−3.7%ReducedHistory
LGTYLogility Supply Chain Solutions, IncCL A468$6.87K<0.1%−18−3.7%ReducedHistory
SOFISoFi Technologies, Inc.Stock1,496$6.90K<0.1%−2,601−63.5%ReducedHistory
JWNNordstrom IncStock427$6.91K<0.1%−49−10.3%ReducedHistory
LBRTLiberty Energy Inc.COM CL A433$6.93K<0.1%00.0%UnchangedHistory
MSTRStrategy IncStock49$6.94K<0.1%00.0%UnchangedHistory
CLHClean Harbors IncCOM61$6.96K<0.1%00.0%UnchangedHistory
ARGOArgo Group International Holdings, Inc.COM270$6.98K<0.1%−60−18.2%ReducedHistory
AVAVAeroVironment IncCOM82$7.02K<0.1%+13+18.8%AddedHistory
WENWendy's CoStock310$7.03K<0.1%+13+4.4%AddedHistory
RWTRedwood Trust IncCOM1,041$7.04K<0.1%−15−1.4%ReducedHistory
CAKECheesecake Factory IncCOM222$7.05K<0.1%+1+0.5%AddedHistory
VLRSControladora Vuela Compania de Aviacion, S.A.B. de C.V.SPON ADR RP 10844$7.06K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW159$7.11K<0.1%00.0%Unchanged–
iShares MSCI India ETF46429B598ETF171$7.14K<0.1%00.0%Unchanged–
HTZHertz Global Holdings, IncCOM NEW465$7.16K<0.1%+58+14.3%AddedHistory
Industrias Bachoco SAB456463108SPON ADR B141$7.19K<0.1%+18+14.6%Added–
FTITechnipFMC plcCOM591$7.20K<0.1%00.0%UnchangedHistory
FINVFinVolution GroupSPONSORED ADS1,453$7.21K<0.1%−143−9.0%ReducedHistory
COURCoursera, Inc.COM612$7.24K<0.1%+335+120.9%AddedHistory
WSBCWesbanco IncCOM196$7.25K<0.1%00.0%UnchangedHistory
IRTIndependence Realty Trust, Inc.COM430$7.25K<0.1%+76+21.5%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF75$7.29K<0.1%+35+87.5%Added–
PPBIPacific Premier Bancorp IncCOM231$7.29K<0.1%00.0%UnchangedHistory
AEVAAeva Technologies, Inc.COM5,369$7.30K<0.1%+369+7.4%AddedHistory
Goldman Sachs ETF Tr38149W812FUTURE TECH LEAD350$7.32K<0.1%+100+40.0%Added–
BLDRBuilders FirstSource, Inc.Stock113$7.33K<0.1%+20+21.5%AddedHistory
EMBJEmbraer S.A.ADR671$7.33K<0.1%+49+7.9%AddedHistory
SPDR Series Trust78464A672ST INTER ETF260$7.34K<0.1%−130−33.3%Reduced–
Flagstar Bank, National Association649445103COM854$7.34K<0.1%−903−51.4%Reduced–
THSTreeHouse Foods, Inc.COM149$7.36K<0.1%−1−0.7%ReducedHistory
SMARSmartsheet IncCOM CL A187$7.36K<0.1%−255−57.7%ReducedHistory
CSTMConstellium SECL A SHS624$7.38K<0.1%+624NewHistory
AVNTAvient CorpCOM219$7.41K<0.1%−243−52.6%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM381$7.42K<0.1%−28−6.8%ReducedHistory
Agf Invts Tr00110G408US MARKET NETRL350$7.42K<0.1%+327+1,421.7%Added–
STAGSTAG Industrial, Inc.COM230$7.46K<0.1%+61+36.1%AddedHistory
RBARB Global Inc.COM129$7.46K<0.1%−319−71.2%ReducedHistory
MDPediatrix Medical Group, Inc.COM504$7.49K<0.1%00.0%UnchangedHistory
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/16,000$7.50K<0.1%00.0%Unchanged–
SAFESafehold Inc.COM263$7.53K<0.1%+219+497.7%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF261$7.54K<0.1%−161−38.2%Reduced–
Microchip Technology Inc595017AU8NOTE 0.125%11/17,000$7.56K<0.1%00.0%Unchanged–
GLOBGlobant S.A.COM45$7.57K<0.1%+2+4.7%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5027$7.58K<0.1%00.0%Unchanged–
Direxion Shs ETF Tr25459W54020YR TRES BULL1,000$7.62K<0.1%+800+400.0%Added–
WRBYWarby Parker Inc.CL A COM565$7.62K<0.1%+23+4.2%AddedHistory
NHINational Health Investors IncCOM146$7.62K<0.1%−160−52.3%ReducedHistory
MKSIMKS IncCOM90$7.63K<0.1%−182−66.9%ReducedHistory
SHENShenandoah Telecommunications CoCOM481$7.64K<0.1%−197−29.1%ReducedHistory
UFPTUfp Technologies IncCOM65$7.66K<0.1%00.0%UnchangedHistory
TPGTPG Inc.COM CL A277$7.71K<0.1%+220+386.0%AddedHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG413$7.71K<0.1%−57−12.1%Reduced–
Direxion Shs ETF Tr25459W862DRX S&P500BULL124$7.72K<0.1%00.0%Unchanged–
CNXNPC Connection IncCOM165$7.74K<0.1%−13−7.3%ReducedHistory
SPRYARS Pharmaceuticals, Inc.COM908$7.75K<0.1%00.0%UnchangedHistory
CGCarlyle Group Inc.COM260$7.76K<0.1%+5+2.0%AddedHistory
PRGOPERRIGO Co plcSHS227$7.77K<0.1%−1,684−88.1%ReducedHistory
SBGISinclair, Inc.CL A502$7.79K<0.1%−273−35.2%ReducedHistory
MIRMMirum Pharmaceuticals, Inc.COM400$7.80K<0.1%00.0%UnchangedHistory
ALEAllete IncCOM NEW121$7.81K<0.1%−122−50.2%ReducedHistory
LQDTLiquidity Services IncCOM558$7.84K<0.1%−320−36.4%ReducedHistory
RADIRadius Global Infrastructure, Inc.COM CL A664$7.85K<0.1%−3−0.4%ReducedHistory
AIC3.ai, Inc.Stock703$7.87K<0.1%+370+111.1%AddedHistory
FYBRFrontier Communications Parent, Inc.COM310$7.90K<0.1%−94−23.3%ReducedHistory

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q4 2022
SecurityClassPutsCalls
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DDOptions–$185
Apple Inc Com Jun 16 23 USD145 100 Shs5244489JJOptions$136–
Alphabet Inc Cap STK Jan 17 25 USD90 100 Shs6135909LFOptions–$85
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AWOptions–$72
Call (Googl) Alphabet Inc Cap STK Jun 21 24 USD110 (100 Shs)6047579MIOptions–$48
Amazon.com Inc Jan 17 25 USD95 100 Shs6134189HHOptions–$41
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WUOptions–$29
Amazon.com Inc Jan 17 25 USD90 100 Shs6134189FFOptions–$26
Call (MSFT) Microsoft Corp Jun 21 24 USD270 (100 Shs)5834369LJOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD265 (100 Shs)5840649DDOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD255 (100 Shs)5840649FFOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD250 (100 Shs)5834369AWOptions–$24
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KKOptions–$22
Call (Meli) Mercadolibre Inc Com Jan 19 24 USD800 (100 Shs)5556539AYOptions–$20
Marvell Technology Jan 17 25 USD35 100 Shs6136969BBOptions–$18
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219ICOptions–$17
Call (CPNG) Coupang Inc CL A Jan 19 24 USD15 (100 Shs)5511129DDOptions–$15
Marvell Technology Jan 17 25 USD37.5 100 Shs6136969WWOptions–$9

Sold out since Q3 2022 (297)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 297 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
TWTRTwitter, Inc.COM29,574$1.30M0.1%History
ZENZendesk, Inc.COM7,627$580.0K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT45,901$522.0K<0.1%History
EVBNEvans Bancorp IncCOM NEW6,750$247.0K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,000$192.0K<0.1%–
CTXSCitrix Systems IncCOM1,299$135.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2214,220$129.0K<0.1%–
Hartford FDS Exchange Traded41653L867SCHRODERS COMMOD6,600$112.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF2,233$110.0K<0.1%–
DREDuke Realty CorpCOM NEW2,067$100.0K<0.1%History
Listed FD Tr53656F847CORE ALT FD3,370$100.0K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,355$91.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF8,040$86.0K<0.1%History
ECOMChanneladvisor CorpCOM3,676$83.0K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF1,564$60.0K<0.1%–
SWCHSwitch, Inc.CL A1,680$57.0K<0.1%History
Recharge Acquisition Corp756229209UNIT 99/99/99995,000$51.0K<0.1%–
ABMDAbiomed IncCOM184$45.0K<0.1%History
CLRContinental Resources, IncCOM670$45.0K<0.1%History
IIMInvesco Value Municipal Income TrustCOM3,275$38.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR1,173$33.0K<0.1%History
BlackRock ETF Trust09290C103ISHARES US EQUIT1,169$32.0K<0.1%–
iShares Tr46435G755IBONDS DEC20221,157$30.0K<0.1%–
Exchange Traded Concepts Tru301505707ROBO GLB ETF667$28.0K<0.1%–
Ironsource LtdM5R75Y101CL A ORD SHS8,157$28.0K<0.1%–
SPDR Series Trust78464A201ST STR SP600GRWO400$27.0K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD603$26.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF805$26.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN572$26.0K<0.1%–
YAlleghany CorpCOM31$26.0K<0.1%History
iShares Russell Top 200 Growth ETF464289438ETF210$25.0K<0.1%–
Alps ETF Tr00162Q395OSHARES US SMLCP773$23.0K<0.1%–
DAKTDaktronics IncCOM8,000$22.0K<0.1%History
iShares Tr46429B614MSCI INDIA SM CP400$21.0K<0.1%–
Advisorshares Tr00768Y206DORSEY WRIGT ADR483$21.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF891$21.0K<0.1%–
AVLRAvalara, Inc.COM233$21.0K<0.1%History
FSKFS KKR Capital CorpCOM1,006$17.0K<0.1%History
TMXTerminix Global Holdings IncCOM438$17.0K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF345$16.0K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC686$16.0K<0.1%–
First Tr Exchange-Traded FD33734H106SHS450$16.0K<0.1%–
Pioneer High Income Tr72369H106COM2,419$16.0K<0.1%–
NIXXNixxy, Inc.COM NEW12,935$16.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF630$15.0K<0.1%–
BCATBlackRock Capital Allocation Term TrustCOM1,000$14.0K<0.1%History
CHNGChange Healthcare Inc.COM496$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER473$14.0K<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF302$13.0K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT1,000$13.0K<0.1%History
PMOFranklin Municipal Opportunities TrustSH BEN INT1,240$12.0K<0.1%History
VanEck ETF Trust92189Y303BITCOIN STRATEGY655$12.0K<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF201$11.0K<0.1%–
XGNExagen Inc.COM4,213$11.0K<0.1%History
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE208$10.0K<0.1%History
PTLOPortillo's Inc.COM CL A505$10.0K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/9999191$10.0K<0.1%–
PCKPIMCO California Municipal Income Fund IICOM1,500$10.0K<0.1%History
ProShares Tr74347R131SHRT HGH YIELD500$10.0K<0.1%–
Danaher Corp2358514095% CONV PFD B7$9.00K<0.1%–
PCTPureCycle Technologies, Inc.COM1,000$8.00K<0.1%History
iShares Inc464286350MSCI AGR PRO ETF210$8.00K<0.1%–
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT1,116$8.00K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR308$8.00K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW205$7.00K<0.1%–
Broadcom Inc.11135F200COM5$7.00K<0.1%–
ChemoCentryx, Inc.16383L106COM145$7.00K<0.1%–
PG&E Corp69331C140UNIT 99/99/999960$7.00K<0.1%–
BHVNBiohaven Ltd.COM43$7.00K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF305$6.00K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR317$6.00K<0.1%–
iShares Inc464286343US PWR INFRA ETF265$6.00K<0.1%–
AMSFAmerisafe IncCOM134$6.00K<0.1%History
AES Corp00130H204UNIT 99/99/999965$6.00K<0.1%–
MNRLMNRL Sub Inc.CL A COM258$6.00K<0.1%History
BTGB2GOLD CorpCOM2,015$6.00K<0.1%History
Carnival Corp Ltd.14365C103ADR1,011$6.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK116$6.00K<0.1%–
Kraneshares Tr500767835MSCI ALL CHINA348$6.00K<0.1%–
PBTPermian Basin Royalty TrustUNIT BEN INT362$6.00K<0.1%History
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT195$5.00K<0.1%–
SABRSabre CorpCOM896$5.00K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK108$5.00K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH122$5.00K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD84$4.00K<0.1%–
CHICalamos Convertible Opportunities & Income FundSH BEN INT449$4.00K<0.1%History
SPDR Index Shs FDS78463X756ST MARKE CAP ETF92$4.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE200$4.00K<0.1%–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A95$4.00K<0.1%History
INDTIndus Realty Trust, Inc.COM73$4.00K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS982$4.00K<0.1%–
Workday, Inc.98138HAF8NOTE 0.250%10/04,000$4.00K<0.1%–
STRSTR Sub Inc.CLASS A COM162$4.00K<0.1%History
iShares Tr4642881253YRTB ETF47$3.00K<0.1%–
OPYOppenheimer Holdings IncCL A NON VTG104$3.00K<0.1%History
SGSweetgreen, Inc.COM CL A149$3.00K<0.1%History
CVETCovetrus, Inc.COM122$3.00K<0.1%History
Sierra Wireless Inc826516106COM88$3.00K<0.1%–
ARK ETF Tr00214Q807SPACE & DEFENSE150$2.00K<0.1%–
iShares Inc464286210EURO HIGH YIELD42$2.00K<0.1%–