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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 6, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
3,327
−109 vs. Q3 2022
Portfolio value
$2.31B
+$134.8M (+6.2%) vs. Q3 2022
Filed
Feb 6, 2023
SEC
Holdings of Parallel Advisors, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
GTT Communications, Inc.362393100COM60$00.0%00.0%Unchanged–
Huaneng PWR Intl Inc443304100SPON ADR H SHS49$00.0%−1,329−96.4%Reduced–
Mobile Telesystems PJSC607409109SPONSORED ADR710$00.0%00.0%Unchanged–
10X Cap Venture Acqstn CorpG87076116*W EXP 04/19/2027$00.0%00.0%Unchanged–
BTBTBit Digital, IncSHS0$1<0.1%−1−100.0%ReducedHistory
WINTWindtree Therapeutics IncCOM11$2<0.1%00.0%UnchangedHistory
VLTAVolta Inc.COM CL A6$2<0.1%−650−99.1%ReducedHistory
Getnet Adquirencia E Servico37428A103SPONSORED ADS1$2<0.1%00.0%Unchanged–
Hexo Corp428304406COM2$2<0.1%+2New–
BRTXBioRestorative Therapies, Inc.COMMON STOCK1$3<0.1%00.0%UnchangedHistory
IMUXImmunic, Inc.COM2$3<0.1%00.0%UnchangedHistory
DCTHDelcath Systems, Inc.COM NEW1$4<0.1%00.0%UnchangedHistory
AVTXAvalo Therapeutics, Inc.COM NEW1$5<0.1%00.0%UnchangedHistory
Bellicum Pharmaceuticals, Inc079481404COM NEW10$7<0.1%00.0%Unchanged–
BNGOBionano Genomics, Inc.COM7$10<0.1%00.0%UnchangedHistory
WRNWestern Copper & Gold CorpStock6$11<0.1%00.0%UnchangedHistory
VTNRVertex Energy Inc.COM2$12<0.1%00.0%UnchangedHistory
VIRXViracta Therapeutics, Inc.COM8$12<0.1%00.0%UnchangedHistory
OABIOmniAb, Inc.COM4$14<0.1%+4NewHistory
CENNCenntro Inc.ORD SHS34$15<0.1%00.0%UnchangedHistory
ECFEllsworth Growth & Income Fund LtdCOM2$16<0.1%−127−98.4%ReducedHistory
GOROGoldgroup Mining Inc.COM10$16<0.1%00.0%UnchangedHistory
CRVSCorvus Pharmaceuticals, Inc.COM20$17<0.1%00.0%UnchangedHistory
YYAIAirwa Inc.COM NEW87$20<0.1%00.0%UnchangedHistory
RBTCRubicon Technologies, Inc.CL A COM12$21<0.1%00.0%UnchangedHistory
RGTIRigetti Computing, Inc.COMMON STOCK30$22<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM200$22<0.1%+200NewHistory
PBPBPotbelly CorpCOM4$22<0.1%00.0%UnchangedHistory
AMBOAmbow Education Holding Ltd.SPONSORED ADS89$27<0.1%+89NewHistory
TSVT2seventy bio, Inc.COMMON STOCK3$28<0.1%00.0%UnchangedHistory
SLDBSolid Biosciences Inc.COM6$32<0.1%−1−10.0%ReducedConverted for a 1-for-15 splitHistory
HYLNHyliion Holdings Corp.COMMON STOCK14$33<0.1%−20−58.8%ReducedHistory
TSPHTuSimple Holdings Inc.CL A20$33<0.1%−29−59.2%ReducedHistory
KALAKALA BIO, Inc.COM1$38<0.1%00.0%UnchangedConverted for a 1-for-50 splitHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1$39<0.1%−6−85.7%Reduced–
TVRDTvardi Therapeutics, Inc.COM4$43<0.1%00.0%UnchangedHistory
DOMADoma Holdings, Inc.COMMON STOCK100$45<0.1%00.0%UnchangedHistory
MVSTMicrovast Holdings, Inc.COM30$46<0.1%00.0%UnchangedHistory
XXII22nd Century Group, Inc.COM50$46<0.1%00.0%UnchangedHistory
RYMRYTHM, Inc.COM144$48<0.1%+144NewHistory
OBEObsidian Energy Ltd.COM8$53<0.1%00.0%UnchangedHistory
Markforged Holding Corporati57064N110*W EXP 07/14/202250$53<0.1%00.0%Unchanged–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM3$61<0.1%00.0%UnchangedHistory
LEVILevi Strauss & CoCL A COM STK4$62<0.1%−79−95.2%ReducedHistory
LGNDLigand Pharmaceuticals IncCOM NEW1$67<0.1%−2−66.7%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM12$69<0.1%00.0%UnchangedHistory
NABLN-able, Inc.COMMON STOCK7$72<0.1%+7NewHistory
FFAIFaraday Future Intelligent Electric Inc.COM250$73<0.1%00.0%UnchangedHistory
USASAmericas Gold & Silver CorpCOM130$74<0.1%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW350$74<0.1%00.0%UnchangedHistory
PETQPetIQ, Inc.COM CL A8$74<0.1%+8NewHistory
ATSGAir Transport Services Group, Inc.COM3$78<0.1%00.0%UnchangedHistory
SEATVivid Seats Inc.COM CL A11$80<0.1%+11NewHistory
LASRNlight, Inc.COM8$81<0.1%+8NewHistory
Yamana Gold Inc98462Y100COM15$83<0.1%−724−98.0%Reduced–
LZLegalzoom.com, Inc.COM11$85<0.1%−938−98.8%ReducedHistory
Atech (Parent) Resolution Corp.00973N102COM30$85<0.1%00.0%Unchanged–
SQSPSquarespace, Inc.CLASS A4$89<0.1%+4NewHistory
WEBRWeber Inc.CL A11$89<0.1%+11NewHistory
AVDXAvidXchange Holdings, Inc.COM9$89<0.1%+9NewHistory
MNROMonro, Inc.COM2$90<0.1%00.0%UnchangedHistory
OSPNOneSpan Inc.COM8$90<0.1%−124−93.9%ReducedHistory
Eneti IncY2294C107COM9$90<0.1%+9New–
MYRGMyr Group Inc.COM1$92<0.1%00.0%UnchangedHistory
CERECerevel Therapeutics Holdings, Inc.COM3$95<0.1%+3NewHistory
UCTTUltra Clean Holdings, Inc.COM3$99<0.1%−26−89.7%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM40$100<0.1%−264−86.8%ReducedHistory
GRCGorman Rupp CoCOM4$102<0.1%−93−95.9%ReducedHistory
GRWGGrowGeneration Corp.COM26$102<0.1%−5−16.1%ReducedHistory
ZIMVZimVie Inc.Stock11$103<0.1%00.0%UnchangedHistory
BRBRBellring Brands, Inc.Stock4$103<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM130$104<0.1%00.0%UnchangedHistory
APPFAppfolio IncCOM CL A1$105<0.1%−24−96.0%ReducedHistory
CCSIConsensus Cloud Solutions, Inc.COM2$108<0.1%00.0%UnchangedHistory
Advisorshares Tr00768Y354POSEIDON DYNAMIC70$108<0.1%00.0%Unchanged–
BLNKBlink Charging Co.COM10$110<0.1%00.0%UnchangedHistory
APPHAppHarvest, Inc.COM193$110<0.1%00.0%UnchangedHistory
CDMOAvid Bioservices, Inc.COM8$110<0.1%00.0%UnchangedHistory
SAICScience Applications International CorpCOM1$111<0.1%00.0%UnchangedHistory
RNACCartesian Therapeutics, Inc.COM100$113<0.1%00.0%UnchangedHistory
NSPInsperity, Inc.COM1$114<0.1%−26−96.3%ReducedHistory
CNMCore & Main, Inc.CL A6$116<0.1%+6NewHistory
GFLGFL Environmental Inc.SUB VTG SHS4$117<0.1%+4NewHistory
LOOPLoop Industries, Inc.COM50$120<0.1%00.0%UnchangedHistory
TCBITexas Capital Bancshares IncCOM2$121<0.1%00.0%UnchangedHistory
LESLLeslie's, Inc.COM10$122<0.1%−208−95.4%ReducedHistory
VRTVVeritiv CorpCOM1$122<0.1%−8−88.9%ReducedHistory
CMPCompass Minerals International IncStock3$123<0.1%−154−98.1%ReducedHistory
RUMRUM Group Inc.Stock21$125<0.1%00.0%UnchangedHistory
HNRGHallador Energy CoStock13$130<0.1%+13NewHistory
GNLNGreenlane Holdings, Inc.COM453$130<0.1%+452+45,200.0%AddedHistory
LAWCS Disco, Inc.COM21$133<0.1%+21NewHistory
NSSCNapco Security Technologies, IncStock5$137<0.1%−9−64.3%ReducedHistory
CBLCBL & Associates Properties IncCOMMON STOCK6$138<0.1%−5−45.5%ReducedHistory
ALECAlector, Inc.COM15$138<0.1%00.0%UnchangedHistory
SEMRSEMrush Holdings, Inc.CL A COM17$138<0.1%+17NewHistory
MGNXMacrogenics IncCOM21$141<0.1%+21NewHistory
IESCIES Holdings, Inc.COM4$142<0.1%−23−85.2%ReducedHistory
TRUPTrupanion, Inc.COM3$143<0.1%+1+50.0%AddedHistory
Listed FD Tr53656F789ROUNDHILL SPORTS10$143<0.1%00.0%Unchanged–

Options (18)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q4 2022
SecurityClassPutsCalls
Amazon.com Inc Jan 17 25 USD85 100 Shs6134189DDOptions–$185
Apple Inc Com Jun 16 23 USD145 100 Shs5244489JJOptions$136–
Alphabet Inc Cap STK Jan 17 25 USD90 100 Shs6135909LFOptions–$85
Microsoft Corp Jan 17 25 USD240 100 Shs6136979AWOptions–$72
Call (Googl) Alphabet Inc Cap STK Jun 21 24 USD110 (100 Shs)6047579MIOptions–$48
Amazon.com Inc Jan 17 25 USD95 100 Shs6134189HHOptions–$41
Illumina Inc Com Jan 17 25 USD230 100 Shs6136219WUOptions–$29
Amazon.com Inc Jan 17 25 USD90 100 Shs6134189FFOptions–$26
Call (MSFT) Microsoft Corp Jun 21 24 USD270 (100 Shs)5834369LJOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD265 (100 Shs)5840649DDOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD255 (100 Shs)5840649FFOptions–$24
Call (MSFT) Microsoft Corp Jun 21 24 USD250 (100 Shs)5834369AWOptions–$24
Coupang Inc CL A Jan 17 25 USD15 100 Shs6135019KKOptions–$22
Call (Meli) Mercadolibre Inc Com Jan 19 24 USD800 (100 Shs)5556539AYOptions–$20
Marvell Technology Jan 17 25 USD35 100 Shs6136969BBOptions–$18
Illumina Inc Com Jan 17 25 USD190 100 Shs6136219ICOptions–$17
Call (CPNG) Coupang Inc CL A Jan 19 24 USD15 (100 Shs)5511129DDOptions–$15
Marvell Technology Jan 17 25 USD37.5 100 Shs6136969WWOptions–$9

Sold out since Q3 2022 (297)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 297 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
TWTRTwitter, Inc.COM29,574$1.30M0.1%History
ZENZendesk, Inc.COM7,627$580.0K<0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT45,901$522.0K<0.1%History
EVBNEvans Bancorp IncCOM NEW6,750$247.0K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,000$192.0K<0.1%–
CTXSCitrix Systems IncCOM1,299$135.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2214,220$129.0K<0.1%–
Hartford FDS Exchange Traded41653L867SCHRODERS COMMOD6,600$112.0K<0.1%–
Invesco Exch Traded FD Tr II46138E628KBW BK ETF2,233$110.0K<0.1%–
DREDuke Realty CorpCOM NEW2,067$100.0K<0.1%History
Listed FD Tr53656F847CORE ALT FD3,370$100.0K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,355$91.0K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF8,040$86.0K<0.1%History
ECOMChanneladvisor CorpCOM3,676$83.0K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF1,564$60.0K<0.1%–
SWCHSwitch, Inc.CL A1,680$57.0K<0.1%History
Recharge Acquisition Corp756229209UNIT 99/99/99995,000$51.0K<0.1%–
ABMDAbiomed IncCOM184$45.0K<0.1%History
CLRContinental Resources, IncCOM670$45.0K<0.1%History
IIMInvesco Value Municipal Income TrustCOM3,275$38.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR1,173$33.0K<0.1%History
BlackRock ETF Trust09290C103ISHARES US EQUIT1,169$32.0K<0.1%–
iShares Tr46435G755IBONDS DEC20221,157$30.0K<0.1%–
Exchange Traded Concepts Tru301505707ROBO GLB ETF667$28.0K<0.1%–
Ironsource LtdM5R75Y101CL A ORD SHS8,157$28.0K<0.1%–
SPDR Series Trust78464A201ST STR SP600GRWO400$27.0K<0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD603$26.0K<0.1%–
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF805$26.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN572$26.0K<0.1%–
YAlleghany CorpCOM31$26.0K<0.1%History
iShares Russell Top 200 Growth ETF464289438ETF210$25.0K<0.1%–
Alps ETF Tr00162Q395OSHARES US SMLCP773$23.0K<0.1%–
DAKTDaktronics IncCOM8,000$22.0K<0.1%History
iShares Tr46429B614MSCI INDIA SM CP400$21.0K<0.1%–
Advisorshares Tr00768Y206DORSEY WRIGT ADR483$21.0K<0.1%–
Fidelity Covington Trust316092857MSCI RL EST ETF891$21.0K<0.1%–
AVLRAvalara, Inc.COM233$21.0K<0.1%History
FSKFS KKR Capital CorpCOM1,006$17.0K<0.1%History
TMXTerminix Global Holdings IncCOM438$17.0K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF345$16.0K<0.1%–
VanEck ETF Trust92189H300JP MRGAN EM LOC686$16.0K<0.1%–
First Tr Exchange-Traded FD33734H106SHS450$16.0K<0.1%–
Pioneer High Income Tr72369H106COM2,419$16.0K<0.1%–
NIXXNixxy, Inc.COM NEW12,935$16.0K<0.1%History
iShares Future AI & Tech ETF46435U556ETF630$15.0K<0.1%–
BCATBlackRock Capital Allocation Term TrustCOM1,000$14.0K<0.1%History
CHNGChange Healthcare Inc.COM496$14.0K<0.1%History
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER473$14.0K<0.1%–
iShares Inc46434G772MSCI TAIWAN ETF302$13.0K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT1,000$13.0K<0.1%History
PMOFranklin Municipal Opportunities TrustSH BEN INT1,240$12.0K<0.1%History
VanEck ETF Trust92189Y303BITCOIN STRATEGY655$12.0K<0.1%–
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF201$11.0K<0.1%–
XGNExagen Inc.COM4,213$11.0K<0.1%History
GRVYGRAVITY Co., Ltd.SPONSORED ADS NE208$10.0K<0.1%History
PTLOPortillo's Inc.COM CL A505$10.0K<0.1%History
Nextera Energy Inc65339F770UNIT 99/99/9999191$10.0K<0.1%–
PCKPIMCO California Municipal Income Fund IICOM1,500$10.0K<0.1%History
ProShares Tr74347R131SHRT HGH YIELD500$10.0K<0.1%–
Danaher Corp2358514095% CONV PFD B7$9.00K<0.1%–
PCTPureCycle Technologies, Inc.COM1,000$8.00K<0.1%History
iShares Inc464286350MSCI AGR PRO ETF210$8.00K<0.1%–
BTXBlackRock Technology & Private Equity Term TrustSHS BEN INT1,116$8.00K<0.1%History
Exchange Traded Concepts Tr301505723ROBO GBL HLTCR308$8.00K<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW205$7.00K<0.1%–
Broadcom Inc.11135F200COM5$7.00K<0.1%–
ChemoCentryx, Inc.16383L106COM145$7.00K<0.1%–
PG&E Corp69331C140UNIT 99/99/999960$7.00K<0.1%–
BHVNBiohaven Ltd.COM43$7.00K<0.1%History
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF305$6.00K<0.1%–
SPDR Series Trust78468R861STATE STRET SPDR317$6.00K<0.1%–
iShares Inc464286343US PWR INFRA ETF265$6.00K<0.1%–
AMSFAmerisafe IncCOM134$6.00K<0.1%History
AES Corp00130H204UNIT 99/99/999965$6.00K<0.1%–
MNRLMNRL Sub Inc.CL A COM258$6.00K<0.1%History
BTGB2GOLD CorpCOM2,015$6.00K<0.1%History
Carnival Corp Ltd.14365C103ADR1,011$6.00K<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK116$6.00K<0.1%–
Kraneshares Tr500767835MSCI ALL CHINA348$6.00K<0.1%–
PBTPermian Basin Royalty TrustUNIT BEN INT362$6.00K<0.1%History
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT195$5.00K<0.1%–
SABRSabre CorpCOM896$5.00K<0.1%History
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK108$5.00K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH122$5.00K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD84$4.00K<0.1%–
CHICalamos Convertible Opportunities & Income FundSH BEN INT449$4.00K<0.1%History
SPDR Index Shs FDS78463X756ST MARKE CAP ETF92$4.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE200$4.00K<0.1%–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A95$4.00K<0.1%History
INDTIndus Realty Trust, Inc.COM73$4.00K<0.1%History
Invesco Exchange Traded FD T46137V670DYNMC OIL GAS982$4.00K<0.1%–
Workday, Inc.98138HAF8NOTE 0.250%10/04,000$4.00K<0.1%–
STRSTR Sub Inc.CLASS A COM162$4.00K<0.1%History
iShares Tr4642881253YRTB ETF47$3.00K<0.1%–
OPYOppenheimer Holdings IncCL A NON VTG104$3.00K<0.1%History
SGSweetgreen, Inc.COM CL A149$3.00K<0.1%History
CVETCovetrus, Inc.COM122$3.00K<0.1%History
Sierra Wireless Inc826516106COM88$3.00K<0.1%–
ARK ETF Tr00214Q807SPACE & DEFENSE150$2.00K<0.1%–
iShares Inc464286210EURO HIGH YIELD42$2.00K<0.1%–