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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
3,243
+35 vs. Q3 2021
Portfolio value
$2.69B
+$215.2M (+8.7%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of Parallel Advisors, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OSPNOneSpan Inc.COM1$00.0%−229−99.6%ReducedHistory
OSUROrasure Technologies IncCOM22$00.0%00.0%UnchangedHistory
RXTRackspace Technology, Inc.COM12$00.0%−302−96.2%ReducedHistory
RFLRafael Holdings, Inc.COM CL B41$00.0%−1,000−96.1%ReducedHistory
PACKRanpak Holdings Corp.COM CL A7$00.0%+7NewHistory
TRTXTPG RE Finance Trust, Inc.COM31$00.0%+31NewHistory
UEICUniversal Electronics IncCOM7$00.0%+7NewHistory
URGNUroGen Pharma Ltd.COM47$00.0%00.0%UnchangedHistory
AFIBAcutus Medical, Inc.COM129$00.0%+117+975.0%AddedHistory
AKUSAkouos, Inc.COM36$00.0%+26+260.0%AddedHistory
Atech (Parent) Resolution Corp.00973N102COM30$00.0%−5−14.3%Reduced–
AMRSAmyris, Inc.COM NEW30$00.0%00.0%UnchangedHistory
AMKAssetMark Financial Holdings, Inc.COM7$00.0%−1−12.5%ReducedHistory
ACBIAtlantic Capital Bancshares, Inc.COM10$00.0%+10NewHistory
AVIDAvid Technology, Inc.COM5$00.0%+5NewHistory
AXNXAxonics, Inc.COM5$00.0%+1+25.0%AddedHistory
Azul S A05501U106SPONSR ADR PFD4$00.0%−43−91.5%Reduced–
Bellicum Pharmaceuticals, Inc079481404COM NEW60$00.0%00.0%Unchanged–
BDSIBiodelivery Sciences International IncCOM89$00.0%+89NewHistory
BRTXBioRestorative Therapies, Inc.COMMON STOCK1$00.0%+1NewHistory
BIOLBiolase, IncCOM NEW100$00.0%00.0%UnchangedHistory
AVTAAvantax, Inc.COM10$00.0%00.0%UnchangedHistory
Canntrust Hldgs Inc Com137800207Stock100$00.0%00.0%Unchanged–
TVRDTvardi Therapeutics, Inc.COM4$00.0%−44−91.7%ReducedHistory
CERECerevel Therapeutics Holdings, Inc.COM9$00.0%+9NewHistory
CIMChimera Investment CorpCOM NEW28$00.0%00.0%UnchangedHistory
Chindata Group Hldgs Ltd16955F107ADS57$00.0%+57New–
KDNYChinook Therapeutics, Inc.COM5$00.0%00.0%UnchangedHistory
GLDICredit Suisse AGX LINK GOLD SHS6$00.0%00.0%UnchangedHistory
Dada Nexus Ltd23344D108ADS35$00.0%+35New–
DMDesktop Metal, Inc.COM CL A64$00.0%−1,136−94.7%ReducedHistory
DBDDiebold Nixdorf, IncCOM18$00.0%+18NewHistory
EBIXEbix IncCOM NEW16$00.0%00.0%UnchangedHistory
WATTEnergous CorpCOM200$00.0%00.0%UnchangedHistory
EVRIEveri Holdings Inc.COM2$00.0%00.0%UnchangedHistory
FAROFaro Technologies IncCOM2$00.0%−1−33.3%ReducedHistory
First Tr Energy Infrastrctr33738C103COM1$00.0%00.0%Unchanged–
FOCSFocus Financial Partners Inc.COM CL A2$00.0%+2NewHistory
FMTXForma Therapeutics Holdings, Inc.SHS18$00.0%+18NewHistory
GCPGCP Applied Technologies Inc.COM11$00.0%−65−85.5%ReducedHistory
GTT Communications, Inc.362393100COM60$00.0%00.0%Unchanged–
GLADGladstone Capital CorpCOM15$00.0%+15NewHistory
GSATGlobalstar, Inc.COM277$00.0%−747−72.9%ReducedHistory
EAFGraftech International LtdCOM36$00.0%+36NewHistory
RPTRithm Property Trust Inc.COM29$00.0%00.0%UnchangedHistory
GNLNGreenlane Holdings, Inc.CL A30$00.0%00.0%UnchangedHistory
GNTYGuaranty Bancshares IncCOM6$00.0%00.0%UnchangedHistory
HMTVHemisphere Media Group, Inc.CL A25$00.0%00.0%UnchangedHistory
Hexo Corp428304307COM NEW31$00.0%00.0%Unchanged–
QTTBQ32 Bio Inc.COM12$00.0%00.0%UnchangedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/20249$00.0%00.0%Unchanged–
IMGNImmunoGen, Inc.COM37$00.0%+37NewHistory
IMUXImmunic, Inc.COM2$00.0%00.0%UnchangedHistory
Industrias Bachoco SAB456463108SPON ADR B4$00.0%−59−93.7%Reduced–
IRBTiRobot CorpCOM2$00.0%+2NewHistory
KALAKALA BIO, Inc.COM50$00.0%00.0%UnchangedHistory
KRTXKaruna Therapeutics, Inc.COM1$00.0%+1NewHistory
LTRPALiberty TripAdvisor Holdings, Inc.COM SER A180$00.0%00.0%UnchangedHistory
Listed FD Tr53656F458ROUNDHILL MVP10$00.0%00.0%Unchanged–
MCBCMacatawa Bank CorpCOM31$00.0%00.0%UnchangedHistory
MBIIPro Farm Group, Inc.COM100$00.0%00.0%UnchangedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW350$00.0%00.0%UnchangedHistory
NURONeuroMetrix, Inc.COM10$00.0%00.0%UnchangedHistory
HYBNew America High Income Fund IncCOM NEW1$00.0%00.0%UnchangedHistory
NEXNextier Oilfield Solutions Inc.COM109$00.0%−587−84.3%ReducedHistory
NESNuverra Environmental Solutions, Inc.COM PAR7$00.0%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM130$00.0%00.0%UnchangedHistory
PTVEPactiv Evergreen Inc.COM9$00.0%+9NewHistory
PAYAPaya Holdings Inc.COM CL A33$00.0%+33NewHistory
PINGPing Identity Holding Corp.COM5$00.0%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM1$00.0%−1−50.0%ReducedHistory
PBPBPotbelly CorpCOM4$00.0%00.0%UnchangedHistory
PGZPrincipal Real Estate Income FundSHS BEN INT1$00.0%00.0%UnchangedHistory
RPT Realty74971D101SH BEN INT34$00.0%00.0%Unchanged–
RETAReata Pharmaceuticals IncCL A3$00.0%−83−96.5%ReducedHistory
RGSRegis CorpCOM52$00.0%00.0%UnchangedHistory
SOLEmeren Group LtdSPONSORED ADS50$00.0%00.0%UnchangedHistory
RIGLRigel Pharmaceuticals IncCOM NEW105$00.0%+105NewHistory
SCPLSciPlay CorpCL A4$00.0%00.0%UnchangedHistory
RNACCartesian Therapeutics, Inc.COM100$00.0%00.0%UnchangedHistory
SRNESorrento Therapeutics, Inc.COM NEW77$00.0%00.0%UnchangedHistory
Summit Therapeutics Inc Com86627R102Stock46$00.0%−376−89.1%Reduced–
TCRRTCR2 Therapeutics Inc.COM10$00.0%00.0%UnchangedHistory
THMOThermoGenesis Holdings, Inc.COM1$00.0%00.0%UnchangedHistory
TTSHTile Shop Holdings, Inc.COM5$00.0%00.0%UnchangedHistory
TCDATricida, Inc.COM37$00.0%+37NewHistory
XXII22nd Century Group, Inc.COM50$00.0%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW102$00.0%+102NewHistory
VIRXViracta Therapeutics, Inc.COM8$00.0%00.0%UnchangedHistory
WINTWindtree Therapeutics IncCOM11$00.0%00.0%UnchangedHistory
YMABY-mAbs Therapeutics, Inc.COM16$00.0%+16NewHistory
ZVOZovio IncCOM179$00.0%00.0%UnchangedHistory
TMPOTempo Automation Holdings, Inc.CL A25$00.0%−10−28.6%ReducedHistory
KNSAKiniksa Pharmaceuticals International, plcCOM CL A24$00.0%+24NewHistory
LBTYKLiberty Global Ltd.SHS CL C6$00.0%−5−45.5%ReducedHistory
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS19$00.0%+19NewHistory
SRLScully Royalty Ltd.COM SHS34$00.0%+2+6.3%AddedHistory
PLYAPlaya Hotels & Resorts N.V.SHS56$00.0%00.0%UnchangedHistory
AST SpaceMobile, Inc.00217D118*W EXP 04/06/202151$00.0%00.0%Unchanged–
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund25$00.0%+25NewHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q4 2021
SecurityClassPutsCalls
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$336.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$333.0K
Call (Amzn) Amazon.com Inc Jan 19 24 $3570 (100 Shs)5510339MKOptions–$333.0K
Call (Net) Cloudflare Inc CL A Jan 19 24 $160 (100 Shs)5512869GGOptions–$273.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$259.0K
Call (CRM) Salesforce.com Inc Jan 19 24 $270 (100 Shs)5511139OIOptions–$189.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$164.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$81.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$66.0K

Sold out since Q3 2021 (223)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 223 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
Ftac Olympus Acquisition CorG37288100CL A SHS1,817,195$15.5M0.6%–
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD136,515$2.23M0.1%History
Nuveen Tax-Advantaged Divid67073G105COM27,000$428.0K<0.1%–
SKMSK Telecom Co LtdSPONSORED ADR9,641$290.0K<0.1%History
HRCHill-Rom Holdings, Inc.COM1,842$276.0K<0.1%History
MDLAMedallia, Inc.COM7,600$257.0K<0.1%History
NCNOnCino, Inc.COM3,408$242.0K<0.1%History
KSUKansas City SouthernCOM NEW807$218.0K<0.1%History
BALYBally's CorpCOM3,165$159.0K<0.1%History
XECCimarex Energy CoCOM912$80.0K<0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF2,635$65.0K<0.1%–
RPAIRetail Properties of America, Inc.CL A5,056$65.0K<0.1%History
TLSTelos CorpCOM2,210$63.0K<0.1%History
FRTFederal Realty Investment TrustSH BEN INT NEW465$55.0K<0.1%History
KOPNKopin CorpCOM10,413$53.0K<0.1%History
iShares Tr464288182MSCI AC ASIA ETF617$52.0K<0.1%–
ProShares Tr74347B227ULTSHT FT CH 501,342$52.0K<0.1%–
VERVEREIT, Inc.COM984$45.0K<0.1%History
iShares Tr46429B465MSCI GERMNY ETF500$41.0K<0.1%–
PAGSPagSeguro Digital Ltd.COM CL A782$40.0K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF590$33.0K<0.1%–
FIGSFIGS, Inc.CL A900$33.0K<0.1%History
iShares Tr46435G334MSCI UK ETF NEW1,000$32.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF760$30.0K<0.1%–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS2,500$29.0K<0.1%History
LOVSpark Networks SESPONSORED ADR7,651$27.0K<0.1%History
iShares Tr46435G318IBONDS DEC20231,000$26.0K<0.1%–
VanEck ETF Trust92189F437FALLEN ANGEL HG741$24.0K<0.1%–
EBSBMeridian Bancorp, Inc.COM1,163$24.0K<0.1%History
iShares Tr46435G789IBONDS DEC2021902$23.0K<0.1%–
CoreSite Realty Corp21870Q105COM158$22.0K<0.1%–
DMTKDermTech, Inc.COM700$22.0K<0.1%History
Sogou Inc83409V104ADR REPSTG A2,419$22.0K<0.1%–
GEVOGevo, Inc.COM PAR3,165$21.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM673$20.0K<0.1%–
H.I.G. Acquisition Corp.G44898115UNIT 99/99/99992,000$20.0K<0.1%–
CCCCCC Intelligent Solutions Holdings Inc.COM1,836$19.0K<0.1%History
Global X FDS37950E747GLBX MSCI NORW1,324$19.0K<0.1%–
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS903$19.0K<0.1%History
STMPStamps.com IncCOM NEW55$18.0K<0.1%History
EYENational Vision Holdings, Inc.COM262$15.0K<0.1%History
CADECadence BancorporationCL A697$15.0K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S851$15.0K<0.1%–
ProShares Tr74347G861ULTRAPRO SHT QQQ1,784$15.0K<0.1%–
RAVNRaven Industries IncCOM252$15.0K<0.1%History
iShares Tr464287341GLOBAL ENERG ETF500$13.0K<0.1%–
NOMDNomad Foods LtdUSD ORD SHS468$13.0K<0.1%History
PPDPPD, Inc.COM278$13.0K<0.1%History
FSMFortuna Mining Corp.COM3,033$12.0K<0.1%History
NAPADuckhorn Portfolio, Inc.COM460$11.0K<0.1%History
VRNAVerona Pharma plcSPONSORED ADS2,000$11.0K<0.1%History
Golden Falcon Acquisition Co38102H208UNIT 99/99/99991,000$10.0K<0.1%–
MDH Acquisition Corp55283P205UNIT 99/99/99991,000$10.0K<0.1%–
Motion Acquisition Corp61980M206UNIT 10/14/20251,000$10.0K<0.1%–
Nightdragon Acquisition Corp65413D204UNIT 02/26/202661,000$10.0K<0.1%–
PMV Consumer Acquisition Cor693486201UNIT 08/31/20271,000$10.0K<0.1%–
Investindustrial Acquisition Corp.G4771L121UNIT 99/99/99991,000$10.0K<0.1%–
Population Health Invs Co ING71716123UNIT 99/99/99991,000$10.0K<0.1%–
ACHRArcher Aviation Inc.Stock1,000$9.00K<0.1%History
SDHYPGIM Short Duration High Yield Opportunities FundCOM500$9.00K<0.1%History
TTCFTattooed Chef, Inc.COM CL A500$9.00K<0.1%History
TXTernium S.A.SPONSORED ADS175$7.00K<0.1%History
ARVNArvinas, Inc.COM87$7.00K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM500$7.00K<0.1%History
BHILBenson Hill, Inc.COMMON STOCK1,000$7.00K<0.1%History
AXSAxis Capital Holdings LtdSHS123$6.00K<0.1%History
ASTHAstrana Health, Inc.COM NEW61$6.00K<0.1%History
ALXOAlx Oncology Holdings IncCOM86$6.00K<0.1%History
OPRXOptimizeRx CorpCOM NEW65$6.00K<0.1%History
XLRNAcceleron Pharma IncCOM36$6.00K<0.1%History
MDPHawkeye Acquisition, Inc.COM101$6.00K<0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM1,000$6.00K<0.1%History
QUREuniQure N.V.SHS153$5.00K<0.1%History
CCCCC4 Therapeutics, Inc.COM STK106$5.00K<0.1%History
DLOdLocal LtdCLASS A COM100$5.00K<0.1%History
PLSEPulse Biosciences, Inc.COM250$5.00K<0.1%History
RLMDRelmada Therapeutics, Inc.COM184$5.00K<0.1%History
Best Inc08653C106SPONSORED ADS2,868$5.00K<0.1%–
CTLPCantaloupe, Inc.COM434$5.00K<0.1%History
CIOCity Office REIT, Inc.COM304$5.00K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB250$5.00K<0.1%History
KNTEKinnate Biopharma Inc.COM199$5.00K<0.1%History
OMOutset Medical, Inc.COM94$5.00K<0.1%History
Qad Inc74727D306CL A53$5.00K<0.1%–
Soliton, Inc.834251100COM242$5.00K<0.1%–
WisdomTree Tr97717W869EUROPE SMCP DV63$5.00K<0.1%–
TCRTAlaunos Therapeutics, Inc.COM2,978$5.00K<0.1%History
Alpha Architect ETF Tr02072L755VIRIDI CLEANER161$5.00K<0.1%–
FRSHFreshworks Inc.Stock100$4.00K<0.1%History
AHCOAdaptHealth Corp.COMMON STOCK184$4.00K<0.1%History
ROADConstruction Partners, Inc.COM CL A131$4.00K<0.1%History
VanEck ETF Trust92189F502LOW CARBN ENERGY30$4.00K<0.1%–
MEDMedifast IncCOM20$4.00K<0.1%History
KIDSOrthopediatrics CorpCOM65$4.00K<0.1%History
MYPSPLAYSTUDIOS, Inc.CLASS A COM896$4.00K<0.1%History
RMNIRimini Street, Inc.COM466$4.00K<0.1%History
ECOMChanneladvisor CorpCOM171$4.00K<0.1%History
DRNADicerna Pharmaceuticals IncCOM200$4.00K<0.1%History
KRONKronos Bio, Inc.COM211$4.00K<0.1%History
MORFMorphic Holding, Inc.COM76$4.00K<0.1%History