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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
OLPOne Liberty Properties IncCOM65$2.00K<0.1%+65NewHistory
OPYOppenheimer Holdings IncCL A NON VTG35$2.00K<0.1%+35NewHistory
CNXNPC Connection IncCOM51$2.00K<0.1%+17+50.0%AddedHistory
SAFTSafety Insurance Group IncCOM26$2.00K<0.1%−13−33.3%ReducedHistory
SBSISouthside Bancshares IncCOM40$2.00K<0.1%00.0%UnchangedHistory
SPWHSportsman's Warehouse Holdings, Inc.COM99$2.00K<0.1%+99NewHistory
SPTSprout Social, Inc.COM CL A17$2.00K<0.1%+17NewHistory
SCLStepan CoCOM19$2.00K<0.1%+11+137.5%AddedHistory
TUTelus CorpCOM88$2.00K<0.1%00.0%UnchangedHistory
TCXTucows IncCOM NEW25$2.00K<0.1%+17+212.5%AddedHistory
TDAYUSA TODAY Co., Inc.COM245$2.00K<0.1%00.0%UnchangedHistory
XNCRXencor IncCOM62$2.00K<0.1%−201−76.4%ReducedHistory
ADVMAdverum Biotechnologies, Inc.COM1,000$2.00K<0.1%−24,110−96.0%ReducedHistory
AGENAgenus IncCOM NEW415$2.00K<0.1%00.0%UnchangedHistory
AMWDAmerican Woodmark CorpCOM26$2.00K<0.1%00.0%UnchangedHistory
APLSApellis Pharmaceuticals, Inc.COM59$2.00K<0.1%00.0%UnchangedHistory
APPHAppHarvest, Inc.COM326$2.00K<0.1%−667−67.2%ReducedHistory
FUVArcimoto IncCOM164$2.00K<0.1%+134+446.7%AddedHistory
ATNXAthenex, Inc.COM676$2.00K<0.1%+676NewHistory
BNGOBionano Genomics, Inc.COM425$2.00K<0.1%00.0%UnchangedHistory
CIVICivitas Resources, Inc.COM NEW45$2.00K<0.1%+45NewHistory
BEPCBrookfield Renewable CorpCL A SUB VTG63$2.00K<0.1%−16−20.3%ReducedHistory
CHNGChange Healthcare Inc.COM80$2.00K<0.1%00.0%UnchangedHistory
CSODCornerstone OnDemand IncCOM32$2.00K<0.1%+26+433.3%AddedHistory
Credit Suisse Nassau Branch22539T282XLNKS REIT ETN36350$2.00K<0.1%−262−42.8%Reduced–
EGRXEagle Pharmaceuticals, Inc.COM43$2.00K<0.1%+17+65.4%AddedHistory
ESTEEarthstone Energy IncCL A265$2.00K<0.1%+124+87.9%AddedHistory
ETXEaton Vance Municipal Income 2028 Term TrustSHS89$2.00K<0.1%00.0%UnchangedHistory
FLXNFlexion Therapeutics IncCOM287$2.00K<0.1%+287NewHistory
GCPGCP Applied Technologies Inc.COM76$2.00K<0.1%+76NewHistory
GSATGlobalstar, Inc.COM1,024$2.00K<0.1%+1,024NewHistory
Global X FDS37954Y434GENOMIC BIOTECH97$2.00K<0.1%00.0%Unchanged–
GWBGreat Western Bancorp, Inc.COM51$2.00K<0.1%00.0%UnchangedHistory
HTHersha Hospitality TrustPR SHS BEN INT258$2.00K<0.1%+183+244.0%AddedHistory
HIBBHibbett IncCOM26$2.00K<0.1%+9+52.9%AddedHistory
HIVEHIVE Digital Technologies Ltd.COM650$2.00K<0.1%+650NewHistory
Safehold Inc.45031U101COM71$2.00K<0.1%00.0%Unchanged–
PAVMPAVmed Inc.COM260$2.00K<0.1%+260NewHistory
PRVBProvention Bio, Inc.COM309$2.00K<0.1%+309NewHistory
SEELSeelos Therapeutics, Inc.COM849$2.00K<0.1%00.0%UnchangedHistory
SHYFShyft Group, Inc.COM53$2.00K<0.1%00.0%UnchangedHistory
SUMSummit Materials, Inc.CL A78$2.00K<0.1%+9+13.0%AddedHistory
Summit Therapeutics Inc Com86627R102Stock422$2.00K<0.1%−36−7.9%Reduced–
TPHTri Pointe Homes, Inc.COM107$2.00K<0.1%−91−46.0%ReducedHistory
TMXTerminix Global Holdings IncCOM48$2.00K<0.1%+40+500.0%AddedHistory
VTVTvTv Therapeutics Inc.CL A1,500$2.00K<0.1%00.0%UnchangedHistory
Paramount Global92556H107CL A55$2.00K<0.1%+5+10.0%Added–
VEIVine Energy Inc.CL A144$2.00K<0.1%+144NewHistory
WisdomTree Tr97717W836JP SMALLCP DIV26$2.00K<0.1%00.0%Unchanged–
WKHSWorkhorse Group Inc.COM NEW225$2.00K<0.1%+225NewHistory
SPRUSpruce Power Holding CorpCOM CL A392$2.00K<0.1%+392NewHistory
ADEAAdeia Inc.COM114$2.00K<0.1%+37+48.1%AddedHistory
MIMEMimecast LtdORD SHS29$2.00K<0.1%+27+1,350.0%AddedHistory
ENDPEndo International plcSHS473$2.00K<0.1%+473NewHistory
PSFEPaysafe LtdORD200$2.00K<0.1%00.0%UnchangedHistory
XPROExpro Group Holdings N.V.COM611$2.00K<0.1%−53−8.0%ReducedHistory
MNTVMomentive Global Inc.COM123$2.00K<0.1%00.0%UnchangedHistory
Rover Group, Inc.77936F111EQUITY WRT444$2.00K<0.1%+444New–
VWEVintage Wine Estates, Inc.COM200$2.00K<0.1%−300−60.0%ReducedHistory
Freyr BatteryL4135L100COM200$2.00K<0.1%+200New–
FFAIFaraday Future Intelligent Electric Inc.COM250$2.00K<0.1%+250NewHistory
MTTRMatterport, Inc.COM CL A100$2.00K<0.1%+100NewHistory
PRIMPrimoris Services CorpStock31$1.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF25$1.00K<0.1%00.0%Unchanged–
HOSHornbeck Offshore Services, Inc.Stock254$1.00K<0.1%+253+25,300.0%AddedHistory
SKYChampion Homes, Inc.Stock10$1.00K<0.1%+10NewHistory
IBKRInteractive Brokers Group, Inc.Stock11$1.00K<0.1%00.0%UnchangedHistory
TPLTexas Pacific Land CorpStock1$1.00K<0.1%+1NewHistory
ARCTArcturus Therapeutics Holdings Inc.COM28$1.00K<0.1%+8+40.0%AddedHistory
AGNTAGNT, Inc.COM26$1.00K<0.1%+26NewHistory
TGITriumph Group IncCOM64$1.00K<0.1%+19+42.2%AddedHistory
TPCTutor Perini CorpCOM43$1.00K<0.1%00.0%UnchangedHistory
MYRGMyr Group Inc.COM9$1.00K<0.1%+9NewHistory
SAICScience Applications International CorpCOM12$1.00K<0.1%+12NewHistory
CENXCentury Aluminum CoCOM49$1.00K<0.1%+49NewHistory
ANABAnaptysbio, IncCOM42$1.00K<0.1%00.0%UnchangedHistory
WMGWarner Music Group Corp.COM CL A16$1.00K<0.1%+16NewHistory
CALXCalix, IncCOM27$1.00K<0.1%+14+107.7%AddedHistory
EZPWEzcorp IncCL A NON VTG147$1.00K<0.1%+147NewHistory
RPRXRoyalty Pharma plcSHS CLASS A35$1.00K<0.1%+35NewHistory
THOThor Industries IncCOM9$1.00K<0.1%−11−55.0%ReducedHistory
PDFSPDF Solutions IncCOM50$1.00K<0.1%00.0%UnchangedHistory
AVDAmerican Vanguard CorpCOM51$1.00K<0.1%+51NewHistory
MLIMueller Industries IncCOM26$1.00K<0.1%+26NewHistory
MGNIMagnite, Inc.COM36$1.00K<0.1%+36NewHistory
GIIIG III Apparel Group LtdCOM51$1.00K<0.1%00.0%UnchangedHistory
TXG10x Genomics, Inc.CL A COM10$1.00K<0.1%−1−9.1%ReducedHistory
DBX ETF Tr233051630XTRACK MSCI EAFE27$1.00K<0.1%00.0%Unchanged–
XPXP Inc.CL A21$1.00K<0.1%00.0%UnchangedHistory
CRAICra International, Inc.COM8$1.00K<0.1%+8NewHistory
ACIAlbertsons Companies, Inc.COMMON STOCK34$1.00K<0.1%+34NewHistory
CPACopa Holdings, S.A.CL A10$1.00K<0.1%+7+233.3%AddedHistory
SPDR Series Trust78464A607ST STR DOW REIT6$1.00K<0.1%00.0%Unchanged–
OBKOrigin Bancorp, Inc.COM25$1.00K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W812INT RT HD LONG57$1.00K<0.1%00.0%Unchanged–
MOHMolina Healthcare, Inc.COM5$1.00K<0.1%+2+66.7%AddedHistory
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD62$1.00K<0.1%00.0%Unchanged–
CGNTCognyte Software Ltd.ORD SHS49$1.00K<0.1%+46+1,533.3%AddedHistory
UTLUnitil CorpCOM20$1.00K<0.1%−21−51.2%ReducedHistory
iShares Tr46434V456MSCI INTL QUALTY39$1.00K<0.1%00.0%Unchanged–

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
HUCKHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History