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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
PETQPetIQ, Inc.COM CL A172$4.00K<0.1%+172NewHistory
ProShares Tr74347R131SHRT HGH YIELD207$4.00K<0.1%00.0%Unchanged–
SSBSouthState Bank CorpCOM55$4.00K<0.1%+31+129.2%AddedHistory
Sunpower Corp867652406COM183$4.00K<0.1%−79−30.2%Reduced–
TRTNTriton International LtdCL A76$4.00K<0.1%00.0%UnchangedHistory
Taro Pharmaceutical Inds LtdM8737E108SHS61$4.00K<0.1%+23+60.5%Added–
Curevac N VN2451R105COM80$4.00K<0.1%00.0%Unchanged–
ATIPATI Physical Therapy, Inc.COM CL A1,000$4.00K<0.1%00.0%UnchangedHistory
Rain Oncology Inc.75082Q105COM300$4.00K<0.1%+300New–
UPHLUpHealth, Inc.COM1,130$4.00K<0.1%00.0%UnchangedHistory
MAPSWM Technology, Inc.COM250$4.00K<0.1%00.0%UnchangedHistory
ADNTAdient plcStock111$5.00K<0.1%+109+5,450.0%AddedHistory
WENWendy's CoStock239$5.00K<0.1%−76−24.1%ReducedHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF117$5.00K<0.1%+1+0.9%Added–
KTBKontoor Brands, Inc.Stock99$5.00K<0.1%+1+1.0%AddedHistory
Xtrackers International Real Estate ETF233051846ETF188$5.00K<0.1%+186+9,300.0%Added–
ATIAti IncStock297$5.00K<0.1%00.0%UnchangedHistory
RCReady Capital CorpCOM337$5.00K<0.1%00.0%UnchangedHistory
TXRHTexas Roadhouse, Inc.COM52$5.00K<0.1%−112−68.3%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD91$5.00K<0.1%00.0%Unchanged–
FIZZNational Beverage CorpCOM95$5.00K<0.1%+14+17.3%AddedHistory
OPRAOpera LtdSPONSORED ADS560$5.00K<0.1%00.0%UnchangedHistory
SHOSunstone Hotel Investors, Inc.COM398$5.00K<0.1%−380−48.8%ReducedHistory
IBCPIndependent Bank CorpCOM NEW219$5.00K<0.1%−142−39.3%ReducedHistory
FOURShift4 Payments, Inc.CL A70$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286319EM MKTS DIV ETF135$5.00K<0.1%−29−17.7%Reduced–
SUZSuzano S.A.SPON ADS525$5.00K<0.1%−98−15.7%ReducedHistory
PTCTPTC Therapeutics, Inc.COM138$5.00K<0.1%−5−3.5%ReducedHistory
OSISOsi Systems IncCOM51$5.00K<0.1%00.0%UnchangedHistory
CMRECostamare Inc.SHS320$5.00K<0.1%00.0%UnchangedHistory
MTGMgic Investment CorpCOM354$5.00K<0.1%+58+19.6%AddedHistory
HGVHilton Grand Vacations Inc.COM99$5.00K<0.1%+46+86.8%AddedHistory
BOKFBok Financial CorpCOM NEW52$5.00K<0.1%+2+4.0%AddedHistory
LEVILevi Strauss & CoCL A COM STK199$5.00K<0.1%+59+42.1%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF154$5.00K<0.1%−358−69.9%Reduced–
HCKTHackett Group, Inc.COM270$5.00K<0.1%+134+98.5%AddedHistory
BVSBioventus Inc.COM CL A333$5.00K<0.1%+333NewHistory
ANFAbercrombie & Fitch CoCL A138$5.00K<0.1%+49+55.1%AddedHistory
BWINBaldwin Insurance Group, Inc.COM CL A137$5.00K<0.1%+126+1,145.5%AddedHistory
QUREuniQure N.V.SHS153$5.00K<0.1%+153NewHistory
iShares Tr46435G326CORE MSCI INTL71$5.00K<0.1%+1+1.4%Added–
AMBAAmbarella IncSHS34$5.00K<0.1%00.0%UnchangedHistory
KEXKirby CorpCOM109$5.00K<0.1%−60−35.5%ReducedHistory
QCRHQCR Holdings IncCOM99$5.00K<0.1%+30+43.5%AddedHistory
ECPGEncore Capital Group IncCOM97$5.00K<0.1%00.0%UnchangedHistory
iShares Inc464286343US PWR INFRA ETF265$5.00K<0.1%00.0%Unchanged–
MSAMSA Safety IncCOM34$5.00K<0.1%−2−5.6%ReducedHistory
GDYNGrid Dynamics Holdings, Inc.CL A164$5.00K<0.1%+164NewHistory
ALLTAllot Ltd.SHS355$5.00K<0.1%00.0%UnchangedHistory
ATOMAtomera IncCOM195$5.00K<0.1%+160+457.1%AddedHistory
CCCCC4 Therapeutics, Inc.COM STK106$5.00K<0.1%+106NewHistory
DLOdLocal LtdCLASS A COM100$5.00K<0.1%+100NewHistory
EDITEditas Medicine, Inc.COM131$5.00K<0.1%00.0%UnchangedHistory
HCATHealth Catalyst, Inc.COM106$5.00K<0.1%+106NewHistory
HCMHUTCHMED (China) LtdSPONSORED ADS144$5.00K<0.1%00.0%UnchangedHistory
IDTIdt CorpCL B NEW118$5.00K<0.1%+118NewHistory
IOSPInnospec Inc.COM62$5.00K<0.1%−31−33.3%ReducedHistory
LNNLindsay CorpCOM32$5.00K<0.1%−40−55.6%ReducedHistory
LQDTLiquidity Services IncCOM216$5.00K<0.1%+104+92.9%AddedHistory
MARAMARA Holdings, Inc.COM173$5.00K<0.1%00.0%UnchangedHistory
MBINMerchants BancorpCOM121$5.00K<0.1%+86+245.7%AddedHistory
MEIMethode Electronics IncCOM115$5.00K<0.1%00.0%UnchangedHistory
OPTUOptimum Communications, Inc.CL A240$5.00K<0.1%+156+185.7%AddedHistory
LUNGPulmonx CorpCOM150$5.00K<0.1%00.0%UnchangedHistory
PLSEPulse Biosciences, Inc.COM250$5.00K<0.1%00.0%UnchangedHistory
RGNXREGENXBIO Inc.COM129$5.00K<0.1%+63+95.5%AddedHistory
RLMDRelmada Therapeutics, Inc.COM184$5.00K<0.1%+184NewHistory
SDGRSchrodinger, Inc.COM86$5.00K<0.1%+75+681.8%AddedHistory
TNCTennant CoCOM72$5.00K<0.1%+22+44.0%AddedHistory
UWMCUWM Holdings CorpCOM CL A705$5.00K<0.1%+3+0.4%AddedHistory
AIRCApartment Income REIT Corp.COM111$5.00K<0.1%+23+26.1%AddedHistory
APRApria, Inc.COM123$5.00K<0.1%+123NewHistory
BRYBerry Corp (bry)COM625$5.00K<0.1%+384+159.3%AddedHistory
Best Inc08653C106SPONSORED ADS2,868$5.00K<0.1%+1,851+182.0%Added–
CTLPCantaloupe, Inc.COM434$5.00K<0.1%+334+334.0%AddedHistory
CIOCity Office REIT, Inc.COM304$5.00K<0.1%+304NewHistory
DENDenbury IncCOM65$5.00K<0.1%+52+400.0%AddedHistory
Essential Utils Inc29670G201UNIT 04/30/202280$5.00K<0.1%+80New–
HEESH&E Equipment Services, Inc.COM137$5.00K<0.1%−151−52.4%ReducedHistory
HAYNHaynes International IncCOM NEW141$5.00K<0.1%+141NewHistory
HSKAHeska CorpCOM RESTRC NEW21$5.00K<0.1%+17+425.0%AddedHistory
Iclick Interactive Asia Grou45113Y104SPONSORED ADR974$5.00K<0.1%+825+553.7%Added–
BSCLBILI Social International, Inc.BULSHS 2021 CB250$5.00K<0.1%00.0%UnchangedHistory
KNTEKinnate Biopharma Inc.COM199$5.00K<0.1%+199NewHistory
MAXRMaxar Technologies Inc.COM184$5.00K<0.1%+14+8.2%AddedHistory
MRTXMirati Therapeutics, Inc.COM26$5.00K<0.1%+21+420.0%AddedHistory
Mobile Telesystems PJSC607409109SPONSORED ADR529$5.00K<0.1%00.0%Unchanged–
NKLANikola CorpCOM473$5.00K<0.1%00.0%UnchangedHistory
Nuveen PFD & Incm Securties67072C105COM500$5.00K<0.1%00.0%Unchanged–
Osi ETF Tr67110P704OSHS GBL INTER100$5.00K<0.1%00.0%Unchanged–
OMOutset Medical, Inc.COM94$5.00K<0.1%+94NewHistory
Qad Inc74727D306CL A53$5.00K<0.1%+53New–
SIFYSify Technologies LtdSPONSORED ADS1,551$5.00K<0.1%+129+9.1%AddedHistory
SKXSkechers USA IncCL A111$5.00K<0.1%+22+24.7%AddedHistory
Soliton, Inc.834251100COM242$5.00K<0.1%+242New–
NSLRNeostellar Capital Corp.COM NEW409$5.00K<0.1%+409NewHistory
Tenneco Inc880349105CL A VTG COM STK317$5.00K<0.1%+32+11.2%Added–
VRSBillerud Americas CorpCL A229$5.00K<0.1%+229NewHistory
SPCEVirgin Galactic Holdings, IncCOM183$5.00K<0.1%+62+51.2%AddedHistory
WisdomTree Tr97717W869EUROPE SMCP DV63$5.00K<0.1%+63New–

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History