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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Micro Focus Intl PLC594837403SPON ADR NEW112$1.00K<0.1%−24−17.6%Reduced–
MOFGMidWestOne Financial Group, Inc.COM28$1.00K<0.1%00.0%UnchangedHistory
MIXTMiX Telematics LtdSPONSORED ADR49$1.00K<0.1%+49NewHistory
MODVModivCare IncCOM5$1.00K<0.1%00.0%UnchangedHistory
NCMINational CineMedia, Inc.COM420$1.00K<0.1%+411+4,566.7%AddedHistory
NAVBNavidea Biopharmaceuticals, Inc.COM NEW350$1.00K<0.1%00.0%UnchangedHistory
NDLSNOODLES & CoCOM CL A92$1.00K<0.1%00.0%UnchangedHistory
IMDXInsight Molecular Diagnostics Inc.COM222$1.00K<0.1%+222NewHistory
PAEPAE IncCOM CL A145$1.00K<0.1%+145NewHistory
PASGPassage BIO, Inc.COM110$1.00K<0.1%+110NewHistory
ROCCBaytex Energy USA, Inc.COM48$1.00K<0.1%+48NewHistory
DTILPrecision Biosciences IncCOM73$1.00K<0.1%−1,059−93.6%ReducedHistory
PDSPrecision Drilling CorpCOM NEW22$1.00K<0.1%+22NewHistory
QUOTQuotient Technology Inc.COM231$1.00K<0.1%+231NewHistory
FTHFaeth Therapeutics, Inc.COM54$1.00K<0.1%+54NewHistory
CARMCarisma Therapeutics Inc.COM750$1.00K<0.1%−550−42.3%ReducedHistory
SLDBSolid Biosciences Inc.COM291$1.00K<0.1%+291NewHistory
SRNESorrento Therapeutics, Inc.COM NEW77$1.00K<0.1%00.0%UnchangedHistory
SJISouth Jersey Industries IncCOM46$1.00K<0.1%−111−70.7%ReducedHistory
SCSSteelcase IncCL A48$1.00K<0.1%−96−66.7%ReducedHistory
NOVASunnova Energy International Inc.COM44$1.00K<0.1%+44NewHistory
TPICQTpi Composites, IncCOM38$1.00K<0.1%−27−41.5%ReducedHistory
US Ecology, Inc.91734M103COM22$1.00K<0.1%−21−48.8%Reduced–
VOXXVOXX International CorpCL A56$1.00K<0.1%+56NewHistory
VGRVector Group LtdCOM86$1.00K<0.1%00.0%UnchangedHistory
VSTOVista Outdoor Inc.COM33$1.00K<0.1%00.0%UnchangedHistory
Vonage Holdings Corp92886T201COM83$1.00K<0.1%+45+118.4%Added–
VORVor Biopharma Inc.COM88$1.00K<0.1%+40+83.3%AddedHistory
VRMVroom, Inc.COM28$1.00K<0.1%00.0%UnchangedHistory
WPRTWestport Fuel Systems Inc.COM NEW367$1.00K<0.1%+267+267.0%AddedHistory
WLLWhiting Holdings LLCCOM NEW22$1.00K<0.1%+6+37.5%AddedHistory
Bridgetown 2 Holdings LtdG1355V103CL A100$1.00K<0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG82514103SHS CL A100$1.00K<0.1%00.0%Unchanged–
Social Capital Hedosopha HLDG8251L105SHS CL A100$1.00K<0.1%00.0%Unchanged–
EGLEEagle Bulk Shipping Inc.COM14$1.00K<0.1%+14NewHistory
Maxeon Solar Technologies LTY58473102SHS44$1.00K<0.1%+24+120.0%Added–
AST SpaceMobile, Inc.00217D118*W EXP 04/06/202151$1.00K<0.1%00.0%Unchanged–
CCC Intelligent12510Q118EQUITY WRT367$1.00K<0.1%+367New–
ORGNOrigin Materials, Inc.COM180$1.00K<0.1%00.0%UnchangedHistory
PTRAQProterra IncCOM75$1.00K<0.1%+75NewHistory
SWISolarWinds CorpCOM42$1.00K<0.1%+42NewHistory
23ANDME Holding Co90138Q116*W EXP 06/16/202333$1.00K<0.1%00.0%Unchanged–
Archer Aviation Inc.03945R110*W EXP 09/16/202333$1.00K<0.1%+333New–
Ginkgo Bioworks Holdings, Inc.37611X118*W EXP 08/01/202400$1.00K<0.1%+400New–
THRNThorne Healthtech, Inc.COM150$1.00K<0.1%+150NewHistory
Cellebrite DI Ltd.M2197Q115*W EXP 08/30/202666$1.00K<0.1%+666New–
ONBOld National BancorpStock134$2.00K<0.1%00.0%UnchangedHistory
Amplify Blockchain Technology ETF032108607ETF40$2.00K<0.1%00.0%Unchanged–
CDPCopt Defense PropertiesREIT84$2.00K<0.1%00.0%UnchangedHistory
AIRAar CorpStock65$2.00K<0.1%00.0%UnchangedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF41$2.00K<0.1%−29−41.4%Reduced–
AVNSAvanos Medical, Inc.Stock66$2.00K<0.1%00.0%UnchangedHistory
ACIWAci Worldwide, Inc.Stock78$2.00K<0.1%+49+169.0%AddedHistory
EATBrinker International, IncStock41$2.00K<0.1%00.0%UnchangedHistory
GBXGreenbrier Companies IncStock56$2.00K<0.1%00.0%UnchangedHistory
FULFuller H B CoStock28$2.00K<0.1%−100−78.1%ReducedHistory
LTCLTC Properties IncREIT51$2.00K<0.1%+15+41.7%AddedHistory
SSRMSSR Mining Inc.Stock119$2.00K<0.1%00.0%UnchangedHistory
ESPREsperion Therapeutics, Inc.COM126$2.00K<0.1%+124+6,200.0%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD92$2.00K<0.1%00.0%Unchanged–
ESGREnstar Group LTDSHS9$2.00K<0.1%+3+50.0%AddedHistory
CDECoeur Mining, Inc.COM NEW291$2.00K<0.1%00.0%UnchangedHistory
BHEBenchmark Electronics IncCOM88$2.00K<0.1%−73−45.3%ReducedHistory
MMSIMerit Medical Systems IncCOM25$2.00K<0.1%+9+56.3%AddedHistory
iShares Inc464286210EURO HIGH YIELD42$2.00K<0.1%00.0%Unchanged–
LADRLadder Capital CorpCL A201$2.00K<0.1%00.0%UnchangedHistory
GOLFAcushnet Holdings Corp.COM48$2.00K<0.1%+14+41.2%AddedHistory
WDWalker & Dunlop, Inc.COM15$2.00K<0.1%−17−53.1%ReducedHistory
CROXCrocs, Inc.COM16$2.00K<0.1%+10+166.7%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF60$2.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717W604US SMALLCAP DIVD49$2.00K<0.1%00.0%Unchanged–
Global X FDS37954Y483NASDAQ 100 COVER102$2.00K<0.1%00.0%Unchanged–
DCODucommun IncCOM38$2.00K<0.1%00.0%UnchangedHistory
CTRNCiti Trends IncCOM34$2.00K<0.1%−18−34.6%ReducedHistory
WTTRSelect Water Solutions, Inc.CL A COM365$2.00K<0.1%+84+29.9%AddedHistory
UCTTUltra Clean Holdings, Inc.COM44$2.00K<0.1%+44NewHistory
UFCSUnited Fire Group IncCOM81$2.00K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM19$2.00K<0.1%+9+90.0%AddedHistory
FIBKFirst Interstate Bancsystem IncCOM40$2.00K<0.1%+40NewHistory
LPXLouisiana-Pacific CorpCOM39$2.00K<0.1%−197−83.5%ReducedHistory
TGTXTG Therapeutics, Inc.COM50$2.00K<0.1%00.0%UnchangedHistory
FFBCFirst Financial BancorpCOM77$2.00K<0.1%00.0%UnchangedHistory
SEISolaris Energy Infrastructure, Inc.COM CL A209$2.00K<0.1%−7−3.2%ReducedHistory
ECFEllsworth Growth & Income Fund LtdCOM129$2.00K<0.1%00.0%UnchangedHistory
DCHDauch CorpCOM222$2.00K<0.1%+107+93.0%AddedHistory
SFNCSimmons First National CorpCL A $1 PAR70$2.00K<0.1%00.0%UnchangedHistory
PFSProvident Financial Services IncCOM103$2.00K<0.1%00.0%UnchangedHistory
AMPHAmphastar Pharmaceuticals, Inc.COM109$2.00K<0.1%+109NewHistory
SANMSanmina CorpCOM42$2.00K<0.1%+42NewHistory
ALKSAlkermes plc.SHS81$2.00K<0.1%+67+478.6%AddedHistory
SCSCScansource, Inc.COM46$2.00K<0.1%00.0%UnchangedHistory
PRSUPursuit Attractions & Hospitality, Inc.COM35$2.00K<0.1%+10+40.0%AddedHistory
IBOCInternational Bancshares CorpCOM50$2.00K<0.1%−2−3.8%ReducedHistory
SKTTanger Inc.COM134$2.00K<0.1%00.0%UnchangedHistory
XPOXPO, Inc.COM22$2.00K<0.1%−1,887−98.8%ReducedHistory
CTSCTS CorpCOM73$2.00K<0.1%+29+65.9%AddedHistory
iShares Tr46434V381FUTU EXPO TE ETF25$2.00K<0.1%−75−75.0%Reduced–
EPRTEssential Properties Realty Trust, Inc.COM63$2.00K<0.1%00.0%UnchangedHistory
WSRWhitestone REITCOM177$2.00K<0.1%+62+53.9%AddedHistory
ADTADT Inc.COM302$2.00K<0.1%−17−5.3%ReducedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History