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Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Avidity Biosciences, Inc.05370A108COM10$00.0%00.0%Unchanged–
AXNXAxonics, Inc.COM4$00.0%+4NewHistory
Bit Minin-SP ADR055474100ADR30$00.0%+30New–
Bellicum Pharmaceuticals, Inc079481404COM NEW60$00.0%00.0%Unchanged–
BIOLBiolase, IncCOM NEW100$00.0%+100NewHistory
AVTAAvantax, Inc.COM10$00.0%+10NewHistory
Canntrust Hldgs Inc Com137800207Stock100$00.0%00.0%Unchanged–
CHSChico's Fas, Inc.COM107$00.0%+107NewHistory
CIMChimera Investment CorpCOM NEW28$00.0%+2+7.7%AddedHistory
KDNYChinook Therapeutics, Inc.COM5$00.0%00.0%UnchangedHistory
CLVSClovis Oncology, Inc.COM100$00.0%00.0%UnchangedHistory
CXPColumbia Property Trust, Inc.COM NEW2$00.0%00.0%UnchangedHistory
CONNConns IncCOM19$00.0%+19NewHistory
Cornerstone Building Brands, Inc.21925D109COM28$00.0%+28New–
GLDICredit Suisse AGX LINK GOLD SHS6$00.0%00.0%UnchangedHistory
CRONCronos Group Inc.COM5$00.0%−130−96.3%ReducedHistory
EVOPEVO Payments, Inc.CL A COM8$00.0%+8NewHistory
EBIXEbix IncCOM NEW16$00.0%+16NewHistory
WATTEnergous CorpCOM200$00.0%00.0%UnchangedHistory
EVRIEveri Holdings Inc.COM2$00.0%00.0%UnchangedHistory
AQUAEvoqua Water Technologies Corp.COM9$00.0%+9NewHistory
FAROFaro Technologies IncCOM3$00.0%−14−82.4%ReducedHistory
First Tr Energy Infrastrctr33738C103COM1$00.0%00.0%Unchanged–
GTT Communications, Inc.362393100COM60$00.0%00.0%Unchanged–
RPTRithm Property Trust Inc.COM29$00.0%+1+3.6%AddedHistory
GNLNGreenlane Holdings, Inc.CL A30$00.0%+30NewHistory
GNTYGuaranty Bancshares IncCOM6$00.0%+1+20.0%AddedHistory
HMTVHemisphere Media Group, Inc.CL A25$00.0%00.0%UnchangedHistory
Hexo Corp428304307COM NEW31$00.0%00.0%Unchanged–
QTTBQ32 Bio Inc.COM12$00.0%00.0%UnchangedHistory
Hycroft Mining Holding Corp44862P125*W EXP 10/12/20249$00.0%00.0%Unchanged–
IAAIAA, Inc.COM6$00.0%00.0%UnchangedHistory
IGMSIGM Biosciences, Inc.COM4$00.0%+4NewHistory
IMUXImmunic, Inc.COM2$00.0%00.0%UnchangedHistory
KALAKALA BIO, Inc.COM50$00.0%00.0%UnchangedHistory
KALVKalVista Pharmaceuticals, Inc.COM8$00.0%−37−82.2%ReducedHistory
Listed FD Tr53656F458ROUNDHILL MVP10$00.0%00.0%Unchanged–
LUNALuna Innovations IncCOM18$00.0%+18NewHistory
MCBCMacatawa Bank CorpCOM31$00.0%+1+3.3%AddedHistory
MBIIPro Farm Group, Inc.COM100$00.0%00.0%UnchangedHistory
MGIMoneygram International IncCOM NEW12$00.0%00.0%UnchangedHistory
NGNENeurogene Inc.COM53$00.0%+53NewHistory
NURONeuroMetrix, Inc.COM10$00.0%+10NewHistory
HYBNew America High Income Fund IncCOM NEW1$00.0%00.0%UnchangedHistory
NESNuverra Environmental Solutions, Inc.COM PAR7$00.0%00.0%UnchangedHistory
OPIOffice Properties Income TrustCOM SHS BEN INT6$00.0%+6NewHistory
OGIOrganigram Global Inc.COM130$00.0%00.0%UnchangedHistory
PGTIPGT Innovations, Inc.COM11$00.0%+11NewHistory
PINGPing Identity Holding Corp.COM5$00.0%00.0%UnchangedHistory
PIPRPiper Sandler CompaniesCOM2$00.0%−45−95.7%ReducedHistory
PBPBPotbelly CorpCOM4$00.0%00.0%UnchangedHistory
PCHPotlatchdeltic CorpCOM6$00.0%+6NewHistory
PGZPrincipal Real Estate Income FundSHS BEN INT1$00.0%00.0%UnchangedHistory
RPT Realty74971D101SH BEN INT34$00.0%+34New–
RDHLRedHill Biopharma Ltd.SPONSORED ADS95$00.0%+95NewHistory
RGSRegis CorpCOM52$00.0%00.0%UnchangedHistory
SOLEmeren Group LtdSPONSORED ADS50$00.0%00.0%UnchangedHistory
RMORomeo Power, Inc.COM24$00.0%+24NewHistory
SCPLSciPlay CorpCL A4$00.0%−5−55.6%ReducedHistory
RNACCartesian Therapeutics, Inc.COM100$00.0%00.0%UnchangedHistory
TRHCTabula Rasa HealthCare, Inc.COM11$00.0%00.0%UnchangedHistory
TCRRTCR2 Therapeutics Inc.COM10$00.0%+6+150.0%AddedHistory
THMOThermoGenesis Holdings, Inc.COM1$00.0%00.0%UnchangedHistory
TTSHTile Shop Holdings, Inc.COM5$00.0%+5NewHistory
XXII22nd Century Group, Inc.COM50$00.0%00.0%UnchangedHistory
UBXUnity Biotechnology, Inc.COM10$00.0%00.0%UnchangedHistory
VIRXViracta Therapeutics, Inc.COM8$00.0%00.0%UnchangedHistory
WINTWindtree Therapeutics IncCOM11$00.0%00.0%UnchangedHistory
Zix Corp98974P100COM52$00.0%−2−3.7%Reduced–
ZVOZovio IncCOM179$00.0%00.0%UnchangedHistory
TMPOTempo Automation Holdings, Inc.CL A35$00.0%00.0%UnchangedHistory
GANGAN LtdORD SHS27$00.0%+27NewHistory
LBTYALiberty Global Ltd.SHS CL A10$00.0%+10NewHistory
LBTYKLiberty Global Ltd.SHS CL C11$00.0%+5+83.3%AddedHistory
SRLScully Royalty Ltd.COM SHS32$00.0%00.0%UnchangedHistory
Neogames S AL6673X107SHS9$00.0%−26−74.3%Reduced–
PLYAPlaya Hotels & Resorts N.V.SHS56$00.0%−87−60.8%ReducedHistory
PRQRProQR Therapeutics N.V.SHS EURO18$00.0%−173−90.6%ReducedHistory
Naked Brand Group LimitedQ6519T117SHS NEW500$00.0%00.0%Unchanged–
ATI Physical Therapy, Inc.00216W117*W EXP 08/10/202200$00.0%00.0%Unchanged–
Doma Holdings IN25703A112EQUITY WRT333$00.0%+333New–
TRAWTraws Pharma, Inc.COM NEW13$00.0%+13NewHistory
PLAYSTUDIOS, Inc.72815G116*W EXP 06/17/202298$00.0%00.0%Unchanged–
AURAurora Innovation, Inc.CLASS A ORD SHS20$00.0%+20NewHistory
AVTXAvalo Therapeutics, Inc.COM6$00.0%00.0%UnchangedHistory
Benson Hill, Inc.082490111*W EXP 99/99/999250$00.0%+250New–
Markforged Holding Corporati57064N110*W EXP 07/14/202250$00.0%+250New–
VLTAVolta Inc.COM CL A6$00.0%+6NewHistory
10X Cap Venture Acqstn CorpG87076124UNIT 04/19/202821$00.0%+21New–
PRIMPrimoris Services CorpStock31$1.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF25$1.00K<0.1%00.0%Unchanged–
HOSHornbeck Offshore Services, Inc.Stock254$1.00K<0.1%+253+25,300.0%AddedHistory
SKYChampion Homes, Inc.Stock10$1.00K<0.1%+10NewHistory
IBKRInteractive Brokers Group, Inc.Stock11$1.00K<0.1%00.0%UnchangedHistory
TPLTexas Pacific Land CorpStock1$1.00K<0.1%+1NewHistory
ARCTArcturus Therapeutics Holdings Inc.COM28$1.00K<0.1%+8+40.0%AddedHistory
AGNTAGNT, Inc.COM26$1.00K<0.1%+26NewHistory
TGITriumph Group IncCOM64$1.00K<0.1%+19+42.2%AddedHistory
TPCTutor Perini CorpCOM43$1.00K<0.1%00.0%UnchangedHistory
MYRGMyr Group Inc.COM9$1.00K<0.1%+9NewHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History