Skip to main content
Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5027$9.00K<0.1%+27New–
CCOICogent Communications Holdings, Inc.COM NEW130$9.00K<0.1%+1+0.8%AddedHistory
CERSCerus CorpCOM1,441$9.00K<0.1%00.0%UnchangedHistory
FOXFFox Factory Holding CorpCOM65$9.00K<0.1%+39+150.0%AddedHistory
GOROGoldgroup Mining Inc.COM5,963$9.00K<0.1%+5,963NewHistory
YORWYork Water CoCOM198$9.00K<0.1%+151+321.3%AddedHistory
AANAaron's Company, Inc.COM322$9.00K<0.1%+201+166.1%AddedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM502$9.00K<0.1%+13+2.7%AddedHistory
BGFVBig 5 Sporting Goods CorpCOM412$9.00K<0.1%+92+28.7%AddedHistory
PRTSCarParts.com, Inc.COM571$9.00K<0.1%−2,179−79.2%ReducedHistory
ENOVEnovis CORPCOM199$9.00K<0.1%−60−23.2%ReducedHistory
DMDesktop Metal, Inc.COM CL A1,200$9.00K<0.1%−615−33.9%ReducedHistory
KBALKimball International IncCL B819$9.00K<0.1%00.0%UnchangedHistory
Liberty Media Corp531229409COM A SIRIUSXM195$9.00K<0.1%+45+30.0%Added–
RETAReata Pharmaceuticals IncCL A86$9.00K<0.1%+42+95.5%AddedHistory
RBARB Global Inc.COM153$9.00K<0.1%+24+18.6%AddedHistory
SAGESage Therapeutics, Inc.COM214$9.00K<0.1%+104+94.5%AddedHistory
SPTNSpartanNash CoCOM412$9.00K<0.1%+221+115.7%AddedHistory
STROSutro Biopharma, Inc.COM465$9.00K<0.1%00.0%UnchangedHistory
TTCFTattooed Chef, Inc.COM CL A500$9.00K<0.1%00.0%UnchangedHistory
UNVRUnivar Solutions Inc.COM367$9.00K<0.1%+16+4.6%AddedHistory
AMCRAmcor plcORD786$9.00K<0.1%+6+0.8%AddedHistory
MEHCQChrome Holding Co.CLASS A COM1,000$9.00K<0.1%00.0%UnchangedHistory
MNDTMandiant, Inc.Stock488$9.00K<0.1%+488NewHistory
SMGScotts Miracle-Gro CoStock66$10.0K<0.1%+5+8.2%AddedHistory
AIZAssurant, Inc.Stock65$10.0K<0.1%−18−21.7%ReducedHistory
WUWestern Union COStock490$10.0K<0.1%−219−30.9%ReducedHistory
TDCTeradata CorpStock182$10.0K<0.1%+4+2.2%AddedHistory
WAFDWafd IncStock306$10.0K<0.1%+272+800.0%AddedHistory
VKTXViking Therapeutics, Inc.COM1,553$10.0K<0.1%00.0%UnchangedHistory
WWDWoodward, Inc.COM87$10.0K<0.1%+33+61.1%AddedHistory
EHCEncompass Health CorpCOM131$10.0K<0.1%00.0%UnchangedHistory
iShares Tr46434V290US SML CAP EQT179$10.0K<0.1%00.0%Unchanged–
THCTenet Healthcare CorpCOM NEW146$10.0K<0.1%+139+1,985.7%AddedHistory
DVDoubleVerify Holdings, Inc.COM300$10.0K<0.1%+100+50.0%AddedHistory
ENSEnerSysCOM136$10.0K<0.1%−47−25.7%ReducedHistory
GRCGorman Rupp CoCOM283$10.0K<0.1%+67+31.0%AddedHistory
EXELExelixis, Inc.COM478$10.0K<0.1%−40−7.7%ReducedHistory
SSDSimpson Manufacturing Co., Inc.COM95$10.0K<0.1%+15+18.8%AddedHistory
FRMEFirst Merchants CorpCOM231$10.0K<0.1%+51+28.3%AddedHistory
PRLBProto Labs IncCOM154$10.0K<0.1%+112+266.7%AddedHistory
WINAWinmark CorpCOM47$10.0K<0.1%00.0%UnchangedHistory
VCVisteon CorpCOM NEW108$10.0K<0.1%+78+260.0%AddedHistory
SCIService Corp InternationalCOM164$10.0K<0.1%+17+11.6%AddedHistory
JJSFJ&J Snack Foods CorpCOM64$10.0K<0.1%−15−19.0%ReducedHistory
ADUSAddus HomeCare CorpCOM124$10.0K<0.1%+124NewHistory
UEUrban Edge PropertiesCOM567$10.0K<0.1%−388−40.6%ReducedHistory
CNDTCONDUENT IncCOM1,519$10.0K<0.1%00.0%UnchangedHistory
UFPIUfp Industries IncCOM145$10.0K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD232$10.0K<0.1%00.0%Unchanged–
CRVLCorvel CorpCOM52$10.0K<0.1%+17+48.6%AddedHistory
SIGSignet Jewelers LtdSHS129$10.0K<0.1%+13+11.2%AddedHistory
BPOPPopular, Inc.COM NEW128$10.0K<0.1%00.0%UnchangedHistory
TCBKTrico BancsharesCOM240$10.0K<0.1%−73−23.3%ReducedHistory
EIGEmployers Holdings, Inc.COM245$10.0K<0.1%00.0%UnchangedHistory
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT1,601$10.0K<0.1%+258+19.2%AddedHistory
CARAvis Budget Group, Inc.COM83$10.0K<0.1%+11+15.3%AddedHistory
JOUTJohnson Outdoors IncCL A95$10.0K<0.1%00.0%UnchangedHistory
VYXNCR Voyix CorpCOM264$10.0K<0.1%+130+97.0%AddedHistory
PETSPetmed Express IncCOM382$10.0K<0.1%+275+257.0%AddedHistory
INNSummit Hotel Properties, Inc.COM1,018$10.0K<0.1%+22+2.2%AddedHistory
WORWorthington Enterprises, Inc.COM188$10.0K<0.1%−18−8.7%ReducedHistory
MNRLMNRL Sub Inc.CL A COM511$10.0K<0.1%+185+56.7%AddedHistory
CDKCDK Global, Inc.COM242$10.0K<0.1%+19+8.5%AddedHistory
CTTCatchMark Timber Trust, Inc.CL A849$10.0K<0.1%+382+81.8%AddedHistory
CCFChase CorpCOM101$10.0K<0.1%+87+621.4%AddedHistory
EVBGEverbridge, Inc.COM63$10.0K<0.1%+33+110.0%AddedHistory
GBTGlobal Blood Therapeutics, Inc.COM400$10.0K<0.1%00.0%UnchangedHistory
Golden Falcon Acquisition Co38102H208UNIT 99/99/99991,000$10.0K<0.1%00.0%Unchanged–
GHGGreenTree Hospitality Group Ltd.SPONSORED ADS1,268$10.0K<0.1%+694+120.9%AddedHistory
J P Morgan Exchange-Traded F46641Q787US MINMUM VOLT280$10.0K<0.1%00.0%Unchanged–
MDH Acquisition Corp55283P205UNIT 99/99/99991,000$10.0K<0.1%00.0%Unchanged–
Macquarie Global Infrastruct55608D101COM450$10.0K<0.1%00.0%Unchanged–
Motion Acquisition Corp61980M206UNIT 10/14/20251,000$10.0K<0.1%00.0%Unchanged–
Nightdragon Acquisition Corp65413D204UNIT 02/26/202661,000$10.0K<0.1%00.0%Unchanged–
PMV Consumer Acquisition Cor693486201UNIT 08/31/20271,000$10.0K<0.1%00.0%Unchanged–
PSBPS Business Parks, Inc.COM64$10.0K<0.1%+61+2,033.3%AddedHistory
PPBIPacific Premier Bancorp IncCOM239$10.0K<0.1%+1+0.4%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM110$10.0K<0.1%+59+115.7%AddedHistory
PROPROS Holdings, Inc.COM279$10.0K<0.1%−1−0.4%ReducedHistory
Investindustrial Acquisition Corp.G4771L121UNIT 99/99/99991,000$10.0K<0.1%00.0%Unchanged–
Population Health Invs Co ING71716123UNIT 99/99/99991,000$10.0K<0.1%00.0%Unchanged–
PRGPROG Holdings, Inc.Stock262$11.0K<0.1%+59+29.1%AddedHistory
iShares Core MSCI Europe ETF46434V738ETF200$11.0K<0.1%+200New–
LINDLindblad Expeditions Holdings, Inc.Stock769$11.0K<0.1%+769NewHistory
EMBJEmbraer S.A.ADR622$11.0K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE281$11.0K<0.1%−4,192−93.7%Reduced–
TWSTTwist Bioscience CorpCOM101$11.0K<0.1%+87+621.4%AddedHistory
IPGPIpg Photonics CorpCOM72$11.0K<0.1%+29+67.4%AddedHistory
HCSGHealthcare Services Group IncCOM456$11.0K<0.1%+97+27.0%AddedHistory
IRTIndependence Realty Trust, Inc.COM536$11.0K<0.1%+66+14.0%AddedHistory
iShares Tr464287374NORTH AMERN NAT391$11.0K<0.1%00.0%Unchanged–
WALWestern Alliance BancorporationCOM98$11.0K<0.1%+9+10.1%AddedHistory
NOGNorthern Oil & Gas, Inc.COM523$11.0K<0.1%+479+1,088.6%AddedHistory
FBKFB Financial CorpCOM256$11.0K<0.1%+107+71.8%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF152$11.0K<0.1%−273−64.2%Reduced–
RHRHCOM17$11.0K<0.1%+8+88.9%AddedHistory
RLJRLJ Lodging TrustCOM727$11.0K<0.1%+12+1.7%AddedHistory
TRNOTerreno Realty CorpCOM178$11.0K<0.1%+21+13.4%AddedHistory
MEDPMedpace Holdings, Inc.COM57$11.0K<0.1%+32+128.0%AddedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History