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Livermore
Livermore
ZHEN

Parallel Advisors, LLC

SEC CIK
0001690010
Latest filing
Aug 5, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 2, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
3,208
+175 vs. Q2 2021
Portfolio value
$2.48B
+$120.6M (+5.1%) vs. Q2 2021
Filed
Nov 2, 2021
AmendedSEC
Holdings of Parallel Advisors, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TCRTAlaunos Therapeutics, Inc.COM2,978$5.00K<0.1%+2,978NewHistory
NLSNNielsen Holdings plcSHS EUR282$5.00K<0.1%−106−27.3%ReducedHistory
NMMNavios Maritime Partners L.P.COM UNIT LPI166$5.00K<0.1%+166NewHistory
Cyxtera Technolo23284C110EQUITY WRT2,545$5.00K<0.1%+2,545New–
Alpha Architect ETF Tr02072L755VIRIDI CLEANER161$5.00K<0.1%+161New–
HOODRobinhood Markets, Inc.Stock150$6.00K<0.1%+150NewHistory
Global X Uranium ETF37954Y871ETF249$6.00K<0.1%+249New–
APEIAmerican Public Education IncStock225$6.00K<0.1%−40−15.1%ReducedHistory
WisdomTree Tr97717W760INTL SMCAP DIV79$6.00K<0.1%00.0%Unchanged–
iShares Inc464286665MSCI PAC JP ETF125$6.00K<0.1%00.0%Unchanged–
AXSAxis Capital Holdings LtdSHS123$6.00K<0.1%+123NewHistory
Townebank Portsmouth Va89214P109COM186$6.00K<0.1%−54−22.5%Reduced–
ASTHAstrana Health, Inc.COM NEW61$6.00K<0.1%+41+205.0%AddedHistory
KAIKadant IncCOM27$6.00K<0.1%+9+50.0%AddedHistory
BKUBankUnited, Inc.COM137$6.00K<0.1%00.0%UnchangedHistory
UNFIUnited Natural Foods IncCOM120$6.00K<0.1%+120NewHistory
ARWRArrowhead Pharmaceuticals, Inc.COM97$6.00K<0.1%−144−59.8%ReducedHistory
COKECoca-Cola Consolidated, Inc.COM16$6.00K<0.1%00.0%UnchangedHistory
STRAStrategic Education, Inc.COM83$6.00K<0.1%+67+418.8%AddedHistory
GVAGranite Construction IncCOM160$6.00K<0.1%+6+3.9%AddedHistory
NXRTNexPoint Residential Trust, Inc.COM93$6.00K<0.1%00.0%UnchangedHistory
COLDAmericold Realty TrustCOM213$6.00K<0.1%−144−40.3%ReducedHistory
RIOTRiot Platforms, Inc.COM219$6.00K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V290S&P500 EQL REL151$6.00K<0.1%00.0%Unchanged–
XHRXenia Hotels & Resorts, Inc.COM364$6.00K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM4,000$6.00K<0.1%00.0%UnchangedHistory
VSXYVictoria's Secret & Co.COMMON STOCK108$6.00K<0.1%+108NewHistory
STAGSTAG Industrial, Inc.COM149$6.00K<0.1%−39−20.7%ReducedHistory
VIAVViavi Solutions Inc.COM371$6.00K<0.1%−387−51.1%ReducedHistory
SIGASiga Technologies IncCOM835$6.00K<0.1%+835NewHistory
LBRTLiberty Energy Inc.COM CL A529$6.00K<0.1%+117+28.4%AddedHistory
AAMIAcadian Asset Management Inc.COM247$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464288372GLB INFRASTR ETF136$6.00K<0.1%−39−22.3%Reduced–
CWHCamping World Holdings, Inc.CL A164$6.00K<0.1%−82−33.3%ReducedHistory
CPFCentral Pacific Financial CorpCOM NEW236$6.00K<0.1%+2+0.9%AddedHistory
LILi Auto Inc.SPONSORED ADS237$6.00K<0.1%00.0%UnchangedHistory
ALXOAlx Oncology Holdings IncCOM86$6.00K<0.1%+86NewHistory
CSVCarriage Services IncCOM132$6.00K<0.1%00.0%UnchangedHistory
KCKingsoft Cloud Holdings LtdADS227$6.00K<0.1%+14+6.6%AddedHistory
MVISMicrovision, Inc.COM NEW500$6.00K<0.1%+500NewHistory
MSBIMidland States Bancorp, Inc.COM237$6.00K<0.1%−86−26.6%ReducedHistory
OPRXOptimizeRx CorpCOM NEW65$6.00K<0.1%+65NewHistory
TITNTitan Machinery Inc.COM213$6.00K<0.1%00.0%UnchangedHistory
XLRNAcceleron Pharma IncCOM36$6.00K<0.1%00.0%UnchangedHistory
ALEAllete IncCOM NEW97$6.00K<0.1%−132−57.6%ReducedHistory
ACCAmerican Campus Communities IncCOM114$6.00K<0.1%+14+14.0%AddedHistory
AZPNASPENTECH CorpCOM48$6.00K<0.1%−12−20.0%ReducedHistory
LONALeonaBio, Inc.COM676$6.00K<0.1%+676NewHistory
BBDCBarings BDC, Inc.COM571$6.00K<0.1%+173+43.5%AddedHistory
BCOVBrightcove IncCOM533$6.00K<0.1%+235+78.9%AddedHistory
CSTRCapStar Financial Holdings, Inc.COM283$6.00K<0.1%−1−0.4%ReducedHistory
AIFUAIFU Inc.SPONSORED ADR529$6.00K<0.1%+435+462.8%AddedHistory
KNDIKandi Technologies Group, Inc.COM1,436$6.00K<0.1%+511+55.2%AddedHistory
LTHMLivent Corp.COM254$6.00K<0.1%−190−42.8%ReducedHistory
MDPHawkeye Acquisition, Inc.COM101$6.00K<0.1%+14+16.1%AddedHistory
MODNModel N, Inc.COM171$6.00K<0.1%+127+288.6%AddedHistory
COOPMaverick Merger Sub 2, LLCCOM156$6.00K<0.1%+44+39.3%AddedHistory
NVRONevro CorpCOM55$6.00K<0.1%+55NewHistory
METCRamaco Resources, Inc.COM501$6.00K<0.1%+501NewHistory
SPDR Index Shs FDS78463X426MSCI EMRG MKTS90$6.00K<0.1%00.0%Unchanged–
SILKSilk Road Medical IncCOM110$6.00K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM1,578$6.00K<0.1%+356+29.1%AddedHistory
VIEWView, Inc.COM CL A1,177$6.00K<0.1%+177+17.7%AddedHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM1,000$6.00K<0.1%00.0%UnchangedHistory
CFLTConfluent, Inc.CLASS A COM100$6.00K<0.1%+100NewHistory
PIIPolaris Inc.Stock60$7.00K<0.1%−5−7.7%ReducedHistory
AMAntero Midstream CorpStock645$7.00K<0.1%00.0%UnchangedHistory
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF25$7.00K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V142WATER RES ETF134$7.00K<0.1%+1+0.8%Added–
Kraneshares Trust500767678GLOBAL CARB STRA165$7.00K<0.1%+40+32.0%Added–
QSQuantumScape CorpCOM CL A280$7.00K<0.1%00.0%UnchangedHistory
RNRRenaissancere Holdings LtdCOM49$7.00K<0.1%+1+2.1%AddedHistory
MCMoelis & CoCL A120$7.00K<0.1%+35+41.2%AddedHistory
TXTernium S.A.SPONSORED ADS175$7.00K<0.1%+175NewHistory
AUBAtlantic Union Bankshares CorpCOM188$7.00K<0.1%+132+235.7%AddedHistory
CRICarters IncCOM75$7.00K<0.1%00.0%UnchangedHistory
iShares Tr464288307MRGSTR MD CP GRW108$7.00K<0.1%00.0%Unchanged–
GPKGraphic Packaging Holding CoCOM370$7.00K<0.1%+101+37.5%AddedHistory
WSBCWesbanco IncCOM220$7.00K<0.1%−91−29.3%ReducedHistory
AEOAmerican Eagle Outfitters IncCOM278$7.00K<0.1%+39+16.3%AddedHistory
EXPOExponent IncCOM62$7.00K<0.1%+15+31.9%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT449$7.00K<0.1%00.0%UnchangedHistory
FLSFlowserve CorpCOM215$7.00K<0.1%−44−17.0%ReducedHistory
CSLCarlisle Companies IncCOM34$7.00K<0.1%+2+6.3%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH184$7.00K<0.1%00.0%Unchanged–
STCStewart Information Services CorpCOM115$7.00K<0.1%00.0%UnchangedHistory
FNFabrinetSHS71$7.00K<0.1%−73−50.7%ReducedHistory
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW154$7.00K<0.1%+1+0.7%Added–
KFRCKforce IncCOM110$7.00K<0.1%−32−22.5%ReducedHistory
MFMAberdeen Municipal Income FundSH BEN INT1,025$7.00K<0.1%00.0%UnchangedHistory
GPMTGranite Point Mortgage Trust Inc.COM STK505$7.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF245$7.00K<0.1%00.0%Unchanged–
ANDEAndersons, Inc.COM239$7.00K<0.1%+144+151.6%AddedHistory
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX39$7.00K<0.1%+39New–
MATMattel IncCOM396$7.00K<0.1%+49+14.1%AddedHistory
SLGNSilgan Holdings IncCOM195$7.00K<0.1%−70−26.4%ReducedHistory
HIWHighwoods Properties, Inc.COM152$7.00K<0.1%+44+40.7%AddedHistory
VSATViasat IncCOM120$7.00K<0.1%+13+12.1%AddedHistory
HLFHerbalife Ltd.COM SHS160$7.00K<0.1%−21−11.6%ReducedHistory
GATXGatx CorpCOM79$7.00K<0.1%−60−43.2%ReducedHistory

Options (21)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Parallel Advisors, LLC in Q3 2021
SecurityClassPutsCalls
Call (Amzn) Amazon.com Inc Jan 20 23 USD3650 (100 Shs)4930959HHOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3550 (100 Shs)5287959PNOptions–$329.0K
Call (Amzn) Amazon.com Inc Jun 16 23 USD3400 (100 Shs)5287969GGOptions–$329.0K
Global Payments Inc Jan 21 22 USD210 100 Shs4932379ECOptions–$315.0K
DocuSign Inc 01/20/2023 USD2104931819VTOptions–$309.0K
Call (MSFT) Microsoft Corp Mar 17 23 USD260 (100 Shs)5102169MMOptions–$282.0K
Call (Goog) Alphabet Inc Cap STK Jan 20 23 USD2450 (100 Shs)5300259DDOptions–$267.0K
Call (Now) ServiceNow Inc Com Jan 20 23 USD490 (100 Shs)4933329CWOptions–$249.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD350 (100 Shs)4933489AUOptions–$240.0K
Call (CRWD) CrowdStrike Hldgs Jan 20 23 USD200 (100 Shs)4953949SMOptions–$172.0K
Call (Panw) Palo Alto Networks Jan 20 23 USD370 (100 Shs)4963279FFOptions–$144.0K
Call (Twlo) Twilio Inc CL A Jan 19 24 USD320 (100 Shs)5514289GGOptions–$96.0K
Overstock.com Inc Jan 20 23 USD70 100 Shs4933469PLOptions–$94.0K
Call (SDGR) Schrodinger Inc Com Jan 20 23 USD70 (100 Shs)4933849QQOptions–$82.0K
Call (CWH) Camping World Hldgs Jan 19 24 USD40 (100 Shs)5511219CWOptions–$78.0K
Call (Ostk) Overstock.com Inc Jan 19 24 USD85 (100 Shs)5513089PLOptions–$78.0K
Call (SKT) Tanger Factory Jan 20 23 USD20 (100 Shs)5057069JJOptions–$49.0K
Call (Ewj) iShares Inc MSCI JPN Oct 15 21 USD75 (100 Shs)5472889WUOptions–$35.0K
Call (Aapl) Apple Inc Com Jan 21 22 USD125 (100 Shs)4903629USOptions–$28.0K
Gopro Inc 01/20/2023 USD125152119UUOptions–$19.0K
Call (Dna) Ginkgo Bioworks Dec 17 21 USD10 (100 Shs)5530159UUOptions–$12.0K

Sold out since Q2 2021 (178)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 178 by value last quarter.

Positions of Parallel Advisors, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
WORKSlack Technologies, Inc.COM CL A38,633$1.71M0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,835$521.0K<0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF2,276$208.0K<0.1%–
MXIMMaxim Integrated Products IncCOM1,965$207.0K<0.1%History
Siren ETF Tr NSD NXGN Eco ETF75605A702ETF3,415$162.0K<0.1%–
PRAHPRA Health Sciences, Inc.COM928$153.0K<0.1%History
IMVTImmunovant, Inc.COM14,262$151.0K<0.1%History
J P Morgan Exchange-Traded F46641Q209DIV RTN INT EQ2,198$137.0K<0.1%–
LMNXLuminex CorpCOM2,695$99.0K<0.1%History
iShares Tr46429B671MSCI CHINA ETF881$73.0K<0.1%–
MINAberdeen Intermediate Income FundSH BEN INT16,655$62.0K<0.1%History
Redball Acquisition CorpG7417R105COM CL A6,187$60.0K<0.1%–
Starboard Value Acquisitn Co85521J208UNIT 09/10/20255,000$52.0K<0.1%–
iShares Tr46434V803HDG MSCI EAFE1,379$48.0K<0.1%–
CM Life Sciences Inc18978W109COM CL A3,382$47.0K<0.1%–
Nuveen Calif Select Tax Free67063R103SH BEN INT2,800$47.0K<0.1%–
SYKESykes Enterprises IncCOM838$45.0K<0.1%History
Mudrick Capital Acqu Corp II62477L107COM CL A3,207$40.0K<0.1%–
ASPUAspen Group, Inc.COM NEW5,500$36.0K<0.1%History
MNDTMandiant, Inc.COM1,757$36.0K<0.1%History
DOMOHuckleberry.ai, Inc.Stock408$33.0K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT6,200$33.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS1,200$31.0K<0.1%History
EVYEaton Vance New York Municipal Income TrustSH BEN INT2,001$30.0K<0.1%History
iShares Tr46429B200CHINA SM-CAP ETF499$29.0K<0.1%–
Advisorshares Tr00768Y495PURE CANNABIS1,250$26.0K<0.1%–
ULCCFrontier Group Holdings, Inc.COM1,387$24.0K<0.1%History
WOLFWolfspeed, Inc.COM249$24.0K<0.1%History
STEMStem, Inc.CL A675$24.0K<0.1%History
VSTMVerastem, Inc.COM6,000$24.0K<0.1%History
Nebula Caravel Acquisition C629070202UNIT 12/09/20232,220$23.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A295$23.0K<0.1%History
ATERAterian, Inc.Equity1,450$21.0K<0.1%History
PFPTProofpoint IncCOM122$21.0K<0.1%History
TWC Tech Hldgs II Corp90117G204UNIT 09/10/20252,000$21.0K<0.1%–
Soaring Eagle Acquisition CoG8354H100UNIT 02/23/20262,000$21.0K<0.1%–
TDFTempleton Dragon Fund IncCOM844$20.0K<0.1%History
Fidelity MSCI Health Care Index ETF316092600ETF300$19.0K<0.1%–
iShares Inc464286772MSCI STH KOR ETF200$19.0K<0.1%–
Dragoneer Growth Opportun CoG28302126UNIT 08/18/20271,836$19.0K<0.1%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF890$18.0K<0.1%–
IBPInstalled Building Products, Inc.COM150$18.0K<0.1%History
GRAW R Grace & CoCOM231$16.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A400$15.0K<0.1%History
LESLLeslie's, Inc.COM541$15.0K<0.1%History
TCSContainer Store Group, Inc.COM1,071$14.0K<0.1%History
OneG7000X105COM CL A1,386$14.0K<0.1%–
DJPBarclays Bank PLCDJUBS CMDT ETN36475$13.0K<0.1%History
SPRYARS Pharmaceuticals, Inc.COM415$13.0K<0.1%History
SEERSeer, Inc.COM CL A338$11.0K<0.1%History
OneG7000X113UNIT 99/99/99991,000$11.0K<0.1%–
Atlas Crest Invt Corp049284201UNIT 99/99/99991,000$10.0K<0.1%–
Capitol Investment Corp V14064F209UNIT 99/99/99991,000$10.0K<0.1%–
CLSDClearside Biomedical, Inc.COM2,000$10.0K<0.1%History
Lightspeed Pos Inc53227R106SUB VTG SHS125$10.0K<0.1%–
Star Peak Corp II855179206UNIT 99/99/99991,000$10.0K<0.1%–
Fidelity Covington Trust316092303CONSMR STAPLES216$9.00K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF65$9.00K<0.1%–
CXMSprinklr, Inc.CL A430$9.00K<0.1%History
GNLGlobal Net Lease, Inc.COM NEW425$8.00K<0.1%History
JOEST JOE CoCOM162$7.00K<0.1%History
AppHarvest, Inc.03783T111*W EXP 01/30/2021,192$7.00K<0.1%–
Swedish Expt CR Corp870297603ROG AGRI ETN22860$7.00K<0.1%–
Tuscan Hldgs Corp90069K104COM530$7.00K<0.1%–
WRIWeingarten Realty InvestorsSH BEN INT210$7.00K<0.1%History
Global X FDS37954Y392VDEO GAM ESPRT200$6.00K<0.1%–
HTBHomeTrust Bancshares, Inc.COM205$6.00K<0.1%History
FRSTPrimis Financial Corp.COM402$6.00K<0.1%History
KNLKnoll IncCOM NEW232$6.00K<0.1%History
MCWMister Car Wash, Inc.COM300$6.00K<0.1%History
iShares Tr46435G102CONV BD ETF50$5.00K<0.1%–
iShares Tr464288208MRGSTR MD CP ETF76$5.00K<0.1%–
INTTIntest CorpCOM325$5.00K<0.1%History
Soaring Eagle Acquisition CoG8354H126CL A SHS500$5.00K<0.1%–
ASTEAstec Industries IncCOM68$4.00K<0.1%History
PLBYPlayboy, Inc.COM100$4.00K<0.1%History
REKRRekor Systems, Inc.COM400$4.00K<0.1%History
SPOKSpok Holdings, IncCOM415$4.00K<0.1%History
AFCGAdvanced Flower Capital Inc.COM200$4.00K<0.1%History
TLNDTalend S.A.ADS57$4.00K<0.1%History
Arrival GroupL0423Q108SHS250$4.00K<0.1%–
First Trust Cloud Computing ETF33734X192ETF26$3.00K<0.1%–
SRTAStrata Critical Medical, Inc.CL A COM250$3.00K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM184$3.00K<0.1%History
Churchill Capital Corp IV171439102CL A111$3.00K<0.1%–
TRVGtrivago N.V.SPON ADS A SHS1,000$3.00K<0.1%History
Bridgetown Holdings LtdG1355U113COM CL A300$3.00K<0.1%–
Sarissa Capital Acquisitn CoG7823W102CL A300$3.00K<0.1%–
NEUENeueHealth, Inc.COM200$3.00K<0.1%History
RDNRadian Group IncCOM79$2.00K<0.1%History
AGFirst Majestic Silver CorpCOM115$2.00K<0.1%History
GERNGeron CorpCOM1,100$2.00K<0.1%History
Ssga Active ETF Tr78467V848ST STR TOTAL ETF44$2.00K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF112$2.00K<0.1%–
ACRSAclaris Therapeutics, Inc.COM100$2.00K<0.1%History
APIAgora, Inc.ADS50$2.00K<0.1%History
ASMBAssembly Biosciences, Inc.COM482$2.00K<0.1%History
ATHXAthersys, IncCOM1,107$2.00K<0.1%History
INVXInnovex International, Inc.COM65$2.00K<0.1%History
XELAExela Technologies, Inc.COM NEW975$2.00K<0.1%History