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Livermore
Livermore
ZHEN

Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q1 2025

Holdings as of Mar 31, 2025, filed Apr 15, 2025. Long positions only; changes compare share counts with Q4 2024.

Institution overview
Positions
242
−18 vs. Q4 2024
Portfolio value
$1.65B
−$150.3M (−8.3%) vs. Q4 2024
Filed
Apr 15, 2025
SEC
Holdings of Transform Wealth, LLC in Q1 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT23,167$101.2K<0.1%00.0%UnchangedHistory
PCNPIMCO Corporate & Income Strategy FundCOM10,095$138.9K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108649AMPLIFY JUNIOR S11,605$140.7K<0.1%00.0%Unchanged–
MGFAberdeen Government Markets Income FundSH BEN INT53,036$168.1K<0.1%00.0%UnchangedHistory
DBLDoubleLine Opportunistic Credit FundCOM10,800$168.8K<0.1%00.0%UnchangedHistory
HPQHP IncStock7,376$206.4K<0.1%−3,197−30.2%ReducedHistory
Kraneshares Trust500767306CSI CHI INTERNET6,208$216.7K<0.1%+6,208New–
TGTTarget CorpStock2,088$217.9K<0.1%−379−15.4%ReducedHistory
LMTLockheed Martin CorpStock491$219.6K<0.1%−40−7.5%ReducedHistory
Bank of Amer Corp0605056827.25%CNV PFD L180$222.2K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER4,013$223.5K<0.1%−2,590−39.2%Reduced–
DYDycom Industries IncCOM1,500$228.5K<0.1%−1,250−45.5%ReducedHistory
PANWPalo Alto Networks IncStock1,359$231.9K<0.1%−281−17.1%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,208$234.3K<0.1%00.0%Unchanged–
Schwab Intermediate-Term US Treasury ETF808524854ETF9,548$237.4K<0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q647MUNICIPAL ETF4,805$240.3K<0.1%00.0%Unchanged–
NSCNorfolk Southern CorpStock1,028$243.5K<0.1%−52−4.8%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF1,318$248.0K<0.1%00.0%Unchanged–
ECLEcolab Inc.Stock980$249.1K<0.1%−122−11.1%ReducedHistory
AFLAflac IncStock2,263$251.6K<0.1%+2,263NewHistory
CARRCarrier Global CorpStock4,002$253.7K<0.1%00.0%UnchangedHistory
AXPAmerican Express CoStock946$254.5K<0.1%+946NewHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF5,531$254.8K<0.1%−109−1.9%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF2,738$255.9K<0.1%−798−22.6%Reduced–
NVONovo Nordisk A SADR3,685$258.7K<0.1%−91,632−96.1%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF4,535$264.6K<0.1%−790−14.8%Reduced–
TSITCW Strategic Income Fund IncCOM54,448$268.2K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock1,797$269.4K<0.1%00.0%UnchangedHistory
AMAntero Midstream CorpStock15,097$271.7K<0.1%−64,172−81.0%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,299$275.3K<0.1%−62−2.6%Reduced–
MPCMarathon Petroleum CorpStock1,902$277.1K<0.1%−95−4.8%ReducedHistory
Alps ETF Tr00162Q858SECTR DIV DOGS4,841$281.3K<0.1%+864+21.7%Added–
FMYFirst Trust Mortgage Income FundCOM SHS23,100$282.3K<0.1%00.0%UnchangedHistory
iShares S&P Mid-Cap 400 Growth ETF464287606ETF3,413$284.2K<0.1%−37−1.1%Reduced–
Invesco Exchange Traded FD T46137V605DJ INDL AVG DV5,468$288.9K<0.1%+768+16.3%Added–
WisdomTree Tr97717W208US HIGH DIVIDEND2,951$292.6K<0.1%00.0%Unchanged–
PLDPrologis, Inc.REIT2,691$300.8K<0.1%+78+3.0%AddedHistory
VLOValero Energy CorpStock2,379$314.2K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V142WATER RES ETF4,909$316.7K<0.1%+20.0%Added–
iShares Tr464288802ESG OPTIMIZED2,883$331.2K<0.1%−172−5.6%Reduced–
IPGInterpublic Group of Companies, Inc.COM12,375$336.1K<0.1%−4,237−25.5%ReducedHistory
JMMNuveen Multi-Market Income FundCOM53,941$337.1K<0.1%+81+0.2%AddedHistory
ELVElevance Health, Inc.Stock800$348.0K<0.1%−5,134−86.5%ReducedHistory
SPDR Index Shs FDS78463X772ST S&P INTL ETF9,193$352.6K<0.1%00.0%Unchanged–
CMGChipotle Mexican Grill IncCOM7,050$354.0K<0.1%−2,182−23.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL4,900$366.1K<0.1%00.0%Unchanged–
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,796$366.5K<0.1%−1,794−39.1%Reduced–
ETNEaton Corp plcStock1,354$368.1K<0.1%−171−11.2%ReducedHistory
AMGNAmgen IncStock1,189$370.5K<0.1%−165−12.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF3,583$374.7K<0.1%−712−16.6%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,504$388.9K<0.1%−45−2.9%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF1,799$398.9K<0.1%+4+0.2%Added–
PMPhilip Morris International Inc.Stock2,500$400.2K<0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock2,615$401.7K<0.1%−105−3.9%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF1,120$404.4K<0.1%−207−15.6%Reduced–
Vanguard Mortgage-Backed Securities ETF92206C771ETF8,746$405.0K<0.1%+1,938+28.5%Added–
iShares Russell 2000 ETF464287655ETF2,047$408.3K<0.1%−794−27.9%Reduced–
ADXAdams Diversified Equity Fund, Inc.COM21,577$409.7K<0.1%00.0%UnchangedHistory
Vanguard Whitehall FDS921946794INTL HIGH ETF5,814$428.4K<0.1%−1,411−19.5%Reduced–
INTUIntuit Inc.Stock705$432.9K<0.1%−180−20.3%ReducedHistory
MCDMcDonalds CorpStock1,399$437.1K<0.1%−126−8.3%ReducedHistory
DEDeere & CoStock941$443.0K<0.1%−251−21.1%ReducedHistory
RTXRTX CorpStock3,417$452.6K<0.1%−289−7.8%ReducedHistory
MRKMerck & Co., Inc.Stock5,324$482.7K<0.1%−30,354−85.1%ReducedHistory
APHAmphenol CorpCL A7,396$486.4K<0.1%−434−5.5%ReducedHistory
SHELShell plcADR6,750$494.6K<0.1%+16+0.2%AddedHistory
ORLYO Reilly Automotive IncStock346$495.7K<0.1%−65−15.8%ReducedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL9,913$502.7K<0.1%+1,080+12.2%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF9,968$504.7K<0.1%−1,358−12.0%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,992$509.1K<0.1%−47−2.3%Reduced–
iShares Tr464287630RUS 2000 VAL ETF3,386$511.3K<0.1%−1,169−25.7%Reduced–
FANGDiamondback Energy, Inc.Stock3,284$525.1K<0.1%−521−13.7%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF3,066$529.6K<0.1%+40+1.3%Added–
MINAberdeen Intermediate Income FundSH BEN INT201,094$540.9K<0.1%00.0%UnchangedHistory
TXNTexas Instruments IncStock3,011$541.1K<0.1%−50−1.6%ReducedHistory
KTFDWS Municipal Income TrustCOM57,714$541.4K<0.1%00.0%UnchangedHistory
NBBNuveen Taxable Municipal Income FundCOM33,690$543.0K<0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM9,594$548.2K<0.1%−17,293−64.3%Reduced–
PIMFranklin Master Intermediate Income TrustSH BEN INT169,225$561.8K<0.1%00.0%UnchangedHistory
ODFLOld Dominion Freight Line, Inc.COM3,397$562.0K<0.1%−99−2.8%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT156,049$563.3K<0.1%00.0%UnchangedHistory
TYTRI-CONTINENTAL CorpCOM18,437$565.5K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA11,242$565.8K<0.1%00.0%Unchanged–
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT43,350$584.4K<0.1%+550+1.3%AddedHistory
ADPAutomatic Data Processing IncStock1,981$608.2K<0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock3,679$610.2K<0.1%−590−13.8%ReducedHistory
PGProcter & Gamble CoStock3,689$628.7K<0.1%−547−12.9%ReducedHistory
FTNTFortinet, Inc.Stock6,676$642.6K<0.1%−338−4.8%ReducedHistory
DUKDuke Energy CORPStock5,426$661.8K<0.1%−342−5.9%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF1,816$673.5K<0.1%+37+2.1%Added–
EOGEOG Resources IncStock5,467$701.1K<0.1%−505−8.5%ReducedHistory
iShares Tr464287150CORE S&P TTL STK5,908$720.9K<0.1%−369−5.9%Reduced–
Schwab Strategic Tr8085246985 10YR CORP BD33,420$750.6K<0.1%−27,423−45.1%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF5,150$752.0K<0.1%−2,214−30.1%Reduced–
SPDR Series Trust78464A763ST STR SP DIV5,662$768.2K<0.1%−1,897−25.1%Reduced–
iShares Tr464287721U.S. TECH ETF5,602$786.7K<0.1%−249−4.3%Reduced–
BBNBlackRock Taxable Municipal Bond TrustSHS47,316$789.2K<0.1%+12,416+35.6%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F12,742$791.3K<0.1%+2,212+21.0%Added–
Schwab U.S. Large-Cap ETF808524201ETF36,168$798.6K<0.1%−958−2.6%Reduced–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS27,294$887.3K0.1%−2,474−8.3%ReducedHistory

Sold out since Q4 2024 (31)

Positions held at the end of Q4 2024 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q4 2024
SecurityClassShares in Q4 2024Value in Q4 2024% of portfolio in Q4 2024History
OCOwens CorningStock47,510$8.09M0.4%History
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF94,109$7.40M0.4%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF30,335$6.81M0.4%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF93,550$4.60M0.3%–
LENLennar CorpCL A33,456$4.56M0.3%History
VanEck ETF Trust92189F437FALLEN ANGEL HG64,634$1.85M0.1%–
ALLAllstate CorpStock7,583$1.47M0.1%History
iShares Inc464286285JP MRGN EM HI BD36,042$1.37M0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,533$1.02M0.1%–
iShares Tr46435U192GENOMICS IMMUN31,862$721.0K<0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF7,635$577.9K<0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF6,079$473.5K<0.1%–
NADNuveen Quality Municipal Income FundCOM29,581$344.9K<0.1%History
AIGAmerican International Group, Inc.Stock3,987$290.3K<0.1%History
Innovator ETFs Trust45782C680US EQTY PWR BF7,416$285.5K<0.1%–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF2,348$252.7K<0.1%–
AMTAmerican Tower CorpREIT1,295$239.6K<0.1%History
WWDWoodward, Inc.COM1,435$238.8K<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock688$235.4K<0.1%History
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF5,381$232.7K<0.1%–
NEENextera Energy IncStock3,152$226.0K<0.1%History
iShares Tr464288760US AER DEF ETF1,500$218.0K<0.1%–
BXSLBlackstone Secured Lending FundCOMMON STOCK6,538$216.3K<0.1%History
BLKBlackRock, Inc.Stock205$210.1K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM291$207.4K<0.1%History
NOWServiceNow, Inc.Stock191$202.5K<0.1%History
SPDR Index Shs FDS78463X541ST STR NAT ETF4,025$200.3K<0.1%–
EGFBlackRock Enhanced Government Fund, Inc.COM10,657$103.5K<0.1%History
CADLCandel Therapeutics, Inc.COM11,577$100.5K<0.1%History
SNDLSNDL Inc.COM48,806$87.4K<0.1%History
GRWGGrowGeneration Corp.COM10,000$16.9K<0.1%History