Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 16, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 219
- −20 vs. Q4 2023
- Portfolio value
- $1.05B
- +$27.5M (+2.7%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,551 | $122.4K | <0.1% | 00.0% | Unchanged | History |
| JFRNuveen Floating Rate Income Fund | COM | 15,447 | $136.2K | <0.1% | +67+0.4% | Added | History |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 10,095 | $142.2K | <0.1% | +90+0.9% | Added | History |
| ORCLOracle Corp | Stock | 1,598 | $200.8K | <0.1% | +1,598 | New | History |
| AMTAmerican Tower Corp | REIT | 1,046 | $206.7K | <0.1% | −1−0.1% | Reduced | History |
| ADMArcher-Daniels-Midland Co | Stock | 3,431 | $215.5K | <0.1% | −39,695−92.0% | Reduced | History |
| Bank of Amer Corp060505682 | 7.25%CNV PFD L | 180 | $218.1K | <0.1% | 00.0% | Unchanged | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,381 | $219.1K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,216 | $222.1K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 3,683 | $222.1K | <0.1% | +3,683 | New | – |
| SYKStryker Corp | Stock | 625 | $224.3K | <0.1% | −1,373−68.7% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 921 | $226.5K | <0.1% | −25−2.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 3,420 | $227.7K | <0.1% | +10.0% | Added | – |
| CICigna Group | Stock | 642 | $233.2K | <0.1% | +642 | New | History |
| CARRCarrier Global Corp | Stock | 4,016 | $233.5K | <0.1% | −117−2.8% | Reduced | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 4,612 | $234.0K | <0.1% | +4,612 | New | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 2,494 | $235.5K | <0.1% | +10.0% | Added | – |
| DOWDow Inc. | Stock | 4,082 | $236.5K | <0.1% | −118−2.8% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 839 | $236.9K | <0.1% | −1,699−66.9% | Reduced | History |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 9,970 | $237.8K | <0.1% | +9,970 | New | – |
| NSCNorfolk Southern Corp | Stock | 946 | $241.1K | <0.1% | 00.0% | Unchanged | History |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 3,959 | $243.7K | <0.1% | +3,959 | New | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 4,805 | $243.8K | <0.1% | 00.0% | Unchanged | – |
| IAUiShares Gold Trust | ETF | 5,824 | $244.7K | <0.1% | −161,218−96.5% | Reduced | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 2,951 | $255.7K | <0.1% | −312−9.6% | Reduced | – |
| ECLEcolab Inc. | Stock | 1,116 | $258.3K | <0.1% | +57+5.4% | Added | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 7,966 | $267.6K | <0.1% | −281,094−97.2% | Reduced | – |
| SBUXStarbucks Corp | Stock | 2,929 | $267.7K | <0.1% | −55,887−95.0% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,515 | $271.4K | <0.1% | −220−12.7% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 1,702 | $277.2K | <0.1% | +1,702 | New | – |
| MPCMarathon Petroleum Corp | Stock | 1,387 | $279.6K | <0.1% | +3+0.2% | Added | History |
| BABoeing Co | Stock | 1,463 | $282.3K | <0.1% | −420−22.3% | Reduced | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 4,997 | $289.5K | <0.1% | −650−11.5% | Reduced | – |
| SGOLabrdn Gold ETF Trust | ETF | 13,840 | $294.0K | <0.1% | −5,000−26.5% | Reduced | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 8,333 | $294.8K | <0.1% | −137,554−94.3% | Reduced | – |
| NXPINXP Semiconductors N.V. | COM | 1,190 | $296.8K | <0.1% | −32,802−96.5% | Reduced | History |
| METMetlife Inc | Stock | 4,160 | $308.3K | <0.1% | −130,498−96.9% | Reduced | History |
| EXCExelon Corp | Stock | 8,219 | $308.8K | <0.1% | −39,755−82.9% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 917 | $309.1K | <0.1% | 00.0% | Unchanged | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 2,647 | $313.1K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 5,386 | $315.9K | <0.1% | +20.0% | Added | – |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $320.2K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 4,900 | $322.8K | <0.1% | +4,900 | New | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,742 | $341.5K | <0.1% | −164−4.2% | Reduced | – |
| WWDWoodward, Inc. | COM | 2,244 | $345.8K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,532 | $350.1K | <0.1% | +184+13.6% | Added | – |
| iShares Tr464288802 | ESG OPTIMIZED | 3,258 | $355.7K | <0.1% | +3,258 | New | – |
| AMGNAmgen Inc | Stock | 1,267 | $360.2K | <0.1% | −6−0.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 6,556 | $364.1K | <0.1% | −1,156−15.0% | Reduced | – |
| WFCWells Fargo & Company | Stock | 6,362 | $368.7K | <0.1% | +1,902+42.6% | Added | History |
| RTXRTX Corp | Stock | 3,812 | $371.8K | <0.1% | −319−7.7% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,084 | $373.1K | <0.1% | +1,084 | New | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 7,620 | $378.7K | <0.1% | −69,416−90.1% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,547 | $386.6K | <0.1% | −30−1.9% | Reduced | – |
| TXNTexas Instruments Inc | Stock | 2,256 | $393.0K | <0.1% | −129−5.4% | Reduced | History |
| DUKDuke Energy CORP | Stock | 4,089 | $395.5K | <0.1% | +69+1.7% | Added | History |
| HPQHP Inc | Stock | 13,463 | $410.6K | <0.1% | −82−0.6% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,912 | $419.8K | <0.1% | +1,942+39.1% | AddedConverted for a 5-for-1 split | – |
| ADXAdams Diversified Equity Fund, Inc. | COM | 21,577 | $421.2K | <0.1% | 00.0% | Unchanged | History |
| SHELShell plc | ADR | 6,409 | $429.6K | <0.1% | −575−8.2% | Reduced | History |
| PGProcter & Gamble Co | Stock | 2,714 | $440.3K | <0.1% | −4,204−60.8% | Reduced | History |
| PLDPrologis, Inc. | REIT | 3,437 | $447.6K | <0.1% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 1,025 | $455.7K | <0.1% | +1,025 | New | – |
| APHAmphenol Corp | CL A | 3,996 | $461.8K | <0.1% | +564+16.4% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,235 | $465.5K | <0.1% | −7,766−77.7% | Reduced | – |
| FANGDiamondback Energy, Inc. | Stock | 2,357 | $467.0K | <0.1% | +95+4.2% | Added | History |
| TGTTarget Corp | Stock | 2,695 | $477.7K | <0.1% | −349−11.5% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 2,327 | $489.5K | <0.1% | +51+2.2% | Added | – |
| ASMLASML Holding NV | ADR | 505 | $490.3K | <0.1% | −1,924−79.2% | Reduced | History |
| QCOMQualcomm Inc | Stock | 2,916 | $493.7K | <0.1% | +66+2.3% | Added | History |
| NUENucor Corp | COM | 2,525 | $501.0K | <0.1% | −64−2.5% | Reduced | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,915 | $518.7K | <0.1% | −395−17.1% | Reduced | – |
| INTUIntuit Inc. | Stock | 812 | $527.8K | 0.1% | +57+7.5% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 10,717 | $540.7K | 0.1% | −2,308−17.7% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 4,983 | $550.8K | 0.1% | +1,029+26.0% | Added | – |
| TYTRI-CONTINENTAL Corp | COM | 18,264 | $562.5K | 0.1% | +154+0.9% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 11,206 | $563.5K | 0.1% | 00.0% | Unchanged | – |
| CMGChipotle Mexican Grill Inc | COM | 196 | $568.4K | 0.1% | −17−8.0% | Reduced | History |
| ETNEaton Corp plc | Stock | 1,893 | $591.9K | 0.1% | −186−8.9% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 9,183 | $602.9K | 0.1% | −821−8.2% | Reduced | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 14,327 | $603.5K | 0.1% | −335−2.3% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 7,001 | $605.4K | 0.1% | −31,318−81.7% | Reduced | – |
| JNJJohnson & Johnson | Stock | 3,833 | $606.3K | 0.1% | −62−1.6% | Reduced | History |
| iShares Tr464287762 | US HLTHCARE ETF | 10,317 | $638.6K | 0.1% | −10,538−50.5% | ReducedConverted for a 5-for-1 split | – |
| iShares Select Dividend ETF464287168 | ETF | 5,290 | $651.6K | 0.1% | −950−15.2% | Reduced | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 4,409 | $700.3K | 0.1% | +70+1.6% | Added | – |
| HONHoneywell International Inc | COM | 3,507 | $719.8K | 0.1% | −126−3.5% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 3,420 | $750.1K | 0.1% | 00.0% | UnchangedConverted for a 2-for-1 split | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 12,795 | $794.0K | 0.1% | −116−0.9% | Reduced | – |
| ABTAbbott Laboratories | Stock | 7,106 | $807.7K | 0.1% | −221−3.0% | Reduced | History |
| TSLATesla, Inc. | Stock | 4,692 | $824.8K | 0.1% | +9+0.2% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,730 | $831.8K | 0.1% | +37+2.2% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 6,225 | $840.7K | 0.1% | −9−0.1% | Reduced | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 64,763 | $898.3K | 0.1% | −174,606−72.9% | Reduced | – |
| POWLPowell Industries Inc | Stock | 6,434 | $915.6K | 0.1% | −7,317−53.2% | Reduced | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 12,136 | $949.4K | 0.1% | +12,136 | New | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 7,947 | $961.5K | 0.1% | 00.0% | Unchanged | – |
| iShares Tr464287150 | CORE S&P TTL STK | 8,507 | $980.9K | 0.1% | 00.0% | Unchanged | – |
| AMAntero Midstream Corp | Stock | 79,269 | $1.11M | 0.1% | −11,554−12.7% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 32,080 | $1.25M | 0.1% | −483−1.5% | Reduced | – |
Sold out since Q4 2023 (39)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C698 | US EQUT BUFR AUG | 232,139 | $8.35M | 0.8% | – |
| ULUnilever PLC | SPON ADR NEW | 101,315 | $4.91M | 0.5% | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 58,818 | $4.24M | 0.4% | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 11,546 | $1.06M | 0.1% | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 85,700 | $884.4K | 0.1% | History |
| iShares Tr464287515 | EXPANDED TECH | 1,871 | $758.8K | 0.1% | – |
| VanEck Semiconductor ETF92189F676 | ETF | 4,336 | $758.2K | 0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 9,620 | $728.9K | 0.1% | – |
| Vanguard Communication Services ETF92204A884 | ETF | 6,184 | $728.0K | 0.1% | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 63,584 | $699.4K | 0.1% | History |
| BKNGBooking Holdings Inc. | Stock | 184 | $654.5K | 0.1% | History |
| AXPAmerican Express Co | Stock | 3,488 | $653.5K | 0.1% | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 240,694 | $645.1K | 0.1% | History |
| PIMFranklin Master Intermediate Income Trust | SH BEN INT | 200,225 | $639.5K | 0.1% | History |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 37,200 | $604.9K | 0.1% | History |
| ROPRoper Technologies Inc | Stock | 945 | $515.0K | 0.1% | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 41,132 | $486.2K | <0.1% | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 131,600 | $470.4K | <0.1% | History |
| AMEAmetek Inc | COM | 2,759 | $455.0K | <0.1% | History |
| VRSKVerisk Analytics, Inc. | COM | 1,902 | $454.4K | <0.1% | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,530 | $448.0K | <0.1% | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,126 | $447.7K | <0.1% | History |
| VRSNVerisign Inc | COM | 2,161 | $445.1K | <0.1% | History |
| MROMarathon Oil Corp | COM | 18,072 | $436.6K | <0.1% | History |
| NADNuveen Quality Municipal Income Fund | COM | 36,425 | $417.1K | <0.1% | History |
| PSXPhillips 66 | Stock | 2,642 | $351.8K | <0.1% | History |
| TSITCW Strategic Income Fund Inc | COM | 72,848 | $336.3K | <0.1% | History |
| NBBNuveen Taxable Municipal Income Fund | COM | 20,995 | $331.5K | <0.1% | History |
| HPHelmerich & Payne, Inc. | COM | 8,833 | $319.9K | <0.1% | History |
| KTFDWS Municipal Income Trust | COM | 34,800 | $309.4K | <0.1% | History |
| LMTLockheed Martin Corp | Stock | 664 | $301.0K | <0.1% | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 23,755 | $289.3K | <0.1% | History |
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 7,633 | $240.2K | <0.1% | – |
| JMMNuveen Multi-Market Income Fund | COM | 38,477 | $227.4K | <0.1% | History |
| BOKFBok Financial Corp | COM NEW | 2,472 | $211.7K | <0.1% | History |
| FMYFirst Trust Mortgage Income Fund | COM SHS | 11,600 | $141.5K | <0.1% | History |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 13,675 | $133.1K | <0.1% | History |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 17,545 | $99.5K | <0.1% | History |
| DISHDISH Network CORP | CL A | 10,000 | $57.7K | <0.1% | History |