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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 12, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
624
+472 vs. Q2 2024
Portfolio value
$1.64B
+$1.30B (+381.8%) vs. Q2 2024
Filed
Nov 12, 2024
SEC
Holdings of Nwam LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
CMICummins IncStock2,123$687.3K<0.1%+4+0.2%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL13,533$689.4K<0.1%+5,380+66.0%Added–
iShares Tr46436E7180-3 MTH TREASURY6,848$689.7K<0.1%+6,848New–
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT161,179$689.8K<0.1%+338+0.2%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF8,342$693.1K<0.1%+8,342New–
Fidelity Covington Trust31609A503ENH MID COR ETF21,630$695.6K<0.1%+21,630New–
EWEdwards Lifesciences CorpStock10,568$697.4K<0.1%+10,568NewHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF14,676$700.6K<0.1%+605+4.3%Added–
JCIJohnson Controls International plcStock9,031$700.9K<0.1%+9,031NewHistory
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF15,455$703.3K<0.1%+15,455New–
Schwab US Tips ETF808524870ETF13,432$720.4K<0.1%+13,432New–
INTCIntel CorpStock30,955$726.2K<0.1%+30,955NewHistory
Dimensional ETF Trust25434V732EMERGING MKTS CO26,410$743.4K<0.1%+26,410New–
iShares U.S. Medical Devices ETF464288810ETF12,615$747.1K<0.1%+12,615New–
Dimensional ETF Trust25434V807INTERNATNAL VAL19,752$752.2K<0.1%+19,752New–
NOCNorthrop Grumman CorpStock1,441$761.0K<0.1%+1,441NewHistory
iShares Tr4642886613 7 YR TREAS BD6,386$763.8K<0.1%+6,386New–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF27,416$771.2K<0.1%+27,416New–
Simplify Exchange Traded Fun82889N699MANAGED FUTURES30,011$780.3K<0.1%+30,011New–
OPENOpendoor Technologies Inc.COM391,469$782.9K<0.1%−130.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF42,756$792.7K<0.1%+42,756New–
UBERUber Technologies, IncStock10,559$793.6K<0.1%+562+5.6%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF13,122$800.5K<0.1%+13,122New–
iShares S&P Small-Cap 600 Growth ETF464287887ETF5,752$802.4K<0.1%+5,752New–
LMTLockheed Martin CorpStock1,389$812.2K<0.1%+1,389NewHistory
MFCManulife Financial CorpCOM27,590$815.3K<0.1%+27,590NewHistory
American Centy ETF Tr025072885US EQT ETF8,662$824.2K0.1%+8,662New–
GSGoldman Sachs Group IncStock1,675$829.4K0.1%+31+1.9%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF20,568$849.0K0.1%+20,568New–
MAMastercard IncStock1,724$851.2K0.1%−22−1.3%ReducedHistory
AFGAmerican Financial Group IncCOM6,401$861.6K0.1%00.0%UnchangedHistory
Schwab U.S. Small-Cap ETF808524607ETF16,746$862.4K0.1%+16,746New–
First Tr Exchange-Traded FD336917109SHS20,745$870.3K0.1%+20,745New–
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF37,607$880.4K0.1%+37,607New–
MSTRStrategy IncStock5,222$880.4K0.1%+112+2.2%AddedConverted for a 10-for-1 splitHistory
American Centy ETF Tr025072802INTL SMCP VLU12,655$894.3K0.1%+12,655New–
DEDeere & CoStock2,164$903.1K0.1%+2,164NewHistory
iShares Core S&P US Value ETF464287663ETF9,517$908.8K0.1%+9,517New–
CRWDCrowdStrike Holdings, Inc.Stock3,253$912.3K0.1%+796+32.4%AddedHistory
WMWaste Management IncStock4,466$927.1K0.1%+786+21.4%AddedHistory
BMYBristol Myers Squibb CoStock17,922$927.3K0.1%+17,922NewHistory
PGRProgressive CorpStock3,662$929.4K0.1%+3,662NewHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF7,468$930.2K0.1%+7,468New–
TTEKTetra Tech IncCOM19,725$930.2K0.1%−9,990−33.6%ReducedConverted for a 5-for-1 splitHistory
Schwab U.S. Large-Cap Value ETF808524409ETF11,639$935.4K0.1%+11,639New–
iShares Tr464288208MRGSTR MD CP ETF12,353$939.1K0.1%+12,353New–
American Centy ETF Tr025072604AVANTIS EMGMKT14,762$953.6K0.1%+14,762New–
ZTSZoetis Inc.Stock4,908$958.8K0.1%+193+4.1%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF18,905$959.2K0.1%+6,409+51.3%Added–
iShares Tr464288521CRE U S REIT ETF15,601$960.6K0.1%+15,601New–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF28,736$968.7K0.1%+28,736New–
CSCOCisco Systems, Inc.Stock18,570$988.3K0.1%+477+2.6%AddedHistory
PHParker-Hannifin CorpStock1,596$1.01M0.1%+1,596NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF12,588$1.02M0.1%+12,588New–
Invesco S&P 500 Quality ETF46137V241ETF15,188$1.02M0.1%+15,188New–
Vanguard Whitehall FDS921946794INTL HIGH ETF13,916$1.02M0.1%+13,916New–
iShares Tr464287515EXPANDED TECH11,474$1.03M0.1%+11,474New–
iShares Tr46428743220 YR TR BD ETF10,460$1.03M0.1%+10,460New–
KMBKimberly Clark CorpStock7,236$1.03M0.1%+7,236NewHistory
SOSouthern CoStock11,449$1.03M0.1%+11,449NewHistory
Vanguard Communication Services ETF92204A884ETF7,145$1.04M0.1%+7,145New–
SYKStryker CorpStock2,895$1.05M0.1%+2,895NewHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM30,350$1.05M0.1%+30,350NewHistory
Fidelity MSCI Utilities Index ETF316092865ETF20,256$1.05M0.1%+20,256New–
Vanguard BD Index FDS921937793LONG TERM BOND13,993$1.05M0.1%+13,993New–
RITMRithm Capital Corp.REIT94,803$1.08M0.1%+94,803NewHistory
iShares Tr46429B7470-5 YR TIPS ETF10,687$1.08M0.1%+10,687New–
ORealty Income CorpREIT17,093$1.08M0.1%−1,625−8.7%ReducedHistory
iShares Tr464288687PFD AND INCM SEC32,679$1.09M0.1%−6,121−15.8%Reduced–
ICLRIcon PLCCOM3,813$1.10M0.1%+3,813NewHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT30,263$1.10M0.1%+30,263New–
Amplify ETF Tr032108649AMPLIFY JUNIOR S85,890$1.11M0.1%+85,890New–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS18,379$1.11M0.1%+18,379New–
ACNAccenture plcStock3,195$1.13M0.1%+3,195NewHistory
First Trust Dow Jones Internet Index Fund33733E302ETF5,426$1.15M0.1%+5,426New–
CRMSalesforce, Inc.Stock4,209$1.15M0.1%+4,209NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR31,637$1.16M0.1%+31,637NewHistory
EMREmerson Electric CoStock10,790$1.18M0.1%+10,790NewHistory
SPDR Series Trust78464A672ST INTER ETF40,765$1.18M0.1%+40,765New–
GBTCGrayscale Bitcoin Trust ETFETF23,490$1.19M0.1%+23,490NewHistory
EFXEquifax IncCOM4,044$1.19M0.1%+31+0.8%AddedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL23,380$1.19M0.1%+23,380New–
HFWAHeritage Financial CorpCOM54,852$1.19M0.1%+54,852NewHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF12,503$1.22M0.1%+12,503New–
COINCoinbase Global, Inc.COM CL A6,868$1.22M0.1%+314+4.8%AddedHistory
NTRANatera, Inc.COM9,664$1.23M0.1%+40.0%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF58,822$1.24M0.1%+58,822New–
BXBlackstone Inc.COM8,088$1.24M0.1%+8,088NewHistory
AMATApplied Materials IncStock6,132$1.24M0.1%−76−1.2%ReducedHistory
iShares Inc46434G764MSCI EMRG CHN20,300$1.24M0.1%+20,300New–
iShares Tr464287234MSCI EMG MKT ETF27,099$1.24M0.1%+27,099New–
Dimensional ETF Trust25434V690INTERNATIONAL35,117$1.25M0.1%+35,117New–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR61,807$1.26M0.1%+61,807NewHistory
ARK Innovation ETF00214Q104ETF26,527$1.26M0.1%+26,527New–
HONHoneywell International IncCOM6,110$1.26M0.1%+20+0.3%AddedHistory
iShares Tr464288885EAFE GRWTH ETF11,805$1.27M0.1%+11,805New–
Dimensional ETF Trust25434V856INFLATION PROTE30,192$1.28M0.1%+30,192New–
MDYSPDR S&P Midcap 400 ETF TrustETF2,243$1.28M0.1%+2,243NewHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD95,300$1.28M0.1%+95,300New–
PLTRPalantir Technologies Inc.Stock34,423$1.28M0.1%+3,545+11.5%AddedHistory

Sold out since Q2 2024 (7)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of Nwam LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
RDNTRadNet, Inc.COM48,185$2.84M0.8%History
VTNRVertex Energy Inc.COM649,377$613.5K0.2%History
BLKBlackRock, Inc.COM453$357.0K0.1%History
DXCMDexcom IncCOM2,858$324.0K0.1%History
SNOWSnowflake Inc.Stock1,804$243.7K0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,383$155.8K<0.1%History
IVDAIveda Solutions, Inc.COM NEW125,000$63.5K<0.1%History