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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
479
−33 vs. Q4 2022
Portfolio value
$986.1M
−$142.6M (−12.6%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Nwam LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMGNAmgen IncStock14,108$3.41M0.3%−865−5.8%ReducedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF47,345$3.44M0.3%+6,689+16.5%Added–
AAAlcoa CorpStock81,604$3.47M0.4%+9,196+12.7%AddedHistory
QCOMQualcomm IncStock27,248$3.48M0.4%−400−1.4%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF18,400$3.49M0.4%−11,271−38.0%Reduced–
ZBHZimmer Biomet Holdings, Inc.Stock27,561$3.56M0.4%+1,334+5.1%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF28,939$3.75M0.4%−7,029−19.5%Reduced–
DVNDevon Energy CorpStock74,613$3.78M0.4%+12,703+20.5%AddedHistory
iShares Russell Mid-Cap Growth ETF464287481ETF41,527$3.78M0.4%−4,327−9.4%Reduced–
EXEExpand Energy CorpCOM50,042$3.81M0.4%+5,946+13.5%AddedHistory
AEMAgnico Eagle Mines LtdStock74,957$3.82M0.4%+6,996+10.3%AddedHistory
PXDPioneer Natural Resources CoCOM18,811$3.84M0.4%+741+4.1%AddedHistory
LLYEli Lilly & CoStock11,338$3.89M0.4%−162−1.4%ReducedHistory
CVXChevron CorpStock23,941$3.91M0.4%−2,335−8.9%ReducedHistory
BGBunge Global SACOM41,162$3.93M0.4%+909+2.3%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF87,425$3.95M0.4%−54,821−38.5%Reduced–
SLViShares Silver TrustETF180,712$4.00M0.4%+8,617+5.0%AddedHistory
Vanguard Real Estate ETF922908553ETF48,214$4.00M0.4%−64,733−57.3%Reduced–
TECKTeck Resources LtdCL B109,723$4.00M0.4%+18,917+20.8%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF68,343$4.01M0.4%+68,343New–
BMYBristol Myers Squibb CoStock57,942$4.02M0.4%−3,136−5.1%ReducedHistory
BABoeing CoStock19,403$4.12M0.4%−7,422−27.7%ReducedHistory
JNJJohnson & JohnsonStock26,891$4.17M0.4%−10,084−27.3%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA46,956$4.25M0.4%−28,456−37.7%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF71,504$4.43M0.4%+1,548+2.2%Added–
PGProcter & Gamble CoStock30,147$4.48M0.5%+54+0.2%AddedHistory
iShares Tr464288877EAFE VALUE ETF92,777$4.50M0.5%−4,711−4.8%Reduced–
USBUS Bancorp DECOM NEW125,356$4.52M0.5%−2,969−2.3%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF54,736$4.53M0.5%−25,417−31.7%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF30,142$4.55M0.5%−6,536−17.8%Reduced–
TTTrane Technologies plcSHS25,051$4.61M0.5%−350−1.4%ReducedHistory
AVGOBroadcom Inc.Stock7,198$4.62M0.5%+92+1.3%AddedHistory
AVXLAnavex Life Sciences Corp.COM NEW548,237$4.70M0.5%+548,237NewHistory
iShares Tr4642874571 3 YR TREAS BD57,249$4.70M0.5%−358−0.6%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF30,841$4.75M0.5%−8,675−22.0%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF119,552$4.83M0.5%+20,580+20.8%Added–
iShares U.S. Treasury Bond ETF46429B267ETF207,029$4.84M0.5%+52,832+34.3%Added–
LMTLockheed Martin CorpStock10,291$4.87M0.5%+616+6.4%AddedHistory
iShares Russell 2000 ETF464287655ETF27,887$4.98M0.5%−12,486−30.9%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F90,527$5.00M0.5%+11,596+14.7%Added–
VTNRVertex Energy Inc.COM506,640$5.01M0.5%+506,640NewHistory
DISWalt Disney CoStock50,083$5.01M0.5%+30,922+161.4%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF40,725$5.05M0.5%+33,565+468.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF25,081$5.12M0.5%−3,710−12.9%Reduced–
iShares Tr46428743220 YR TR BD ETF49,259$5.24M0.5%+6,168+14.3%Added–
SPDR Series Trust78464A763ST STR SP DIV44,080$5.45M0.6%−972−2.2%Reduced–
FCXFreeport-McMoran IncStock133,325$5.45M0.6%+6,440+5.1%AddedHistory
NOCNorthrop Grumman CorpStock11,878$5.48M0.6%+1,147+10.7%AddedHistory
GLDSPDR Gold TrustETF29,955$5.49M0.6%+4,602+18.2%AddedHistory
iShares Tr464288885EAFE GRWTH ETF61,524$5.76M0.6%+24,178+64.7%Added–
iShares Tr464288588MBS ETF61,637$5.84M0.6%+15,633+34.0%Added–
iShares Tr464287556ISHARES BIOTECH45,746$5.91M0.6%−5,089−10.0%Reduced–
DEDeere & CoStock14,464$5.97M0.6%−252−1.7%ReducedHistory
GOOGLAlphabet Inc.Stock58,426$6.06M0.6%−5,439−8.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF82,742$6.11M0.6%−47,884−36.7%Reduced–
Vanguard Short-Term Bond ETF921937827ETF81,032$6.20M0.6%−134,692−62.4%Reduced–
SBUXStarbucks CorpStock59,707$6.22M0.6%−9,193−13.3%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF15,636$6.40M0.6%−7,223−31.6%ReducedHistory
GOOGAlphabet Inc.Stock61,651$6.41M0.7%−10,185−14.2%ReducedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF23,167$6.42M0.7%+3,995+20.8%Added–
RTXRTX CorpStock69,237$6.78M0.7%−863−1.2%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF49,025$7.46M0.8%−11,990−19.7%Reduced–
TSLATesla, Inc.Stock40,446$8.39M0.9%+9,324+30.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF92,275$8.92M0.9%−44,685−32.6%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF90,315$9.00M0.9%−719−0.8%Reduced–
COSTCostco Wholesale CorpStock19,997$9.94M1.0%−1,040−4.9%ReducedHistory
iShares Tr46434V613CORE UNIVRSL USD232,795$10.7M1.1%+72,461+45.2%Added–
AMZNAmazon Com IncStock109,203$11.3M1.1%−8,081−6.9%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF36,984$11.9M1.2%−21,147−36.4%Reduced–
Vanguard Morningstar Value ETF922908744ETF87,385$12.1M1.2%−93,173−51.6%Reduced–
iShares Russell 1000 Growth ETF464287614ETF54,714$13.4M1.4%−5,213−8.7%Reduced–
iShares Tr464287150CORE S&P TTL STK150,894$13.7M1.4%−8,396−5.3%Reduced–
XOMExxonMobil Holdings CorpCOM124,743$13.7M1.4%−11,971−8.8%ReducedHistory
BRK.BBerkshire Hathaway IncStock49,708$15.3M1.6%−11,561−18.9%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF75,833$18.9M1.9%−22,679−23.0%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF286,686$19.2M1.9%+28,643+11.1%Added–
iShares Core S&P 500 ETF464287200ETF151,731$62.4M6.3%−11,915−7.3%Reduced–
MSFTMicrosoft CorpStock236,559$68.2M6.9%−21,837−8.5%ReducedHistory
AAPLApple Inc.Stock437,556$72.2M7.3%−41,789−8.7%ReducedHistory

Sold out since Q4 2022 (84)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Vanguard Whitehall FDS921946794INTL HIGH ETF72,545$4.32M0.4%–
Alps ETF Tr00162Q452ALERIAN MLP86,041$3.28M0.3%–
PINSPinterest, Inc.CL A105,288$2.56M0.2%History
iShares Inc464286533MSCI EMERG MRKT45,114$2.39M0.2%–
Dimensional ETF Trust25434V781INTL SMALL CAP V106,208$2.36M0.2%–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF17,845$1.76M0.2%–
American Centy ETF Tr025072802INTL SMCP VLU29,149$1.61M0.1%–
American Centy ETF Tr025072364INTERNATIONAL LR34,445$1.55M0.1%–
iShares Inc46434G848MSCI GBL ETF NEW31,301$1.28M0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF17,133$1.13M0.1%–
ETF Managers Tr26924G102PRIME JUNIR SLVR104,274$1.10M0.1%–
Vanguard BD Index FDS921937793LONG TERM BOND14,782$1.07M0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL31,742$965.0K0.1%–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF12,404$904.8K0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF19,601$861.5K0.1%–
Dimensional ETF Trust25434V765INTL HIGH PROFIT35,244$777.1K0.1%–
GMEGameStop Corp.Stock40,424$746.2K0.1%History
Amplify Blockchain Technology ETF032108607ETF48,760$737.3K0.1%–
CSXCSX CorpStock22,473$696.2K0.1%History
Dimensional ETF Trust25434V716US SUSTAINABILTY27,115$676.0K0.1%–
Dimensional ETF Trust25434V856INFLATION PROTE15,999$658.5K0.1%–
American Centy ETF Tr025072349US LARGE CAP VLU12,766$640.7K0.1%–
TMUST-Mobile US, Inc.Stock4,478$626.9K0.1%History
ARK Blockchain & Fintech Innovation ETF00214Q708ETF43,652$622.9K0.1%–
HASIHA Sustainable Infrastructure Capital, Inc.COM21,436$621.2K0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM235,743$620.0K0.1%History
AWFAlliancebernstein Global High Income Fund IncCOM66,930$617.1K0.1%History
UUnity Software Inc.COM21,456$613.4K0.1%History
iShares Tr464288182MSCI AC ASIA ETF8,858$573.9K0.1%–
PCNPIMCO Corporate & Income Strategy FundCOM47,929$568.0K0.1%History
American Centy ETF Tr025072356REAL ESTATE ETF13,160$541.1K<0.1%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF24,902$511.3K<0.1%–
PGRProgressive CorpStock3,925$509.1K<0.1%History
NTRNutrien Ltd.COM6,797$496.4K<0.1%History
SPDR Series Trust78464A722ST STR SP PHARMA11,962$489.8K<0.1%–
RIORio Tinto PLCADR6,849$487.7K<0.1%History
AMATApplied Materials IncStock4,681$455.9K<0.1%History
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,429$445.0K<0.1%–
Schwab U.S. REIT ETF808524847ETF22,975$443.2K<0.1%–
AONAon plcCL A1,464$439.4K<0.1%History
iShares Tr46435G433MSCI USA SMCP MN12,486$432.0K<0.1%–
Fidelity MSCI Financials Index ETF316092501ETF8,277$396.8K<0.1%–
HSYHershey CoCOM1,712$396.4K<0.1%History
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,814$387.1K<0.1%–
TRVTravelers Companies, Inc.Stock1,861$348.9K<0.1%History
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$344.2K<0.1%–
Schwab Emerging Markets Equity ETF808524706ETF14,202$336.2K<0.1%–
CTVACorteva, Inc.Stock5,260$309.2K<0.1%History
Vanguard Energy ETF92204A306ETF2,486$301.5K<0.1%–
HIGHartford Insurance Group, Inc.Stock3,952$299.7K<0.1%History
BHPBHP Group LtdADR4,652$288.7K<0.1%History
SPDR Series Trust78468R739ST NUVE TERM ETF5,847$274.7K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF8,593$272.7K<0.1%–
NUENucor CorpCOM2,008$264.8K<0.1%History
SPDR Series Trust78468R549SP O&G EQP SERV3,309$263.9K<0.1%–
ATVIActivision Blizzard, Inc.COM3,416$261.6K<0.1%History
VALEVale S.A.SPONSORED ADS15,342$260.4K<0.1%History
XYLXylem Inc.COM2,241$247.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J726RAFI STRG US ETF9,201$247.1K<0.1%–
TYTRI-CONTINENTAL CorpCOM9,106$233.4K<0.1%History
Dimensional ETF Trust25434V690INTERNATIONAL8,272$229.8K<0.1%–
SFLSFL Corp Ltd.SHS24,800$228.7K<0.1%History
Schwab U.S. Broad Market ETF808524102ETF5,054$226.5K<0.1%–
SCHWSchwab Charles CorpStock2,667$222.1K<0.1%History
Invesco Exchange Traded FD T46137V142WATER RES ETF4,260$219.6K<0.1%–
IFFInternational Flavors & Fragrances IncCOM2,048$214.7K<0.1%History
Vanguard Health Care ETF92204A504ETF864$214.3K<0.1%–
Schwab International Small-Cap Equity ETF808524888ETF6,794$213.8K<0.1%–
PYPLPayPal Holdings, Inc.Stock2,942$209.5K<0.1%History
SPDR Series Trust78464A284ST NUVE HIGH ETF4,247$208.0K<0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF3,487$204.4K<0.1%–
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS8,847$203.6K<0.1%–
EXCExelon CorpStock4,705$203.4K<0.1%History
Global X FDS37954Y848GLOBAL X SILVER7,206$203.0K<0.1%–
ALNYAlnylam Pharmaceuticals, Inc.COM850$202.0K<0.1%History
INFYInfosys LtdSPONSORED ADR10,484$188.8K<0.1%History
Paramount Global92556H206CL B10,581$178.6K<0.1%–
SNAPSnap IncStock10,724$96.0K<0.1%History
LEOBNY Mellon Strategic Municipals, Inc.COM15,500$94.7K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999911,400$91.9K<0.1%History
LUMNLumen Technologies, Inc.Stock10,615$55.4K<0.1%History
TDAYUSA TODAY Co., Inc.COM13,942$28.3K<0.1%History
Bitfarms Ltd Com09173B107Stock39,500$17.4K<0.1%–
CORZCore Scientific, Inc.COMMON STOCK14,615$1.10K<0.1%History