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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 8, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
512
+31 vs. Q3 2022
Portfolio value
$1.13B
+$80.8M (+7.7%) vs. Q3 2022
Filed
Feb 8, 2023
SEC
Holdings of Nwam LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
PAYXPaychex IncStock2,573$297.4K<0.1%−102−3.8%ReducedHistory
HIGHartford Insurance Group, Inc.Stock3,952$299.7K<0.1%+3,952NewHistory
Vanguard Energy ETF92204A306ETF2,486$301.5K<0.1%+2,486New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF3,305$302.4K<0.1%−650−16.4%Reduced–
SGOLabrdn Gold ETF TrustETF17,374$303.5K<0.1%−70.0%ReducedHistory
DGDollar General CorpCOM1,238$304.9K<0.1%+7+0.6%AddedHistory
ITWIllinois Tool Works IncStock1,395$307.3K<0.1%+1,395NewHistory
CTVACorteva, Inc.Stock5,260$309.2K<0.1%+5,260NewHistory
DDDuPont de Nemours, Inc.COM4,511$309.6K<0.1%+4,511NewHistory
iShares Tr46435G672CORE INTL AGGR6,525$310.3K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V837DORS WRI MOM ETF4,401$312.7K<0.1%+1,151+35.4%Added–
iShares Tr464288869MICRO-CAP ETF2,909$313.7K<0.1%−50−1.7%Reduced–
iShares Core High Dividend ETF46429B663ETF3,080$321.1K<0.1%−3,328−51.9%Reduced–
DUKDuke Energy CORPStock3,140$323.4K<0.1%+239+8.2%AddedHistory
Pacer FDS Tr69374H741DATA AND INFRAST11,186$324.6K<0.1%+282+2.6%Added–
FDXFedEx CorpStock1,891$327.5K<0.1%+317+20.1%AddedHistory
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR4,550$330.8K<0.1%+823+22.1%Added–
HALOHalozyme Therapeutics, Inc.COM5,900$335.7K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A706ST STR GLB DOW3,322$335.8K<0.1%+6+0.2%Added–
Schwab Emerging Markets Equity ETF808524706ETF14,202$336.2K<0.1%+2,033+16.7%Added–
American Centy ETF Tr025072687AVANTIS SHFXDINC7,354$337.4K<0.1%+168+2.3%Added–
CCitigroup IncStock7,475$338.1K<0.1%+429+6.1%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,794$342.0K<0.1%+2,923+49.8%Added–
SPDR Series Trust78468R556SP O&G EXPL PRO2,533$344.2K<0.1%00.0%Unchanged–
GISGeneral Mills IncStock4,155$348.4K<0.1%+549+15.2%AddedHistory
TRVTravelers Companies, Inc.Stock1,861$348.9K<0.1%+1,861NewHistory
BIIBBiogen Inc.COM1,260$348.9K<0.1%−49−3.7%ReducedHistory
TJXTJX Companies IncStock4,414$351.4K<0.1%−88−2.0%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock1,691$352.3K<0.1%−72−4.1%ReducedHistory
NFLXNetflix IncStock1,194$352.3K<0.1%+1,194NewHistory
WBAWalgreens Boots Alliance, Inc.COM9,443$352.8K<0.1%+1,291+15.8%AddedHistory
APDAir Products & Chemicals, Inc.Stock1,147$353.7K<0.1%−1−0.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G672S&P MDCP 400 REV4,128$354.5K<0.1%+6+0.1%Added–
EOGEOG Resources IncStock2,742$355.2K<0.1%+648+30.9%AddedHistory
AMTAmerican Tower CorpREIT1,694$359.0K<0.1%+112+7.1%AddedHistory
TTETotalEnergies SESPONSORED ADS5,802$360.2K<0.1%−110−1.9%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM12,123$364.6K<0.1%−2,713−18.3%Reduced–
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER3,866$366.4K<0.1%00.0%Unchanged–
BTZBlackRock Credit Allocation Income TrustCOM36,476$368.4K<0.1%+3,058+9.2%AddedHistory
GDGeneral Dynamics CorpStock1,485$368.5K<0.1%+1,485NewHistory
LINLinde PLCSHS1,141$372.2K<0.1%+59+5.5%AddedHistory
BKRBaker Hughes CoCL A12,684$374.6K<0.1%−14,175−52.8%ReducedHistory
WMWaste Management IncStock2,398$376.3K<0.1%−574−19.3%ReducedHistory
CRMSalesforce, Inc.Stock2,841$376.7K<0.1%−501−15.0%ReducedHistory
Fidelity MSCI Health Care Index ETF316092600ETF5,912$378.3K<0.1%−4,165−41.3%Reduced–
iShares Tr464287622RUS 1000 ETF1,799$378.8K<0.1%−166−8.4%Reduced–
iShares Tr464288406MRGSTR MD CP VAL6,120$379.7K<0.1%+1,155+23.3%Added–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET4,298$383.5K<0.1%−91−2.1%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF4,048$383.8K<0.1%−239−5.6%Reduced–
iShares Russell 2000 Growth ETF464287648ETF1,804$387.0K<0.1%+439+32.2%Added–
Vanguard Scottsdale FDS92206C714VNG RUS1000VAL5,814$387.1K<0.1%−36−0.6%Reduced–
MDLZMondelez International, Inc.Stock5,843$389.5K<0.1%+677+13.1%AddedHistory
TFCTruist Financial CorpCOM9,084$390.9K<0.1%+203+2.3%AddedHistory
Dimensional ETF Trust25434V864SHOR DUR FIX ETF8,513$392.4K<0.1%−14,938−63.7%Reduced–
Altshares Trust02210T108MERGER ARBITRAGE15,270$393.3K<0.1%+335+2.2%Added–
TGTTarget CorpStock2,640$393.5K<0.1%+463+21.3%AddedHistory
Avidity Biosciences, Inc.05370A108COM17,741$393.7K<0.1%−2,000−10.1%Reduced–
MPCMarathon Petroleum CorpStock3,404$396.2K<0.1%+1,083+46.7%AddedHistory
HSYHershey CoCOM1,712$396.4K<0.1%+263+18.2%AddedHistory
Fidelity MSCI Financials Index ETF316092501ETF8,277$396.8K<0.1%+43+0.5%Added–
ANSSAnsys IncCOM1,671$403.7K<0.1%−103−5.8%ReducedHistory
NVSNovartis AGADR4,462$404.8K<0.1%+847+23.4%AddedHistory
EPDEnterprise Products Partners L.P.Stock16,793$405.0K<0.1%+16,793NewHistory
GSGoldman Sachs Group IncStock1,182$405.9K<0.1%+444+60.2%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS6,982$408.3K<0.1%−200−2.8%Reduced–
Dimensional ETF Trust25434V732EMERGING MKTS CO18,188$408.5K<0.1%+546+3.1%Added–
NOWServiceNow, Inc.Stock1,059$411.2K<0.1%−50−4.5%ReducedHistory
MDTMedtronic plcStock5,295$411.6K<0.1%+486+10.1%AddedHistory
iShares Tr464287762US HLTHCARE ETF1,451$411.8K<0.1%+149+11.4%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF11,164$412.3K<0.1%+1,525+15.8%Added–
iShares Tr46435G219INVT GRAD SY ETF9,550$413.6K<0.1%+181+1.9%Added–
CLXClorox CoStock3,029$425.1K<0.1%−490−13.9%ReducedHistory
ADMArcher-Daniels-Midland CoStock4,585$425.7K<0.1%+346+8.2%AddedHistory
MAMastercard IncStock1,233$428.8K<0.1%−97−7.3%ReducedHistory
iShares Tr46435G433MSCI USA SMCP MN12,486$432.0K<0.1%−1,055−7.8%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF12,823$438.6K<0.1%+5,990+87.7%Added–
PANWPalo Alto Networks IncStock3,146$439.0K<0.1%−15,123−82.8%ReducedHistory
AONAon plcCL A1,464$439.4K<0.1%+14+1.0%AddedHistory
iShares Tr464288356CALIF MUN BD ETF7,845$440.2K<0.1%+88+1.1%Added–
Invesco S&P 500 Quality ETF46137V241ETF10,070$443.1K<0.1%00.0%Unchanged–
Schwab U.S. REIT ETF808524847ETF22,975$443.2K<0.1%+11,501+100.2%Added–
ProShares Tr74347R107PSHS ULT S&P 50010,000$444.5K<0.1%00.0%Unchanged–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF9,429$445.0K<0.1%+226+2.5%Added–
PTYPIMCO Corporate & Income Opportunity FundCOM37,369$448.8K<0.1%+1,619+4.5%AddedHistory
AMATApplied Materials IncStock4,681$455.9K<0.1%+747+19.0%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,674$459.1K<0.1%+1,923+69.9%Added–
SYYSysco CorpStock6,016$459.9K<0.1%+37+0.6%AddedHistory
iShares Tr46435U713US INFRASTRUC12,751$462.4K<0.1%−630−4.7%Reduced–
KEYKeycorpCOM27,223$474.2K<0.1%+2,091+8.3%AddedHistory
NTRANatera, Inc.COM11,850$476.0K<0.1%00.0%UnchangedHistory
PSXPhillips 66Stock4,579$476.6K<0.1%−2,069−31.1%ReducedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US7,050$483.2K<0.1%+860+13.9%Added–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF16,261$483.5K<0.1%−75−0.5%Reduced–
iShares Tr464288273EAFE SML CP ETF8,574$484.3K<0.1%+8,574New–
NSCNorfolk Southern CorpStock1,969$485.2K<0.1%+65+3.4%AddedHistory
DOWDow Inc.Stock9,672$487.4K<0.1%−10,542−52.2%ReducedHistory
RIORio Tinto PLCADR6,849$487.7K<0.1%+2,602+61.3%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG6,420$488.8K<0.1%00.0%Unchanged–
SPDR Series Trust78464A722ST STR SP PHARMA11,962$489.8K<0.1%+340+2.9%Added–
CMICummins IncStock2,035$493.1K<0.1%−280−12.1%ReducedHistory

Sold out since Q3 2022 (33)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Nwam LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
GNRCGenerac Holdings Inc.Stock17,948$3.20M0.3%History
Global X Uranium ETF37954Y871ETF133,288$2.64M0.3%–
LENLennar CorpCL A25,496$1.90M0.2%History
iShares Tr46429B655FLTG RATE NT ETF37,572$1.89M0.2%–
PHMPultegroup IncCOM33,952$1.27M0.1%History
Dimensional ETF Trust25434V815US SMALL CAP ETF54,083$1.18M0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD21,644$1.06M0.1%–
iShares Core Dividend Growth ETF46434V621ETF22,961$1.02M0.1%–
Schwab US Tips ETF808524870ETF15,111$783.0K0.1%–
iShares U S ETF Tr46431W598BLOOMBERG ROLL11,555$636.0K0.1%–
NEUENeueHealth, Inc.COM604,458$635.0K0.1%History
American Centy ETF Tr025072281AVANTIS RESPON U10,829$460.0K<0.1%–
iShares Tr46435U853BROAD USD HIGH13,648$459.0K<0.1%–
J P Morgan Exchange-Traded F46641Q175ACTIVEBUILDE INT12,292$432.0K<0.1%–
LTHMLivent Corp.COM13,649$418.0K<0.1%History
BRK.ABerkshire Hathaway IncCL A1$406.0K<0.1%History
First Tr Exchange-Traded FD33737K205INDXX NEXTG ETF7,264$404.0K<0.1%–
ECLEcolab Inc.Stock2,460$355.0K<0.1%History
iShares Tr464288562RESIDENTIAL MULT4,799$345.0K<0.1%–
COINCoinbase Global, Inc.COM CL A4,506$291.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH6,996$286.0K<0.1%History
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS19,989$264.0K<0.1%History
iShares Inc46434G764MSCI EMRG CHN5,939$263.0K<0.1%–
Fidelity MSCI Energy Index ETF316092402ETF13,131$261.0K<0.1%–
ABNBAirbnb, Inc.Stock2,429$255.0K<0.1%History
MRVLMarvell Technology, Inc.COM5,558$238.0K<0.1%History
ZSZscaler, Inc.Stock1,442$237.0K<0.1%History
iShares Tr464288760US AER DEF ETF2,375$217.0K<0.1%–
SPDR Series Trust78464A656ST STR TIPS ETF8,564$217.0K<0.1%–
DDOGDatadog, Inc.CL A COM2,321$206.0K<0.1%History
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF6,001$204.0K<0.1%–
NSLNuveen Senior Income FundCOM12,100$57.0K<0.1%History
Credit Suisse Group225401108SPONSORED ADR10,198$40.0K<0.1%–