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Livermore
Livermore
ZHEN

Nwam LLC

SEC CIK
0001655006
Latest filing
Jul 23, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
522
+17 vs. Q4 2021
Portfolio value
$1.30B
+$36.8M (+2.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Nwam LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Inc464286822MSCI MEXICO ETF19,540$1.07M0.1%+19,540New–
Fidelity MSCI Health Care Index ETF316092600ETF16,372$1.07M0.1%+4,645+39.6%Added–
Amplify ETF Tr032108102ONLIN RETL ETF16,415$1.08M0.1%−126−0.8%Reduced–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF37,469$1.09M0.1%+2,305+6.6%Added–
TXNTexas Instruments IncStock5,950$1.09M0.1%+750+14.4%AddedHistory
DBBInvesco DB Base Metals FundBASE METALS FD42,388$1.09M0.1%+42,388NewHistory
LLYEli Lilly & CoStock3,859$1.10M0.1%+405+11.7%AddedHistory
TAT&T Inc.Stock46,997$1.11M0.1%−16,090−25.5%ReducedHistory
ORealty Income CorpREIT16,040$1.11M0.1%+918+6.1%AddedHistory
iShares Tr464288752US HOME CONS ETF18,836$1.12M0.1%−23,291−55.3%Reduced–
iShares Core S&P US Value ETF464287663ETF15,026$1.14M0.1%−8,724−36.7%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF15,260$1.14M0.1%+632+4.3%AddedConverted for a 2-for-1 split–
SPDR Series Trust78468R721STATE STREET SPD24,021$1.15M0.1%+11,748+95.7%Added–
iShares Tr464288182MSCI AC ASIA ETF15,817$1.19M0.1%−2,070−11.6%Reduced–
Vanguard World FD921910816MEGA GRWTH IND5,051$1.19M0.1%−1,211−19.3%Reduced–
MOAltria Group, Inc.Stock23,129$1.21M0.1%+1,115+5.1%AddedHistory
GILDGilead Sciences, Inc.Stock20,368$1.21M0.1%−3,825−15.8%ReducedHistory
AMDAdvanced Micro Devices IncStock11,181$1.22M0.1%+1,162+11.6%AddedHistory
ICLRIcon PLCCOM5,081$1.24M0.1%+41+0.8%AddedHistory
iShares Tr46428951110+ YR INVST GRD20,497$1.26M0.1%+20,497New–
SPDR Series Trust78468R622ST BLOO HIGH ETF12,296$1.26M0.1%−3,055−19.9%Reduced–
Vanguard Information Technology ETF92204A702ETF3,049$1.27M0.1%−5,983−66.2%Reduced–
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM140,067$1.29M0.1%+3,780+2.8%AddedHistory
RITMRithm Capital Corp.REIT118,178$1.30M0.1%−7,458−5.9%ReducedHistory
iShares Tr46429B655FLTG RATE NT ETF26,112$1.32M0.1%+8,969+52.3%Added–
UPSUnited Parcel Service IncStock6,199$1.33M0.1%−964−13.5%ReducedHistory
HONHoneywell International IncCOM6,832$1.33M0.1%−6,766−49.8%ReducedHistory
VanEck Semiconductor ETF92189F676ETF4,975$1.34M0.1%−1,594−24.3%Reduced–
ASMLASML Holding NVADR2,011$1.34M0.1%−5−0.2%ReducedHistory
UBERUber Technologies, IncStock37,769$1.35M0.1%+3,229+9.3%AddedHistory
BMYBristol Myers Squibb CoStock18,574$1.36M0.1%+182+1.0%AddedHistory
Fidelity Covington Trust316092857MSCI RL EST ETF41,901$1.36M0.1%−1,034−2.4%Reduced–
iShares Tr464287721U.S. TECH ETF13,205$1.36M0.1%−93−0.7%Reduced–
CMCSAComcast CorpStock29,423$1.38M0.1%+3,647+14.1%AddedHistory
HFWAHeritage Financial CorpCOM55,306$1.39M0.1%00.0%UnchangedHistory
ACNAccenture plcStock4,157$1.40M0.1%+920+28.4%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM2,015$1.41M0.1%+26+1.3%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F23,843$1.42M0.1%+13,340+127.0%Added–
Vanguard S&P 500 ETF922908363ETF3,439$1.43M0.1%−18−0.5%Reduced–
ETF Managers Tr26924G102PRIME JUNIR SLVR101,896$1.44M0.1%−2,948−2.8%Reduced–
SPDR Series Trust78468R556SP O&G EXPL PRO10,743$1.45M0.1%+8,210+324.1%Added–
LOWLowes Companies IncStock7,262$1.47M0.1%+1,324+22.3%AddedHistory
Invesco Exchange Traded FD T46137V134WILDERHIL CLAN22,664$1.48M0.1%+14,066+163.6%Added–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF23,823$1.48M0.1%−11,758−33.0%Reduced–
VRTXVertex Pharmaceuticals IncStock5,773$1.51M0.1%−10.0%ReducedHistory
UUnity Software Inc.COM15,450$1.53M0.1%+1,853+13.6%AddedHistory
American Centy ETF Tr025072802INTL SMCP VLU24,582$1.54M0.1%+24,582New–
KOCoca Cola CoStock24,891$1.54M0.1%+7,351+41.9%AddedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR36,675$1.55M0.1%+5,464+17.5%AddedHistory
CSCOCisco Systems, Inc.Stock27,901$1.56M0.1%+6,264+29.0%AddedHistory
iShares Inc46434G863ESG AWR MSCI EM42,601$1.56M0.1%−14,824−25.8%Reduced–
IBMInternational Business Machines CorpStock12,066$1.57M0.1%+180+1.5%AddedHistory
iShares Inc46434G848MSCI GBL ETF NEW30,764$1.58M0.1%+30,764New–
iShares Tr4642874407-10 YR TRSY BD14,779$1.59M0.1%−5,702−27.8%Reduced–
SPDR Ser Tr78468R689S&P KENSHO SMART33,879$1.59M0.1%−258−0.8%Reduced–
American Centy ETF Tr025072877US SML CP VALU20,131$1.61M0.1%+20,131New–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF29,447$1.62M0.1%+10,196+53.0%Added–
ABTAbbott LaboratoriesStock13,803$1.63M0.1%+1,265+10.1%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF34,790$1.67M0.1%−735−2.1%Reduced–
iShares Core MSCI Emerging Markets ETF46434G103ETF30,037$1.67M0.1%+3,868+14.8%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD21,370$1.67M0.1%−17,632−45.2%Reduced–
HDHome Depot, Inc.Stock5,580$1.67M0.1%−493−8.1%ReducedHistory
iShares Tr46432F859CORE 1 5 YR USD34,981$1.70M0.1%−562−1.6%Reduced–
PEPPepsiCo IncStock10,156$1.70M0.1%−67−0.7%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF21,675$1.71M0.1%+3,535+19.5%Added–
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF17,181$1.72M0.1%−2,029−10.6%Reduced–
UNHUnitedHealth Group IncStock3,374$1.72M0.1%+450+15.4%AddedHistory
ORCLOracle CorpStock21,080$1.74M0.1%+211+1.0%AddedHistory
MRKMerck & Co., Inc.Stock21,267$1.75M0.1%+2,797+15.1%AddedHistory
iShares S&P 500 Value ETF464287408ETF11,268$1.75M0.1%+313+2.9%Added–
EWEdwards Lifesciences CorpStock15,008$1.77M0.1%+10,790+255.8%AddedHistory
Fidelity MSCI Information Technology Index ETF316092808ETF14,402$1.77M0.1%−3,388−19.0%Reduced–
iShares Tr464287556ISHARES BIOTECH13,658$1.78M0.1%+6,647+94.8%Added–
EMREmerson Electric CoStock18,257$1.79M0.1%+588+3.3%AddedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP19,241$1.83M0.1%00.0%Unchanged–
iShares Tr464288513IBOXX HI YD ETF22,481$1.85M0.1%−3,171−12.4%Reduced–
MDYSPDR S&P Midcap 400 ETF TrustETF3,818$1.87M0.1%−52−1.3%ReducedHistory
PPGPPG Industries IncStock14,383$1.89M0.1%−27−0.2%ReducedHistory
iShares U S ETF Tr46431W598BLOOMBERG ROLL30,886$1.90M0.1%+25,790+506.1%Added–
Amplify Blockchain Technology ETF032108607ETF55,764$1.91M0.1%+8,795+18.7%Added–
Vanguard BD Index FDS921937793LONG TERM BOND20,908$1.92M0.1%+3,151+17.7%Added–
iShares U.S. Medical Devices ETF464288810ETF31,464$1.92M0.1%−3,837−10.9%Reduced–
MMM3M CoStock12,898$1.92M0.1%+6,112+90.1%AddedHistory
iShares Tr46432F388MSCI USA VALUE18,482$1.93M0.1%−12,528−40.4%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF39,030$1.96M0.2%−21,989−36.0%Reduced–
iShares Tr464287234MSCI EMG MKT ETF43,668$1.97M0.2%−3,812−8.0%Reduced–
HALHalliburton CoStock52,771$2.00M0.2%−14,321−21.3%ReducedHistory
iShares Tr464288414NATIONAL MUN ETF18,305$2.01M0.2%−285−1.5%Reduced–
NUENucor CorpCOM14,010$2.08M0.2%+14,010NewHistory
VZVerizon Communications IncStock41,257$2.10M0.2%+2,236+5.7%AddedHistory
VVisa Inc.Stock9,496$2.11M0.2%+269+2.9%AddedHistory
INTCIntel CorpStock43,058$2.13M0.2%+9,025+26.5%AddedHistory
iShares Tr464288281JPMORGAN USD EMG22,284$2.18M0.2%−2,053−8.4%Reduced–
iShares S&P 500 Growth ETF464287309ETF28,603$2.19M0.2%−970−3.3%Reduced–
MELIMercadolibre IncCOM1,840$2.19M0.2%+440+31.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF30,616$2.25M0.2%+1,575+5.4%Added–
ILMNIllumina, Inc.COM6,454$2.25M0.2%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS53,692$2.27M0.2%−1,783−3.2%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF22,367$2.30M0.2%+19,390+651.3%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF22,681$2.32M0.2%−1,065−4.5%Reduced–

Sold out since Q4 2021 (61)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Nwam LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
ECLEcolab Inc.Stock22,516$5.28M0.4%History
GTGoodyear Tire & Rubber CoCOM170,256$3.63M0.3%History
Vanguard Malvern FDS922020805STRM INFPROIDX58,657$3.02M0.2%–
WisdomTree Tr97717X628FLOATNG RAT TREA105,640$2.65M0.2%–
State Street SPDR S&P Regional Banking ETF78464A698ETF32,330$2.29M0.2%–
SHOPShopify Inc.Stock1,601$2.21M0.2%History
LHLabcorp Holdings Inc.COM NEW6,919$2.17M0.2%History
SPDR Series Trust78464A714ST STR SP RETAIL22,473$2.03M0.2%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF19,687$1.53M0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ16,962$1.36M0.1%–
iShares Tr464287333GLOBAL FINLS ETF14,553$1.17M0.1%–
MDBMongoDB, Inc.CL A1,830$969.0K0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF29,345$926.0K0.1%–
BBYBest Buy Co IncStock8,040$817.0K0.1%History
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF2,013$652.0K0.1%–
iShares Inc464286608MSCI EURZONE ETF12,172$597.0K<0.1%–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS9,461$576.0K<0.1%–
LUMNLumen Technologies, Inc.Stock43,836$550.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B5,382$515.0K<0.1%–
Flexshares Tr33939L662HIG YLD VL ETF10,048$492.0K<0.1%–
iShares Tr46436E619ESG ADVAN ETF9,939$491.0K<0.1%–
SESea LtdSPONSORD ADS2,154$482.0K<0.1%History
ASANAsana, Inc.CL A6,052$451.0K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM18,240$416.0K<0.1%History
iShares U S ETF Tr46431W648U.S. TECH INDEPD6,624$405.0K<0.1%–
TWLOTwilio IncCL A1,402$369.0K<0.1%History
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM16,638$361.0K<0.1%History
ProShares Tr74347X823ULTRPRO DOW304,000$338.0K<0.1%–
GSGoldman Sachs Group IncStock878$336.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG13,351$332.0K<0.1%–
iShares Core S&P U.S. Growth ETF464287671ETF2,831$327.0K<0.1%–
QGENQiagen N.V.SHS NEW5,851$325.0K<0.1%History
SPDR Series Trust78464A573ST STR SP HCSVC2,931$311.0K<0.1%–
New York Life Investments Et45409B800MERGE ARBIT ETF9,549$308.0K<0.1%–
NACNuveen California Quality Municipal Income FundCOM19,342$303.0K<0.1%History
GNOGGolden Nugget Online Gaming, Inc.COM CL A30,000$299.0K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF12,964$275.0K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN10,596$266.0K<0.1%–
TTTrane Technologies plcSHS1,305$264.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,921$258.0K<0.1%History
BNYBank of New York Mellon CorpStock4,393$255.0K<0.1%History
Vanguard Health Care ETF92204A504ETF935$249.0K<0.1%–
WDFCWD 40 CoCOM1,000$245.0K<0.1%History
iShares Inc46434G822MSCI JAPAN ETF3,504$235.0K<0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM2,488$226.0K<0.1%–
SPDR Ser Tr78464A813S&P 600 SML CAP2,254$224.0K<0.1%–
IFNAberdeen India Fund, Inc.COM10,422$220.0K<0.1%History
APPNAppian CorpCL A3,368$220.0K<0.1%History
IPInternational Paper CoCOM4,610$217.0K<0.1%History
MSIMotorola Solutions, Inc.Stock792$215.0K<0.1%History
MNDYmonday.com Ltd.SHS698$215.0K<0.1%History
HPSJohn Hancock Preferred Income Fund IIICOM11,356$213.0K<0.1%History
MLMMartin Marietta Materials IncCOM473$208.0K<0.1%History
TECHBIO-TECHNE CorpCOM400$207.0K<0.1%History
TTDTrade Desk, Inc.Stock2,229$204.0K<0.1%History
ProShares Tr74347R693PSHS ULTRA TECH1,600$204.0K<0.1%–
HALOHalozyme Therapeutics, Inc.COM5,075$204.0K<0.1%History
SCHWSchwab Charles CorpStock2,379$200.0K<0.1%History
XOSXos, Inc.COMMON STOCK45,000$142.0K<0.1%History
Gores Holdings VII Inc38286T101COM CL A10,000$98.0K<0.1%–
SFTGQShift Technologies, Inc.CL A19,500$66.0K<0.1%History