Relative Value Partners Group, LLC
- SEC CIK
- 0001649910
- Latest filing
- Jul 12, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 188
- −3 vs. Q3 2021
- Portfolio value
- $1.41B
- +$74.5M (+5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Special Opportunities FD Inc84741T138 | RIGHT 01/21/2022 | 641,991 | $28.0K | <0.1% | +641,991 | New | – |
| GNWGenworth Financial Inc | COM SHS | 12,000 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| AEGAegon Ltd. | NY REGISTRY SHS | 11,500 | $57.0K | <0.1% | +1,000+9.5% | Added | History |
| MFAMfa Financial, Inc. | COM | 20,000 | $91.0K | <0.1% | −10,000−33.3% | Reduced | History |
| ABSTAbsolute Software Corp | COM | 10,053 | $95.0K | <0.1% | +53+0.5% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 16,882 | $101.0K | <0.1% | −156−0.9% | Reduced | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,000 | $151.0K | <0.1% | 00.0% | Unchanged | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 24,513 | $159.0K | <0.1% | 00.0% | Unchanged | History |
| RGTRoyce Global Trust, Inc. | COM | 14,775 | $194.0K | <0.1% | −1,113−7.0% | Reduced | History |
| Oaktree Acquisition Corp IIG6715X103 | CL A SHS | 20,200 | $200.0K | <0.1% | +20,200 | New | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,831 | $205.0K | <0.1% | 00.0% | Unchanged | – |
| COPConocoPhillips | Stock | 3,000 | $217.0K | <0.1% | −100−3.2% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 525 | $229.0K | <0.1% | +525 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 2,755 | $231.0K | <0.1% | +3+0.1% | Added | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 155 | $231.0K | <0.1% | +155 | New | History |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 25,470 | $232.0K | <0.1% | −5,863−18.7% | Reduced | History |
| EEAEuropean Equity Fund, Inc | COM | 21,192 | $238.0K | <0.1% | −1,561−6.9% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 4,969 | $244.0K | <0.1% | −59−1.2% | Reduced | – |
| PSXPhillips 66 | Stock | 3,395 | $246.0K | <0.1% | 00.0% | Unchanged | History |
| KKellanova | Stock | 3,950 | $254.0K | <0.1% | 00.0% | Unchanged | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 5,000 | $255.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 6,603 | $260.0K | <0.1% | −1,675−20.2% | Reduced | – |
| USALiberty All Star Equity Fund | SH BEN INT | 31,173 | $267.0K | <0.1% | +5,563+21.7% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,116 | $284.0K | <0.1% | −31−2.7% | Reduced | – |
| iShares Tr464288448 | INTL SEL DIV ETF | 9,389 | $293.0K | <0.1% | +37+0.4% | Added | – |
| UNMUnum Group | Stock | 12,300 | $302.0K | <0.1% | −550−4.3% | Reduced | History |
| SBSISouthside Bancshares Inc | COM | 7,225 | $302.0K | <0.1% | 00.0% | Unchanged | History |
| LLYEli Lilly & Co | Stock | 1,119 | $309.0K | <0.1% | 00.0% | Unchanged | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 25,392 | $309.0K | <0.1% | −5,667−18.2% | Reduced | History |
| WMTWalmart Inc. | Stock | 2,150 | $312.0K | <0.1% | 00.0% | Unchanged | History |
| IBTXIndependent Bank Group, Inc. | COM | 4,336 | $313.0K | <0.1% | +21+0.5% | Added | History |
| Vanguard Utilities ETF92204A876 | ETF | 2,165 | $339.0K | <0.1% | 00.0% | Unchanged | – |
| GFNew Germany Fund Inc | COM | 19,277 | $349.0K | <0.1% | −2,674−12.2% | Reduced | History |
| VZVerizon Communications Inc | Stock | 6,883 | $358.0K | <0.1% | +400+6.2% | Added | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 29,216 | $361.0K | <0.1% | 00.0% | Unchanged | History |
| ATMPBarclays Bank PLC | IPATH SELCT MLP | 23,342 | $363.0K | <0.1% | +373+1.6% | Added | History |
| WisdomTree Tr97717W836 | JP SMALLCP DIV | 5,082 | $363.0K | <0.1% | −18,117−78.1% | Reduced | – |
| HIGHartford Insurance Group, Inc. | Stock | 5,250 | $364.0K | <0.1% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 2,131 | $365.0K | <0.1% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 2,308 | $365.0K | <0.1% | 00.0% | Unchanged | History |
| BLFYBlue Foundry Bancorp | COM | 25,600 | $375.0K | <0.1% | −6,600−20.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 5,000 | $387.0K | <0.1% | 00.0% | Unchanged | History |
| TYGTortoise Energy Infrastructure Corp | COM | 14,740 | $412.0K | <0.1% | +5,010+51.5% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 3,787 | $418.0K | <0.1% | 00.0% | Unchanged | – |
| AMGAffiliated Managers Group, Inc. | Stock | 2,540 | $418.0K | <0.1% | 00.0% | Unchanged | History |
| Ssga Active ETF Tr78467V400 | GLOBL ALLO ETF | 9,281 | $428.0K | <0.1% | −8,056−46.5% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 1,995 | $444.0K | <0.1% | 00.0% | Unchanged | – |
| Nuveen N Y Select Tax Free I67063V104 | SH BEN INT | 33,596 | $457.0K | <0.1% | +1,703+5.3% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,538 | $460.0K | <0.1% | 00.0% | Unchanged | History |
| NADNuveen Quality Municipal Income Fund | COM | 28,546 | $460.0K | <0.1% | −17,805−38.4% | Reduced | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 12,840 | $468.0K | <0.1% | 00.0% | Unchanged | – |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 50,052 | $496.0K | <0.1% | +37,000+283.5% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 8,282 | $508.0K | <0.1% | +85+1.0% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 17,626 | $522.0K | <0.1% | 00.0% | Unchanged | – |
| UNPUnion Pacific Corp | Stock | 2,100 | $529.0K | <0.1% | 00.0% | Unchanged | History |
| PAYXPaychex Inc | Stock | 4,000 | $546.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Total World Stock ETF922042742 | ETF | 5,111 | $549.0K | <0.1% | −55−1.1% | Reduced | – |
| WMBWilliams Companies, Inc. | COM | 21,300 | $555.0K | <0.1% | +600+2.9% | Added | History |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 27,890 | $562.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 6,534 | $587.0K | <0.1% | 00.0% | Unchanged | – |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 41,000 | $593.0K | <0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 9,500 | $602.0K | <0.1% | 00.0% | Unchanged | History |
| VVRInvesco Senior Income Trust | COM | 140,582 | $610.0K | <0.1% | −13,188−8.6% | Reduced | History |
| LNCLincoln National Corp | COM | 9,200 | $628.0K | <0.1% | +250+2.8% | Added | History |
| Ares Acquisition CorporationG33032106 | COM CL A | 64,500 | $628.0K | <0.1% | +28,000+76.7% | Added | – |
| PFEPfizer Inc | Stock | 10,836 | $640.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 9,341 | $669.0K | <0.1% | +91+1.0% | Added | – |
| iShares Core High Dividend ETF46429B663 | ETF | 6,636 | $670.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 12,422 | $670.0K | <0.1% | +4,077+48.9% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 17,026 | $706.0K | 0.1% | 00.0% | Unchanged | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 56,288 | $737.0K | 0.1% | −1,133,794−95.3% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 15,292 | $756.0K | 0.1% | −89,586−85.4% | Reduced | – |
| GMGeneral Motors Co | COM | 13,230 | $776.0K | 0.1% | +300+2.3% | Added | History |
| ABBVAbbVie Inc. | Stock | 5,798 | $785.0K | 0.1% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 3,200 | $792.0K | 0.1% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 5,671 | $798.0K | 0.1% | 00.0% | Unchanged | History |
| CVXChevron Corp | Stock | 7,679 | $901.0K | 0.1% | 00.0% | Unchanged | History |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 60,979 | $906.0K | 0.1% | −10,295−14.4% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 7,821 | $907.0K | 0.1% | +9+0.1% | Added | – |
| AAPLApple Inc. | Stock | 5,173 | $919.0K | 0.1% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 20,830 | $927.0K | 0.1% | +10.0% | Added | History |
| BCATBlackRock Capital Allocation Term Trust | COM | 47,905 | $932.0K | 0.1% | +47,905 | New | History |
| INTCIntel Corp | Stock | 18,700 | $963.0K | 0.1% | +400+2.2% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 49,461 | $1.00M | 0.1% | +6,090+14.0% | Added | – |
| Hamilton Lane Alliance Hldgs40749M103 | COM CL A | 105,047 | $1.03M | 0.1% | +58,500+125.7% | Added | – |
| NECBNorthEast Community Bancorp, Inc. | COM | 93,300 | $1.04M | 0.1% | +51,300+122.1% | Added | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 18,524 | $1.06M | 0.1% | +718+4.0% | Added | – |
| LLoews Corp | COM | 18,541 | $1.07M | 0.1% | 00.0% | Unchanged | History |
| INFOIHS Markit Ltd. | SHS | 8,560 | $1.14M | 0.1% | 00.0% | Unchanged | History |
| TCW Special Purpose Acqu Cor87301L106 | COM CL A | 117,653 | $1.15M | 0.1% | +25,125+27.2% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 38,211 | $1.22M | 0.1% | +8,628+29.2% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 24,120 | $1.24M | 0.1% | +2,091+9.5% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 31,728 | $1.25M | 0.1% | +179+0.6% | Added | – |
| DLYDoubleLine Yield Opportunities Fund | COM | 72,712 | $1.36M | 0.1% | +72,712 | New | History |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 29,678 | $1.41M | 0.1% | +8,436+39.7% | Added | – |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 25,010 | $1.41M | 0.1% | +4,785+23.7% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 11,502 | $1.49M | 0.1% | 00.0% | Unchanged | – |
| iShares MSCI Eafe ETF464287465 | ETF | 20,361 | $1.60M | 0.1% | +22+0.1% | Added | – |
| ARCCAres Capital Corp | CEF | 76,652 | $1.62M | 0.1% | −43,755−36.3% | Reduced | History |
| NMAINuveen Multi-Asset Income Fund | COM | 89,459 | $1.67M | 0.1% | +89,459 | New | History |
Sold out since Q3 2021 (18)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Nuveen Corporate Incm Noveme67077N106 | COM | 1,061,115 | $9.96M | 0.7% | – |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 804,538 | $7.76M | 0.6% | – |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 377,861 | $3.68M | 0.3% | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 267,089 | $3.44M | 0.3% | History |
| Monmouth Real Estate Investment Corp609720107 | CL A | 148,559 | $2.77M | 0.2% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 30,519 | $2.63M | 0.2% | – |
| Guggenheim Enhanced Equity I40167B100 | COM | 262,237 | $2.44M | 0.2% | – |
| BGTBlackRock Floating Rate Income Trust | COM | 141,518 | $1.88M | 0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 149,407 | $1.75M | 0.1% | History |
| PIMCO Equity Ser72202L389 | RAFI DYN EMERG | 50,995 | $1.50M | 0.1% | – |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 22,982 | $568.0K | <0.1% | – |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,978 | $459.0K | <0.1% | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 4,305 | $315.0K | <0.1% | – |
| SLViShares Silver Trust | ETF | 12,500 | $257.0K | <0.1% | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 4,037 | $221.0K | <0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,896 | $220.0K | <0.1% | – |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,338 | $219.0K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,246 | $205.0K | <0.1% | – |