Relative Value Partners Group, LLC
- SEC CIK
- 0001649910
- Latest filing
- Jul 12, 2024
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 191
- +9 vs. Q2 2021
- Portfolio value
- $1.33B
- +$49.3M (+3.8%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GNWGenworth Financial Inc | COM SHS | 12,000 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| AEGAegon Ltd. | NY REGISTRY SHS | 10,500 | $53.0K | <0.1% | −1,750−14.3% | Reduced | History |
| TSITCW Strategic Income Fund Inc | COM | 17,038 | $99.0K | <0.1% | −135,478−88.8% | Reduced | History |
| ABSTAbsolute Software Corp | COM | 10,000 | $110.0K | <0.1% | +10,000 | New | History |
| PRPBCC Neuberger Principal Holdings II | SHS CL A | 13,052 | $128.0K | <0.1% | +13,052 | New | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,000 | $140.0K | <0.1% | 00.0% | Unchanged | History |
| MFAMfa Financial, Inc. | COM | 30,000 | $140.0K | <0.1% | −8,990−23.1% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 24,513 | $162.0K | <0.1% | −30,284−55.3% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 2,752 | $203.0K | <0.1% | +2,752 | New | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,246 | $205.0K | <0.1% | +3,246 | New | – |
| COPConocoPhillips | Stock | 3,100 | $210.0K | <0.1% | +3,100 | New | History |
| Vanguard Intl Equity Index F922042874 | FTSE EUROPE ETF | 3,338 | $219.0K | <0.1% | +110+3.4% | Added | – |
| USALiberty All Star Equity Fund | SH BEN INT | 25,610 | $220.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 1,896 | $220.0K | <0.1% | +6+0.3% | Added | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 4,037 | $221.0K | <0.1% | +11+0.3% | Added | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 1,831 | $230.0K | <0.1% | 00.0% | Unchanged | – |
| PSXPhillips 66 | Stock | 3,395 | $238.0K | <0.1% | −34−1.0% | Reduced | History |
| RGTRoyce Global Trust, Inc. | COM | 15,888 | $245.0K | <0.1% | −71−0.4% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 5,028 | $248.0K | <0.1% | −4,111−45.0% | Reduced | – |
| KKellanova | Stock | 3,950 | $252.0K | <0.1% | 00.0% | Unchanged | History |
| EEAEuropean Equity Fund, Inc | COM | 22,753 | $254.0K | <0.1% | −172−0.8% | Reduced | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 5,000 | $255.0K | <0.1% | 00.0% | Unchanged | – |
| SLViShares Silver Trust | ETF | 12,500 | $257.0K | <0.1% | +3,700+42.0% | Added | History |
| LLYEli Lilly & Co | Stock | 1,119 | $259.0K | <0.1% | 00.0% | Unchanged | History |
| TYGTortoise Energy Infrastructure Corp | COM | 9,730 | $264.0K | <0.1% | +9,730 | New | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,147 | $272.0K | <0.1% | +3+0.3% | Added | – |
| SBSISouthside Bancshares Inc | COM | 7,225 | $277.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 9,352 | $284.0K | <0.1% | +72+0.8% | Added | – |
| WMTWalmart Inc. | Stock | 2,150 | $300.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Utilities ETF92204A876 | ETF | 2,165 | $304.0K | <0.1% | 00.0% | Unchanged | – |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 31,333 | $306.0K | <0.1% | −27−0.1% | Reduced | History |
| IBTXIndependent Bank Group, Inc. | COM | 4,315 | $307.0K | <0.1% | +4,315 | New | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 8,278 | $314.0K | <0.1% | +330+4.2% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 4,305 | $315.0K | <0.1% | +4,305 | New | – |
| UNMUnum Group | Stock | 12,850 | $322.0K | <0.1% | +1,665+14.9% | Added | History |
| JNJJohnson & Johnson | Stock | 2,131 | $344.0K | <0.1% | −297−12.2% | Reduced | History |
| VZVerizon Communications Inc | Stock | 6,483 | $350.0K | <0.1% | −79−1.2% | Reduced | History |
| Ares Acquisition CorporationG33032106 | COM CL A | 36,500 | $356.0K | <0.1% | +36,500 | New | – |
| AGDabrdn Global Dynamic Dividend Fund | COM | 31,059 | $361.0K | <0.1% | −11,343−26.8% | Reduced | History |
| ATMPBarclays Bank PLC | IPATH SELCT MLP | 22,969 | $362.0K | <0.1% | +324+1.4% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 5,250 | $371.0K | <0.1% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 2,308 | $378.0K | <0.1% | −498−17.7% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 5,000 | $379.0K | <0.1% | 00.0% | Unchanged | History |
| AMGAffiliated Managers Group, Inc. | Stock | 2,540 | $384.0K | <0.1% | 00.0% | Unchanged | History |
| ECFEllsworth Growth & Income Fund Ltd | COM | 29,216 | $390.0K | <0.1% | 00.0% | Unchanged | History |
| UNPUnion Pacific Corp | Stock | 2,100 | $412.0K | <0.1% | −14−0.7% | Reduced | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 3,787 | $418.0K | <0.1% | 00.0% | Unchanged | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,538 | $420.0K | <0.1% | −40−2.5% | Reduced | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 8,345 | $429.0K | <0.1% | +8,345 | New | – |
| GFNew Germany Fund Inc | COM | 21,951 | $434.0K | <0.1% | −105−0.5% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 1,995 | $436.0K | <0.1% | 00.0% | Unchanged | – |
| Nuveen N Y Select Tax Free I67063V104 | SH BEN INT | 31,893 | $444.0K | <0.1% | −9,005−22.0% | Reduced | – |
| BLFYBlue Foundry Bancorp | COM | 32,200 | $444.0K | <0.1% | +32,200 | New | History |
| PAYXPaychex Inc | Stock | 4,000 | $450.0K | <0.1% | 00.0% | Unchanged | History |
| Hamilton Lane Alliance Hldgs40749M103 | COM CL A | 46,547 | $452.0K | <0.1% | +46,547 | New | – |
| NECBNorthEast Community Bancorp, Inc. | COM | 42,000 | $457.0K | <0.1% | +42,000 | New | History |
| CNBKACentury Bancorp Inc | CL A NON VTG | 3,978 | $459.0K | <0.1% | +1,248+45.7% | Added | History |
| PFEPfizer Inc | Stock | 10,836 | $466.0K | <0.1% | +450+4.3% | Added | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 12,840 | $480.0K | <0.1% | 00.0% | Unchanged | – |
| EOIEaton Vance Enhanced Equity Income Fund | COM | 27,890 | $499.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 8,197 | $500.0K | <0.1% | −9−0.1% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 9,500 | $517.0K | <0.1% | −144−1.5% | Reduced | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 17,626 | $526.0K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Total World Stock ETF922042742 | ETF | 5,166 | $526.0K | <0.1% | 00.0% | Unchanged | – |
| WMBWilliams Companies, Inc. | COM | 20,700 | $537.0K | <0.1% | +1,700+8.9% | Added | History |
| PMOFranklin Municipal Opportunities Trust | SH BEN INT | 41,000 | $564.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46434VBK5 | IBONDS DEC21 ETF | 22,982 | $568.0K | <0.1% | −12,743−35.7% | Reduced | – |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 6,534 | $579.0K | <0.1% | +2,146+48.9% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 8,289 | $582.0K | <0.1% | +71+0.9% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 9,250 | $591.0K | <0.1% | 00.0% | Unchanged | – |
| LNCLincoln National Corp | COM | 8,950 | $615.0K | <0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 5,798 | $625.0K | <0.1% | −539−8.5% | Reduced | History |
| iShares Core High Dividend ETF46429B663 | ETF | 6,636 | $626.0K | <0.1% | +6,636 | New | – |
| ADPAutomatic Data Processing Inc | Stock | 3,200 | $643.0K | <0.1% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 9,550 | $670.0K | 0.1% | +265+2.9% | Added | History |
| ABTAbbott Laboratories | Stock | 5,671 | $670.0K | 0.1% | 00.0% | Unchanged | History |
| GMGeneral Motors Co | COM | 12,930 | $682.0K | 0.1% | +500+4.0% | Added | History |
| VVRInvesco Senior Income Trust | COM | 153,770 | $684.0K | 0.1% | +153,770 | New | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 17,026 | $724.0K | 0.1% | 00.0% | Unchanged | – |
| NADNuveen Quality Municipal Income Fund | COM | 46,351 | $727.0K | 0.1% | −334,680−87.8% | Reduced | History |
| AAPLApple Inc. | Stock | 5,173 | $732.0K | 0.1% | −784−13.2% | Reduced | History |
| CVXChevron Corp | Stock | 7,679 | $779.0K | 0.1% | −210−2.7% | Reduced | History |
| Ssga Active ETF Tr78467V400 | GLOBL ALLO ETF | 17,337 | $790.0K | 0.1% | +17,337 | New | – |
| Vanguard Real Estate ETF922908553 | ETF | 7,812 | $795.0K | 0.1% | +7+0.1% | Added | – |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 29,583 | $872.0K | 0.1% | −1,505−4.8% | Reduced | – |
| BACBank of America Corp | Stock | 20,829 | $884.0K | 0.1% | +20.0% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 43,371 | $891.0K | 0.1% | +43,371 | New | – |
| TCW Special Purpose Acqu Cor87301L106 | COM CL A | 92,528 | $905.0K | 0.1% | +92,528 | New | – |
| JOFJapan Smaller Capitalization Fund Inc | COM | 103,499 | $937.0K | 0.1% | +103,499 | New | History |
| INTCIntel Corp | Stock | 18,300 | $975.0K | 0.1% | +200+1.1% | Added | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 17,806 | $988.0K | 0.1% | +17,806 | New | – |
| Invesco Exch Traded FD Tr II46138E743 | RAFI DVLPD MRKTS | 21,242 | $995.0K | 0.1% | +8,967+73.1% | Added | – |
| INFOIHS Markit Ltd. | SHS | 8,560 | $998.0K | 0.1% | +8,560 | New | History |
| LLoews Corp | COM | 18,541 | $1.00M | 0.1% | 00.0% | Unchanged | History |
| MFLBlackRock Muniholdings Investment Quality Fund | COM | 71,274 | $1.04M | 0.1% | −98,362−58.0% | Reduced | History |
| WisdomTree Tr97717W570 | US MIDCAP FUND | 20,225 | $1.05M | 0.1% | +8,089+66.7% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 22,029 | $1.16M | 0.1% | +3,306+17.7% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 31,549 | $1.22M | 0.1% | +148+0.5% | Added | – |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 56,999 | $1.27M | 0.1% | +21,154+59.0% | Added | – |
| SPDR Series Trust78464A763 | ST STR SP DIV | 11,502 | $1.35M | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2021 (13)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EVGEaton Vance Short Duration Diversified Income Fund | COM | 442,149 | $5.87M | 0.5% | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 326,770 | $4.58M | 0.4% | History |
| Eaton Vance 2021 Target TRM27829W101 | COM SHS BEN INT | 338,226 | $3.33M | 0.3% | – |
| MIECohen & Steers MLP Income & Energy Opportunity Fund | COM SHS | 786,483 | $3.20M | 0.2% | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 30,219 | $1.27M | 0.1% | – |
| EFTEaton Vance Floating-Rate Income Trust | COM | 87,518 | $1.26M | 0.1% | History |
| DLYDoubleLine Yield Opportunities Fund | COM | 22,252 | $445.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,599 | $283.0K | <0.1% | – |
| ALSKAlaska Communications Systems Group Inc | COM | 83,300 | $277.0K | <0.1% | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 16,857 | $265.0K | <0.1% | History |
| SPDR Series Trust78468R721 | STATE STREET SPD | 4,035 | $210.0K | <0.1% | – |
| NNYNuveen New York Municipal Value Fund | COM | 16,423 | $166.0K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 20,000 | $119.0K | <0.1% | History |