Skip to main content
Livermore
Livermore
ZHEN

Sunbelt Securities, Inc.

SEC CIK
0001632932
Latest filing
May 18, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 29, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
438
+24 vs. Q1 2021
Portfolio value
$555.6M
+$48.6M (+9.6%) vs. Q1 2021
Filed
Jul 29, 2021
SEC
Holdings of Sunbelt Securities, Inc. in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GSATGlobalstar, Inc.COM14,900$21.0K<0.1%+14,900NewHistory
AMPEAmpio Pharmaceuticals, Inc.COM15,132$23.0K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/025,000$27.0K<0.1%00.0%Unchanged–
AMRNAmarin Corp PLCSPONS ADR NEW10,580$44.0K<0.1%00.0%UnchangedHistory
CLIRClearSign Technologies CorpCOM12,000$51.0K<0.1%+12,000NewHistory
NRTNorth European Oil Royalty TrustSH BEN INT10,000$70.0K<0.1%00.0%UnchangedHistory
DBRGDigitalBridge Group, Inc.CL A COM11,690$85.0K<0.1%+11,690NewHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER10,000$90.0K<0.1%00.0%UnchangedHistory
ETRNMidstream Co LLCCOM12,233$100.0K<0.1%+12,233NewHistory
NLYAnnaly Capital Management IncCOM12,530$106.0K<0.1%+1,141+10.0%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM11,259$114.0K<0.1%+11,259NewHistory
Credit Suisse Group225401108SPONSORED ADR12,199$119.0K<0.1%+106+0.9%Added–
OUSTOuster, Inc.COM11,214$122.0K<0.1%+11,214NewHistory
BRSPBrightSpire Capital, Inc.COM CL A17,793$176.0K<0.1%+17,793NewHistory
ProShares Tr74347B201PSHS ULTSH 20YRS10,000$178.0K<0.1%+10,000New–
VTRSViatris IncStock14,117$194.0K<0.1%−627−4.3%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF3,991$204.0K<0.1%+3,991New–
SONSonoco Products CoCOM3,096$206.0K<0.1%−1,014−24.7%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT3,427$208.0K<0.1%+3,427New–
MDLZMondelez International, Inc.Stock3,259$209.0K<0.1%+3,259NewHistory
Fidelity Covington Trust316092618ENHA HIGH YI ETF3,726$209.0K<0.1%+3,726New–
VKQInvesco Municipal TrustCOM15,333$209.0K<0.1%00.0%UnchangedHistory
Global X FDS37954Y483NASDAQ 100 COVER9,368$210.0K<0.1%+9,368New–
SESea LtdSPONSORD ADS788$211.0K<0.1%+788NewHistory
TRVTravelers Companies, Inc.Stock1,354$212.0K<0.1%−60−4.2%ReducedHistory
XELXcel Energy IncStock3,090$214.0K<0.1%+3,090NewHistory
EVRGEvergy, Inc.Stock3,369$217.0K<0.1%+3+0.1%AddedHistory
ECLEcolab Inc.Stock1,009$217.0K<0.1%+44+4.6%AddedHistory
Vanguard S&P 500 Value ETF921932703ETF1,530$217.0K<0.1%00.0%Unchanged–
PDIPIMCO Dynamic Income FundSHS7,655$217.0K<0.1%+7,655NewHistory
VICIVici Properties Inc.COM7,000$218.0K<0.1%+7,000NewHistory
JDJD.com, Inc.SPON ADS CL A2,882$218.0K<0.1%+2,882NewHistory
CPAYCorpay, Inc.COM855$218.0K<0.1%−47−5.2%ReducedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR6,659$219.0K<0.1%+6,659New–
CRWDCrowdStrike Holdings, Inc.Stock887$222.0K<0.1%−853−49.0%ReducedHistory
iShares Tr464287713US TELECOM ETF6,726$223.0K<0.1%+137+2.1%Added–
Victory Portfolios II92647N667VICSHS DV AC ETF4,995$225.0K<0.1%+4,995New–
CNPCenterpoint Energy IncCOM8,842$226.0K<0.1%+8,842NewHistory
Global X Lithium & Battery Tech ETF37954Y855ETF2,950$228.0K<0.1%+2,950New–
KDPKeurig Dr Pepper Inc.COM6,358$228.0K<0.1%−155−2.4%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM19,848$231.0K<0.1%+3,059+18.2%AddedHistory
First Tr Exchange-Traded FD33734X176TECH ALPHADEX1,930$232.0K<0.1%00.0%Unchanged–
Innovator ETFs Trust45783Y301US EQUITY ACCELE8,800$232.0K<0.1%+8,800New–
First Tr Exchng Traded FD VI33740F839FT VEST US EQT6,745$234.0K<0.1%00.0%Unchanged–
iShares Tr464287630RUS 2000 VAL ETF1,500$235.0K<0.1%−140−8.5%Reduced–
MELIMercadolibre IncCOM157$237.0K<0.1%+157NewHistory
SPGSimon Property Group Inc.REIT1,916$238.0K<0.1%−11−0.6%ReducedHistory
iShares Tr464287762US HLTHCARE ETF854$238.0K<0.1%+854New–
CMGChipotle Mexican Grill IncCOM155$242.0K<0.1%00.0%UnchangedHistory
iShares Tr46432F388MSCI USA VALUE2,368$242.0K<0.1%+2,368New–
INTCIntel CorpStock4,426$243.0K<0.1%−1,381−23.8%ReducedHistory
WYWeyerhaeuser CoCOM NEW7,231$246.0K<0.1%−23,147−76.2%ReducedHistory
SRCSpirit Realty Capital, Inc.COM NEW5,137$249.0K<0.1%+4+0.1%AddedHistory
ULUnilever PLCSPON ADR NEW4,162$250.0K<0.1%+236+6.0%AddedHistory
ORLYO Reilly Automotive IncStock419$252.0K<0.1%00.0%UnchangedHistory
Star Peak Corp II855179206UNIT 99/99/999924,600$252.0K<0.1%00.0%Unchanged–
iShares Tr464289479CORE LT USDB ETF3,448$253.0K<0.1%−1,680−32.8%Reduced–
iShares Select U.S. REIT ETF464287564ETF3,731$255.0K<0.1%+3,731New–
Innovator ETFs Tr45783Y202US EQUITY9,360$255.0K<0.1%+9,360New–
Innovator ETFs Trust45782C789US EQTY BUFR JUL8,210$258.0K<0.1%+8,210New–
iShares Tr46434V282U S EQUITY FACTR6,084$260.0K<0.1%+30.0%Added–
iShares Inc464286814MSCI NETHERL ETF5,501$263.0K<0.1%+1,141+26.2%Added–
iShares Tr46434V1000-5YR INVT GR CP5,104$264.0K<0.1%+195+4.0%Added–
Vanguard S&P 500 ETF922908363ETF667$265.0K<0.1%−140−17.3%Reduced–
DLTRDollar Tree, Inc.COM2,711$266.0K<0.1%−15−0.6%ReducedHistory
ProShares Tr74347B383ULTRASHRT S&P50030,000$267.0K<0.1%+18,500+160.9%Added–
iShares Tr46428743220 YR TR BD ETF1,812$269.0K<0.1%−1,030−36.2%Reduced–
NIONIO Inc.ADR6,300$270.0K<0.1%+6,300NewHistory
Innovator ETFs Trust45782C888US EQT BUFR APR8,496$270.0K<0.1%+8,496New–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW4,512$270.0K<0.1%−2,900−39.1%Reduced–
Fidelity High Dividend ETF316092840ETF7,180$271.0K<0.1%+11+0.2%Added–
Invesco Exchange Traded FD T46137V860DWA FINL MUMT5,493$272.0K<0.1%+954+21.0%Added–
OKEONEOK IncCOM5,157$275.0K<0.1%+5,157NewHistory
iShares Tr46435G672CORE INTL AGGR4,960$276.0K<0.1%−1,875−27.4%Reduced–
ETNEaton Corp plcStock1,813$277.0K<0.1%+1,813NewHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,718$278.0K0.1%−400−12.8%Reduced–
Innovator ETFs Trust45782C698US EQUT BUFR AUG8,828$279.0K0.1%−130−1.5%Reduced–
LLYEli Lilly & CoStock1,203$280.0K0.1%−304−20.2%ReducedHistory
John Hancock Exchange Traded47804J800MLTFACTR MATLS6,234$284.0K0.1%+6,234New–
LTCLTC Properties IncREIT7,230$288.0K0.1%+7,230NewHistory
PHUNPhunware, Inc.COM262,000$291.0K0.1%+22,000+9.2%AddedHistory
SUNWSunworks, Inc.COM NEW35,500$291.0K0.1%−1,000−2.7%ReducedHistory
iShares U.S. Healthcare Providers ETF464288828ETF1,091$292.0K0.1%00.0%Unchanged–
AMPAmeriprise Financial IncCOM1,184$292.0K0.1%−18−1.5%ReducedHistory
BARGraniteShares Gold TrustSHS BEN INT16,300$293.0K0.1%+16,300NewHistory
DEODiageo PLCSPON ADR NEW1,527$294.0K0.1%+17+1.1%AddedHistory
Nuveen PFD & Incm Securties67072C105COM29,741$295.0K0.1%+4,510+17.9%Added–
MSMorgan StanleyStock3,255$297.0K0.1%+501+18.2%AddedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS3,701$297.0K0.1%+1,023+38.2%Added–
Vanguard Wellington FD921935805US VALUE FACTR3,125$299.0K0.1%00.0%Unchanged–
Innovator ETFs Trust45782C516EMRGNG MKT JAN9,749$299.0K0.1%00.0%Unchanged–
ASMLASML Holding NVADR437$301.0K0.1%−5−1.1%ReducedHistory
iShares Tr464288802ESG OPTIMIZED3,143$302.0K0.1%+3,143New–
KKRKKR & Co. Inc.COM5,199$303.0K0.1%00.0%UnchangedHistory
iShares Tr46435G425ESG AWR MSCI USA3,073$305.0K0.1%+631+25.8%Added–
ADMArcher-Daniels-Midland CoStock5,249$306.0K0.1%00.0%UnchangedHistory
Fidelity Covington Trust316092782VLU FACTOR ETF6,355$306.0K0.1%00.0%Unchanged–
NVGNuveen AMT-Free Municipal Credit Income FundCEF17,434$307.0K0.1%00.0%UnchangedHistory
CIIBlackRock Enhanced Large Cap Core Fund, Inc.COM14,950$311.0K0.1%00.0%UnchangedHistory
AALAmerican Airlines Group Inc.Stock15,869$314.0K0.1%−660−4.0%ReducedHistory

Sold out since Q1 2021 (30)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of Sunbelt Securities, Inc. sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
TMToyota Motor CorpADS8,596$1.34M0.3%History
NVSNovartis AGADR6,215$531.0K0.1%History
Innovator ETFs Trust45782C284US SML CP PWR B17,915$474.0K0.1%–
FS KKR Cap Corp II35952V303COM23,178$453.0K0.1%–
Vanguard Short-Term Bond ETF921937827ETF5,269$433.0K0.1%–
ProShares Tr74347G689ULTSHT RUSS200025,850$382.0K0.1%–
WRKWestRock CoCOM7,120$371.0K0.1%History
FDXFedEx CorpStock1,138$323.0K0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF2,241$304.0K0.1%–
iShares MSCI India ETF46429B598ETF6,846$289.0K0.1%–
LLoews CorpCOM5,634$289.0K0.1%History
AIC3.ai, Inc.Stock4,359$287.0K0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT17,243$279.0K0.1%History
iShares Tr464289529INDIA 50 ETF6,180$277.0K0.1%–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,208$266.0K0.1%–
Innovator ETFs Trust45782C557US EQTY BUF DEC8,269$263.0K0.1%–
LULUlululemon athletica inc.Stock840$258.0K0.1%History
Janus Detroit STR Tr47103U100HENDERSN CAP ETF3,587$242.0K<0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF2,539$225.0K<0.1%–
GLWCorning IncCOM5,000$218.0K<0.1%History
WOLFWolfspeed, Inc.COM2,000$216.0K<0.1%History
ACADAcadia Pharmaceuticals IncCOM8,231$212.0K<0.1%History
UALUnited Airlines Holdings, Inc.COM3,653$210.0K<0.1%History
Listed FD Tr53656F789ROUNDHILL SPORTS6,830$210.0K<0.1%–
DNPDNP Select Income Fund IncCOM21,202$209.0K<0.1%History
AMDAdvanced Micro Devices IncStock2,630$206.0K<0.1%History
PBFPBF Energy Inc.CL A10,865$154.0K<0.1%History
Colony CR Real Estate Inc19625T101COM CL A17,793$152.0K<0.1%–
AKBAAkebia Therapeutics, Inc.COM39,610$134.0K<0.1%History
Colony Cap Inc New19626G108CL A COM11,690$76.0K<0.1%–