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Livermore
Livermore
ZHEN

Exane Derivatives

SEC CIK
0001623883
Latest filing
Jul 12, 2022

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed Apr 22, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
1,012
+143 vs. Q4 2021
Portfolio value
$355.0M
−$56.1M (−13.6%) vs. Q4 2021
Filed
Apr 22, 2022
SEC
Holdings of Exane Derivatives in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
SRPTSarepta Therapeutics, Inc.COM46$3.59K<0.1%−12−20.7%ReducedHistory
DOCHealthpeak Properties, Inc.COM107$3.67K<0.1%00.0%UnchangedHistory
LIVNLivaNova PLCSHS47$3.85K<0.1%00.0%UnchangedHistory
DOYUDouYu International Holdings LtdSPONSORED ADS1,860$3.87K<0.1%00.0%UnchangedHistory
HRHealthcare Realty Trust IncCOM144$3.96K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A44$4.03K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock51$4.23K<0.1%−12−19.0%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM54$4.52K<0.1%−13−19.4%ReducedHistory
TFXTeleflex IncCOM13$4.61K<0.1%+13NewHistory
DEAEasterly Government Properties, Inc.COM220$4.65K<0.1%00.0%UnchangedHistory
RLRalph Lauren CorpCL A42$4.76K<0.1%00.0%UnchangedHistory
PTCTPTC Therapeutics, Inc.COM128$4.78K<0.1%−34−21.0%ReducedHistory
TXTTextron IncCOM65$4.83K<0.1%+65NewHistory
LIILennox International IncCOM19$4.90K<0.1%−1,194−98.4%ReducedHistory
ADTNADTRAN Holdings, Inc.COM266$4.91K<0.1%−13,961−98.1%ReducedHistory
ELVElevance Health, Inc.Stock10$4.91K<0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM48$4.95K<0.1%00.0%UnchangedHistory
RIGTransocean Ltd.REGISTERED SHS1,087$4.96K<0.1%00.0%UnchangedHistory
KRKroger CoStock92$5.28K<0.1%+29+46.0%AddedHistory
NDSNNordson CorpCOM24$5.45K<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM729$5.53K<0.1%−89,000−99.2%ReducedHistory
WBSWebster Financial CorpCOM99$5.56K<0.1%+99NewHistory
DGDollar General CorpCOM26$5.79K<0.1%00.0%UnchangedHistory
CHKPCheck Point Software Technologies LtdORD42$5.81K<0.1%00.0%UnchangedHistory
WABWestinghouse Air Brake Technologies CorpStock62$5.96K<0.1%+62NewHistory
JOYYJOYY Inc.ADS REPSTG COM A173$6.35K<0.1%00.0%UnchangedHistory
CRONCronos Group Inc.COM1,751$6.82K<0.1%00.0%UnchangedHistory
SSRMSSR Mining Inc.Stock314$6.83K<0.1%00.0%UnchangedHistory
MPCMarathon Petroleum CorpStock80$6.84K<0.1%−1,070−93.0%ReducedHistory
VRTVertiv Holdings CoCOM CL A495$6.93K<0.1%+495NewHistory
PAASPan American Silver CorpStock259$7.07K<0.1%00.0%UnchangedHistory
BMOBank of MontrealCOM65$7.64K<0.1%00.0%UnchangedHistory
CTSHCognizant Technology Solutions CorpCL A101$9.06K<0.1%00.0%UnchangedHistory
GDGeneral Dynamics CorpStock39$9.40K<0.1%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock82$9.61K<0.1%+82NewHistory
SSNCSS&C Technologies Holdings IncCOM132$9.90K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM6,000$9.97K<0.1%00.0%UnchangedHistory
TELTE Connectivity plcREG SHS79$10.3K<0.1%−288−78.5%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST1,000$10.4K<0.1%00.0%Unchanged–
TVRDTvardi Therapeutics, Inc.COM874$10.6K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock155$12.0K<0.1%−16−9.4%ReducedHistory
SCPLSciPlay CorpCL A1,070$13.8K<0.1%00.0%UnchangedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT1,088$13.9K<0.1%−42,537−97.5%ReducedHistory
TWTRTwitter, Inc.COM371$14.4K<0.1%+371NewHistory
FUBOFuboTV Inc.COM2,424$15.9K<0.1%−359−12.9%ReducedHistory
TGTTarget CorpStock81$17.2K<0.1%+81NewHistory
NVGNuveen AMT-Free Municipal Credit Income FundCEF1,231$18.2K<0.1%−3,258−72.6%ReducedHistory
SLViShares Silver TrustETF799$18.3K<0.1%−4,000−83.4%ReducedHistory
BDXBecton Dickinson & CoStock72$19.2K<0.1%−1,458−95.3%ReducedHistory
DOCUDocuSign, Inc.Stock179$19.2K<0.1%00.0%UnchangedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF291$20.0K<0.1%+29+11.1%Added–
LBAILakeland Bancorp IncCOM1,226$20.5K<0.1%+750+157.6%AddedHistory
HBNCHorizon Bancorp IncCOM1,126$21.0K<0.1%+1,126NewHistory
ITRIItron, Inc.COM401$21.1K<0.1%−406−50.3%ReducedHistory
ILMNIllumina, Inc.COM61$21.3K<0.1%−5−7.6%ReducedHistory
BLBDBlue Bird CorpCOM1,139$21.4K<0.1%−552−32.6%ReducedHistory
EWEdwards Lifesciences CorpStock183$21.5K<0.1%−370−66.9%ReducedHistory
JQCNuveen Credit Strategies Income FundCOM SHS3,507$21.7K<0.1%−4,700−57.3%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF216$22.1K<0.1%+22+11.3%Added–
TFINTriumph Financial, Inc.COM239$22.5K<0.1%+239NewHistory
iShares Tr464288745GLB CNS DISC ETF145$22.7K<0.1%+13+9.8%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF207$22.7K<0.1%+20+10.7%Added–
SMBKSmartfinancial Inc.COM NEW895$22.9K<0.1%+557+164.8%AddedHistory
NEWTNewtekOne, Inc.COM NEW870$23.2K<0.1%+870NewHistory
SPCEVirgin Galactic Holdings, IncCOM2,377$23.5K<0.1%+2,377NewHistory
iShares Tr464288711GLOB UTILITS ETF357$23.5K<0.1%+35+10.9%Added–
TLRYTilray Brands, Inc.COM CL 23,072$23.9K<0.1%+3,072NewHistory
STTState Street CorpCOM276$24.0K<0.1%+276NewHistory
VLOValero Energy CorpStock245$24.9K<0.1%+245NewHistory
iShares Tr464287770U.S. FIN SVC ETF141$25.4K<0.1%00.0%Unchanged–
CTXSCitrix Systems IncCOM252$25.4K<0.1%00.0%UnchangedHistory
BPBP PLCADR866$25.5K<0.1%+85+10.9%AddedHistory
TRIPTripAdvisor, Inc.COM969$26.3K<0.1%+969NewHistory
HPQHP IncStock724$26.3K<0.1%−39−5.1%ReducedHistory
COOCooper Companies, Inc.COM NEW63$26.3K<0.1%−5−7.4%ReducedHistory
iShares Tr46434V647GLOBAL REIT ETF901$26.3K<0.1%+82+10.0%Added–
TCRTAlaunos Therapeutics, Inc.COM40,660$26.5K<0.1%+40,660NewHistory
PCNPIMCO Corporate & Income Strategy FundCOM1,700$26.8K<0.1%00.0%UnchangedHistory
iShares Tr464287291GLOBAL TECH ETF464$26.9K<0.1%+42+10.0%Added–
NEONeogenomics IncCOM NEW2,227$27.1K<0.1%−1,533−40.8%ReducedHistory
SYKStryker CorpStock102$27.3K<0.1%+102NewHistory
HOLXHologic IncCOM355$27.3K<0.1%−12−3.3%ReducedHistory
SABRSabre CorpCOM2,466$28.2K<0.1%+233+10.4%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF4,876$28.7K<0.1%−6,690−57.8%ReducedHistory
GOEVCanoo Inc.COM CL A5,374$29.7K<0.1%−738−12.1%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -290$29.8K<0.1%00.0%UnchangedHistory
CICigna GroupStock126$30.2K<0.1%+124+6,200.0%AddedHistory
Advisorshares Tr00768Y453PURE US CANN ETF1,460$30.5K<0.1%−35,000−96.0%Reduced–
CCOICogent Communications Holdings, Inc.COM NEW466$30.9K<0.1%00.0%UnchangedHistory
BWABorgwarner IncCOM795$30.9K<0.1%−39−4.7%ReducedHistory
MPTMedical Properties Trust IncCOM1,481$31.3K<0.1%−267−15.3%ReducedHistory
CMBTCmb.tech NVSHS2,933$31.4K<0.1%00.0%UnchangedHistory
NADNuveen Quality Municipal Income FundCOM2,368$31.6K<0.1%−3,169−57.2%ReducedHistory
AXAxos Financial, Inc.COM686$31.8K<0.1%+686NewHistory
PRGOPERRIGO Co plcSHS842$32.4K<0.1%+842NewHistory
Crescent PT Energy Corp22576C101COM4,482$32.4K<0.1%00.0%Unchanged–
WKHSWorkhorse Group Inc.COM NEW6,505$32.5K<0.1%+6,505NewHistory
TNDMTandem Diabetes Care IncCOM NEW280$32.6K<0.1%+280NewHistory
ProShares Tr74347R107PSHS ULT S&P 500500$32.8K<0.1%−2,040−80.3%ReducedConverted for a 2-for-1 split–
MGMMGM Resorts InternationalStock788$33.0K<0.1%00.0%UnchangedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Exane Derivatives in Q1 2022
SecurityClassPutsCalls
MMacy's, Inc.COM$34.2K–
INVHInvitation Homes Inc.COM$4.38K–
TSLATesla, Inc.Stock$3.94K–

Sold out since Q4 2021 (77)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Exane Derivatives sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares S&P 500 Value ETF464287408ETF52,550$8.23M2.0%–
ESMTEngageSmart, Inc.COMMON STOCK45,605$1.10M0.3%History
GPNGlobal Payments IncStock7,570$1.02M0.2%History
CADECadence BancorporationEQUITY US CM34,180$1.02M0.2%History
HYZNHyzon Motors Inc.COMMON STOCK134,000$869.6K0.2%History
CMCanadian Imperial Bank of CommerceCOM6,986$810.7K0.2%History
Discovery Inc25470F302COM SER C34,807$797.1K0.2%–
COINCoinbase Global, Inc.COM CL A3,137$791.7K0.2%History
Spartan Acquisition Corp. III84677R205UNIT 99/99/999975,000$765.7K0.2%–
OGNOrganon & Co.Stock21,438$652.8K0.2%History
QSQuantumScape CorpCOM CL A25,500$565.8K0.1%History
DBX ETF Tr233051879XTRACK HRVST CSI14,028$548.3K0.1%–
ADSEAds-Tec Energy Public Ltd CoSHS49,000$447.4K0.1%History
MRVLMarvell Technology, Inc.COM4,557$398.7K0.1%History
U.S. Global Jets ETF26922A842ETF15,494$326.8K0.1%–
ProShares Tr74347B201PSHS ULTSH 20YRS16,500$278.7K0.1%–
MXCTMaxcyte, Inc.COM27,307$278.3K0.1%History
WGSGeneDx Holdings Corp.COMMON STOCK62,153$277.2K0.1%History
IONQIonQ, Inc.COM16,106$269.0K0.1%History
SPDR Series Trust78464A714ST STR SP RETAIL2,840$256.4K0.1%–
SOFISoFi Technologies, Inc.Stock13,326$210.7K0.1%History
FRFirst Industrial Realty Trust IncCOM2,881$190.7K<0.1%History
CUBECubeSmartREIT3,285$186.9K<0.1%History
ORealty Income CorpREIT2,603$186.4K<0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF1,737$183.8K<0.1%–
ADCAgree Realty CorpCOM2,572$183.5K<0.1%History
KRCKilroy Realty CorpCOM2,748$182.6K<0.1%History
INCYIncyte CorpCOM2,441$179.2K<0.1%History
MTTRMatterport, Inc.COM CL A8,327$171.9K<0.1%History
KEYSKeysight Technologies, Inc.Stock777$160.5K<0.1%History
NCNOnCino, Inc.COM2,881$158.0K<0.1%History
MCOMoodys CorpStock393$153.5K<0.1%History
CONECyrusOne Holdco LLCCOM1,689$151.5K<0.1%History
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF1,819$150.9K<0.1%–
Direxion Shs ETF Tr25460G781DLY GOLD INDX 2X2,396$122.5K<0.1%–
CBOECboe Global Markets, Inc.COM916$119.4K<0.1%History
ERASErasca, Inc.COM5,589$87.1K<0.1%History
KODKodiak Sciences Inc.COM943$79.9K<0.1%History
BBIOBridgeBio Pharma, Inc.COM3,246$54.1K<0.1%History
SAIASaia IncCOM144$48.5K<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock740$48.1K<0.1%History
SKYTSkyWater Technology, LLCCOM2,874$46.6K<0.1%History
DREDuke Realty CorpCOM NEW667$43.8K<0.1%History
DRIDarden Restaurants IncCOM290$43.7K<0.1%History
ANGOAngiodynamics IncCOM1,495$41.2K<0.1%History
PCHPotlatchdeltic CorpCOM670$40.3K<0.1%History
IDXXIDEXX Laboratories IncCOM61$40.2K<0.1%History
ORIOld Republic International CorpCOM1,546$38.0K<0.1%History
GFLGFL Environmental Inc.SUB VTG SHS949$35.9K<0.1%History
COFCapital One Financial CorpStock245$35.5K<0.1%History
KBHKB HomeCOM786$35.2K<0.1%History
HBMHudbay Minerals Inc.COM4,800$34.6K<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW356$33.1K<0.1%History
OXYOccidental Petroleum CorpStock998$28.9K<0.1%History
ADSEWAds-Tec Energy Public Ltd Co*W EXP 12/22/20224,500$27.9K<0.1%History
EROEro Copper Corp.COM1,400$21.3K<0.1%History
NOKNokia CorpSPONSORED ADR2,979$18.5K<0.1%History
KDKyndryl Holdings, Inc.Stock1,010$18.3K<0.1%History
Kirkland Lake Gold Ltd49741E100COM430$17.9K<0.1%–
Pretium Res Inc74139C102COM1,250$17.6K<0.1%–
FTITechnipFMC plcCOM2,624$15.6K<0.1%History
OVVOvintiv Inc.COM293$9.87K<0.1%History
SCHWSchwab Charles CorpStock113$9.50K<0.1%History
MOMOHello Group Inc.ADS998$8.96K<0.1%History
CMECME Group Inc.COM38$8.68K<0.1%History
STXSeagate Technology Holdings plcORD SHS73$8.25K<0.1%History
BBWIBath & Body Works, Inc.COM52$3.63K<0.1%History
KNXKnight-Swift Transportation Holdings Inc.CL A58$3.54K<0.1%History
JXNJackson Financial Inc.COM CL A53$2.22K<0.1%History
CHEChemed CorpCOM4$2.12K<0.1%History
CGAUCenterra Gold Inc.COM186$1.43K<0.1%History
SLGSL Green Realty CorpCOM16$1.15K<0.1%History
GTXGarrett Motion Inc.Stock114$915<0.1%History
Monmouth Real Estate Investment Corp609720107CL A31$651<0.1%–
DBRGDigitalBridge Group, Inc.CL A COM42$350<0.1%History
GXOGXO Logistics, Inc.Stock2$182<0.1%History
MNTVMomentive Global Inc.COM7$148<0.1%History