UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 14, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 8,230
- −69 vs. Q2 2024
- Portfolio value
- $357.0B
- +$31.5B (+9.7%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Siyata Mobile Inc83013Q152 | *W EXP 09/24/202 | 11 | $0 | 0.0% | −129−92.1% | Reduced | – |
| Hyzon Motors Inc.44951Y110 | EQUITY WRT | 21 | $0 | 0.0% | +21 | New | – |
| UNCYUnicycive Therapeutics, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| HHG Capital CorpG4R23P129 | *W EXP 02/25/202 | 87 | $0 | 0.0% | +87 | New | – |
| AREBWAmerican Rebel Holdings Inc | *W EXP 01/20/202 | 16 | $0 | 0.0% | −245−93.9% | Reduced | History |
| Consilium Acquisitn Corp I LG2365L119 | *W EXP 06/01/202 | 4 | $0 | 0.0% | −284−98.6% | Reduced | – |
| SVREWSaverOne 2014 Ltd. | *W EXP 05/04/202 | 5 | $0 | 0.0% | −4,275−99.9% | Reduced | History |
| GRDXGridAI Technologies Corp. | COM NEW | 1 | $0 | 0.0% | −448−99.8% | Reduced | History |
| APVOAptevo Therapeutics Inc. | COM | 1 | $0 | 0.0% | −115,909−100.0% | Reduced | History |
| XTIAXTI Aerospace, Inc. | COM | 2 | $0 | 0.0% | +2 | New | History |
| China Liberal Ed Hldgs LtdG2161Y117 | ORD SHS NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| Lion Group Holding Ltd53620U110 | *W EXP 06/17/202 | 113 | $1 | <0.1% | −83,307−99.9% | Reduced | – |
| RJETRepublic Airways Holdings Inc. | COM NEW | 1 | $1 | <0.1% | −16,832−100.0% | Reduced | History |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 133 | $1 | <0.1% | 00.0% | Unchanged | – |
| 180 Life Sciences Corp68236V112 | *W EXP 11/07/202 | 165 | $1 | <0.1% | −388−70.2% | Reduced | – |
| Talkspace, Inc.87427V111 | *W EXP 06/21/202 | 9 | $1 | <0.1% | −64−87.7% | Reduced | – |
| SESCWSES AI Corp | *W EXP 12/10/202 | 36 | $1 | <0.1% | 00.0% | Unchanged | History |
| Investcorp Europe AcquisitioG4923T113 | *W EXP 12/15/202 | 100 | $1 | <0.1% | +100 | New | – |
| RVSNWRail Vision Ltd. | *W EXP 03/27/202 | 38 | $1 | <0.1% | +26+216.7% | Added | History |
| Bhsew 31OCT25 11.5 C19207A116 | COM | 44 | $1 | <0.1% | −4,943−99.1% | Reduced | – |
| MOBBWMobilicom Ltd | *W EXP 08/31/202 | 8 | $1 | <0.1% | −50−86.2% | Reduced | History |
| ITRMIterum Therapeutics plc | SHS NEW | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| RTBRTB Digital, Inc. | COM | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| MTEMMolecular Templates, Inc. | COM NEW | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| SLESuper League Enterprise, Inc. | COM | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| NMHIWNature's Miracle Holding Inc. | *W EXP 02/15/202 | 40 | $1 | <0.1% | 00.0% | Unchanged | History |
| CNTMConnectM Technology Solutions, Inc. | COM | 1 | $1 | <0.1% | +1 | New | History |
| Crown LNG Hldgs LtdG268AP109 | SHS | 2 | $1 | <0.1% | +2 | New | – |
| BWENBroadwind, Inc. | COM NEW | 1 | $2 | <0.1% | −5,283−100.0% | Reduced | History |
| IBIOiBio, Inc. | COM NEW | 1 | $2 | <0.1% | −40,668−100.0% | Reduced | History |
| LUCDLucid Diagnostics Inc. | COM | 2 | $2 | <0.1% | +2 | New | History |
| DRIODarioHealth Corp. | COM NEW | 2 | $2 | <0.1% | −77,308−100.0% | Reduced | History |
| YTRAYatra Online, Inc. | ORD SHS | 1 | $2 | <0.1% | −61,738−100.0% | Reduced | History |
| Celularity Inc151190113 | *W EXP 05/24/202 | 168 | $2 | <0.1% | +68+68.0% | Added | – |
| Papaya GRWT Opportunity Corp69882P110 | *W EXP 12/31/202 | 66 | $2 | <0.1% | +66 | New | – |
| ACONWAclarion, Inc. | *W EXP 04/21/202 | 58 | $2 | <0.1% | −118−67.0% | Reduced | History |
| Embrace Change Acquisitn CorG3034H141 | RIGHT 10/25/2026 | 18 | $2 | <0.1% | +18 | New | – |
| Bit Mining Limited055474209 | SPON ADR | 1 | $2 | <0.1% | −878−99.9% | Reduced | – |
| Distoken Acquisition CorpG27740102 | *W EXP 11/30/202 | 119 | $2 | <0.1% | +119 | New | – |
| HEPAHepion Pharmaceuticals, Inc. | COM NEW | 3 | $2 | <0.1% | −67−95.7% | Reduced | History |
| SOGPSound Group Inc. | ADS | 1 | $2 | <0.1% | −4,859−100.0% | Reduced | History |
| TTOOT2 Biosystems, Inc. | Equity | 1 | $2 | <0.1% | 00.0% | Unchanged | History |
| ECD Automotive Design, Inc.27877D112 | *W EXP 12/12/202 | 101 | $2 | <0.1% | −34−25.2% | Reduced | – |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | 91 | $3 | <0.1% | +91 | New | History |
| Advantage Solutions Inc.00791N110 | *W EXP 07/18/202 | 99 | $3 | <0.1% | −2,253−95.8% | Reduced | – |
| GGRGogoro Inc. | ORDINARY SHARES | 5 | $3 | <0.1% | −10,460−100.0% | Reduced | History |
| SXTPW60 Degrees Pharmaceuticals, Inc. | *W EXP 07/12/202 | 80 | $3 | <0.1% | +80 | New | History |
| SONMDNA X, Inc. | COM | 1 | $3 | <0.1% | +1 | New | History |
| SRFMSurf Air Mobility Inc. | COM NEW | 3 | $4 | <0.1% | −5,534−99.9% | ReducedConverted for a 1-for-7 split | History |
| Bakkt Holdings Inc05759B115 | *W EXP 07/01/202 | 38 | $4 | <0.1% | +38 | New | – |
| Pyrophyte Acquisition Corp.G7308P127 | *W EXP 05/03/202 | 64 | $4 | <0.1% | +64 | New | – |
| Metal Sky Star Acquisition CG6053N113 | RIGHT 03/30/2024 | 89 | $4 | <0.1% | +89 | New | – |
| ECXWWECARX Holdings Inc. | *W EXP 12/20/202 | 200 | $4 | <0.1% | 00.0% | Unchanged | History |
| RVMDWRevolution Medicines, Inc. | *W EXP 12/17/202 | 28 | $4 | <0.1% | −447−94.1% | Reduced | History |
| CNETZW Data Action Technologies Inc. | COM | 1 | $4 | <0.1% | +1 | New | History |
| PSQHPSQ Holdings, Inc. | CL A | 2 | $5 | <0.1% | +1+100.0% | Added | History |
| SGRPSPAR Group, Inc. | COM | 2 | $5 | <0.1% | −4,129−100.0% | Reduced | History |
| Global Blue Group Holding AGH33700107 | ORD SHS | 1 | $5 | <0.1% | −6,190−100.0% | Reduced | – |
| Nova Vision Acquisition CorpG6759A118 | *W EXP 12/31/202 | 100 | $5 | <0.1% | +100 | New | – |
| Bannix Acquisition Corp066644121 | RIGHT 07/31/2026 | 87 | $5 | <0.1% | +87 | New | – |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 400 | $5 | <0.1% | −169,222−99.8% | Reduced | – |
| OPOpenPayd Global Holdings Ltd | COM | 3 | $5 | <0.1% | 00.0% | Unchanged | History |
| AQBAquabounty Technologies Inc | COM | 4 | $5 | <0.1% | −968−99.6% | Reduced | History |
| FFAIFaraday Future Intelligent Electric Inc. | COM NEW CL A | 2 | $6 | <0.1% | −3−62.1% | ReducedConverted for a 1-for-40 split | History |
| IBOImpact Biomedical Inc. | COMMON STOCK | 3 | $6 | <0.1% | +3 | New | History |
| VANIVivani Medical, Inc. | COMMON STOCK | 5 | $6 | <0.1% | −47,156−100.0% | Reduced | History |
| AIMAIM ImmunoTech Inc. | COM | 21 | $6 | <0.1% | −21,301−99.9% | Reduced | History |
| SPRBSpruce Biosciences, Inc. | COM | 13 | $6 | <0.1% | −131,910−100.0% | Reduced | History |
| Eve Mobility Acquisition CorG3218G117 | *W EXP 12/31/202 | 148 | $6 | <0.1% | 00.0% | Unchanged | – |
| WALDWWaldencast plc | *W EXP 07/27/202 | 40 | $6 | <0.1% | +40 | New | History |
| CDTTWCDT Equity Inc. | *W EXP 09/22/202 | 516 | $6 | <0.1% | +516 | New | History |
| Reshape Lifesciences Inc76090R309 | COM | 1 | $6 | <0.1% | +1 | New | – |
| BAKBraskem SA | SP ADR PFD A | 1 | $7 | <0.1% | +1 | New | History |
| CODACoda Octopus Group, Inc. | COM NEW | 1 | $7 | <0.1% | −5,614−100.0% | Reduced | History |
| SERSerina Therapeutics, Inc. | COM SHS | 1 | $7 | <0.1% | −1,026−99.9% | Reduced | History |
| ATLXAtlas Lithium Corp | COM NEW | 1 | $7 | <0.1% | 00.0% | Unchanged | History |
| Summit St BK Santa Rosa Cali866264203 | COM | 1 | $8 | <0.1% | −1,526−99.9% | Reduced | – |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 3,779 | $8 | <0.1% | −30,572−89.0% | Reduced | – |
| APREAprea Therapeutics, Inc. | COM NEW | 3 | $8 | <0.1% | 00.0% | Unchanged | History |
| IZMICZOOM Group Inc. | CL A ORD SHS | 3 | $8 | <0.1% | −36,477−100.0% | Reduced | History |
| GVPGse Systems Inc | COM NEW | 2 | $8 | <0.1% | −2,724−99.9% | Reduced | History |
| ABATAmerican Battery Technology Co | COM NEW | 8 | $9 | <0.1% | +8 | New | History |
| CXDOCrexendo, Inc. | COM | 2 | $9 | <0.1% | −84−97.7% | Reduced | History |
| Cepton, Inc.15673X119 | *W EXP 06/01/202 | 683 | $9 | <0.1% | −10,809−94.1% | Reduced | – |
| Advisorshares Tr00768Y313 | MSOS 2X DAILY ET | 4 | $9 | <0.1% | 00.0% | Unchanged | – |
| CCTGCCSC Technology International Holdings Ltd | COMMON | 5 | $9 | <0.1% | −28,200−100.0% | Reduced | History |
| ELDNEledon Pharmaceuticals, Inc. | COM | 4 | $10 | <0.1% | −54,997−100.0% | Reduced | History |
| CGAEnlightify Inc. | COM NEW | 4 | $10 | <0.1% | 00.0% | Unchanged | History |
| IXQWFIX Acquisition Corp. | *W EXP 07/31/202 | 134 | $10 | <0.1% | −3,366−96.2% | Reduced | History |
| GECCGreat Elm Capital Corp. | COM NEW | 1 | $10 | <0.1% | 00.0% | Unchanged | History |
| PXSPyxis Tankers Inc. | COM NEW | 2 | $10 | <0.1% | −9,699−100.0% | Reduced | History |
| SHL Telemedicine Ltd78423T200 | ADS | 3 | $10 | <0.1% | −2,156−99.9% | Reduced | – |
| BAYABayview Acquisition Corp | ORD SHS | 1 | $10 | <0.1% | +1 | New | History |
| TONTGraf Global Corp. | ORD SHS CL A | 1 | $10 | <0.1% | +1 | New | History |
| UONEKUrban One, Inc. | CL D NON VTG | 10 | $11 | <0.1% | −4,020−99.8% | Reduced | History |
| Battery Future Acquisition CG0888J116 | UNIT 99/99/9999 | 1 | $11 | <0.1% | +1 | New | – |
| INLXIntellinetics, Inc. | COM | 1 | $11 | <0.1% | 00.0% | Unchanged | History |
| SHFSWSHF Holdings, Inc. | *W EXP 09/28/202 | 310 | $11 | <0.1% | −3,760−92.4% | Reduced | History |
| PAVMPAVmed Inc. | COM NEW | 9 | $11 | <0.1% | −4,786−99.8% | Reduced | History |
| Colombier Acquisition Corp IG2283U118 | *W EXP 11/24/202 | 33 | $11 | <0.1% | +33 | New | – |
Options (742)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 742 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $7.56B | $1.88B |
| iShares Russell 2000 ETF464287655 | ETF | $4.55B | $2.10B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.02B | $837.5M |
| AAPLApple Inc. | Stock | $2.44B | $1.63B |
| NVDANVIDIA Corp | Stock | $1.54B | $2.10B |
| iShares Tr464287234 | MSCI EMG MKT ETF | $1.32B | $1.55B |
| MSFTMicrosoft Corp | Stock | $1.28B | $1.08B |
| TSLATesla, Inc. | Stock | $958.1M | $963.1M |
| GLDSPDR Gold Trust | ETF | $737.1M | $961.1M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $1.07B | $399.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $665.7M | $748.6M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $1.12B | $274.1M |
| SLViShares Silver Trust | ETF | $218.1M | $1.16B |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $144.0M | $1.02B |
| AMZNAmazon Com Inc | Stock | $536.0M | $607.4M |
| METAMeta Platforms, Inc. | Stock | $584.4M | $481.2M |
| AMDAdvanced Micro Devices Inc | Stock | $618.5M | $446.0M |
| JPMJPMorgan Chase & Co | Stock | $703.8M | $304.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $751.7M | $225.4M |
| MSMorgan Stanley | Stock | $283.4M | $635.1M |
| iShares Tr464287432 | 20 YR TR BD ETF | $440.0M | $438.1M |
| NFLXNetflix Inc | Stock | $533.9M | $342.1M |
| GOOGLAlphabet Inc. | Stock | $456.8M | $343.5M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $656.7M | $112.3M |
| CSCOCisco Systems, Inc. | Stock | $538.3M | $230.4M |
| BACBank of America Corp | Stock | $460.1M | $303.9M |
| AVGOBroadcom Inc. | Stock | $388.1M | $287.0M |
| BRK.BBerkshire Hathaway Inc | Stock | $397.1M | $267.5M |
| DHRDanaher Corp | Stock | $66.0M | $564.1M |
| MCDMcDonalds Corp | Stock | $115.2M | $494.7M |
| STLAStellantis N.V. | SHS | $394.8M | $172.5M |
| UNHUnitedHealth Group Inc | Stock | $369.8M | $189.5M |
| iShares MSCI Eafe ETF464287465 | ETF | $346.5M | $197.1M |
| GOOGAlphabet Inc. | Stock | $318.9M | $220.5M |
| USOUnited States Oil Fund, LP | UNITS | $28.0M | $503.0M |
| BABAAlibaba Group Holding Ltd | ADR | $213.8M | $315.1M |
| MUMicron Technology Inc | Stock | $305.5M | $205.6M |
| CMGChipotle Mexican Grill Inc | COM | $274.7M | $192.6M |
| NEMNEWMONT Corp | Stock | $382.2M | $79.8M |
| TMUST-Mobile US, Inc. | Stock | $291.2M | $162.1M |
| iShares Tr464287440 | 7-10 YR TRSY BD | $225.7M | $225.8M |
| INTCIntel Corp | Stock | $216.1M | $216.9M |
| CRMSalesforce, Inc. | Stock | $253.4M | $172.5M |
| ORCLOracle Corp | Stock | $293.2M | $132.6M |
| MAMastercard Inc | Stock | $278.0M | $147.1M |
| LLYEli Lilly & Co | Stock | $247.4M | $165.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $206.0M | $201.4M |
| ABBVAbbVie Inc. | Stock | $246.9M | $160.1M |
| ADIAnalog Devices Inc | Stock | $338.0M | $41.5M |
| TMOThermo Fisher Scientific Inc. | Stock | $200.5M | $163.3M |
| CCitigroup Inc | Stock | $199.2M | $164.0M |
| TGTTarget Corp | Stock | $339.1M | $11.8M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $267.0M | $82.8M |
| IBMInternational Business Machines Corp | Stock | $192.7M | $154.1M |
| VVisa Inc. | Stock | $191.9M | $154.6M |
| KOCoca Cola Co | Stock | $200.2M | $143.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $165.6M | $171.9M |
| COSTCostco Wholesale Corp | Stock | $183.7M | $145.6M |
| WMTWalmart Inc. | Stock | $214.6M | $114.4M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $249.5M | $77.8M |
| PGProcter & Gamble Co | Stock | $206.9M | $117.7M |
| JNJJohnson & Johnson | Stock | $171.0M | $147.4M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $131.1M | $168.9M |
| JBLJabil Inc | Stock | $163.3M | $134.0M |
| OXYOccidental Petroleum Corp | Stock | $198.2M | $89.9M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $233.5M | $54.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $121.6M | $164.5M |
| XOMExxonMobil Holdings Corp | COM | $122.0M | $163.1M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $205.0M | $73.8M |
| JDJD.com, Inc. | SPON ADS CL A | $106.9M | $161.0M |
| QCOMQualcomm Inc | Stock | $178.1M | $89.6M |
| VanEck Semiconductor ETF92189F676 | ETF | $216.4M | $48.6M |
| BOXBox Inc | CL A | – | $256.8M |
| UBERUber Technologies, Inc | Stock | $139.3M | $114.2M |
| TXNTexas Instruments Inc | Stock | $99.6M | $152.7M |
| WDAYWorkday, Inc. | CL A | $176.9M | $74.0M |
| SHOPShopify Inc. | Stock | $154.4M | $90.4M |
| GEGeneral Electric Co | Stock | $69.6M | $174.5M |
| VZVerizon Communications Inc | Stock | $94.9M | $148.5M |
| PSNParsons Corp | COM | – | $243.0M |
| FDXFedEx Corp | Stock | $142.5M | $91.4M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $22.9M | $209.5M |
| FCXFreeport-McMoran Inc | Stock | $98.3M | $129.6M |
| MRKMerck & Co., Inc. | Stock | $142.5M | $84.6M |
| PEPPepsiCo Inc | Stock | $143.6M | $80.5M |
| ALCAlcon Inc | Stock | $20.6M | $202.2M |
| CNXCNX Resources Corp | COM | – | $218.8M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $79.5M | $135.0M |
| ADBEAdobe Inc. | Stock | $115.8M | $95.9M |
| WFCWells Fargo & Company | Stock | $63.1M | $146.6M |
| HDHome Depot, Inc. | Stock | $136.0M | $71.4M |
| VALEVale S.A. | SPONSORED ADS | $91.1M | $114.2M |
| BILLBILL Holdings, Inc. | Stock | $94.9M | $109.8M |
| MCKMcKesson Corp | Stock | $7.42M | $197.0M |
| RBLXRoblox Corp | Stock | $111.9M | $87.5M |
| HCAHCA Healthcare, Inc. | COM | $132.1M | $63.6M |
| iShares Tr464288257 | MSCI ACWI ETF | $15.3M | $180.3M |
| CVXChevron Corp | Stock | $85.0M | $108.7M |
| HUMHumana Inc | Stock | $149.2M | $41.4M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $108.2M | $75.2M |
Sold out since Q2 2024 (1,041)
Positions held at the end of Q2 2024 that are gone from this filing.
The largest 100 of 1,041 by value last quarter.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| WRKWestRock Co | COM | 3,210,230 | $161.3M | <0.1% | History |
| ETRNMidstream Co LLC | COM | 5,095,287 | $66.1M | <0.1% | History |
| WIREEncore Wire Corp | COM | 125,344 | $36.3M | <0.1% | History |
| Liberty Media Corp531229813 | Stock | 880,155 | $19.5M | <0.1% | – |
| CERECerevel Therapeutics Holdings, Inc. | COM | 291,457 | $11.9M | <0.1% | History |
| Olink Hldg AB680710100 | SPONSORED ADS | 325,704 | $8.30M | <0.1% | – |
| ProShares Tr74347G242 | S&P 500 HIGH ETF | 180,000 | $7.83M | <0.1% | – |
| Flagstar Bank, National Association649445103 | COM | 2,020,007 | $6.50M | <0.1% | – |
| Liberty Media Corp531229789 | Stock | 271,860 | $6.02M | <0.1% | – |
| SIXSix Flags Entertainment Corp | COM | 136,318 | $4.52M | <0.1% | History |
| HIBBHibbett Inc | COM | 46,559 | $4.06M | <0.1% | History |
| Brookfield Reins LtdG16250204 | CL A-1 EXCH NONV | 95,038 | $3.97M | <0.1% | – |
| Hollysys Automation Tchngy LG45667105 | SHS | 170,881 | $3.70M | <0.1% | – |
| SLCAU.S. Silica Holdings, Inc. | COM | 235,296 | $3.64M | <0.1% | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 76,032 | $3.60M | <0.1% | History |
| First Tr High Income L/S FD33738E109 | COM | 277,821 | $3.43M | <0.1% | – |
| DODiamond Offshore Drilling, Inc. | COM | 209,993 | $3.25M | <0.1% | History |
| HAHawaiian Holdings Inc | COM | 226,090 | $2.81M | <0.1% | History |
| Walkme LtdM97628107 | ORD SHS | 171,279 | $2.39M | <0.1% | – |
| Ssga Active Tr78470P309 | ST STR MARKE ETF | 50,824 | $2.15M | <0.1% | – |
| Southern Co842587DP9 | NOTE 3.875%12/1 | – | $2.04M | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 693,314 | $1.96M | <0.1% | History |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 45,181 | $1.95M | <0.1% | – |
| SSR MNG Inc784730AB9 | NOTE 2.500% 4/0 | – | $1.81M | <0.1% | – |
| Sunpower Corp867652406 | COM | 548,834 | $1.62M | <0.1% | – |
| MORFMorphic Holding, Inc. | COM | 41,460 | $1.41M | <0.1% | History |
| CBHVirtus Convertible & Income 2024 Target Term Fund | COM | 137,208 | $1.24M | <0.1% | History |
| 99 Acquisition Group Inc65445K101 | CL A | 101,573 | $1.07M | <0.1% | – |
| CTRClearBridge MLP & Midstream Total Return Fund Inc. | COM | 23,339 | $949.4K | <0.1% | History |
| AFTApollo Senior Floating Rate Fund Inc. | COM | 61,788 | $898.4K | <0.1% | History |
| DPSIDecisionPoint Systems, Inc. | COM | 85,411 | $871.2K | <0.1% | History |
| Axs 1.25X Nvda Bear Daily ETF46144X370 | ETF | 21,323 | $855.1K | <0.1% | – |
| SILKSilk Road Medical Inc | COM | 29,006 | $784.3K | <0.1% | History |
| HEPSD-MARKET Electronic Services & Trading | SPONSORED ADS | 354,504 | $783.5K | <0.1% | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 32,446 | $763.8K | <0.1% | History |
| NWLINational Western Life Group, Inc. | CL A | 1,410 | $700.7K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U208 | FT VEST US EQT | 15,084 | $694.8K | <0.1% | – |
| ATRIAtrion Corp | COM | 1,495 | $676.4K | <0.1% | History |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 17,709 | $659.3K | <0.1% | – |
| MFDMacquarie/First Trust Global Infrastr/Util Div & Inc Fund | COM | 87,864 | $656.3K | <0.1% | History |
| SBOWSilverbow Resources, Inc. | COM | 17,239 | $652.2K | <0.1% | History |
| EVBGEverbridge, Inc. | COM | 17,914 | $626.8K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F409 | INCOME OPPRTNTES | 28,611 | $602.1K | <0.1% | – |
| FAMFirst Trust/Abrdn Global Opportunity Income Fund | COM SHS | 87,982 | $557.8K | <0.1% | History |
| AMKAssetMark Financial Holdings, Inc. | COM | 15,521 | $536.3K | <0.1% | History |
| KOLDProShares Trust II | ULSHT BLOOMB GAS | 10,500 | $516.5K | <0.1% | History |
| Direxion Shs ETF Tr25460G120 | DAILY S&P BIOTCH | 4,372 | $496.0K | <0.1% | – |
| Jazz Investments I Ltd472145AF8 | NOTE 2.000% 6/1 | – | $480.3K | <0.1% | – |
| Syntax ETF Tr87166N502 | STRATIFIED US TT | 11,543 | $465.9K | <0.1% | – |
| SMLPSummit Midstream Partners, LP | COM UNIT LTD | 13,043 | $463.8K | <0.1% | History |
| VXXBarclays Bank PLC | IPTH SR B S&P | 41,476 | $452.9K | <0.1% | History |
| Morgan Stanley ETF Trust61774R841 | EATO VANC BD ETF | 9,043 | $449.0K | <0.1% | – |
| iShares U S ETF Tr46431W564 | COMMODITY CURVE | 20,106 | $436.1K | <0.1% | – |
| Innovator ETFs Trust45783Y103 | US EQUITY ACCELE | 12,835 | $426.1K | <0.1% | – |
| Calliditas Therapeutics AB13124Q106 | SPONSERED ADS | 10,756 | $419.4K | <0.1% | – |
| Simplify Exchange Traded Fun82889N202 | US EQT PLS DWNSD | 12,676 | $409.7K | <0.1% | – |
| ETF Opportunities Trust26923N793 | T REX 2X INVERSE | 190,126 | $383.1K | <0.1% | – |
| Aim ETF Products Trust00888H505 | ALLIA US OCT ETF | 11,055 | $381.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U869 | FT VEST INT JUNE | 17,124 | $374.3K | <0.1% | – |
| CATCCambridge Bancorp | COM | 5,326 | $367.5K | <0.1% | History |
| DXYZDestiny Tech100 Inc. | CEF | 23,896 | $363.7K | <0.1% | History |
| Syntax ETF Tr87166N304 | STRATIFIED SMCP | 8,049 | $347.6K | <0.1% | – |
| Bank Montreal Medium06367V501 | MICROSECTORS US | 16,094 | $346.8K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F854 | FT VEST U.S. | 8,502 | $321.8K | <0.1% | – |
| Brookfield Reins LtdG16250105 | CL A EXCH LT VTG | 7,700 | $320.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U752 | FT VEST NASD ETF | 10,824 | $320.0K | <0.1% | – |
| AIFApollo Tactical Income Fund Inc. | COM | 21,453 | $314.1K | <0.1% | History |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 7,747 | $290.3K | <0.1% | – |
| Hartford FDS Exchange Traded41653L602 | SHRT DURTN ETF | 7,306 | $284.5K | <0.1% | – |
| Direxion Shs ETF Tr25461A874 | DLY AAPL BUL1.5X | 8,666 | $282.2K | <0.1% | – |
| Graniteshares ETF Tr38747R777 | 1.75X LONG TSLA | 18,805 | $262.3K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 7,665 | $257.9K | <0.1% | – |
| Fitell CorpG35150104 | SHS | 8,080 | $245.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U307 | FT VEST US EQT | 5,552 | $243.0K | <0.1% | – |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 7,803 | $238.6K | <0.1% | – |
| First Tr Exchange-Traded FD33739G103 | MNGD FUTRS STRGY | 4,871 | $237.0K | <0.1% | – |
| Investment Managers Ser Tr I30254T577 | FPA GBL EQTY ETF | 7,974 | $236.0K | <0.1% | – |
| GDXDBank of Montreal | MICROSECTORS GOL | 10,050 | $234.2K | <0.1% | History |
| Northern LTS FD Tr IV66538H591 | MAIN SECTR ROTN | 4,520 | $230.9K | <0.1% | – |
| ProShares Tr74347R248 | LARGE CAP CRE | 3,687 | $228.7K | <0.1% | – |
| ICUSeaStar Medical Holding Corp | COM NEW | 29,056 | $220.5K | <0.1% | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 4,466 | $216.8K | <0.1% | – |
| AB Active ETFs Inc00039J707 | US LA CAP ST ETF | 3,290 | $209.3K | <0.1% | – |
| Amplify ETF Tr032108649 | AMPLIFY JUNIOR S | 18,450 | $208.9K | <0.1% | – |
| GTHXG1 Therapeutics, Inc. | COM | 87,637 | $199.8K | <0.1% | History |
| Direxion Shs ETF Tr25461A833 | DAILY NVDA BULL | 1,703 | $189.4K | <0.1% | – |
| CDLRCadeler A/S | SPON ADR | 7,256 | $181.6K | <0.1% | History |
| NYXHNyxoah SA | COMMONSTOCK | 25,780 | $179.7K | <0.1% | History |
| Nuscale PWR Corp67079K118 | *W EXP 05/02/202 | 62,669 | $174.8K | <0.1% | – |
| Aim ETF Products Trust00888H729 | ALLIANZIM US EQT | 5,803 | $168.7K | <0.1% | – |
| KraneShares CICC China 5G and500767611 | ETP | 10,782 | $167.1K | <0.1% | – |
| BONBon Natural Life Ltd | SHS NEW | 68,956 | $166.9K | <0.1% | History |
| OLOXOlenox Industries Inc. | COM NEW | 57,794 | $165.9K | <0.1% | History |
| iShares Tr46434V704 | CUR HED MSCI GER | 4,601 | $163.3K | <0.1% | – |
| ELUTElutia Inc. | CL A COM | 32,579 | $161.6K | <0.1% | History |
| Overseas Shipholding Group Inc69036R863 | CL A NEW | 18,369 | $155.8K | <0.1% | – |
| Graniteshares ETF Tr38747R793 | 1.5X SHORT NVDA | 68,405 | $151.2K | <0.1% | – |
| SELFGlobal Self Storage, Inc. | COM | 29,966 | $145.6K | <0.1% | History |
| SDPISuperior Drilling Products, Inc. | COM | 111,168 | $144.5K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U687 | FT VEST U.S EQT | 4,245 | $143.3K | <0.1% | – |