UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SGTXSigilon Therapeutics, Inc. | COM | 708 | $658 | <0.1% | +708 | New | History |
| ARBEWArbe Robotics Ltd. | *W EXP 10/07/202 | 1,830 | $659 | <0.1% | +1,830 | New | History |
| PSNYWPolestar Automotive Holding UK PLC | ADS C-1 | 794 | $660 | <0.1% | −7,789−90.7% | Reduced | History |
| HTCOHigh-Trend International Group | ORD SHS | 577 | $666 | <0.1% | −10,438−94.8% | Reduced | History |
| DITAmcon Distributing Co | COM NEW | 4 | $668 | <0.1% | +4 | New | History |
| VORBVirgin Orbit Holdings, Inc. | COMMON STOCK | 3,402 | $680 | <0.1% | +925+37.3% | Added | History |
| Target Global Acquisi I CorpG8675N117 | UNIT 99/99/9999 | 65 | $681 | <0.1% | −1,032−94.1% | Reduced | – |
| NBSENeuBase Therapeutics, Inc. | COM | 3,723 | $689 | <0.1% | +3,723 | New | History |
| TBLTToughbuilt Industries, Inc | COM | 579 | $689 | <0.1% | +579 | New | History |
| AURAurora Innovation, Inc. | CLASS A COM | 500 | $695 | <0.1% | −31,928−98.5% | Reduced | History |
| DRKDarkHorse Technologies Inc. | COM | 2,000 | $702 | <0.1% | −59,839−96.8% | Reduced | History |
| Innovator ETFs Tr45783Y509 | GROWTH ACCELE | 26 | $702 | <0.1% | −1,619−98.4% | Reduced | – |
| CHRCheer Holding, Inc. | SHS | 978 | $709 | <0.1% | −2,868−74.6% | Reduced | History |
| Composecure Inc20459V113 | *W EXP 12/27/202 | 603 | $712 | <0.1% | −1,367−69.4% | Reduced | – |
| Propertyguru Group LtdG7258M108 | ORD SHS | 146 | $730 | <0.1% | −2,721−94.9% | Reduced | – |
| BFRIBiofrontera Inc. | COM | 1,212 | $739 | <0.1% | +1,212 | New | History |
| LCWLearn CW Investment Corp | CL A ORD SHS | 72 | $739 | <0.1% | −353−83.1% | Reduced | History |
| ACNTAscent Industries Co. | COM | 81 | $741 | <0.1% | −1,421−94.6% | Reduced | History |
| AHGAkso Health Group | ADS | 2,104 | $747 | <0.1% | −5,263−71.4% | Reduced | History |
| Southland Hldgs I 28 Wtfwarrants Exp 02/14/2884445C118 | ETF | 950 | $751 | <0.1% | +950 | New | – |
| ELUTElutia Inc. | CL A COM | 500 | $755 | <0.1% | −551−52.4% | Reduced | History |
| Osiris Acquisition Corp.68829A202 | UNIT 99/99/9999 | 76 | $760 | <0.1% | −1,274−94.4% | Reduced | – |
| Magnum Opus Acquisition LtdG5S70A112 | *W EXP 03/06/202 | 25,355 | $761 | <0.1% | +25,155+12,577.5% | Added | – |
| QMCOQuantum Corp | COM NEW | 662 | $762 | <0.1% | −3,489−84.1% | Reduced | History |
| Pacer FDS Tr69374H410 | BLUESTAR ENG THE | 37 | $766 | <0.1% | −3−7.5% | Reduced | – |
| HFBLHome Federal Bancorp, Inc. of Louisiana | COM | 45 | $768 | <0.1% | −997−95.7% | Reduced | History |
| Listed FDS Tr53656F268 | WAHED DOW JONES | 36 | $770 | <0.1% | −55−60.4% | Reduced | – |
| Generation Income Pptys Inc37149D113 | *W EXP 09/03/202 | 1,900 | $770 | <0.1% | +100+5.6% | Added | – |
| BNKKBonk, Inc. | COM NEW | 1,735 | $772 | <0.1% | −1,094−38.7% | Reduced | History |
| VTVTvTv Therapeutics Inc. | CL A | 959 | $775 | <0.1% | −6,836−87.7% | Reduced | History |
| ASURAsure Software Inc | COM | 54 | $783 | <0.1% | −3,938−98.6% | Reduced | History |
| SLDBSolid Biosciences Inc. | COM NEW | 166 | $787 | <0.1% | 00.0% | Unchanged | History |
| SANGSangoma Technologies Corp | COM NEW | 210 | $790 | <0.1% | −2,710−92.8% | Reduced | History |
| Exchange Listed FDS Tr30151E731 | CABANA TARGET 5 | 38 | $792 | <0.1% | −4,714−99.2% | Reduced | – |
| SQFTWPresidio Property Trust, Inc. | *W EXP 01/24/202 | 18,986 | $797 | <0.1% | +15,436+434.8% | Added | History |
| iShares Tr46436E304 | FACTORS US VAL | 30 | $798 | <0.1% | −13−30.2% | Reduced | – |
| OCGOriental Culture Holding LTD | ORD SHS | 1,903 | $799 | <0.1% | −1,667−46.7% | Reduced | History |
| CWBRCohBar, Inc. | COM NEW | 450 | $805 | <0.1% | −388−46.3% | Reduced | History |
| MRAIMarpai, Inc. | COM | 809 | $808 | <0.1% | +809 | New | History |
| SAIHSAIHEAT Ltd | CLASS A ORD SHS | 655 | $812 | <0.1% | −2,979−82.0% | Reduced | History |
| CRWSCrown Crafts Inc | COM | 143 | $824 | <0.1% | −4−2.7% | Reduced | History |
| Progress Acquisition Corp.74327P204 | UNIT 12/25/2025 | 80 | $825 | <0.1% | −70−46.7% | Reduced | – |
| CINGCingulate Inc. | COMMON STOCK | 842 | $829 | <0.1% | −5,875−87.5% | Reduced | History |
| PNSTPinstripes Holdings, Inc. | CL A COM | 80 | $832 | <0.1% | −1,140−93.4% | Reduced | History |
| DJTWWTrump Media & Technology Group Corp. | *W EXP 03/25/202 | 259 | $834 | <0.1% | −2,533−90.7% | Reduced | History |
| ARDSAridis Pharmaceuticals, Inc. | COM | 2,683 | $842 | <0.1% | −4,985−65.0% | Reduced | History |
| TBIOTelesis Bio Inc. | COM | 272 | $843 | <0.1% | −3,474−92.7% | Reduced | History |
| Vistra Corp.92840M128 | *W EXP 02/02/202 | 8,085 | $849 | <0.1% | −89−1.1% | Reduced | – |
| Paysafe LtdG6964L115 | *W EXP 08/11/202 | 9,192 | $855 | <0.1% | −40,749−81.6% | Reduced | – |
| CRESYCresud Inc | SPONSORED ADR | 135 | $860 | <0.1% | 00.0% | Unchanged | History |
| LINKInterlink Electronics Inc | COM NEW | 95 | $864 | <0.1% | −1,358−93.5% | Reduced | History |
| NXGLNexgel, Inc. | COM | 679 | $869 | <0.1% | −4,438−86.7% | Reduced | History |
| CEPLCapstone Energy Plus, Inc. | COM | 654 | $869 | <0.1% | −86,503−99.2% | Reduced | History |
| WATTEnergous Corp | COM | 1,613 | $871 | <0.1% | −6,711−80.6% | Reduced | History |
| BlackRock ETF Trust09290C202 | FUTURE INVTR ETF | 32 | $875 | <0.1% | −416−92.9% | Reduced | – |
| Innovator ETFs Trust45783Y731 | BUFF STEP UP ETF | 35 | $889 | <0.1% | −582−94.3% | Reduced | – |
| AGMHAgm Group Holdings, Inc. | SHS CL A | 466 | $895 | <0.1% | +466 | New | History |
| GIFIGulf Island Fabrication Inc | COM | 244 | $903 | <0.1% | −1,094−81.8% | Reduced | History |
| SOUNSoundhound AI, Inc. | CLASS A COM | 328 | $905 | <0.1% | −5,378−94.3% | Reduced | History |
| HLSQTessera Defense & Homeland Security Inc. | COM | 3,003 | $916 | <0.1% | −26,890−90.0% | Reduced | History |
| AUCATIF Holdings Ltd | ORD SHS NEW | 427 | $918 | <0.1% | +115+36.9% | Added | History |
| PIMCO Equity Ser72202L371 | RAFI DYN MULTI | 34 | $938 | <0.1% | +34 | New | – |
| Marblegate Acquisition Corp.56608A113 | *W EXP 08/31/202 | 6,300 | $939 | <0.1% | +6,211+6,978.7% | Added | – |
| AMSCAmerican Superconductor Corp | Stock | 193 | $948 | <0.1% | −10,793−98.2% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G557 | ALERIAN GLXY CRY | 144 | $950 | <0.1% | −3,614−96.2% | Reduced | – |
| Walkme LtdM97628107 | ORD SHS | 90 | $958 | <0.1% | −1,694−95.0% | Reduced | – |
| DGZDeutsche Bank Aktiengesellschaft | DB GOLD SHORT | 100 | $972 | <0.1% | −1,115−91.8% | Reduced | History |
| SFESSafeguard Scientifics Inc | COM NEW | 565 | $972 | <0.1% | −4,382−88.6% | Reduced | History |
| HNRGHallador Energy Co | Stock | 106 | $974 | <0.1% | −3,738−97.2% | Reduced | History |
| IXAQFIX Acquisition Corp. | CLASS A ORD SHS | 95 | $978 | <0.1% | 00.0% | Unchanged | History |
| DALNDallasNews Corp | COM SER A | 223 | $986 | <0.1% | −6−2.6% | Reduced | History |
| FNGOBank of Montreal | 2X LEVERAGED | 39 | $987 | <0.1% | −2,331−98.4% | Reduced | History |
| POLAPolar Power, Inc. | COM | 749 | $989 | <0.1% | +749 | New | History |
| GLSHGelesis Holdings, Inc. | COM | 6,070 | $989 | <0.1% | −4,973−45.0% | Reduced | History |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | 17 | $990 | <0.1% | +9+112.5% | Added | – |
| CF Acquisition Corp. VII12521H206 | UNIT 03/16/2028 | 96 | $994 | <0.1% | −1,756−94.8% | Reduced | – |
| Social Leverage Acquisn Corp83363K201 | UNIT 99/99/9999 | 100 | $1.00K | <0.1% | −3,133−96.9% | Reduced | – |
| Jeffs Brands LtdM61472102 | ORDINARY SHARES | 1,285 | $1.00K | <0.1% | −1,180−47.9% | Reduced | – |
| iShares Tr46434V761 | MSCI UAE ETF | 71 | $1.00K | <0.1% | −1,085−93.9% | Reduced | – |
| Bellicum Pharmaceuticals, Inc079481404 | COM NEW | 3,057 | $1.01K | <0.1% | −453−12.9% | Reduced | – |
| Intelligent Medi Acqsitn Cor45828D205 | UNIT 11/05/2026 | 100 | $1.01K | <0.1% | −1,381−93.2% | Reduced | – |
| TWINTwin Disc Inc | COM | 106 | $1.01K | <0.1% | −144−57.6% | Reduced | History |
| Cetus Cap Acquisition Corp15719Y105 | CLASS A COM | 100 | $1.01K | <0.1% | +100 | New | – |
| Stratim Cloud Acquisition Corp.86309R206 | UNIT 03/05/2026 | 100 | $1.01K | <0.1% | −991−90.8% | Reduced | – |
| SOCSable Offshore Corp. | COM CL A | 100 | $1.01K | <0.1% | +100 | New | History |
| Interprivate III Financial P46064R106 | COM CL A | 100 | $1.01K | <0.1% | −835−89.3% | Reduced | – |
| LTRPALiberty TripAdvisor Holdings, Inc. | COM SER A | 1,180 | $1.01K | <0.1% | −5,760−83.0% | Reduced | History |
| BIOLBiolase, Inc | COM | 3,611 | $1.01K | <0.1% | +1,877+108.2% | Added | History |
| BEEPMobile Infrastructure Corp | CLASS A ORD SHS | 100 | $1.02K | <0.1% | −9,061−98.9% | Reduced | History |
| AIRIAir Industries Group | COM | 268 | $1.02K | <0.1% | −2,550−90.5% | Reduced | History |
| LSFLaird Superfood, Inc. | COM STK | 1,263 | $1.02K | <0.1% | −4,808−79.2% | Reduced | History |
| TRCATwin Ridge Capital Acquisition Corp. | SHS CL A | 100 | $1.02K | <0.1% | +100 | New | History |
| Corsair Partnering CorpG2540H124 | UNIT 99/99/9999 | 100 | $1.03K | <0.1% | +100 | New | – |
| LOOPLoop Industries, Inc. | COM | 300 | $1.03K | <0.1% | −4,272−93.4% | Reduced | History |
| DBX ETF Tr233051259 | XTRACKERS HIGH | 26 | $1.03K | <0.1% | +26 | New | – |
| DRIODarioHealth Corp. | COM NEW | 251 | $1.03K | <0.1% | −5,010−95.2% | Reduced | History |
| DBX ETF Tr233051747 | XTRCK JP MRG ESG | 57 | $1.04K | <0.1% | +57 | New | – |
| Welsbach Tech Metals Acqu Co950415109 | COM | 100 | $1.04K | <0.1% | −779−88.6% | Reduced | – |
| MPRAMercato Partners Acquisition Corp | CLASS A COM | 100 | $1.04K | <0.1% | −200−66.7% | Reduced | History |
| Plutonian Acquisition Corp.72942P203 | UNIT 10/26/2027 | 100 | $1.04K | <0.1% | −335−77.0% | Reduced | – |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |