UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| NOGNNogin, Inc. | COM NEW | 161 | $437 | <0.1% | −180−52.8% | ReducedConverted for a 1-for-20 split | History |
| Franklin Templeton ETF Tr35473P512 | INTEL MACHI ETF | 10 | $441 | <0.1% | −107−91.5% | Reduced | – |
| Meihua Intl Med TechnologiesG5966G108 | ORD SHS | 68 | $441 | <0.1% | −2,417−97.3% | Reduced | – |
| AINCAshford Inc. | COM | 35 | $444 | <0.1% | 00.0% | Unchanged | History |
| YHGJYunhong Green Cti Ltd. | COM | 280 | $445 | <0.1% | −1,318−82.5% | Reduced | History |
| Corner Growth Acquisitn CorpG2426E120 | *W EXP 04/09/202 | 6,274 | $445 | <0.1% | +5,577+800.1% | Added | – |
| Recruiter Com Group Inc75630B113 | *W EXP 06/01/202 | 14,853 | $446 | <0.1% | +14,600+5,770.8% | Added | – |
| CIZNCitizens Holding Co | COM | 37 | $447 | <0.1% | −1,159−96.9% | Reduced | History |
| XELBXCel Brands, Inc. | COM NEW | 750 | $459 | <0.1% | −10,510−93.3% | Reduced | History |
| LNSRLENSAR, Inc. | COM | 185 | $461 | <0.1% | 00.0% | Unchanged | History |
| Collaborative Investmnt Ser19423L714 | RAREVIEW TAX ADV | 22 | $462 | <0.1% | −207−90.4% | Reduced | – |
| VAIValor Energy Inc | COM | 527 | $464 | <0.1% | −8,525−94.2% | Reduced | History |
| IDNIntellicheck, Inc. | COM NEW | 187 | $468 | <0.1% | 00.0% | Unchanged | History |
| Franklin Templeton ETF Tr35473P777 | FTSE HONG KONG | 22 | $470 | <0.1% | −1,041−97.9% | Reduced | – |
| Global X FDS37960A784 | INTEREST RT HEDG | 20 | $471 | <0.1% | −621−96.9% | Reduced | – |
| Mountain Crest Acquisition Corp. IV62403K207 | UNIT 06/29/2026 | 45 | $472 | <0.1% | −344−88.4% | Reduced | – |
| BKYIBio Key International Inc | COM NEW | 676 | $473 | <0.1% | −18,959−96.6% | Reduced | History |
| WisdomTree Tr97717W596 | US ESG FUND | 11 | $474 | <0.1% | −2,921−99.6% | Reduced | – |
| ALVOWAlvotech | *W EXP 06/15/202 | 200 | $474 | <0.1% | +191+2,122.2% | Added | History |
| Corner Growth Acquisition Corp.G2425N113 | *W EXP 99/99/999 | 3,957 | $475 | <0.1% | −4,204−51.5% | Reduced | – |
| Data Storage Corp23786R110 | *W EXP 05/13/202 | 4,342 | $478 | <0.1% | +4,223+3,548.7% | Added | – |
| Vericity, Inc.92347D100 | COM | 66 | $486 | <0.1% | −1,250−95.0% | Reduced | – |
| Exela Technologies, Inc.30162V607 | 6% CONV PFD SR B | 164 | $489 | <0.1% | −7,019−97.7% | Reduced | – |
| Hyzon Motors Inc.44951Y110 | EQUITY WRT | 7,101 | $490 | <0.1% | +7,101 | New | – |
| Omnilit Acquisition Corp68218C116 | *W EXP 11/08/202 | 19,697 | $492 | <0.1% | +19,597+19,597.0% | Added | – |
| CHGAChange Agents Corporation. | COM NEW | 249 | $493 | <0.1% | +249 | New | History |
| MOGUMOGU Inc. | SPON ADS | 153 | $497 | <0.1% | −6,392−97.7% | Reduced | History |
| Alpha Architect ETF Tr02072L847 | FREEDOM DAY | 20 | $499 | <0.1% | −91−82.0% | Reduced | – |
| Wheeler Real Estate Investment Trust, Inc.963025309 | CPR | 312 | $501 | <0.1% | −39−11.1% | Reduced | – |
| Altrius Global Dividend ETF02072L656 | ALTRIUS GBL DIV | 17 | $501 | <0.1% | −85−83.3% | Reduced | – |
| SLNHSoluna Holdings, Inc | COM | 1,864 | $503 | <0.1% | −13,383−87.8% | Reduced | History |
| Nova Vision Acquisition CorpG6759A134 | RIGHT 12/23/2023 | 2,100 | $504 | <0.1% | −500−19.2% | Reduced | – |
| Advisorshares Tr00768Y545 | VICE E T F | 18 | $505 | <0.1% | −624−97.2% | Reduced | – |
| QNCXQuince Therapeutics, Inc. | COM | 325 | $507 | <0.1% | −45,544−99.3% | Reduced | History |
| Jaws Juggernaut Acquisitn CoG50735128 | UNIT 06/17/2026 | 50 | $507 | <0.1% | −881−94.6% | Reduced | – |
| Ea Series Trust02072L813 | RELATIVE SENTIME | 20 | $508 | <0.1% | −1,154−98.3% | Reduced | – |
| CYANCyanotech Corp | COM PAR $0.02 | 580 | $509 | <0.1% | −3,836−86.9% | Reduced | History |
| Jaws Hurricane Acquisitn Cor47201B202 | UNIT 06/08/2026 | 50 | $510 | <0.1% | +50 | New | – |
| AUROWAurora Innovation, Inc. | EQUITY WRT | 2,512 | $515 | <0.1% | −805−24.3% | Reduced | History |
| BAERWBridger Aerospace Group Holdings, Inc. | *W EXP 01/24/202 | 3,218 | $518 | <0.1% | +3,218 | New | History |
| ATLXAtlas Lithium Corp | COM NEW | 30 | $519 | <0.1% | +30 | New | History |
| DAREDare Bioscience, Inc. | COM | 500 | $520 | <0.1% | −27,420−98.2% | Reduced | History |
| LHCLeo Holdings Corp. II | COM CL A | 50 | $521 | <0.1% | −2,736−98.2% | Reduced | History |
| Crescera Cap Acquisition CorG26507122 | UNIT 11/18/2026 | 50 | $526 | <0.1% | −970−95.1% | Reduced | – |
| ProShares Tr74347G648 | ULTRASHRT DOW 30 | 20 | $527 | <0.1% | −15,221−99.9% | Reduced | – |
| Acropolis Infrastructure Acq005029103 | CL A | 52 | $527 | <0.1% | +30+136.4% | Added | – |
| PTIXProtagenic Therapeutics, Inc. | COM NEW | 305 | $528 | <0.1% | −3,983−92.9% | ReducedConverted for a 1-for-4 split | History |
| iShares Tr46436E403 | MSCI US GARP ETF | 16 | $529 | <0.1% | −401−96.2% | Reduced | – |
| NTZNatuzzi S P A | SPON ADS | 100 | $530 | <0.1% | −949−90.5% | Reduced | History |
| DEVSFDevvStream Corp. | CLASS A COM | 51 | $530 | <0.1% | +51 | New | History |
| PROVProvident Financial Holdings Inc | COM | 39 | $532 | <0.1% | 00.0% | Unchanged | History |
| Chicken Soup for the Soul En16842Q134 | *W EXP 10/22/202 | 20,528 | $534 | <0.1% | +19,788+2,674.1% | Added | – |
| CCELCryo Cell International Inc | COM | 177 | $535 | <0.1% | −1,547−89.7% | Reduced | History |
| Erytech Pharma29604W108 | SPONSORED ADR | 550 | $539 | <0.1% | −4,205−88.4% | Reduced | – |
| Graniteshares 2X Long Coin Daily ETF38747R801 | ETF | 53 | $540 | <0.1% | +53 | New | – |
| Star Equity Holdings, Inc.85513Q103 | COM | 582 | $541 | <0.1% | −16,889−96.7% | Reduced | – |
| Innovator ETFs Trust45783Y889 | US EQT ACLRTD 9 | 20 | $548 | <0.1% | −170−89.5% | Reduced | – |
| SNESSenesTech, Inc. | COM | 368 | $548 | <0.1% | −2,682−87.9% | Reduced | History |
| KPRXKiora Pharmaceuticals Inc | COM NEW | 166 | $555 | <0.1% | −4,088−96.1% | Reduced | History |
| USASAmericas Gold & Silver Corp | COM | 1,160 | $557 | <0.1% | +1,160 | New | History |
| AppHarvest, Inc.03783T111 | *W EXP 01/30/202 | 6,191 | $557 | <0.1% | +5,591+931.8% | Added | – |
| ProShares Tr74347X500 | ULTR MSCI ETF | 14 | $557 | <0.1% | +14 | New | – |
| RNLXYRenalytix plc | ADS | 233 | $564 | <0.1% | −7,727−97.1% | Reduced | History |
| AIXIXiao-I Corp | ADS | 82 | $567 | <0.1% | +82 | New | History |
| HSCSWHeartSciences Inc. | *W EXP 06/15/202 | 2,593 | $568 | <0.1% | +2,292+761.5% | Added | History |
| NIXXNixxy, Inc. | COM NEW | 2,152 | $577 | <0.1% | +2,150+107,500.0% | Added | History |
| EGLXFEnthusiast Gaming Holdings Inc. / Canada | COM | 1,000 | $580 | <0.1% | +36+3.7% | Added | History |
| Inspirato Inc45791E115 | EQUITY WRT | 5,800 | $580 | <0.1% | −967−14.3% | Reduced | – |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 662 | $583 | <0.1% | −15,088−95.8% | Reduced | – |
| Tidal Trust I886364405 | SOFI SOCIAL 50 | 25 | $595 | <0.1% | −5,575−99.6% | Reduced | – |
| Toughbuilt Inds Inc89157G116 | *W EXP 05/15/202 | 6,998 | $595 | <0.1% | −43,454−86.1% | Reduced | – |
| DWTXDogwood Therapeutics, Inc. | COM | 1,636 | $600 | <0.1% | +1,636 | New | History |
| INUVInuvo, Inc. | COM NEW | 2,057 | $601 | <0.1% | −92,881−97.8% | Reduced | History |
| VanEck ETF Trust92189H797 | FUTURE OF FOOD | 33 | $601 | <0.1% | +33 | New | – |
| PLGPlatinum Group Metals Ltd | COM | 422 | $603 | <0.1% | −6,119−93.5% | Reduced | History |
| WMCWestern Asset Mortgage Capital Corp | COM | 66 | $603 | <0.1% | +26+65.0% | Added | History |
| NRX Pharmaceuticals, Inc.629444118 | *W EXP 05/24/202 | 3,356 | $604 | <0.1% | +3,356 | New | – |
| PRTCYPureTech Health plc | ADS | 21 | $609 | <0.1% | +1+5.0% | Added | History |
| CF Acquisition Corp. VII12521H115 | *W EXP 03/16/202 | 6,100 | $610 | <0.1% | +5,900+2,950.0% | Added | – |
| Trimtabs ETF Tr89628W609 | DONOGHUE FORLINS | 29 | $611 | <0.1% | −2,700−98.9% | Reduced | – |
| SNDASonida Senior Living, Inc. | COM | 91 | $618 | <0.1% | −1,102−92.4% | Reduced | History |
| Simplify Exchange Traded Fun82889N673 | BITCOIN STRATEGY | 36 | $620 | <0.1% | −21−36.8% | Reduced | – |
| CXAIWCXApp Inc. | *W EXP 03/14/202 | 13,787 | $620 | <0.1% | +13,787 | New | History |
| PNACPrime Number Acquisition I Corp. | COM CL A | 60 | $622 | <0.1% | −355−85.5% | Reduced | History |
| WLDSWearable Devices Ltd. | ORDINARY SHS | 1,214 | $625 | <0.1% | −1,272−51.2% | Reduced | History |
| SPWRWSunPower Inc. | *W EXP 99/99/999 | 2,500 | $628 | <0.1% | +2,500 | New | History |
| Neuberger Berman ETF Trust64135A200 | DISRUPTERS ETF | 30 | $630 | <0.1% | +26+650.0% | Added | – |
| BAOSBaosheng Media Group Holdings Ltd | SHS NEW | 175 | $630 | <0.1% | +175 | New | History |
| CLLSCellectis S.A. | SPON ADS | 330 | $637 | <0.1% | −5,117−93.9% | Reduced | History |
| XLOXilio Therapeutics, Inc. | COM | 201 | $637 | <0.1% | 00.0% | Unchanged | History |
| micromobility.com Inc.42309B139 | *W EXP 08/13/202 | 17,869 | $643 | <0.1% | +17,363+3,431.4% | Added | – |
| TANHTantech Holdings Ltd | SHS NEW | 336 | $645 | <0.1% | −3,229−90.6% | Reduced | History |
| PMDPsychemedics Corp | COM NEW | 123 | $646 | <0.1% | −4,551−97.4% | Reduced | History |
| RCGRENN Fund, Inc. | COM | 369 | $646 | <0.1% | −6,539−94.7% | Reduced | History |
| LANWFLanvin Group Holdings Ltd | *W EXP 99/99/999 | 1,845 | $646 | <0.1% | +1,845 | New | History |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | – | $650 | <0.1% | – | – | – |
| Nuveen High Income 2023 Targ67079F101 | COM | 71 | $652 | <0.1% | −2,026−96.6% | Reduced | – |
| CMMBChemomab Therapeutics Ltd. | SPONSORED ADS | 411 | $653 | <0.1% | −4,218−91.1% | Reduced | History |
| FG Nexus Inc.30329Y106 | COM | 250 | $655 | <0.1% | −815−76.5% | Reduced | – |
| SNMPEvolve Transition Infrastructure LP | COM UNITS REP B | 3,265 | $657 | <0.1% | −28,821−89.8% | Reduced | History |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |