UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Mountain Crest Acqusitn CRP62403K116 | RIGHT 06/29/2026 | 1,100 | $209 | <0.1% | +1,000+1,000.0% | Added | – |
| PHLTPerformant Healthcare Inc | COM | 62 | $211 | <0.1% | +62 | New | History |
| CONX Corp.212873111 | *W EXP 10/30/202 | 1,184 | $214 | <0.1% | −1,959−62.3% | Reduced | – |
| VNCEVince Holding Corp. | COM NEW | 31 | $215 | <0.1% | −2,985−99.0% | Reduced | History |
| Greenbrook TMS Inc.393704309 | COM NEW | 228 | $215 | <0.1% | −17,440−98.7% | Reduced | – |
| DBX ETF Tr233051598 | XTRACK MSCI ALL | 10 | $233 | <0.1% | +10 | New | – |
| Pacer FDS Tr69374H758 | BIOTHREAT STRGY | 8 | $234 | <0.1% | −4,616−99.8% | Reduced | – |
| Global X FDS37954Y228 | CLEANTECH ETF | 15 | $239 | <0.1% | −2,049−99.3% | Reduced | – |
| First Tr Exch TRD Alphdx FD33737J141 | CHINA ALPHADEX | 11 | $241 | <0.1% | +11 | New | – |
| Prospector Capital CorpG7273A113 | *W EXP 01/01/202 | 2,717 | $245 | <0.1% | −7,918−74.5% | Reduced | – |
| EUDAWEUDA Health Holdings Ltd | *W EXP 09/24/202 | 2,064 | $248 | <0.1% | −2,011−49.3% | Reduced | History |
| DAIOData I/O Corp | COM | 50 | $249 | <0.1% | −200−80.0% | Reduced | History |
| Distoken Acquisition CorpG27740136 | RIGHT 99/99/9999 | 1,922 | $250 | <0.1% | +1,922 | New | – |
| NMPRYNavios Maritime Holdings Inc. | PREFERRED | 12 | $252 | <0.1% | +12 | New | History |
| Navios Maritime Holdings Inc.Y62197119 | COM | 140 | $253 | <0.1% | 00.0% | Unchanged | – |
| Arisz Acquisition Corp.040450124 | RIGHT 99/99/9999 | 3,610 | $253 | <0.1% | +1,110+44.4% | Added | – |
| Ocean Biomedical, Inc.67644C112 | *W EXP 02/14/202 | 902 | $253 | <0.1% | +902 | New | – |
| NEPHNephros Inc | COM | 237 | $254 | <0.1% | −10,294−97.7% | Reduced | History |
| IMBILegacy IMBDS, Inc. | COM CL A | 500 | $255 | <0.1% | −2,952−85.5% | Reduced | History |
| Burtech Acquisition Corp123013104 | CLASS A COM | 25 | $255 | <0.1% | −991−97.5% | Reduced | – |
| GSR II Meteora Acquisitn Cor36263W113 | RIGHT 02/24/2027 | 300 | $255 | <0.1% | +200+200.0% | Added | – |
| ILLRWTriller Group Inc. | *W EXP 03/15/202 | 9,100 | $255 | <0.1% | +9,100 | New | History |
| RVLPRVL Pharmaceuticals plc | SHS | 225 | $257 | <0.1% | −1,157−83.7% | Reduced | History |
| BYRNByrna Technologies Inc. | COM NEW | 34 | $258 | <0.1% | −2,651−98.7% | Reduced | History |
| OFEDOconee Federal Financial Corp. | COM | 14 | $259 | <0.1% | 00.0% | Unchanged | History |
| Viveon Health Acquisition Co92853V114 | *W EXP 99/99/999 | 17,257 | $259 | <0.1% | −1,020−5.6% | Reduced | – |
| HNR Acquisition Corp40472A128 | *W EXP 02/04/202 | 2,604 | $260 | <0.1% | +2,604 | New | – |
| Bannix Acquisition Corp066644121 | RIGHT 07/31/2026 | 1,890 | $263 | <0.1% | +1,220+182.1% | Added | – |
| First Tr Exchng Traded FD VI33740U737 | FT VEST US EQT | 9 | $266 | <0.1% | +9 | New | – |
| Innovator ETFs Tr45782C219 | DOUBLE STACKR 9 | 9 | $267 | <0.1% | −1,185−99.2% | Reduced | – |
| First Tr Exch Traded FD III33739P822 | NEW YORK MUNI | 10 | $268 | <0.1% | −90−90.0% | Reduced | – |
| Guinness Atkinson FDS402031868 | SMARTETFS ADVER | 19 | $272 | <0.1% | −2,217−99.2% | Reduced | – |
| Blockchain Moon Acquisitn Co09370F117 | RIGHT 10/14/2026 | 5,300 | $276 | <0.1% | +1,025+24.0% | Added | – |
| STXSStereotaxis, Inc. | COM NEW | 136 | $277 | <0.1% | 00.0% | Unchanged | History |
| BDSXBiodesix Inc | COM | 150 | $279 | <0.1% | −4,219−96.6% | Reduced | History |
| Appreciate Holdings, Inc.03832J114 | *W EXP 11/29/202 | 13,302 | $279 | <0.1% | +2,000+17.7% | Added | – |
| Jaws Hurricane Acquisitn Cor47201B111 | *W EXP 03/26/202 | 1,808 | $280 | <0.1% | +1,808 | New | – |
| SWAGWStran & Company, Inc. | *W EXP 11/01/202 | 2,980 | $283 | <0.1% | +1,484+99.2% | Added | History |
| AUSTAustin Gold Corp. | COM | 249 | $284 | <0.1% | −11,394−97.9% | Reduced | History |
| KBS Fashion Group LtdY46002203 | COM NEW | 559 | $285 | <0.1% | −5,456−90.7% | Reduced | – |
| iShares U S ETF Tr46431W580 | INFLATION HEDG | 11 | $288 | <0.1% | −1,112−99.0% | Reduced | – |
| Airspan Networks Holdings IN00951K120 | *W EXP 11/01/202 | 25 | $289 | <0.1% | 00.0% | Unchanged | – |
| Axios Sustainable GRW Acq CoG0703K124 | RIGHT 99/99/9999 | 1,900 | $291 | <0.1% | +1,400+280.0% | Added | – |
| AUBNAuburn National Bancorporation, Inc | COM | 13 | $295 | <0.1% | −463−97.3% | Reduced | History |
| Build Funds Trust12009B101 | BOND INNOVATION | 13 | $298 | <0.1% | −1,151−98.9% | Reduced | – |
| Morgan Stanley ETF Trust61774R601 | CALVERT ULT SHR | 6 | $299 | <0.1% | +6 | New | – |
| Global X FDS37960A693 | EMKT INTRNT ECOM | 13 | $299 | <0.1% | −5−27.8% | Reduced | – |
| Amprius Technologies, Inc.03214Q116 | *W EXP 09/14/202 | 600 | $300 | <0.1% | −18,534−96.9% | Reduced | – |
| First Tr Exchng Traded FD VI33740F813 | ACTV FCTR MDCP | 13 | $301 | <0.1% | −541−97.7% | Reduced | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 30 | $303 | <0.1% | −1,332−97.8% | Reduced | – |
| Franklin Templeton ETF Tr35473P793 | FTSE FRANCE | 10 | $304 | <0.1% | −2,377−99.6% | Reduced | – |
| VGASWVerde Clean Fuels, Inc. | *W EXP 02/15/202 | 1,600 | $307 | <0.1% | +1,600 | New | History |
| AXS 2X NKE Bear Daily ETF46144X685 | AXS 2X NKE BEAR | 12 | $308 | <0.1% | +12 | New | – |
| SDEVStablecoin Development Corp | COM | 182 | $309 | <0.1% | −4,756−96.3% | Reduced | History |
| MIXTMiX Telematics Ltd | SPONSORED ADR | 40 | $310 | <0.1% | −1,452−97.3% | Reduced | History |
| Digihost Technology Inc25381D206 | COM NEW | 187 | $310 | <0.1% | −3,314−94.7% | Reduced | – |
| 2nd Vote FDS81386P108 | 2NDVOTE LIFE NEU | 10 | $314 | <0.1% | −719−98.6% | Reduced | – |
| Alvarium Tiedman02237A116 | EQUITY WRT | 271 | $315 | <0.1% | +271 | New | – |
| Strategy Inc86280R852 | SHS NASDAQ 5HANDL | 15 | $316 | <0.1% | −956−98.5% | Reduced | – |
| Listed FD Tr53656F680 | TRUESHARES NOV | 10 | $317 | <0.1% | −1,933−99.5% | Reduced | – |
| BGMSPBio Green Med Solution, Inc. | PFD CONV EX 6% | 23 | $321 | <0.1% | +23 | New | History |
| CVKDCadrenal Therapeutics, Inc. | COM | 230 | $324 | <0.1% | +230 | New | History |
| HYMCWHycroft Mining Holding Corp | *W EXP 02/12/202 | 9,141 | $329 | <0.1% | −26,540−74.4% | Reduced | History |
| YSGYatsen Holding Ltd | ADS | 222 | $329 | <0.1% | −41,612−99.5% | Reduced | History |
| FTHMFathom Holdings Inc. | COM | 78 | $332 | <0.1% | −1,037−93.0% | Reduced | History |
| NXGLWNexgel, Inc. | *W EXP 12/01/202 | 2,384 | $334 | <0.1% | +2,084+694.7% | Added | History |
| Amplify ETF Tr032108797 | THEMATIC ALL STR | 19 | $338 | <0.1% | −1,245−98.5% | Reduced | – |
| GNSSGenasys Inc. | COM | 116 | $342 | <0.1% | +116 | New | History |
| AGFSAgroFresh Solutions, Inc. | COM | 114 | $342 | <0.1% | −15,438−99.3% | Reduced | History |
| Exchange Listed FDS Tr30151E798 | QRAFT AI ENHCD | 9 | $345 | <0.1% | −28−75.7% | Reduced | – |
| TCRRTCR2 Therapeutics Inc. | COM | 234 | $351 | <0.1% | +234 | New | History |
| Global X FDS37954Y210 | CHINA DISRPTNETF | 28 | $352 | <0.1% | −1,212−97.7% | Reduced | – |
| Beam Global07373B117 | *W EXP 04/15/202 | 39 | $353 | <0.1% | −261−87.0% | Reduced | – |
| SBIGWSBIG Holdings, Inc. | *W EXP 06/14/202 | 11,400 | $353 | <0.1% | +10,550+1,241.2% | Added | History |
| Morgan Stanley ETF Trust61774R205 | CALVERT US LARCP | 7 | $358 | <0.1% | +7 | New | – |
| SGHCSuper Group (SGHC) Ltd | ORD SHS | 91 | $367 | <0.1% | 00.0% | Unchanged | History |
| IMRNImmuron Ltd | SPONSORED ADR | 197 | $369 | <0.1% | −2,164−91.7% | Reduced | History |
| Kraneshares Tr500767579 | HANG SENG TECH | 28 | $369 | <0.1% | −3,430−99.2% | Reduced | – |
| ICUCWSeaStar Medical Holding Corp | EQUITY WRT | 5,079 | $376 | <0.1% | +4,296+548.7% | Added | History |
| GEGGreat Elm Group, Inc. | COM NEW | 166 | $377 | <0.1% | −2,059−92.5% | Reduced | History |
| UWM Holdings Corp91823B117 | *W EXP 01/21/202 | 1,858 | $377 | <0.1% | −7,442−80.0% | Reduced | – |
| PNBKPatriot National Bancorp Inc | COM NEW | 43 | $379 | <0.1% | 00.0% | Unchanged | History |
| RMCFRocky Mountain Chocolate Factory, Inc. | COM | 72 | $382 | <0.1% | −2,995−97.7% | Reduced | History |
| Global X FDS37950E507 | MSCI CHINA ENRGY | 25 | $385 | <0.1% | −2,561−99.0% | Reduced | – |
| ULBIUltralife Corp | COM | 97 | $390 | <0.1% | 00.0% | Unchanged | History |
| Dimensional ETF Trust25434V716 | US SUSTAINABILTY | 15 | $399 | <0.1% | +15 | New | – |
| 10X Cap Venture Acqstn CorpG87076116 | *W EXP 04/19/202 | 3,169 | $402 | <0.1% | +268+9.2% | Added | – |
| Advisorshares Tr00768Y362 | PSYCHEDELICS ETF | 219 | $409 | <0.1% | −67−23.4% | Reduced | – |
| JVACoffee Holding Co Inc | COM | 220 | $411 | <0.1% | −1,782−89.0% | Reduced | History |
| ProShares Tr74347G523 | ON-DEMAND ETF | 19 | $418 | <0.1% | −393−95.4% | Reduced | – |
| OPXSOptex Systems Holdings Inc | COM NEW | 135 | $419 | <0.1% | +135 | New | History |
| Flexshares Tr33939L613 | ESG & CLM US LRG | 9 | $422 | <0.1% | +5+125.0% | Added | – |
| SMXSMX (Security Matters) Public Ltd Co | CLASS A ORD | 449 | $422 | <0.1% | +449 | New | History |
| DRTTFDirtt Environmental Solutions Ltd | COM | 797 | $425 | <0.1% | 00.0% | Unchanged | History |
| CTXRCitius Pharmaceuticals, Inc. | COM NEW | 366 | $428 | <0.1% | +366 | New | History |
| Blue Hat Interactive Entmt TG1329V205 | SHS | 637 | $428 | <0.1% | −2,940−82.2% | Reduced | – |
| CF Acquisition Corp VIII12520C117 | *W EXP 03/31/202 | 4,104 | $431 | <0.1% | +3,604+720.8% | Added | – |
| Arrival GroupL0423Q108 | SHS | 3,232 | $433 | <0.1% | −4,200−56.5% | Reduced | – |
| dMY Squared Technology Group, Inc.233276112 | *W EXP 99/99/999 | 1,400 | $434 | <0.1% | +1,300+1,300.0% | Added | – |
| FWDIForward Industries, Inc. | COM NEW | 391 | $436 | <0.1% | −2,313−85.5% | Reduced | History |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |