UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 8,433
- −1,045 vs. Q4 2022
- Portfolio value
- $216.6B
- +$8.33B (+4.0%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Patria Latin Amrcn Opprnty AG69454117 | *W EXP 02/23/202 | 719 | $51 | <0.1% | +710+7,888.9% | Added | – |
| Artemis Strategic Invt Corp04303A103 | COM CL A | 5 | $52 | <0.1% | −1,349−99.6% | Reduced | – |
| Listed FD Tr53656G100 | RIVERNRT ENH PRE | 2 | $52 | <0.1% | +2 | New | – |
| Blockchain Moon Acquisitn Co09370F208 | UNIT 10/14/2026 | 5 | $53 | <0.1% | +5 | New | – |
| Focus Impact Acquisition Cor34417L117 | *W EXP 10/28/202 | 1,080 | $54 | <0.1% | +1,080 | New | – |
| Xos, Inc.98423B116 | *W EXP 10/06/202 | 1,566 | $55 | <0.1% | +948+153.4% | Added | – |
| EQRx, Inc.26886C115 | *W EXP 12/17/202 | 317 | $55 | <0.1% | −1,224−79.4% | Reduced | – |
| DFLIWDragonfly Energy Holdings Corp. | *W EXP 10/07/202 | 476 | $56 | <0.1% | −1,942−80.3% | Reduced | History |
| iShares Tr46436E346 | MSCI WTR MGMT MS | 2 | $57 | <0.1% | +2 | New | – |
| Interprivate III Financial P46064R114 | *W EXP 99/99/999 | 609 | $58 | <0.1% | +609 | New | – |
| DWSNDawson Geophysical Co | COM | 37 | $60 | <0.1% | +37 | New | History |
| Digital Media Solutions, Inc.25401G114 | *W EXP 07/15/202 | 2,000 | $60 | <0.1% | +990+98.0% | Added | – |
| Offerpad Solutions Inc.67623L117 | *W EXP 10/16/202 | 1,500 | $60 | <0.1% | +1,500 | New | – |
| Leafly Holdings, Inc.52178J113 | EQUITY WRT | 1,728 | $60 | <0.1% | +153+9.7% | Added | – |
| Ambipar Emergency ResponseG02532110 | *W EXP 99/99/999 | 187 | $60 | <0.1% | +187 | New | – |
| Talon 1 Acquisition CorpG86656116 | *W EXP 07/30/202 | 1,024 | $61 | <0.1% | +1,024 | New | – |
| Motive Capital Corp IIG6293R114 | *W EXP 99/99/999 | 386 | $61 | <0.1% | +386 | New | – |
| Creative Realities, Inc.22530J119 | *W EXP 11/09/202 | 6,927 | $62 | <0.1% | +6,926+692,600.0% | Added | – |
| Cartica Acquisition CorpG1995D117 | *W EXP 04/30/202 | 881 | $63 | <0.1% | +881 | New | – |
| Listed FD Tr53656G209 | HORZN KINTCS BL | 3 | $63 | <0.1% | −55−94.8% | Reduced | – |
| BYSIBeyondSpring Inc. | SHS | 57 | $64 | <0.1% | −6,588−99.1% | Reduced | History |
| RMG Acquisition Corp IIIG76088122 | *W EXP 02/08/202 | 458 | $64 | <0.1% | +458 | New | – |
| CDROCodere Online Luxembourg, S.A. | ORDINARY SHARES | 21 | $64 | <0.1% | −1,374−98.5% | Reduced | History |
| TECXTectonic Therapeutic, Inc. | COM | 65 | $65 | <0.1% | 00.0% | Unchanged | History |
| Hycroft Mining Holding Corp44862P133 | *W EXP 10/06/202 | 1,619 | $65 | <0.1% | +1,619 | New | – |
| Redwire Corp75776W111 | *W EXP 05/27/202 | 136 | $65 | <0.1% | −64−32.0% | Reduced | – |
| Zimmer Energy Transition Acq989570114 | *W EXP 06/16/202 | 373 | $65 | <0.1% | +269+258.7% | Added | – |
| Fathom Digital Mfg Corp31189Y111 | *W EXP 12/22/202 | 1,637 | $65 | <0.1% | +1,637 | New | – |
| DP Cap Acquisition Corp IG2R05B126 | *W EXP 11/08/202 | 1,859 | $65 | <0.1% | +1,759+1,759.0% | Added | – |
| Esports Entmt Group Inc29667K116 | *W EXP 03/31/202 | 1,653 | $66 | <0.1% | +1,319+394.9% | Added | – |
| Lightning Emotor53228T119 | EQUITY WRT | 2,654 | $66 | <0.1% | +2,654 | New | – |
| Acropolis Infrastructure Acq005029111 | *W EXP 03/30/202 | 387 | $66 | <0.1% | +387 | New | – |
| Embark Technolog29079J111 | EQUITY WRT | 3,449 | $66 | <0.1% | −85,751−96.1% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G623 | MSCI GREEN BUIL | 4 | $67 | <0.1% | +4 | New | – |
| SVVCFirsthand Technology Value Fund, Inc. | COM | 72 | $68 | <0.1% | −5,763−98.8% | Reduced | History |
| Sizzle Acquisition Corp.83014E117 | *W EXP 11/02/202 | 200 | $68 | <0.1% | −504−71.6% | Reduced | – |
| CARMCarisma Therapeutics Inc. | COM | 22 | $68 | <0.1% | −491−95.7% | ReducedConverted for a 1-for-20 split | History |
| Sunlight Financi86738J114 | EQUITY WRT | 2,040 | $69 | <0.1% | +1,390+213.8% | Added | – |
| Invesco Actvely MNGD Etc FD46090F209 | ELC VEH MTLS CDT | 3 | $69 | <0.1% | −1,853−99.8% | Reduced | – |
| PTNPalatin Technologies Inc | COM NEW | 25 | $69 | <0.1% | −2,560−99.0% | Reduced | History |
| IMNMImmunome Inc. | COM | 14 | $70 | <0.1% | −460−97.0% | Reduced | History |
| TALKTalkspace, Inc. | COM | 100 | $70 | <0.1% | 00.0% | Unchanged | History |
| BRIDBridgford Foods Corp | COM | 5 | $70 | <0.1% | −819−99.4% | Reduced | History |
| CGAEnlightify Inc. | COM NEW | 17 | $70 | <0.1% | −3,562−99.5% | Reduced | History |
| Lixte Biotechnology Hldgs IN539319111 | *W EXP 01/01/202 | 811 | $70 | <0.1% | +811 | New | – |
| HHG Capital CorpG4R23P145 | RIGHT 02/25/2026 | 701 | $70 | <0.1% | +601+601.0% | Added | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 1,278 | $72 | <0.1% | −1,014−44.2% | Reduced | – |
| BNTCBenitec Biopharma Inc. | COM | 347 | $73 | <0.1% | −927−72.8% | Reduced | History |
| Healthcare AI Acquisition Corp.G4373K117 | *W EXP 99/99/999 | 732 | $73 | <0.1% | +732 | New | – |
| Two RDS Shared Tr90214Q105 | AFFINITY WORLD | 3 | $74 | <0.1% | +3 | New | – |
| SLGCWSomaLogic, Inc. | *W EXP 03/01/202 | 293 | $74 | <0.1% | −315−51.8% | Reduced | History |
| Profrac Hldg Corp74319N118 | *W EXP 11/09/202 | 3,216 | $74 | <0.1% | +2,316+257.3% | Added | – |
| Shuaa Partners Acquistn CorpG81173117 | *W EXP 02/24/202 | 500 | $75 | <0.1% | +500 | New | – |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 1,245 | $76 | <0.1% | +1,245 | New | – |
| NMRDNemaura Medical Inc. | COM NEW | 85 | $76 | <0.1% | −5,063−98.3% | Reduced | History |
| Xenetic Biosciences, Inc.984015131 | *W EXP 07/19/202 | 977 | $76 | <0.1% | −500−33.9% | Reduced | – |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 640 | $77 | <0.1% | +640 | New | – |
| Petvivo Hldgs Inc716817119 | *W EXP 08/13/202 | 196 | $78 | <0.1% | +196 | New | – |
| GROVWGrove Collaborative Holdings, Inc. | *W EXP 06/16/202 | 1,450 | $78 | <0.1% | −900−38.3% | Reduced | History |
| SVREWSaverOne 2014 Ltd. | *W EXP 05/04/202 | 500 | $78 | <0.1% | +500 | New | History |
| Global X FDS37954Y541 | MSCI CHINA HC | 5 | $80 | <0.1% | −372−98.7% | Reduced | – |
| Nushares ETF Tr67092P797 | GET OPP ETF | 4 | $80 | <0.1% | +4 | New | – |
| Entera Bio Ltd.M40527117 | *W EXP 07/02/202 | 3,100 | $81 | <0.1% | +1,854+148.8% | Added | – |
| PGYWWPagaya Technologies Ltd. | *W EXP 09/01/202 | 998 | $82 | <0.1% | −32,187−97.0% | Reduced | History |
| ADER26 Capital Acquisition Corp. | COM CL A | 8 | $83 | <0.1% | −642−98.8% | Reduced | History |
| Katapult Holdings, Inc.485859110 | *W EXP 06/09/202 | 1,454 | $84 | <0.1% | −2,849−66.2% | Reduced | – |
| Glry STR NW Mdia Grup Hldg LG39973113 | *W EXP 02/13/202 | 17,210 | $86 | <0.1% | +17,210 | New | – |
| Frontier Investment CorpG36816125 | *W EXP 06/29/202 | 571 | $86 | <0.1% | +471+471.0% | Added | – |
| RDIBReading International Inc | CL B | 4 | $87 | <0.1% | +4 | New | History |
| Lilium N VN52586109 | CLASS A ORD SHS | 134 | $87 | <0.1% | 00.0% | Unchanged | – |
| Gardiner Healthcare Acqts Co365506112 | *W EXP 07/30/202 | 907 | $87 | <0.1% | +907 | New | – |
| Direxion Shs ETF Tr25490K869 | CSI 300 BULL2X | 4 | $88 | <0.1% | −6,654−99.9% | Reduced | – |
| Advisorshares Tr00768Y818 | DOUBLELIN VAL EQ | 1 | $90 | <0.1% | +1 | New | – |
| Virgin Orbit Holdings, Inc.92771A119 | *W EXP 99/99/999 | 1,906 | $90 | <0.1% | −5,108−72.8% | Reduced | – |
| HTCRHeartCore Enterprises, Inc. | COM | 94 | $91 | <0.1% | −1,839−95.1% | Reduced | History |
| Auddia Inc.05072K115 | *W EXP 10/17/202 | 614 | $92 | <0.1% | −498−44.8% | Reduced | – |
| ACONWAclarion, Inc. | *W EXP 04/21/202 | 2,297 | $92 | <0.1% | +1,947+556.3% | Added | History |
| J P Morgan Exchange-Traded F46641Q183 | ACTIVEBUILDER US | 2 | $93 | <0.1% | +2 | New | – |
| ProShares Tr74347B847 | MSCI EMRG MKTS | 2 | $94 | <0.1% | −2,414−99.9% | Reduced | – |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 254 | $94 | <0.1% | −2,319−90.1% | Reduced | – |
| Anthemis Digital AcquisitionG03959106 | CLASS A ORD | 9 | $94 | <0.1% | 00.0% | Unchanged | – |
| SFTGQShift Technologies, Inc. | CL A NEW | 84 | $94 | <0.1% | −1−0.8% | ReducedConverted for a 1-for-10 split | History |
| Heliogen, Inc.42329E113 | *W EXP 99/99/999 | 2,700 | $95 | <0.1% | −38,837−93.5% | Reduced | – |
| Schultze SPL Purp Acq Corp I808212112 | *W EXP 04/13/202 | 1,190 | $95 | <0.1% | +1,190 | New | – |
| Distoken Acquisition CorpG27740102 | *W EXP 11/30/202 | 1,922 | $96 | <0.1% | +1,922 | New | – |
| REVBWRevelation Biosciences, Inc. | EQUITY WRT | 6,089 | $97 | <0.1% | +6,089 | New | History |
| YCBDcbdMD, Inc. | COM | 500 | $98 | <0.1% | 00.0% | Unchanged | History |
| WeWork Inc.96209A112 | EQUITY WRT | 1,233 | $99 | <0.1% | −7,283−85.5% | Reduced | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 2 | $100 | <0.1% | +1+100.0% | Added | – |
| Morgan Stanley ETF Trust61774R106 | CALVE INDEX ETF | 2 | $100 | <0.1% | +2 | New | – |
| IGCIGC Pharma, Inc. | COM NEW | 294 | $100 | <0.1% | 00.0% | Unchanged | History |
| ADSEWAds-Tec Energy Public Ltd Co | *W EXP 12/22/202 | 500 | $100 | <0.1% | +500 | New | History |
| Cybin Ord23256X100 | COM | 263 | $101 | <0.1% | −71,745−99.6% | Reduced | – |
| VQSSFVIQ Solutions Inc. | COM NEW | 278 | $101 | <0.1% | +278 | New | History |
| PLAYSTUDIOS, Inc.72815G116 | *W EXP 06/17/202 | 199 | $102 | <0.1% | +199 | New | – |
| Ultimus Managers Tr90386H370 | US VALUE ETF | 4 | $102 | <0.1% | +4 | New | – |
| Abacus Global Management, Inc.274681105 | COM CL A | 10 | $103 | <0.1% | −300−96.8% | Reduced | – |
| FAST Acquisition Corp. II311874200 | UNIT 03/16/2026 | 10 | $103 | <0.1% | −948−99.0% | Reduced | – |
| BNCWWCEA Industries Inc. | *W EXP 02/11/202 | 1,300 | $103 | <0.1% | −16,231−92.6% | Reduced | History |
| GBBKGlobal Blockchain Acquisition Corp. | COMMON STOCK | 10 | $103 | <0.1% | −1,000−99.0% | Reduced | History |
Options (673)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 673 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $8.02B | $2.05B |
| Invesco QQQ Trust Series I46090E103 | ETF | $3.62B | $928.0M |
| iShares Russell 2000 ETF464287655 | ETF | $1.80B | $839.2M |
| AAPLApple Inc. | Stock | $1.06B | $512.5M |
| UNPUnion Pacific Corp | Stock | $153.5M | $1.23B |
| MSFTMicrosoft Corp | Stock | $546.3M | $817.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $1.02B | $152.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $170.4M | $978.0M |
| TSLATesla, Inc. | Stock | $579.7M | $432.1M |
| AMDAdvanced Micro Devices Inc | Stock | $517.8M | $236.8M |
| MSMorgan Stanley | Stock | $177.4M | $457.4M |
| iShares Tips Bond ETF464287176 | ETF | – | $631.5M |
| AVGOBroadcom Inc. | Stock | $330.1M | $218.8M |
| AMZNAmazon Com Inc | Stock | $315.4M | $231.1M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $524.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $436.6M | $71.7M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $208.0M | $288.5M |
| NVDANVIDIA Corp | Stock | $267.6M | $195.9M |
| WMTWalmart Inc. | Stock | $303.1M | $140.0M |
| JPMJPMorgan Chase & Co | Stock | $313.8M | $107.7M |
| GLDSPDR Gold Trust | ETF | $135.9M | $285.5M |
| BACBank of America Corp | Stock | $219.0M | $202.0M |
| METAMeta Platforms, Inc. | Stock | $232.8M | $182.3M |
| CRMSalesforce, Inc. | Stock | $330.3M | $80.5M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $161.8M | $223.7M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $165.2M | $192.2M |
| CCitigroup Inc | Stock | $185.6M | $162.8M |
| LOGILogitech International S.A. | SHS | $36.7M | $308.0M |
| STLAStellantis N.V. | SHS | $210.2M | $129.2M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $168.8M | $169.6M |
| CSCOCisco Systems, Inc. | Stock | $167.3M | $155.9M |
| GOOGLAlphabet Inc. | Stock | $169.5M | $140.5M |
| GSGoldman Sachs Group Inc | Stock | $172.8M | $136.4M |
| MAMastercard Inc | Stock | $108.0M | $199.3M |
| BABAAlibaba Group Holding Ltd | ADR | $43.4M | $246.9M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $191.7M | $93.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $127.3M | $142.8M |
| ABBVAbbVie Inc. | Stock | $165.6M | $99.9M |
| AIGAmerican International Group, Inc. | Stock | $136.3M | $129.1M |
| NFLXNetflix Inc | Stock | $169.9M | $90.6M |
| DISWalt Disney Co | Stock | $37.7M | $214.8M |
| MUMicron Technology Inc | Stock | $194.1M | $56.4M |
| iShares MSCI Eafe ETF464287465 | ETF | $210.7M | $37.9M |
| TMUST-Mobile US, Inc. | Stock | $142.2M | $101.1M |
| ADIAnalog Devices Inc | Stock | $134.3M | $94.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.4M | $193.3M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $60.4M | $166.2M |
| VVisa Inc. | Stock | $134.4M | $88.7M |
| BMYBristol Myers Squibb Co | Stock | $127.3M | $86.9M |
| XOMExxonMobil Holdings Corp | COM | $116.1M | $91.4M |
| UBSUBS Group AG | Stock | $2.62M | $195.5M |
| HUMHumana Inc | Stock | $110.6M | $84.4M |
| METMetlife Inc | Stock | $95.9M | $95.4M |
| FSLRFirst Solar, Inc. | Stock | $89.0M | $102.2M |
| GILDGilead Sciences, Inc. | Stock | $115.3M | $63.5M |
| BRK.BBerkshire Hathaway Inc | Stock | $96.5M | $81.8M |
| MRKMerck & Co., Inc. | Stock | $117.3M | $58.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $93.4M | $74.3M |
| CLColgate Palmolive Co | Stock | $7.57M | $156.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $98.0M | $61.7M |
| CMGChipotle Mexican Grill Inc | COM | $105.4M | $53.8M |
| MRNAModerna, Inc. | Stock | $102.2M | $54.3M |
| KMIKinder Morgan, Inc. | Stock | $76.6M | $79.2M |
| ABNBAirbnb, Inc. | Stock | $81.2M | $73.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $117.0M | $32.0M |
| HDHome Depot, Inc. | Stock | $106.1M | $40.3M |
| TGTTarget Corp | Stock | $84.5M | $61.2M |
| UNHUnitedHealth Group Inc | Stock | $72.6M | $72.3M |
| LRCXLam Research Corp | COM | $93.5M | $51.0M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $78.1M | $65.5M |
| WMBWilliams Companies, Inc. | COM | $76.4M | $66.5M |
| RTXRTX Corp | Stock | $72.8M | $67.2M |
| INTCIntel Corp | Stock | $59.6M | $75.8M |
| ALCAlcon Inc | Stock | $22.1M | $111.2M |
| KHCKraft Heinz Co | Stock | $77.7M | $51.1M |
| FDXFedEx Corp | Stock | $76.3M | $50.0M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $56.9M | $69.2M |
| CVXChevron Corp | Stock | $80.3M | $45.3M |
| BPBP PLC | ADR | $39.2M | $82.0M |
| CPRICapri Holdings Ltd | SHS | $67.6M | $53.0M |
| STZConstellation Brands, Inc. | Stock | $67.7M | $51.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $68.2M | $49.7M |
| NXPINXP Semiconductors N.V. | COM | $62.6M | $54.0M |
| KOCoca Cola Co | Stock | $55.8M | $59.6M |
| MCDMcDonalds Corp | Stock | $67.5M | $47.9M |
| XUnited States Steel Corp | COM | $101.9M | $11.9M |
| Barrick Gold Corp067901108 | COM | $68.6M | $45.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $65.8M | $47.6M |
| WDAYWorkday, Inc. | CL A | $60.7M | $52.1M |
| EMREmerson Electric Co | Stock | $54.2M | $55.4M |
| TRVTravelers Companies, Inc. | Stock | $52.5M | $54.6M |
| AMATApplied Materials Inc | Stock | $70.2M | $36.1M |
| PEPPepsiCo Inc | Stock | $48.8M | $56.9M |
| FCXFreeport-McMoran Inc | Stock | $72.5M | $31.3M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $55.2M | $48.4M |
| EAElectronic Arts Inc. | COM | $52.1M | $49.7M |
| SCHWSchwab Charles Corp | Stock | $63.9M | $37.2M |
| IPInternational Paper Co | COM | $55.9M | $43.8M |
| GOOGAlphabet Inc. | Stock | $27.7M | $71.9M |
| CMECME Group Inc. | COM | $54.4M | $43.8M |
Sold out since Q4 2022 (1,867)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 1,867 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LHCGLHC Group, Inc | COM | 302,949 | $49.0M | <0.1% | History |
| STORStore Capital LLC | COM | 1,464,628 | $47.0M | <0.1% | History |
| KNBEKnowBe4, Inc. | CL A | 1,211,436 | $30.0M | <0.1% | History |
| COUPCoupa Software Inc | COM | 245,269 | $19.4M | <0.1% | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 181,996 | $18.3M | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 1,036,785 | $17.3M | <0.1% | History |
| SGFYSignify Health, Inc. | CL A COM | 580,517 | $16.6M | <0.1% | History |
| SIVBSVB Financial Group | COM | 59,843 | $13.8M | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 411,137 | $11.1M | <0.1% | History |
| EVOPEVO Payments, Inc. | CL A COM | 321,403 | $10.9M | <0.1% | History |
| Signature BK New York N Y82669G104 | COM | 79,091 | $9.11M | <0.1% | – |
| Sierra Wireless Inc826516106 | COM | 300,189 | $8.70M | <0.1% | – |
| COWNCowen Inc. | CL A NEW | 221,143 | $8.54M | <0.1% | History |
| SAFESafehold Inc. | COM | 259,737 | $7.43M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 200,548 | $7.13M | <0.1% | History |
| IMGOImago BioSciences, Inc. | COM | 186,545 | $6.71M | <0.1% | History |
| Atlas CorpY0436Q109 | SHARES | 292,788 | $4.49M | <0.1% | – |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 325,694 | $4.27M | <0.1% | History |
| POSHPoshmark, Inc. | COM CL A | 232,316 | $4.15M | <0.1% | History |
| UMPQUmpqua Holdings Corp | COM | 192,621 | $3.44M | <0.1% | History |
| USERUserTesting, Inc. | COM | 392,475 | $2.95M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 48,961 | $2.93M | <0.1% | History |
| AVEOAveo Pharmaceuticals, Inc. | COM NEW | 193,555 | $2.89M | <0.1% | History |
| iShares Tr46432FAN7 | IBNDS MAR23 ETF | 95,512 | $2.32M | <0.1% | – |
| SRNESorrento Therapeutics, Inc. | COM NEW | 2,383,825 | $2.12M | <0.1% | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 89,059 | $2.06M | <0.1% | – |
| IAAIAA, Inc. | COM | 46,312 | $1.85M | <0.1% | History |
| Invesco Exchange Traded FD T46137V183 | S&P SML 600 EQ | 25,788 | $1.78M | <0.1% | – |
| WEBRWeber Inc. | CL A | 215,841 | $1.74M | <0.1% | History |
| CINCCinCor Pharma, Inc. | COM | 138,614 | $1.70M | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 50,739 | $1.69M | <0.1% | – |
| Two RDS Shared Tr90214Q584 | CONDCTR GBL EQTY | 123,228 | $1.63M | <0.1% | – |
| NIRNear Intelligence, Inc. | CL A | 146,380 | $1.50M | <0.1% | History |
| Macquarie Global Infrastruct55608D101 | COM | 62,795 | $1.43M | <0.1% | – |
| PCSBPCSB Financial Corp | COM | 63,932 | $1.22M | <0.1% | History |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 427,284 | $1.09M | <0.1% | – |
| ACETAdicet Bio, Inc. | COM | 117,589 | $1.05M | <0.1% | History |
| Swedish Expt CR Corp870297199 | BIOFUELS TTL RTN | 78,106 | $966.2K | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $961.5K | <0.1% | – |
| Greenbrier Cos Inc393657AM3 | NOTE 2.875% 4/1 | – | $881.5K | <0.1% | – |
| Health Catalyst, Inc.42225TAB3 | NOTE 2.500% 4/1 | – | $779.9K | <0.1% | – |
| Ci Finl Corp125491100 | COM | 77,316 | $772.4K | <0.1% | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $761.3K | <0.1% | – |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $743.6K | <0.1% | – |
| Zillow Group, Inc.98954MAG6 | NOTE 1.375% 9/0 | – | $705.3K | <0.1% | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | – | $700.8K | <0.1% | – |
| Delaware Ivy Hig246107106 | Closed-End Fund | 61,039 | $669.0K | <0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $633.1K | <0.1% | – |
| Zillow Group, Inc.98954MAE1 | NOTE 0.750% 9/0 | – | $620.4K | <0.1% | – |
| PagerDuty, Inc.69553PAB6 | NOTE 1.250% 7/0 | – | $603.9K | <0.1% | – |
| Etsy Inc29786AAL0 | NOTE 0.125% 9/0 | – | $598.5K | <0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $594.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 11,647 | $570.7K | <0.1% | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $570.5K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 74,072 | $565.2K | <0.1% | – |
| Direxion Shs ETF Tr25460G419 | DAILY MSCI OCT21 | 10,050 | $542.3K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $528.3K | <0.1% | – |
| Summit Hotel Pptys Inc866082AA8 | NOTE 1.500% 2/1 | – | $512.4K | <0.1% | – |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | – | $493.5K | <0.1% | – |
| RFPResolute Forest Products Inc. | COM | 21,706 | $468.6K | <0.1% | History |
| Despegar Com CorpG27358103 | ORD SHS | 88,054 | $451.7K | <0.1% | – |
| Direxion Daily Technology Bear 3X ETF25460G393 | Equities | 8,820 | $357.8K | <0.1% | – |
| Professional Hldg Corp743139107 | CL A COM | 12,514 | $347.1K | <0.1% | – |
| GDXDBank of Montreal | MICRSCTR GLD 3X | 38,787 | $330.5K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 38,944 | $296.8K | <0.1% | – |
| ProShares Tr74348A434 | ULTSHT FTSE EURO | 23,176 | $296.0K | <0.1% | – |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 5,827 | $295.4K | <0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 7,700 | $293.6K | <0.1% | – |
| Listed FD Tr53656F649 | CHANGEBRIDGE LNG | 13,708 | $290.1K | <0.1% | – |
| Dimensional ETF Trust25434V674 | GLOBAL SUSTAINA | 5,564 | $278.8K | <0.1% | – |
| CLSCelestica Inc | SUB VTG SHS | 24,548 | $276.7K | <0.1% | History |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 5,124 | $272.4K | <0.1% | – |
| NTRANatera, Inc. | CONV BD US | – | $254.4K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 43,841 | $247.7K | <0.1% | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 9,192 | $238.7K | <0.1% | – |
| Green Plains Inc.393222AK0 | NOTE 2.250% 3/1 | – | $237.8K | <0.1% | – |
| iShares Tr46434V266 | INTERNATIONAL SL | 7,481 | $224.4K | <0.1% | – |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 31,456 | $219.9K | <0.1% | – |
| PAYAPaya Holdings Inc. | COM CL A | 27,843 | $219.1K | <0.1% | History |
| FTAC Hera Acquisition Corp.G3728Y129 | UNIT 02/28/2026 | 21,366 | $215.4K | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 20,995 | $212.1K | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $211.6K | <0.1% | – |
| Lazard Growth Acquisition CoG54035129 | UNIT 99/99/9999 | 20,850 | $210.2K | <0.1% | – |
| iShares Tr46432FAZ0 | IBONDS MAR23 ETF | 7,829 | $207.5K | <0.1% | – |
| Hartford FDS Exchange Traded41653L701 | CORE BD ETF | 6,035 | $205.4K | <0.1% | – |
| COOLCorner Growth Acquisition Corp. | CL A SHS | 20,753 | $205.2K | <0.1% | History |
| Peridot Acquisition Corp. IIG7008B113 | UNIT 99/99/9999 | 20,000 | $202.0K | <0.1% | – |
| URGNUroGen Pharma Ltd. | COM | 22,675 | $201.1K | <0.1% | History |
| SVIXVS Trust | -1X SHRT VIX FUT | 13,562 | $198.8K | <0.1% | History |
| Viveon Health Acquisition Co92853V106 | COMMON STOCK | 18,528 | $197.3K | <0.1% | – |
| Blueriver Acquisition CorpG1261Q123 | UNIT 01/04/2026 | 19,233 | $193.9K | <0.1% | – |
| Via Renewables, Inc.92556D106 | CL A COM | 37,401 | $191.1K | <0.1% | – |
| Flexshares Tr33939L746 | US QUALITY CAP | 4,388 | $187.0K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $186.8K | <0.1% | – |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 1,295 | $186.8K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 4,345 | $185.2K | <0.1% | – |
| ProShares Tr74347B581 | SP500 EX ENRGY | 2,278 | $184.2K | <0.1% | – |
| Mason Industrial Technolgy I57520Y205 | UNIT 99/99/9999 | 18,221 | $181.1K | <0.1% | – |
| Dimensional ETF Trust25434V732 | EMERGING MKTS CO | 7,952 | $178.6K | <0.1% | – |
| OYSTOyster Point Pharma, Inc. | COM | 15,787 | $176.3K | <0.1% | History |